JOSEPHINE L. STATON, District Judge.
Before the Court is Defendant AlliedBarton Security Services LP's Motion for Reconsideration of the Court's Class Certification Order.
Defendant provides security services nationwide and formerly employed Plaintiff in California as a security officer. (Class Cert. Order at 2, Doc. 71.) Plaintiff contends that Defendant's alleged company-wide policy precluding security officers from taking any "unfettered off-duty meal and rest breaks" violates California law. (Id. at 4.) On that basis, Plaintiff sought certification of several classes, including the following two classes of security officers who take "on-duty" meal breaks:
(See Class Cert. Order at 4-5.)
On January 29, 2014, the Court granted Plaintiff's motion for class certification. (Id. at 22-23.) The Court found that the on-duty meal break classes were ascertainable because timekeeping records indicated whether an employee worked more than 6 hours in any shift during the relevant time period, and on-duty meal break security officers could be ascertained by determining which security officers did not record off-duty meal breaks. (Id. at 5.)
On February 12, 2014, Defendant filed the present motion pursuant to Local Rule 7-18 and Federal Rules of Civil Procedure 60 and 23(c)(1)(C), arguing that the on-duty meal break classes are not ascertainable.
Under Local Rule 7-18, a motion for reconsideration may be granted only when the moving party shows:
C.D. Cal. L.R. 7-18.
In addition, under Federal Rule of Civil Procedure 23(c), "[a]n order that grants or denies class certification may be altered or amended before judgment." Fed. R. Civ. P. 23(c). Finally, under Federal Rule of Civil Procedure 60, the Court may correct a mistake arising from an oversight or omission in an order, and may relieve a party from an order based on, among other things, a mistake or newly discovered evidence. Fed. R. Civ. P. 60(a), (b).
"Before a class may be certified, it is axiomatic that such a class must be ascertainable." Vandervort v. Balboa Capital Corp., 287 F.R.D. 554, 557 (C.D. Cal. 2012) (citation omitted). Class definitions should be "precise, objective, [and] presently ascertainable." Williams v. Oberon Media, Inc., 468 Fed. App'x 768, 770 (9th Cir. 2012) (quoting O'Connor v. Boeing N. Am. Inc., 184 F.R.D. 311, 319 (C.D. Cal. 1998)). "However, the class need not be so ascertainable that every potential member can be identified at the commencement of the action." O'Connor, 184 F.R.D. at 319 (citation and internal quotation marks omitted). "As long as the general outlines of the membership of the class are determinable at the outset of the litigation, a class will be deemed to exist." Id. (citation and internal quotation marks omitted). "Thus, a class will be found to exist if the description of the class is definite enough so that it is administratively feasible for the court to ascertain whether an individual is a member." Id. (citation omitted); see also Hanni v. Am. Airlines, Inc., No. C 08-00732 CW, 2010 WL 289297, at *9 (N.D. Cal. Jan. 15, 2010) ("A class is ascertainable if it identifies a group of unnamed plaintiffs by describing a set of common characteristics sufficient to allow a member of that group to identify himself or herself as having a right to recover based on the description") (citation omitted).
Defendant argues that it is not administratively feasible to ascertain the on-duty meal break classes certified by the Court. While there is no dispute that officers with on-duty meal breaks can be distinguished from those who take unpaid off-duty meal breaks (see Mem. at 2, Doc. 75-1; Farnaz Homayoun Decl. ¶ 2, Doc. 75-3), Defendant asserts that approximately 20% of security officers with off-duty meal breaks are paid for those breaks. (Reply at 7.)
First, according to Defendant, a "majority" but "far from all" security officers signed an on-duty meal break agreement. (Class Cert. Opp'n at 4, Doc. 26.) Therefore, it should be simple enough to ascertain which security officers should be in the class based on whether they signed such an agreement. In addition, account managers are able to determine which currently-employed security officers take on-duty meal breaks.
