SAUNDRA BROWN ARMSTRONG, District Judge.
Pro se Plaintiff and frequent litigant William Whittsitt brings the instant action under the Employee Retirement Income Security Act ("ERISA"), 28 U.S.C. § 1332(a), claiming Distributor Association Warehouseman's Trust ("the Plan") miscalculated his benefits. As Defendants, he has named the Plan, Industrial Employer Distributor Association ("IEDA") and the International Longshoreman and Warehouse Union Local No. 6 ("Union"), which created the Plan. The Court has jurisdiction pursuant to 28 U.S.C. § 1331.
The Court previously granted Defendants' motion to dismiss, finding that, in violation of Federal Rule of Civil Procedure 8, Plaintiff's Third Amended Complaint was prolix, argumentative, and unintelligible. Plaintiff filed a Fourth Amended Complaint on September 10, 2014, in response to which IEDA and the Union have now filed separate motions to dismiss. Dkt. 80, 81. Having read and considered the papers filed in connection with this matter and being fully informed, the Court hereby GRANTS both motions to dismiss.
The factual and procedural history of this case are set forth in detail in the Court's Order Granting Defendants' Motions to Dismiss, filed July 22, 2014, and will be summarized here only to the extent they are relevant to the pending motions. Dkt. 71.
On January 22, 2013, Plaintiff filed a 32-page, unnumbered complaint setting forth six claims and multiple sub-claims for relief based on the alleged denial of his claim for benefits and lack of sufficient notice regarding the change in his benefits. Dkt. 1. Defendants filed motions to dismiss the complaint. Dkt. 23, 28. Thereafter, the parties met and conferred, at which time Defendants explained to Plaintiff the defects in his pleadings. The parties then submitted a Stipulation and Proposed Order Voluntarily Dismissing Plaintiff's Complaint and Granting Plaintiff Leave to Amend. Dkt. 31. The stipulation specified that Plaintiff had agreed to voluntarily dismiss his Complaint without prejudice pursuant to Federal Rule of Civil Procedure 41(a)(2), and would "file an Amended Complaint, pursuant to Fed. R. Civ. P. 15(a)(2), on or before September 30, 2013, that cures all of the defects set forth in the Motion to Dismiss (Dkt. 23) and otherwise complies with the requirements of Fed. R. Civ. P. 8 and Fed. R. Civ. P. 10."
On September 30, 2013, Plaintiff filed a longer, thirty-seven page First Amended Complaint ("FAC"). Dkt. 34. Again, the parties met and conferred regarding the sufficiency of the FAC, and thereafter filed a second stipulation, pursuant to which Plaintiff again agreed to voluntarily dismiss the FAC and to file a Second Amended Complaint ("SAC") "that cures all of the defects set forth in the Motion to Dismiss (Dkt. No. 23) and otherwise complies with the requirements of Fed. R. Civ. P. 8 and Fed. R. Civ. P. 10." Dkt. 35. The Court approved the parties' stipulation on October 18, 2013. Dkt. 37.
Plaintiff filed a thirty-seven page SAC on November 12, 2013. Dkt. 38. Defense counsel met and conferred with Plaintiff to explain why the SAC failed to comply with Rules 8 and 10. Kang Decl. ¶ 5; Achermann Decl. ¶ 7. Those discussions led to the filing of a third stipulation on November 26, 2013, which, as before, specified that Plaintiff had agreed to voluntarily dismiss the SAC, and file a Third Amended Complaint ("TAC") on or before December 20, 2013, "that cures all of the defects discussed in the November 21, 2013 meet and confer and as set forth in the Motion to Dismiss (Dkt. No. 23) and otherwise complies with the requirements of Fed. R. Civ. P. 8 and Fed. R. Civ. P. 10." Dkt. 39. The Court approved the third stipulation on November 26, 2014. Dkt. 40.
