JAMES L. ROBART, District Judge.
Before the court are several motions to exclude the following experts: Sean Fitzgerald, Ronald Gordon, Carl Brodkin, Arnold Brody, Barry Castleman, Charles Cushing, and William Longo. (See Dkt.) The following defendants bring the challenges: (1) Defendant DCo LLC (f/k/a Dana Companies, LLC) ("DCo") moves to exclude Sean Fitzgerald (1st MTE Fitzgerald (Dkt. # 456); 2d MTE Fitzgerald (Dkt. # 511)); (2) DCo, Defendant Ford Motor Company ("Ford"), and Defendant Ingersoll Rand Company ("Ingersoll Rand") move to exclude Ronald Gordon (DCo MTE Gordon (Dkt. # 461);
Defendant Viad Corporation ("Viad") opposes the motion to exclude Mr. Cushing (Cushing Resp. (Dkt. # 573)), and Plaintiffs Leslie Jack and David Jack (collectively, "Plaintiffs") oppose the remaining motions to exclude (Fitzgerald Resp. (Dkt. # 571); Gordon Resp. (Dkt. # 554); Brodkin Resp. (Dkt. # 561); Brody Resp. (Dkt. # 559); Castleman Resp. (Dkt. # 563); Longo Resp. (Dkt. # 569)). Plaintiffs additionally file a motion to extend the discovery deadline for Mr. Fitzgerald's supplemental report. (Mot. (Dkt. # 567).)
The court has reviewed the motions, the parties' submissions in support of and in opposition to the motions, the relevant portions of the record, and the applicable law. Being fully advised,
Plaintiffs claim that decedent Patrick Jack was exposed to asbestos from various asbestos-containing products manufactured or supplied by the defendants and that as a result of this asbestos exposure, Mr. Jack developed mesothelioma and died from the disease. (SAC (Dkt. # 253) ¶¶ 46E-46F.) They allege that Mr. Jack was exposed when he worked as a machinist in the Navy and in the Naval reserve from 1954 to 1962; as a machinist and piping inspector at the Puget Sound Naval Shipyard ("the Shipyard") from 1967 to 1973; as a mechanic from 1962 to 1967; and when he performed automotive work on personal vehicles from 1955 to 2001. (Brodkin Adams Decl. ¶ 2, Ex. 2 ("Brodkin Rep.") at 1.1.)
The parties rely on expert witness testimony opining on matters ranging from asbestos exposure to medical causation. (See generally Dkt.) The court now summarizes the testimony of the challenged expert witnesses.
Mr. Fitzgerald is a licensed geologist, mineralogist, and asbestos expert with 30 years of experience analyzing asbestos. (Fitzgerald Adams Decl. (Dkt. # 572) ¶ 2, Ex. F ("4/17/18 Fitzgerald Rep.") ¶ 1.) He is the Director of Research and Legal Services at the Scientific Analytical Institute. (Id.) Mr. Fitzgerald received training on asbestos-related air sampling and analysis of asbestos-containing materials. (Id. ¶ 5.) He has been certified as an Environmental Protection Agency ("EPA") asbestos inspector. (Id.) He has published several articles on asbestos in peer-reviewed literature. (See id. ¶ 7.)
On October 24, 2017, Plaintiffs' counsel sent Mr. Fitzgerald a sealed box stamped "VICTOR GASKETS" with the words "Allis Chalmers complete O-Haul set" handwritten on the top and an attached inventory list titled "Victor Gasket Set." (See id. ¶ 12; see also Fitzgerald Adams Decl. ¶ 2, Ex. A (photograph of sealed box with Victor Gaskets labeling).) Plaintiffs' counsel found this sealed box in Mr. Jack's garage, and Mr. Jack testified that the box contained gaskets "for an old Allis-Chalmers bulldozer [he] worked on." (Fitzgerald Adams Decl. ¶ 2, Ex. B ("Jack Dep.") at 53:21-54:1.) Mr. Fitzgerald noted that the box "appeared to be unopen and unused and in its original condition." (4/17/18 Fitzgerald Rep. ¶ 12.)
