KENDALL J. NEWMAN, Magistrate Judge.
Presently pending before the court is defendants' motion to compel a mental examination of plaintiff pursuant to Federal Rule of Civil Procedure 35. (ECF No. 34.) The parties timely filed a joint statement regarding their discovery disagreement. (ECF No. 34-1.) At the March 30, 2017 hearing on the motion, attorney Ian Kelley appeared telephonically on behalf of plaintiff, and attorney Parry Black appeared on behalf of defendants.
After carefully considering the court's record and the applicable law, the court GRANTS the motion to compel.
In this action initially filed on May 28, 2015, plaintiff alleges that he was unlawfully detained and arrested, and that excessive force was used when he was tasered by City of Fairfield police officers, sustaining a serious eye injury.
On December 9, 2016, defendants issued a notice for a mental examination of plaintiff, setting the exam for January 13, 2017. After plaintiff objected to the scope of the examination, the exam date was vacated subject to further meet-and-confer efforts by the parties. According to the parties' joint statement, those efforts have now been exhausted and the parties have reached an impasse.
The parties agree that a mental examination is warranted, and plaintiff does not object to the qualifications of defendants' chosen expert, Dr. Sarah Polfliet, M.D. However, the parties disagree as to the permissible scope of questioning and testing to be performed.
Dr. Polfliet has proposed to conduct an examination lasting approximately 8 hours (4.5 hours of psychiatric clinical interview and 3 hours of psychological testing using the Minnesota-Multiphasic Personality Inventory ["MMPI-2"]). In light of plaintiff's requests to narrow the examination, Dr. Polfliet agreed to certain limitations, which she explained as follows:
(ECF No. 34-1 at 5.)
Plaintiff argues that the scope of the examination remains too broad, because it targets plaintiff's mental state and psychiatric condition as a whole, as opposed to simply his PTSD. According to plaintiff, only plaintiff's PTSD is in controversy, and inquiry regarding other psychological conditions is inappropriate and unduly invades plaintiff's privacy. Plaintiff also argues that the MMPI-2 test is an overbroad test not appropriately focused on PTSD, and that there are several other specific tests that can be used to assess PTSD. Essentially, plaintiff contends that defendants' proposed examination would amount to a fishing expedition.
Defendants counter that, as Dr. Polfliet noted, defendant was diagnosed with various psychological conditions prior to the incident, and that defendants are entitled to evaluate his entire psychiatric condition/mental state to ascertain the etiology and causes of his alleged aggravated PTSD, and the extent to which symptoms may be attributable to other psychological conditions unrelated to the incident. Defendant argues that Dr. Polfliet's proposed limitations are adequate, and that any arguments regarding the adequacy of the psychological tests or the relevancy of Dr. Polfliet's opinions should be reserved for motions in limine and/or cross-examination at trial. Defendants contend that it would be inappropriate for plaintiff, at the discovery stage, to hamstrung defendants' expert and dictate her methods, especially given the fluidity of mental examinations.
Federal Rule of Civil Procedure 35 provides that the court where the action is pending "may order a party whose mental or physical condition—including blood group—is in controversy to submit to a physical or mental examination by a suitably licensed or certified examiner." Fed. R. Civ. P. 35(a)(1). "The order: (A) may be made only on motion for good cause and on notice to all parties and the person to be examined; and (B) must specify the time, place, manner, conditions, and scope of the examination, as well as the person or persons who will perform it." Fed. R. Civ. P. 35(a)(2). Courts have discretion in setting appropriate conditions for a physical or mental examination depending on the facts and circumstances of each case.
In this case, defendants have the better argument. Plaintiff here appears to have had multiple pre-existing mental conditions. Even if plaintiff only claims that his PTSD was aggravated by the incident, defendants are entitled to explore plaintiff's psychiatric condition to determine whether the alleged aggravated symptoms are truly attributable to the incident and PTSD, or whether there are other unrelated causes for such alleged symptoms.
Accordingly, IT IS HEREBY ORDERED that: