JENNIFER L. THURSTON, Magistrate Judge.
Plaintiff proceeds on a due process claim against several defendants premised on four periodic reviews of plaintiff's placement in the Security Housing Unit ("SHU") due to his gang validation. In their instant motion for summary judgment, defendants Beard, Castorena, Galaviz, Jennings, Pina, Holland, Prince, Chavez, Vasquez, Edgar, Garcia, Mayfield, Patterson, Davey, Oliveira, Perez, Campbell, Wilson and Lester argue that plaintiff received all the due process protection to which he was entitled. Alternatively, they assert that they are entitled to qualified immunity. Plaintiff opposes the motion.
The Court finds there is no dispute of material fact as to whether plaintiff received all the process that he was due. Thus, the Court recommends that the defendants' motion for summary judgment be granted.
In the fourth amended complaint, plaintiff accuses the defendants of violating his due process rights in the context of Institutional Classification Committee ("ICC") hearings convened to determine whether plaintiff should be retained in the SHU based on his gang validation. The specific instances at issue here are: (1) an ICC hearing held on June 24, 2014, where the defendants decided to retain plaintiff in the SHU; (2) an October 6, 2014, confirmation of the ICC's June 24, 2014, decision; (3) an ICC hearing held on January 7, 2015, where the defendants decided to retain plaintiff in the SHU; (4) an ICC hearing held on July 14, 2015, where the defendants decided to retain plaintiff in the SHU; and (5) an ICC hearing held on March 3, 2016, where the defendants decided to retain plaintiff in the SHU.
At each of these ICC hearings, plaintiff claims that he was denied a meaningful opportunity to be heard in violation of his due process rights. He also claims these hearings were meaningless gestures in that the decision to retain had already been determined prior to the hearings.
By way of relief, plaintiff seeks declaratory relief, injunctive relief (to include his release from the SHU), and damages.
Plaintiff initiated this action on November 21, 2014, and filed a first amended complaint ("FAC") on January 23, 2015, before his original complaint was screened. (ECF Nos. 1, 8.) On May 7, 2015, the Court screened the FAC and found it to state cognizable claims against some defendants but not others. The Court directed Plaintiff to file an amended pleading or to notify the court of his willingness to proceed on the FAC as screened.
On June 25, 2015, Plaintiff filed a second amended complaint. (ECF No. 14.) The Court screened it on July 28, 2015 and found it to state cognizable claims against some defendants but not others. (ECF No. 15.) The Court again directed Plaintiff to file an amended pleading or to notify the court of his willingness to proceed on the second amended complaint as screened.
Plaintiff filed the third amended complaint on August 24, 2015. (ECF No. 16.) The Court screened this pleading on October 15, 2015 and found it to state cognizable due process and equal protection claims against the following Defendants: Beard, Castorena, Escobar, Lambert, Mahoney, Cano, Kraay, Galaviz, Rousseau, Gipson, Taber, Jennings, Sanchez, Pina, Pacillas, Lackovic, Smith, Kellogg, McGuire, Mayo, Mata, Holland, Prince, Chavez, Vasquez, Edgar, Garcia, Mayfield, and Patterson. (ECF No. 18.) Service was ordered November 2, 2015. (ECF No. 22.)
Defendants appeared on January 6, 2016, by filing a motion to dismiss. (ECF No. 26.) On June 21, 2016, the then-assigned magistrate judge issued findings and recommendations to deny the motion to dismiss as to plaintiff's due process claim and to grant it as to the equal protection claim. (ECF No. 42.)
District Judge Anthony W. Ishii adopted the findings and recommendations in part on September 16, 2016. (ECF No. 54.) Judge Ishii adopted the recommendation to dismiss the equal protection claim but found that defendants were entitled to qualified immunity as to some of the conduct underlying the due process claim, which is premised on the periodic reviews of plaintiff's placement in the SHU due to his gang validation. Specifically, the district judge concluded that defendants were entitled to qualified immunity for conduct pre-dating
On October 18, 2016, the then-assigned magistrate judge granted plaintiff's request to file a fourth complaint. (ECF No. 60.) In this supplemental complaint, plaintiff added allegations regarding two additional periodic reviews of his SHU placement occurring after he initiated this action. (ECF No. 53.)