Utilizing EPA methods 600/R-93/116 and 600/M3-82-020, Mr. Fitzgerald performed a bulk asbestos analysis using Polarized Light Microscopy ("PLM") of the gaskets in the sealed box. (Id. ¶ 13.) He found that of the 31 gaskets in the box, six "contained between 25 and 60% chrysotile asbestos." (Id. ¶ 14.) Based on his testing, Mr. Fitzgerald concluded to a reasonable degree of scientific certainty that "the Victor gaskets in Mr. Jack's garage . . . contained 25 to 65% chrysotile asbestos." (Id. ¶ 15.)
On May 29, 2018, Dr. Gordon, another one of Plaintiffs' expert witnesses, notified Plaintiffs' counsel that he found both chrysotile and tremolite asbestos in Mr. Jack's lung and lymph node tissue.
Mr. Fitzgerald followed the analytical procedures in test method EPA/600/R-93/116 to analyze samples using Transmission Electronic Microscopy ("TEM") from the gaskets previously found to contain chrysotile asbestos. (Id. at 2.) The TEM analysis revealed that various forms of amphibole asbestos—including tremolite, actinolite, and anthophyllite—were throughout the gaskets. (Id.) Indeed, all six of the gaskets "contained countable tremolite and/or actinolite asbestos fibrous structures." (Id.) Mr. Fitzgerald shared those findings with Plaintiffs' counsel in his June 8, 2018, supplemental report. (See generally 6/8/18 Fitzgerald Rep.) That same day, Plaintiffs' counsel disclosed the supplemental report to defendants and offered Mr. Fitzgerald for further deposition on June 15, 2018. (Fitzgerald Adams Decl. ¶ 5; Fitzgerald Kero Decl. ¶ 8.) DCo declined to depose Mr. Fitzgerald after the supplemental report. (Id. ¶ 7.)
Since 2003, Dr. Gordon has been a research professor and the Director of Electron Microscopy in the Department of Pathology at the Mount Sinai School of Medicine. (Gordon Adams Decl. (Dkt. # 555) ¶ 2, Ex. C ("Gordon CV") at 1; Id. ¶ 2, Ex. A ("Gordon Rep.") at 4.) He holds a B.S. and a Ph.D., and he was a post-doctoral fellow as well as an instructor of pathology at the State University of New York. (Gordon Rep. at 4.) Dr. Gordon serves as a reviewer for several journals, including the American Journal of Pathology, American Journal of Industrial Medicine, and American Review of Respiratory Disease. (See Gordon CV at 3.) He additionally serves as a grant reviewer for the National Institutes of Health and the National Science Foundation. (Id. at 3-4.) Dr. Gordon has published over 200 peer reviewed manuscripts and over a dozen books and chapters. (Gordon Rep. at 4.)
Dr. Gordon reviewed Mr. Jack's pathology report and answers to interrogatories and analyzed Mr. Jack's lung and lymph node tissue. (Id. at 5.) Dr. Gordon's electron microscopic analysis of Mr. Jack's lung tissue revealed "two amphibole asbestos fibers. . . identified as amosite type asbestos." (Id.) Dr. Gordon also found "10 asbestos bodies per gram wet weight of lung." (Id.) Electron microscopic analysis of Mr. Jack's lymph node tissue "revealed one chrysotile and one tremolite asbestos fiber." (Id. at 6.) Based on these findings, Dr. Gordon concludes that Mr. Jack had "substantial exposure to amosite, chrysotile[,] and tremolite asbestos." (Id.; Gordon Adams Decl. ¶ 2, Ex. B ("Gordon Dep.") at 62:11-16 (stating that Mr. Jack "had to have been exposed to quite a bit of [fibers]" based on his "exposure history and the fact that we're still finding chrysotile . . . and/or tremolite . . . in his lungs").) Dr. Gordon further opines to a reasonable degree of scientific certainty that "[Mr. Jack had] a mixed occupational exposure to asbestos which is documented by his fiber burden of chrysotile and amphibole asbestos fibers, tremolite, amosite and chrysotile and asbestos body counts." (Id. at 7-8.) Dr. Gordon concludes that his "analytic fiber analysis findings of chrysotile, tremolite[,] and amosite . . . would account for the development of Mr. Jack's pleural malignant mesothelioma." (Id. at 8.)