Second, the class, as certified, is objectively ascertainable, even if some individuals who receive notice may ultimately not be within the scope of the class. See In re Cathode Ray Tube (CRT) Antitrust Litigation, MDL No. 1917, 2013 WL 5429718, *8 (N.D. Cal. June 20, 2013) (citing In re OSB Antitrust Litigation, No. 06-826, 2007 WL 2253418, *9 (E.D. Pa. Aug. 3, 2007) ("Because the proposed class need only be ascertainable by some objective criteria, not actually ascertained, challenges to individual claims based on class membership may be resolved at the claims phase of the litigation")); O'Connor, 184 F.R.D. at 319 ("As long as the general outlines of the membership of the class are determinable at the outset of the litigation, a class will be deemed to exist."); see also Kohen v. Pac. Inv. Mgmt. Co., 571 F.3d 672, 677 (7th Cir. 2009) (citation omitted) (recognizing that "a class will often include persons who have not been injured by the defendant's conduct," but that "[s]uch a possibility or indeed inevitability does not preclude class certification . . . ."). Here, all class members can be ascertained and the fact that the notice may be sent to some employees who were relieved of all duties during their meal break does not require decertification at this stage.
Moreover, the fact that Defendant apparently required employees who were not relieved of all duties to record a meal period is not a basis to defeat class certification. Defendant attempts to explain away this record-keeping problem in a footnote in its brief:
(Mot. at 6 n. 3; see also Reply at 7-8.)
There is a serious question as to whether this system of recordkeeping complies with the law. The applicable Wage Order requires every employer to "keep accurate information with respect to each employee." See California Industrial Welfare Commission Wage Order No. 4-2001, subd. 7. As part of this requirement, an employer must keep "[t]ime records showing when the employee begins and ends each work period." Id. Had Defendant not required those employees who were not relieved of all duties to record a meal period as time off work, the timesheets alone would have provided an accurate basis for determining exactly who is in the class. It is the inaccurate information in Defendant's records that creates the issue upon which Defendant now seizes as a basis for decertification.
However, even if Defendant is not specifically required by law to keep records of which employees take on-duty meal breaks, Defendant's failure to record such information is not a basis to defeat class certification. IWC Wage Order No. 4-2001 and related wage and hour laws are designed to guarantee a 30-minute meal period with limited and narrowly-construed exceptions. See Abdullah v. U.S. Sec. Assocs., 731 F.3d 952, 958-59 (9th Cir. 2013). Decertifying the class simply because Defendant failed to keep accurate records would frustrate the purpose of the Wage Order and related wage and hour laws. Cf. id. at 959; see Amaral v. Cintas Corp. No. 2, 163 Cal.App.4th 1157, 1190 (2008) (shifting burden of proof to defendant to show which class members did not perform work where wages were governed by city's Living Wage Ordinance ("LWO"), even though LWO did not require defendant to keep records distinguishing LWO work from other work); Aguiar v. Cintas Corp. No. 2, 144 Cal.App.4th 121, 134-35 (2006) ("To the extent questions arise later in the litigation about how to determine which putative class members worked at least 20 hours per month on [LWO contracts] . . . that burden falls on [defendant]. It was [defendant's] business decision to commingle [LWO contracts] with those of other customers and to allow all employees to work on the items . . . ."); see also Young v. Nationwide Mut. Ins. Co., 693 F.3d 532, 540 (6th Cir. 2012) (finding "compelling" district court's rationale that "[t]he need to manually review files is not dispositive. If it were, defendants against whom claims of wrongful conduct have been made could escape class-wide review due solely to the size of their businesses or the manner in which their business records were maintained.").
For the reasons stated above, Defendant's Motion is DENIED. The Court has reviewed the parties' proposed forms of class notice and dissemination. (Doc. 77.) In light of the disagreement between the parties, which primarily stems from Defendant's Motion, the Court ORDERS the parties to meet and confer and submit an agreed-upon proposed form of class notice and dissemination, consistent with the directives in the Court's Class Certification Order. The parties are encouraged to review the Federal Judicial Center's checklist for proposed class notice and dissemination, available at <www.fjc.gov>. The proposed notice and plan of dissemination shall be filed with the Court within