On December 20, 2013, Plaintiff filed another thirty-seven page pleading. The TAC contained the same previously-alleged claims, albeit styled as follows: (1) Unlawful Denial of Pension Benefits Due; (2) Denial and Reduction of Pension Benefits Without Prior Notice; (3) Unlawful Reduction Cutback in Pension Benefits; (4) Unlawful Transaction — Transferring Pension Benefit Payments to ILWU and to Fiduciary IEDA; (5) Breach of Fiduciary Duty in Denial of Retirement Benefits Owed; (6) Later Dates of Pension Plans Accrual for Younger Employees is Unfair Classification; and (7) Civil and Criminal Conspiracy. Like the prior pleadings, most of these claims included several sub-claims. None of the allegations appeared in numbered paragraphs. With the exception of minor modifications, the TAC, for all intents and purposes, remained unchanged from the prior pleadings. Dkt. 41.
Defendants separately filed motions to dismiss the TAC, inter alia, on the grounds that it violated Rule 8. Dkt. 45, 52.
Dkt. 71 at 9. The Court further found that Plaintiff's allegations were presented in a wordy, convoluted, repetitive and unintelligible manner.
Dkt. 71, 15-16.
The Court gave Plaintiff until August 12, 2014, to file his Fourth Amended Complaint and warned that the failure to timely do so would be grounds for dismissal under Rule 41(b). Dkt. 71. Instead of complying with the Court's order, Plaintiff waited until August 18, 2014—after the filing deadline—to file a request for an extension of time to file his Fourth Amended Complaint. Dkt. 74. Although the request was untimely, the Court again, in consideration of less drastic alternatives to dismissal, granted Plaintiff a two-week extension of time. Dkt. 76.
On September 10, 2014, Plaintiff filed his Fourth Amended Complaint. Dkt. 77. On September 22, 2014, the Union and the IEDA Defendants separately filed motions to dismiss. Dkt. 80, 81. Pursuant to Civil Local Rule 7-3(a), Plaintiff had until October 6, 2014, to file his oppositions. On October 16, 2014, well after the filing deadline had passed and without requesting leave of court, Plaintiff filed a thirty-page, single-spaced combined opposition to the motions to dismiss. Dkt. 90. On the same day, the Court struck Plaintiff's opposition, finding that it was untimely, exceeded the fifteen-page limit specified in the Court's Standing Orders, and was single-spaced (effectively making the response sixty pages long) in violation of Civil Local Rule 3.4(c)(2). Dkt. 91. The Court sua sponte granted Plaintiff an additional seven days to file his responses to Defendants' motions to dismiss in a manner consistent with the Court's Local Rules and Standing Orders. The Court warned that "[i]n the event Plaintiff fails to timely file properly-formatted oppositions, the Court will dismiss the action under Federal Rule of Civil Procedure 41."
In violation of the Court's Order, Plaintiff failed to file any oppositions to Defendants' motions to dismiss. Instead, on October 24, 2014, Plaintiff filed a document styled as "Motion and Opposition and Protest to Order Striking My Opposition to Motion to Dismiss by IEDA, ILWU [sic] This is a Sanction." Dkt. 94. In his filing, Plaintiff apparently takes issue with the Court's decision to strike his opposition, claiming that he did not violate any procedural rules and that he was entitled to notice before the Court struck his non-compliant opposition brief.
Motions for recusal based on alleged personal bias of a judicial officer are governed by 28 U.S.C. § 144 and § 455(a).
Plaintiff has failed to present any legitimate basis for recusal. No facts are offered to support his claim of judicial bias. "[M]ere conclusory allegations . . . are insufficient to support a claim of bias or prejudice such that recusal is required."
Federal Rule of Civil Procedure 41(b) authorizes the Court to dismiss an action where plaintiff has failed to comply with the Federal Rules of Civil Procedure or any order of the court.
"[T]he district court must weigh the following factors in determining whether a Rule 41(b) dismissal is warranted: `(1) the public's interest in expeditious resolution of litigation; (2) the court's need to manage its docket; (3) the risk of prejudice to the defendants; (4) the public policy favoring disposition of cases on their merits and (5) the availability of less drastic sanctions.'"
The first two factors strongly weigh in favor of dismissal. First, "the public's interest in expeditious resolution of litigation always favors dismissal."
The third factor, the risk of prejudice to Defendants, is related to the strength of the Plaintiff's excuse for the default.