At his deposition, Dr. Gordon testified that he has looked at a number of cases analyzing the presence of asbestos fibers in brake dust and automotive products. (Gordon Adams Decl. ¶ 2, Ex. B ("Gordon Dep.") at 15:23-16:2.) He also conducted a few studies specifically concerning brakes and clutches. (Id. at 16:5-17:3.) For instance, he has analyzed the dust collected from various automobile parts. (Id. at 18:1-19:3; see also id. at 92:6-8 ("I looked at brake dust . . . from car brakes.").) However, Dr. Gordon acknowledged that he never researched fiber release from automotive products, although he has read reports on the subject. (Id. at 17:4-18; 92:19-25.)
Dr. Gordon also expounded on his fiber burden analysis of the lymph nodes. He qualified lymph nodes as places in the body where "fibers and particles go . . . once they leave the lung or other structures." (Id. at 112:7-9.) He explained that both the Helsinki criteria report and published research by Ronald Dodson support analyzing lymph nodes to determine the fiber burden. (Id. at 36:20-37:15.) However, Dr. Gordon acknowledged that on one occasion, he participated in a study attempting to find a correlation between asbestos exposure and fibers in the lymph nodes, but the researchers eventually terminated the study when the correlation they were looking for did not materialize. (Id. at 61:12-62:1.)
Opposing counsel questioned Dr. Gordon on whether the chrysotile fibers found in Mr. Jack's tissue originated from his time in the Navy or at the shipyard. (Id. at 54:10-21.) Dr. Gordon responded that it was unlikely the fibers were from that time period because any chrysotile fibers from Mr. Jack's stint in the Navy would have digested away by the time of the fiber burden analysis. (Id. at 54:22-55:2.) Subsequently, Plaintiffs' counsel asked Dr. Gordon the following hypothetical:
(Id. at 140:14-141:8.)
Dr. Brodkin practices occupational and environmental medicine. (See Brodkin Adams Decl. (Dkt. # 562) ¶ 2, Ex. 1 ("Brodkin CV") at 1.) He holds an M.D. from the University of Colorado Medical School and an M.P.H. from the University of Washington, School of Public Health. (Id.) For his report, Dr. Brodkin conducted a telephonic interview of Mr. Jack and reviewed his medical records, pathology reports, deposition testimony, employment records, naval personnel records, and other discovery documents regarding Defendants' products. (Brodkin Rep. at 1.4-11.) He also relied on a number of studies on occupational exposure to asbestos. (See id. at 6.)
Dr. Brodkin recounts in detail Mr. Jack's occupational history, as well as the asbestos-containing products that he worked with in each job. (See id. at 2.1-23.) For instance, Dr. Brodkin notes that Mr. Jack worked intermittently on automobiles from 1955 to after 2001. (Id. at 2.10.) During this time, Mr. Jack had direct exposure to asbestos fibers from installing, cleaning, and removing brakes. (Id. at 2.10-11; see also id. at 2.13 (qualifying Mr. Jack's exposure during his work with brakes as an identified exposure).) Dr. Brodkin opines that Mr. Jack also had direct exposure to asbestos when he used compressed air to blow out clutch bell-housings when he removed clutches. (Id. at 2.13-14.) Mr. Jack specifically recalled working with "lots" of Borg-Warner clutches and performing "repeat clutch jobs" at the shop and on personal vehicles. (See id. at 2.14.) Dr. Brodkin qualifies Mr. Jack's removal of clutches as an identified exposure, whereas the installation and regular handling of the clutches only subjected Mr. Jack to de minimis exposure. (Id. at 2.15.)