Plaintiff's request to file a fifth amended complaint was denied on December 26, 2017. (ECF Nos. 74, 89.)
The defendants filed their answer on January 12, 2017, and the instant motion for summary judgment was filed on November 30, 2017. (ECF Nos. 69, 85.) Plaintiff has filed two oppositions, the first on April 16, 2018, and the second on May 7, 2018. (ECF Nos. 101, 105.) He has also filed a request to deem the second opposition timely filed. (ECF No. 106.) The defendants filed their reply on April 20, 2018. (ECF No. 103.) This motion is fully briefed and ready for disposition.
Summary judgment is appropriate when it is demonstrated that the standard set forth in Federal Rule of Civil Procedure 56 is met. "The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a).
Consequently, if the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually exists.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
In resolving a summary judgment motion, the court examines the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed.
By contemporaneous notice provided on November 30, 2017 (ECF No. 85-1), plaintiff was advised of the requirements for opposing a motion brought pursuant to Rule 56 of the Federal Rules of Civil Procedure.
Plaintiff, an inmate in the custody of the California Department of Corrections and Rehabilitation, was validated as a Northern Structure prison gang member in February 2010. Fourth Am. Compl. § IV; Pl.'s Dep. at 16:18-22 (Decl. of Lucas L. Hennes in Supp. of Defs.' Mot. Summ. J. (ECF No. 85-5), Ex. A). Because of the gang validation, he was assigned to serve an indeterminate term in the SHU at California State Prison — Corcoran ("CSP-Cor") on July 23, 2012.
Plaintiff's gang validation is reviewed approximately every 180 days and annually. Fourth Am. Compl. at 8:21-23. This action is premised on several ICC hearings occurring between June 2014 and March 2016.
The first ICC hearing was held on June 24, 2014, with defendants Prince, Chavez, Galaviz, Holland, Jennings, and Pina in attendance. Pl.'s Dep. at 22:6-17. At this hearing, the defendants followed CDCR policy in concluding that plaintiff's gang validation should continue based on documented gang activity less than six years old. Pl.'s Dep. at 22:6-23:10, 46:6-13; Hennes Decl., Ex. B.
On October 6, 2014, defendant Castorena endorsed plaintiff to serve an indeterminate SHU term based on the June 24, 2014, ICC hearing. Pl.'s Dep. at 25:19-26:8; Decl. of B. Castorena in Supp. of Defs.' Mot. Summ. J. (ECF No. 85-4) Ex. A. Castorena, at the time, was employed at CSP-Cor as a Classification Staff Representative ("CSR"). Castorena Decl. ¶ 2. When a CSR endorses an inmate for retention in the SHU, as Castorena did here, the CSR reviews the documentation used by the ICC to ensure that the inmate received all process that was due.
The second ICC hearing was held on January 7, 2015, with defendants Vasquez, Holland, Garcia, Edgar, Patterson, and Maxfield in attendance. Pl.'s Dep. at 27:3-9; Fourth Am. Compl. at 16. At this hearing, the defendants followed CDCR policy in concluding that plaintiff's gang validation should continue and he should be retained in SHU based on documented gang activity less than six years old. Pl.'s Dep. at 27:14-20, 53:20-25; Hennes Decl., Ex. B.
The third ICC hearing was held on July 14, 2015, with defendants Davey, Holland, Patterson, and Oliveira in attendance. Pl.'s Dep. at 29:7-21; Fourth Am. Compl. at 16-17. At this hearing, the defendants followed CDCR policy in concluding that plaintiff's gang validation should continue and he should be retained in SHU based on documented gang activity less than six years old. Pl.'s Dep. at 29:7-30:9, 56:21-57:5; Hennes Decl., Ex. B.
The fourth ICC hearing was held on March 3, 2016, with defendants Perez, Campbell, Wilson, and Lester in attendance. Pl.'s Dep. at 31:23-32:9; Fourth Am. Compl. at 17. At this hearing, the defendants followed CDCR policy in concluding that plaintiff's gang validation should continue and that he should be retained in SHU based on documented gang activity less than six years old. Pl.'s Dep. at 31:23-33:1, 60:2-7; Hennes Decl., Ex. B.
On April 8, 2016, plaintiff attended a specialized ICC hearing regarding his placement in SHU. Pl.'s Dep. at 34:19-35:6. The ICC released plaintiff from SHU and transferred him to a general population yard.