With regard to violating the Court's 15-page limit, Plaintiff contends that the Federal Rules of Civil Procedure do not impose page limits, and that, in any event, he should be excused from such requirement because he is "not a legal professional" and is "not held to professional pleading standards of licensed counsel." Dkt 94, 2. These contentions also lack merit. As an initial matter, Plaintiff's pro se status does not excuse his failure to abide by the applicable procedural rules.
Plaintiff next complains that the Court should have given him prior notice in the form of an order to show cause before striking his non-conforming brief. Dkt. 94, 2. However, it is well settled that a court may sua sponte strike a brief that has not filed consistent with the Court's procedural rules.
The record also shows that Plaintiff had ample notice of the potential consequences for filing a brief that is untimely or not in compliance with the rules or orders of the Court. Dkt. 27, 8. The Court's Standing Orders state, in pertinent part, that: "Any pleading or brief sought to be filed with the Court after the required time, or in an improper manner or form, shall not be received or considered by the Court."
The fourth factor favoring disposition of cases on the merits, by definition, weighs against dismissal.
Finally, the Court has repeatedly considered less drastic alternatives to dismissal. Between September and November 2013, the Court issued three orders directing Plaintiff to file a pleading that conformed to the Federal Rules of Civil Procedure. Dkt. 33, 37, 40. In each instance, Plaintiff flouted those orders and filed a new pleading that was equally if not more deficient than the preceding one. Most recently, upon its review of the Third Amended Complaint, the Court cited these deficiencies and expressed its hesitance to grant leave to file yet another amended complaint. Dkt. 71, 15-16. Despite those concerns, the Court again granted Plaintiff leave to amend and ordered Plaintiff to file a Fourth Amended Complaint by no later than August 12, 2014. Dkt. 71, 17. Notably, the Order explicitly warned Plaintiff that "[t]he failure to timely file the Fourth Amended Complaint and/or the failure to comply with this Order will result in the dismissal of the action with prejudice." Id. (emphasis added). In violation of that Order, Plaintiff failed to file his Fourth Amended Complaint by August 12, 2014, and, in fact, waited until after that deadline had passed to seek an extension of time. Dkt. 74. Notwithstanding Plaintiff's clear violations of the Court's Order, the Court granted Plaintiff additional time to file his amended complaint. Dkt. 76.
The Court has likewise considered less drastic alternatives to dismissal in connection with the instant motions to dismiss. The Court's Standing Orders warn that "[t]he failure of the opposing party to file a memorandum of points and authorities in opposition to any motion shall constitute a consent to the granting of the motion." Dkt. 27, 5:16-17. The Court repeated that warning in its Order striking Plaintiff's non-compliant brief and granting him an extension of time to file proper oppositions. Dkt. 91, 2. Although the deadline to oppose Defendants' motion was October 6, 2014, Plaintiff did not file any response until October 16, 2014. Not only was Plaintiff's response untimely, as discussed, it also failed to comport with the formatting requirements and page limits imposed by the Court through its Local Rules and Standing Orders. Again, the Court could have granted the motions to dismiss as unopposed. Instead, the Court struck the improper opposition and explained its reasons therefor, and afforded Plaintiff yet another opportunity to file responses in a manner consistent with the Court's Local Rules and Standing Orders. Dkt. 91. Rather than complying with that Order and filing appropriate opposition briefs, Plaintiff filed a frivolous brief disputing the Court's authority to strike his opposition and demanding that the Court recuse itself. — 11 —
In short, the Court has, on numerous occasions, warned Plaintiff of the potential consequences should he continue to violate the Court's Orders and procedural rules. Those warnings suffice to satisfy the Court's obligation to first consider less drastic alternatives to dismissal.
The Court finds that Plaintiff's conclusory motion for recusal is baseless. With regard to dismissal under Rule 41(b), the Court concludes that four of the five relevant factors weigh strongly in favor of dismissing the action.
IT IS HEREBY ORDERED THAT Defendants' motions to dismiss are GRANTED and the instant action is DISMISSED WITH PREJUDICE, pursuant to Rule 41(b). Pursuant to 28 U.S.C. § 1915(a)(3), the Court revokes Plaintiff's in forma pauperis status on the ground that an appeal from the instant dismissal would not be taken in good faith.