Based on Mr. Jack's occupational history, Dr. Brodkin concludes that Mr. Jack's mesothelioma is "causally related to direct and/or bystander occupational asbestos exposure" from Mr. Jack's time as a naval machinery repairman aboard the naval vessel; a shipyard shop machinist and a nuclear inspector at the Shipyard; and an automotive mechanic. (Id. at 5.1.) Specifically, as to the exposure during his automotive work, Dr. Brodkin observes that Mr. Jack regularly worked with brakes, clutches, and engine gaskets over his three decades of automotive work, often in an enclosed garage setting. (Id. at 5.4.) Such work included blowing out brakes with compressed air; grinding, sanding, and filing new brakes in the installation process; cleaning up brakes; and removing clutches with a compressed air blowout. (Id.) The literature reveals that these activities release large amounts of asbestos fibers. (See id.) Moreover, the products themselves have a high asbestos content. (Id.) Thus, Dr. Brodkin describes Mr. Jack's exposure to asbestos through his automobile work as "significant." (See id.)
At his deposition, Dr. Brodkin stated that he could not express Mr. Jack's total exposure to asbestos because "there is not a way to quantify Mr. Jack's dose" given that he was "not wearing a dosimeter" at the time of exposure.
Instead, Dr. Brodkin utilizes a qualitative approach, where the totality of the evidence—that is, the occupational and environmental history—determines whether an exposure increases the risk of an asbestos-related disease. (Id. at 35:5-8, 40:5-7.) Whether an exposure is significant depends on the intensity, the duration, and the frequency of that exposure. (Id. at 52:10-21; see also id. at 193:15-17 ("My assessment. . . is qualitative in terms of characterizing the duration, frequency, [and] intensity of exposures.").) Dr. Brodkin acknowledges that "[n]ot all exposures are significant." (Id. at 34:2-8, 122:15-24; see also id. at 45:1-3 ("Just because you have a source of asbestos does not mean it is a significant exposure.").) Rather, he looks for an "identified exposure," which is an exposure "that has a well-characterized source of asbestos, an activity that disrupts that source to generate significant airborne asbestos fibers that have sufficient intensity to overcome the body's defenses, add to the body's burden of asbestos, and, therefore, increase risk for asbestos-related diseases." (Id. at 47:2-7.)
Dr. Brody is the Professor Emeritus in the Pathology Department at Tulane University Medical School and an adjunct professor at North Carolina State University in the Department of Molecular and Biomedical Sciences. (Brody Rep. ¶ 1.) He holds a B.S. in Zoology, an M.S. in Functional Vertebrate Anatomy, and a Ph.D. in cell biology. (Id.) He focuses on the pathobiology of lung diseases and conducts experiments to understand—on a cellular and genetic level—the progression of a disease. (Id. ¶ 2.)
Dr. Brody's report lays out what asbestos is and how asbestos fibers cause disease. (See generally id.) He gives an overview of the types of asbestos fibers and the diseases that asbestos fibers induce. (Id. ¶¶ 7-17.) He then describes how asbestos fibers overcome the body's natural defenses and cause abnormalities on a cellular level, ultimately leading to cancer. (Id. ¶¶ 22-43.) Dr. Brody states that "asbestos-induced cancers are dose-response diseases" and that the "cumulative dose . . . cause[s] the disease." (Id. ¶ 44.) He further expounds that "[s]cientists have established that brief or low-level cumulative exposures to asbestos significantly increase the risk of developing mesothelioma." (Id.) The "consensus scientific opinion . . . is that no amount of exposure to asbestos above the background levels present in ambient air has been established as too low to induce mesothelioma." (Id. ¶ 45.) In other words, "[t]he mainstream scientific community is in consensus that there is no safe level of exposure to asbestos." (Id.)
In his deposition, Dr. Brody reiterated that brief exposures can increase the risk of developing mesothelioma, pointing to cases of mesothelioma where the patients had only been exposed for short periods of time. (Brody Adams Decl. (Dkt. # 560) ¶ 2, Ex. 9 ("Brody Dep.") at 28:20-29:4.)
