Filed: Apr. 05, 1996
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals, Eleventh Circuit. No. 94-6712. Anita ROBINSON, Mary K. Dupree, Cynthia L. Evans, Ernestine M. Owens, and Myra Garth-Swoope, and the class they seek to represent, Plaintiffs-Appellees, Angela B. Taylor, Christine Williams, Patrick Harris, and Gale Rena Musing, Plaintiffs-Intervenors-Appellees, v. BOEING COMPANY, d/b/a Boeing Defense & Space Group, Defendant- Appellant. April 5, 1996. Appeal from the United States District Court for the Northern District of Alabama.
Summary: United States Court of Appeals, Eleventh Circuit. No. 94-6712. Anita ROBINSON, Mary K. Dupree, Cynthia L. Evans, Ernestine M. Owens, and Myra Garth-Swoope, and the class they seek to represent, Plaintiffs-Appellees, Angela B. Taylor, Christine Williams, Patrick Harris, and Gale Rena Musing, Plaintiffs-Intervenors-Appellees, v. BOEING COMPANY, d/b/a Boeing Defense & Space Group, Defendant- Appellant. April 5, 1996. Appeal from the United States District Court for the Northern District of Alabama. ..
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United States Court of Appeals,
Eleventh Circuit.
No. 94-6712.
Anita ROBINSON, Mary K. Dupree, Cynthia L. Evans, Ernestine M.
Owens, and Myra Garth-Swoope, and the class they seek to represent,
Plaintiffs-Appellees,
Angela B. Taylor, Christine Williams, Patrick Harris, and Gale
Rena Musing, Plaintiffs-Intervenors-Appellees,
v.
BOEING COMPANY, d/b/a Boeing Defense & Space Group, Defendant-
Appellant.
April 5, 1996.
Appeal from the United States District Court for the Northern
District of Alabama. (No. 92-C-2004-S), U.W. Clemon, Judge.
Before TJOFLAT, Chief Judge, RONEY and CAMPBELL*, Senior Circuit
Judges.
PER CURIAM:
In this interlocutory appeal, defendant, Boeing Company, d/b/a
Boeing Defense & Space Group, already represented by two law firms,
challenges the denial of its motion for leave to associate
additional counsel from yet another law firm for its defense team
in this company-wide discrimination suit when grant of the motion
would require the recusal of the trial judge who has managed the
litigation for fifteen months. We affirm.
The suit was originally brought in August 1992 by a single
plaintiff, Anita Robinson, who alleged racial discrimination
regarding Boeing's terms and conditions of employment and that she
was retaliated against for bringing charges against the company.
*
Honorable Levin H. Campbell, Senior U.S. Circuit Judge for
the First Circuit, sitting by designation.
The case was assigned to The Honorable U.W. Clemon. As a result of
complaint amendments and additional party interventions, the
lawsuit evolved over a six-month period to include nine plaintiffs
and an alleged class charging race and sex discrimination with
respect to all of Boeing's employment practices.
Boeing sought to associate members of the law firm of
Constangy, Brooks & Smith as additional trial counsel cognizant of
the fact that Judge Clemon's nephew was associated with the firm
and the grant of defendant's motion would most certainly lead to
Judge Clemon's recusal pursuant to 28 U.S.C. § 455(b)(5)(ii) and/or
(iii). See United States v. Kelly,
888 F.2d 732, 745-46 (11th
Cir.1989).
Boeing claimed to have based its choice of substitute counsel
on the additional attorneys' knowledge of employment-related
matters and the vast resources of the firm that would enable it to
handle the complexities of this case. Plaintiffs asserted Boeing's
true motive was to "judge shop."
A different district judge, Judge Robert B. Propst, finessed
the argument that defendants were motivated by the desire to get
the trial judge off the case, and said:
... [T]his court has concluded that it should not decide
this motion by determining the issue of motive. The court
concludes that the issue in this case should be decided based
on the age of the pending action at the time the motion was
filed. Either as a matter of law or court discretion, the
court concludes that the fact that the case has been pending
for fifteen months at the time the motion was filed militates
against granting it in the absence of an overriding need for
a particular lawyer.
If the issue is truly not one of "judge shopping," the
denial of the motion will not adversely affect the defendant.
There is no shortage of law firms available to replace the
Lanier-Ford law firm. The fact that a case has been pending
a considerable period of time lends itself to potential abuse
after there has been an opportunity for considering rulings,
discussions, etc. of a trial judge. No matter how extensive
the discovery may be, the true motive will be elusive,
non-objective and not likely truly ascertainable. The
discovery issues, especially those involving attorney-client
privilege, are complex, and further discovery would not likely
result in a confession or "smoking gun." When there has been
a passage of fifteen months, the problem is exacerbated. When
there has been such a passage of time, the burden to establish
the right to join a disqualifying firm is greater. The court
concludes that the motion should be denied.
The court then denied a motion for reconsideration but amended
its order with a § 1292(b) certification. We granted leave to
appeal.
After full briefing and oral argument, we conclude that the
denial of the motion to add counsel was within the discretion of
the trial court, and that it did not abridge any fundamental right
to counsel of choice.
In recognition of the trial court's superior understanding of
local conditions and litigation tactics at the district court
level, this Circuit has long held that district judges "enjoy broad
discretion to determine who shall practice before them and to
monitor the conduct of those who do." United States v. Dinitz,
538
F.2d 1214, 1219 (5th Cir.1976), cert. denied,
429 U.S. 1104,
97
S. Ct. 1133,
51 L. Ed. 2d 556 (1977). Courts have long accepted that
resulting delay may justify the exercise of a trial judge's
discretion to deny substitute counsel in the midst of litigation.
E.g., United States v. Kerris,
748 F.2d 610 (11th Cir.1984) (not
abuse of discretion to deny request for substitute counsel made on
the eve of trial); United States v. Young,
482 F.2d 993 (5th
Cir.1973) (the day of trial); Linton v. Perini,
656 F.2d 207 (6th
Cir.1981) (week before trial), cert. denied,
454 U.S. 1162,
102
S. Ct. 1036,
71 L. Ed. 2d 318 (1982).
The factors the trial court can fairly consider in deciding
whether to allow substitute or additional counsel in the exercise
of this discretion include the fundamental right to counsel, the
court's docket, the injury to the plaintiff, the delay in reaching
decision, the judicial time invested, the expense to the parties
objecting, and the potential for manipulation or impropriety.
The twist in this case is whether delay caused by the
disqualification of a trial judge, rather than delay caused by the
need for time for preparation by substitute or additional counsel,
somehow takes the decision outside the broad discretion afforded
trial courts in these matters. No authority has been provided to
us, nor have we found any authority, which would suggest anything
but that delay for any reason is sufficient to bring the case
within the exercise of discretion. In fact, the disqualification
of a judge implicates several factors informing the judge's
discretion, like judicial time spent, the court's docket, and the
potential for manipulation. Judicial resources in this country are
limited. It is incumbent on lawyers as officers of the court, as
well as judges, to guard against actions and procedures to avoid
the useless expenditure of judicial time. Although time alone
would not necessarily reflect judicial attention, and consideration
should be given to how much judicial work has actually been
invested in a case, that evaluation is appropriately within the
province of the trial judges. Not only is it the time a judge
might have spent on rulings on the case, but the condition of
crowded dockets and priorities on other judges' calendars. These
are matters known to local judges and do not lend themselves to
specific findings.
The deciding judge was obviously concerned, as are other
judges of that district, about the possibility that in this
district the choice of lawyers may sometimes be motivated by a
desire to disqualify the trial judge to whom the case has been
randomly assigned, see Memorandum Opinion and Order of Judge
William M. Acker, Jr. in Crowder v. BellSouth Telecommunications,
Inc. et al., CV95-AR-1270-S, attached as an Appendix hereto. This
potential for manipulation or impropriety may be considered,
without making specific findings, a difficulty the deciding judge
reflected upon in his opinion.
In this case, the deciding judge, fully aware of all the
appropriate factors, held that the resulting change of judges was
sufficient reason for denial "in the absence of an overriding need
for a particular lawyer." Needless to say, a showing of overriding
need, rather than just convenience, a need that would reflect upon
the litigant's ability to have its case fairly presented, rising to
constitutional due process concerns, would trump both time delay
and the loss of prior judicial activity.
Nothing in the briefs and oral argument in this Court has
revealed error in the district court's decision that defendants
failed to show such a need. Although there were no detailed
findings of fact concerning the need for these particular lawyers,
we are satisfied that the district judge fully considered the
matter.
It appears that the district judge applied the appropriate
standard of law, was not clearly erroneous on the facts, acted
within its discretion, and must be affirmed.
AFFIRMED.
APPENDIX
IN THE UNITED STATES
DISTRICT COURT FOR
THE NORTHERN DISTRICT
OF ALABAMA
SOUTHERN DIVISION
Sandra Crowder, Plaintiff,
v.
BellSouth Telecommunications, Inc., et al., Defendants.
Civil Action No. 95-AR-1270-S.
MEMORANDUM OPINION AND ORDER
At the hearing conducted on June 1, 1995, in regard to the
motion of defendant, BellSouth Telecommunications, Inc., for a
continuance of the hearing on the application of plaintiff, Sandra
Crowder, for a preliminary injunction, the court advised the
parties that it had ordered the Clerk to provide it a report of all
cases filed in this court from January 1, 1993, until the present,
which cases were initially assigned to Hon. U.W. Clemon and in
which any attorney with the firm of Constangy, Brooks and Smith
thereafter appeared for a defendant, causing Judge Clemon's recusal
and a reassignment of the case to another judge of the court. The
above-styled case is the first such case reassigned to the
undersigned. The other such cases reflected in the Clerk's
records, in the order of their filing are:
Hicks v. ACIPCO, 93-CV-157-S
Williams v. AmSouth Bank, 93-CV-249-S
Lambert v. University of Alabama, 93-CV-691-W
Bryant v. Wal-Mart Inc., 93-CV-1658-S
Thomas v. Parker-Hannifin Corp., 94-CV-353-S
Pritchard v. Southern Company Services, Inc., 94-CV-475-S
Moore v. Southern Natural Gas, 94-CV-1164-S
Cooper v. ALFA Mutual Ins. Co., 94-CV-1202-W
Robinson v. Blue Cross and Blue Shield, 94-CV-1382-S
Volchko v. Z Man's Pizza, Inc., 94-CV-1920-W
Coughlin v. Baptist Medical Center, 94-CV-2310-S
Jarman v. Jim Walter Resources, Inc., 94-CV-3019-W
Richards v. Liberty National Life Ins. Co., 94-CV-3045-S
Johnson v. Krystal Company, 95-CV-406-W
Brock v. Compass Bancshares, Inc., 95-CV-683-S.
The court has no way of knowing what the incidence of
Constangy, Brook and Smith's being retained by defendants would
have been if the above-named cases had been originally assigned to
judges other than Judge Clemon, but an intelligent guess is that
the incidence would have been less. What, if anything, this court
should do about the matter will be for the entire court and not for
one judge. Meanwhile, the defendant in this case is represented by
competent counsel and shall file its answer (which may include a
motion to dismiss) by 4:30 P.M., June 12, 1995.
DONE this 2nd day of June, 1995.
/s/ William M. Acker, Jr.
WILLIAM M. ACKER, JR.
UNITED STATES
DISTRICT JUDGE