Plaintiff received adequate notice prior to each of these hearings. Fourth Am. Compl. at 14, 16-18. Additionally, each defendant properly reviewed plaintiff's case factors during the ICC hearings. Pl.'s Dep. at 24:2-13, 28:24-29:2, 31:11-14, 37:4-9, 61:11-18. Lastly, plaintiff was provided an opportunity to state on the record that he disagreed with the decision to retain him in the SHU. Pl.'s Dep. at 23:3-10 (the June 24, 2014, ICC hearing), 28:12-17 (the January 7, 2015, ICC hearing), 30:10-11 (the July 14, 2015, ICC hearing); 32:19-24 (the March 3, 2016, ICC hearing).
Plaintiff was not, however, "allowed to offer any legitimate rebuttal." Pl.'s Dep. at 28:12-20. He was "simply asked if [he] agreed [with the decision to retain him] and [the defendants] wouldn't consider any arguments that [he] would try to make."
Defendants move for summary judgment and argue Plaintiff received all the process to which he was entitled at the semi-yearly hearings: an informal non-adversary hearing, a reason for the segregation, and an opportunity to "voice his disagreement with the Defendants' decision to retain him in SHU." Defs.' Mot. Summ. J. at 6. In addition, there was some evidence to support the defendants' decision.
Plaintiff counters that he was not afforded an opportunity to offer a rebuttal at the disciplinary hearings to the effect that any cited gang-related conduct predated 2009 and that his record has been "immaculate" since then, negating any claim that plaintiff posed a current threat to institutional staff, himself, or any other inmates.
The Due Process Clause of the Fourteenth Amendment protects prisoners from being deprived of life, liberty, or property without due process of law.
Liberty interests can arise both from the Constitution and from state law.
With respect to liberty interests arising from state law, the existence of a liberty interest created by prison regulations is determined by focusing on the nature of the deprivation.
To determine if the plaintiff's removal from general population constitutes an "atypical and significant hardship," the Court examines: (1) the extent of difference between segregation and general population; (2) the duration and intensity of the conditions confinement; and (3) whether the sanction extends the length of the prisoner's sentence.
The assignment of validated gang members to the SHU is an administrative measure rather than a disciplinary measure, and is "essentially a matter of administrative segregation."
When a prisoner is placed in administrative segregation, prison officials must, within a reasonable time after the prisoner's placement, conduct an informal, non-adversary review of the evidence justifying the decision to segregate the prisoner.
After the prisoner has been placed in administrative segregation, prison officials must periodically review the initial placement.
The parties do not dispute that plaintiff received notice and an informal non-adversary hearing before each decision to retain him in the SHU. They also do not dispute that the ICC members reviewed plaintiff's file, complied with prison regulations, and granted plaintiff an opportunity to express his disagreement with the committee's decision to retain him in the SHU. The only issue in dispute here is whether this process, including the limited opportunity for plaintiff to voice his dissent, violated plaintiff's due process rights. Defendants contend that it does not, arguing that any statement beyond plaintiff's disagreement amounts to "additional evidence or statements," which
In
Assuming as true as plaintiff alleges that the living conditions in the SHU were generally more restrictive than the general population, plaintiff has not met his burden to show that a genuine issue of material fact exists as to whether his placement in the SHU differs in such degree or duration as compared with the "ordinary incidents of prison life" to constitute protected liberty interests under the Due Process Clause.
It is also true that plaintiff was confined in the SHU for a lengthy period and that "the duration of the condition" is a factor that the court must consider in determining whether plaintiff was entitled to additional due process protection. In
For these reasons, the Court concludes that plaintiff received all the due process that he was due for his continued non-disciplinary retention in the SHU based on his gang status. Defendants' motion for summary judgment should therefore be granted. Thus, the Court declines to consider the defendants' qualified immunity argument.
Based on the foregoing, the undersigned ORDERS that plaintiff's motion to have his opposition deemed timely filed (ECF No. 105) is GRANTED; and
The court RECOMMENDS that defendants' motion for summary judgment (ECF No. 85) be GRANTED and this action be closed.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days after being served with these findings and recommendations, plaintiff may file written objections with the court. The document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within fourteen days after service of the objections. Plaintiff is advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.