Dr. Castleman works in the field of occupational and environmental health policy and focuses on "the recognition of risk factors and the prevention of disease from industrial activities." (Castleman Adams Decl. (Dkt. # 564) ¶ 2, Ex. A ("Castleman Rep.") at 1.)
Dr. Castleman has over 40 years of experience analyzing asbestos and other occupational and environmental health problems. (Id. at 1.) He has examined both published and unpublished historical documents—including corporate documents, trade association minutes, and corporate officials' testimony—regarding the asbestos hazard. (Id. at 2.) Additionally, he has interviewed "old-timers in the field of industrial medicine and hygiene," including physicians and other authorities who studied asbestos in the 1900s. (Id.) In addition to his book, Dr. Castleman published numerous articles on asbestos (see id. at 20-28) and testified in front of both the United States Senate and House of Representatives regarding asbestos (see id. at 19-20). He served as a consultant to various organizations, including the EPA, the Occupational Safety and Health Administration ("OSHA"), and the National Academy of Sciences. (Id. at 18.)
In his report, Dr. Castleman reviews the body of knowledge regarding asbestosis, lung cancer, and mesothelioma dating back to the 1800s. (See id. at 2-7.) Specifically, he recounts studies in the automotive industry that analyzed asbestos in brakes, clutches, and gaskets, as well as the history of regulation addressing asbestos in brake and clutch work. (Id. at 14-15.) Based on his review, Dr. Castleman concludes that "the literature had largely established that asbestos was a lethal material by the early 1930s" and that "[b]y the mid-1940s, it was widely accepted . . . that asbestos inhalation could also cause lung cancer." (Id. at 17.) Mesothelioma, in particular, became "a subject of intense discussion in the early 1960s." (Id.) This literature, Dr. Castleman maintains, "was available in the medical libraries to anyone who knew how to spell the word asbestosis" and would not require a computer or other modern techniques to access. (Id.)
Dr. Cushing is the President of C.R. Cushing & Co., Inc., a firm of "naval architects, marine engineers, and transportation consultants." (Ford MTE Cushing, Ex. 1 ("Cushing Rep.") at 27.)
Dr. Cushing reviewed Mr. Jack's deposition testimony, interrogatory answers, personnel records, and the second amended complaint. (Id. at 26.) He summarizes Mr. Jack's career as a machinery repairman aboard various naval vessels and his work as an inside machinist, a nuclear inspector, and an outside and inside engineer at the Shipyard. (Id. at 4-13.) Dr. Cushing then reviews the use of asbestos by the U.S. Navy on naval vessels. (Id. at 14-22.) Based on his review, Dr. Cushing concludes that Mr. Jack was likely exposed to asbestos aboard naval vessels and at the Shipyard. (Id. at 23.) Dr. Cushing additionally opines that Mr. Jack was likely exposed to asbestos when he worked on automobiles, which involved handling clutches, brakes, and gaskets. (Id.)
Dr. Longo has a Ph.D. in Materials Science and Engineering and has over 20 years of experience utilizing electron microscopy methods to analyze all types of asbestos samples. (Longo Adams Decl. (Dkt. # 570) ¶ 2, Ex. 3 ("Longo Aff.") ¶ 2.) He was the president of Materials Analytical Services, Inc. ("MAS"), an engineering consulting firm that specializes in analyzing asbestos-containing products. (Id.) Although Plaintiffs have not retained Dr. Longo as a testifying witness, Plaintiffs' expert witnesses rely on studies by Dr. Longo or MAS to determine the amount of dust Defendants' products emit. (See Longo Resp. at 1.) Plaintiffs also intend to offer two video demonstrations of these studies to illustrate the visible dust released when working with brakes, gaskets, and other products. (Id.; Warren Pumps MTE at 8 n.38.)
In their studies of gaskets, Dr. Longo and MAS utilize both a direct sample preparation method in accordance with the NIOSH 7400 method and a TEM indirect method to analyze how much airborne asbestos is released during the studies. (See Longo Aff. ¶¶ 5, 5A.) The government recognizes TEM indirect method as a standard method of analysis, and several peer-reviewed publications utilize this methodology to evaluate asbestos exposures. (Id. ¶ 5D.)
Dr. Longo and MAS additionally employ a technique called "Tyndall Light Scattering" ("Tyndall lighting") in their video demonstrations. (See id. ¶¶ 6A-6E.) The EPA developed Tyndall lighting as a standard testing method for visualizing microscopic particles for industrial hygiene and environmental studies. (Id. ¶ 6A.) Industrial hygienists generally use Tyndall lighting to more easily view the pathway of exposure. (Id. ¶¶ 6A-6B.) Dr. Longo attests that Tyndall lighting "is a standard method that has existed for decades . . . [and] has been extremely effective in demonstrating the pathways of exposure." (Id. ¶ 6D.)
Having summarized the expert testimonies at issue, the court now addresses the motions to exclude.
Rule 702 of the Federal Rules of Evidence governs the admission of expert testimony:
Fed. R. Evid. 702. Rule 702 requires that the expert be qualified and that the "`[e]xpert testimony . . . be both relevant and reliable.'" Estate of Barabin v. AstenJohnson, Inc., 740 F.3d 457, 463 (9th Cir. 2014) (quoting United States v. Vallejo, 237 F.3d 1008, 1019 (9th Cir. 2001)); Fed. R. Evid. 702. Relevancy "simply requires that `[t]he evidence . . . logically advance a material aspect of the party's case.'" Estate of Barabin, 740 F.3d at 463 (quoting Cooper v. Brown, 510 F.3d 870, 942 (9th Cir. 2007)).
Reliability requires the court to assess "whether an expert's testimony has a `reliable basis in the knowledge and experience of the relevant discipline.'" Id. (quoting Kumho Tire Co. v. Carmichael, 526 U.S. 137, 149 (1999)) (internal citations and alterations omitted). The Supreme Court has suggested several factors that courts can use in determining reliability: (1) whether a theory or technique can be tested; (2) whether it has been subjected to peer review and publication; (3) the known or potential error rate of the theory or technique; and (4) whether the theory or technique enjoys general acceptance within the relevant scientific community. See Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 592-94 (1993). The reliability inquiry is flexible, however, and trial judges have broad latitude to focus on considerations relevant to a particular case. See Kumho Tire, 526 U.S. at 150.
In determining reliability, the court must rule on the soundness of the expert's methodology, Estate of Barabin, 740 F.3d at 463 (citing Primiano v. Cook, 598 F.3d 558, 564 (9th Cir. 2010)), and the analytical connection between the data, the methodology, and the expert's conclusions, Gen. Elec. Co. v. Joiner, 522 U.S. 136, 146 (1997); see also Cooper, 510 F.3d at 942 ("Rule 702 demands that expert testimony relate to scientific, technical or other specialized knowledge, which does not include unsubstantiated speculation and subjective beliefs."); Fed. R. Evid. 702 Advisory Committee's Notes to 2000 Amendments ("[T]he testimony must be the product of reliable principles and methods that are reliably applied to the facts of the case."). The court should not rule on the correctness of the expert's conclusions. Estate of Barabin, 740 F.3d at 463. "[T]he proponent of the expert . . . has the burden of proving admissibility." Cooper, 510 F.3d at 942 (citing Lust v. Merrell Dow Pharms., Inc., 89 F.3d 594, 598 (9th Cir. 1996)).
Defendants raise a myriad of arguments against each of the challenged experts, and the court addresses each expert in turn.
DCo moves to exclude Mr. Fitzgerald's testimony for two reasons: (1) his supplemental report finding tremolite was untimely; and (2) his conclusions regarding the asbestos content of Victor gaskets are based on speculation and thus are irrelevant, unreliable, and unhelpful to a trier of fact. (See generally 1st MTE Fitzgerald; 2d MTE Fitzgerald.) The court disagrees with both arguments.
First, as to the timeliness of disclosure, DCo is correct that a party must submit its expert witness disclosures "at the times and in the sequence that the court orders." Fed. R. Civ. P. 26(a)(2)(C); (see 1st MTE Fitzgerald at 4-11.) However, "if the party learns that in some material respect the disclosure or response is incomplete or incorrect, and if the additional or corrective information has not otherwise been made known to the other parties during the discovery process or in writing," the party "must supplement or correct its disclosure or response." Id. 26(e)(1). Rule 26(e) is not "a loophole through which a party who . . . wishes to revise her disclosures in light of her opponent's challenges to the analysis and conclusions therein, can add to them to her advantage after the court's deadline." Luke v. Family Care & Urgent Med. Clinics, 323 F. App'x 496, 500 (9th Cir. 2009). Instead, Rule 26(e) applies only when the party "correct[s] an inaccuracy" or "fill[s] in a gap based on information previously unavailable." Id.
Mr. Fitzgerald's supplemental report falls within the ambit of Rule 26(e). After learning that Dr. Gordon found tremolite—information that was previously unavailable— Mr. Fitzgerald "fill[ed] in a gap" in his prior report by retesting the gaskets for tremolite. See Luke, 323 F. App'x at 500; (6/8/18 Fitzgerald Rep. at 1.) The situation here is unlike that in Luke, upon which DCo relies, where the court excluded an untimely expert declaration that "attempted to fix the weakness" identified by a summary judgment motion. See 323 F. App'x at 500. Accordingly, Mr. Fitzgerald's supplemental report is timely. As such, the court denies DCo's motion to exclude on this basis and denies Plaintiffs' motion to extend the discovery deadline for Mr. Fitzgerald as moot.
Second, the court finds that Mr. Fitzgerald's conclusion regarding the asbestos content in the gaskets is relevant, reliable, and helpful to the trier of fact. DCo maintains that the testing of the gaskets found in Mr. Jack's garage is irrelevant because (1) "there is no evidence any of the asbestos-containing gaskets . . . are Victor gaskets," and (2) "there is no evidence [Mr. Jack] was exposed to any of the [tested] asbestos-containing gaskets." (2d MTE Fitzgerald at 8.) DCo misstates the record in its first point and misconstrues the law in its second. The record contains sufficient evidence upon which a jury may infer that the gaskets Mr. Fitzgerald tested were Victor gaskets: the gaskets were found in a sealed box bearing the Victor logo with an inventory list titled "Victor Gasket Set" (see Fitzgerald Adams Decl. ¶ 2, Ex. A; 6/8/18 Fitzgerald Rep. at 4), Mr. Jack testified that the box contained Victor gaskets for a vehicle he was working on (see Jack Dep. at 53:21-54:1), and the box remained sealed until Mr. Fitzgerald's testing (4/17/18 Fitzgerald Rep. ¶ 12). When opened, the gaskets in the box matched the inventory list. (6/8/18 Fitzgerald Rep. at 1.) And at least one of the gaskets had a Victor logo. (See Fitzgerald Adams Decl. ¶ 2, Ex. E (displaying a picture of the gasket).)
Similarly, the record contains evidence that Mr. Jack worked with Victor gaskets. Mr. Jack testified that he recognized the box as containing Victor gaskets "for an old Allis-Chalmers bulldozer I worked on." (Jack Dep. at 53:23-54:1.) Moreover, he specifically recalled Victor as a brand he worked with. (Id. at 43:18-23; 210:20-23.) But even if Mr. Jack was not exposed to those specific gaskets, their asbestos content is nonetheless relevant because it indicates the asbestos content in Victor gaskets generally. Such information undoubtedly "logically advance[s] a material aspect of [Plaintiffs'] case." See Cooper, 510 F.3d at 942.
DCo's reliability arguments are similarly unavailing. DCo first contends that "there is no evidence that the asbestos-containing gaskets [Mr. Fitzgerald's] laboratory tested actually came from [Mr. Jack's] garage." (2d MTE Fitzgerald at 8.) But upon receiving the sealed box of gaskets, Mr. Fitzgerald noted that the box had the same label and same handwritten note as the box from Mr. Jack's garage. (See 6/8/18 Fitzgerald Rep. at 1; compare id., Ex. 1 (Mr. Fitzgerald's pictures of the box), with Fitzgerald Adams Decl. ¶ 2, Ex. A (picture of box in Mr. Jack's garage).) Moreover, the chain of custody document shows that the box transferred from Mr. Jack to Plaintiffs' counsel to Mr. Fitzgerald. (Fitzgerald Adams Decl. ¶ 2, Ex. D at 5.) DCo may certainly cross-examine Mr. Fitzgerald about the chain of custody, but the fact that the items changed hands does not warrant exclusion.
Lastly, DCo argues that Mr. Fitzgerald's methodology is unreliable because it should be used only for building materials and insulation, not automotive gaskets. (2d MTE Fitzgerald at 9.) But the record evinces that both EPA methods and PLM are accepted and routinely used by scientists in the field. (See Fitzgerald Adams Decl. ¶ 2, Ex. G ("Fitzgerald Dep.") at 20:23-21:6, 42:11-25.) Mr. Fitzgerald's lab has performed a PLM analysis hundreds, if not thousands, of times to determine the presence of asbestos in automotive gaskets. (Id. at 26:1-9.) Because Mr. Fitzgerald's methodology is sound, any qualms DCo has regarding the implementation of that methodology—such as whether Mr. Fitzgerald compared the tested gaskets to the correct known samples—may be addressed on cross-examination. See Estate of Barabin, 740 F.3d at 463.
In sum, Mr. Fitzgerald's expert testimony is both relevant and reliable. See id. Accordingly, the court denies both of DCo's motions to exclude Mr. Fitzgerald's testimony.
Defendants' challenges to Dr. Gordon, Dr. Brodkin, and Dr. Brody all involve the application of the "every exposure theory." (See, e.g., Warren Pumps MTE at 3-8.) Thus, the court first addresses the admissibility of that theory and its variants before turning to the admissibility of each expert.
The "every exposure" theory posits that "any exposure to asbestos fibers whatsoever, regardless of the amount of fibers or length of exposure constitutes an underlying cause of injury." Krik v. Exxon Mobil Corp., 870 F.3d 669, 672 (7th Cir. 2017). A minor variation of the "every exposure" theory states that "every exposure to asbestos above a threshold level is necessarily a substantial factor in the contraction of asbestos-related diseases." McIndoe v. Huntington Ingalls Inc., 817 F.3d 1170, 1177 (9th Cir. 2016). A further outgrowth of the "every exposure" theory is the "cumulative exposure" theory: the cumulative exposure to asbestos is the cause of the disease, but because each exposure, no matter how small, adds to that cumulative exposure, each exposure becomes a substantial contributing factor. See Krik, 870 F.3d at 672-73.
The court recently reviewed in detail the legal landscape surrounding the "every exposure" and "cumulative exposure" theories.
The court reiterates its conclusion regarding the unreliability of the "every exposure" and "cumulative exposure" theories. Neither theory addresses the frequency of, regularity of, proximity to, or the strength of the exposure in question; indeed, neither theory depends on any characteristic of the exposure at all. Instead, the fact that the exposure occurs is sufficient under either theory to qualify that exposure as a substantial factor. Allowing these theories to be presented at trial would, as the Ninth Circuit articulated, "undermine the substantial factor standard" and allow "unbounded liability." McIndoe, 817 F.3d at 1177.
Having concluded that neither the "every exposure" nor the "cumulative exposure" theory is admissible under Rule 702 and the Daubert standard, the court now ascertains whether any of the challenged causation experts rely on those theories.
DCo, Ford, and Ingersoll Rand challenge the admissibility of Dr. Gordon's testimony regarding his microscopic testing of Mr. Jack's lung and lymph node tissues. (See DCo MTE Gordon; Ford MTE Gordon; Warren Pumps MTE at 3-7.) They raise three main arguments: (1) Dr. Gordon relies on the impermissible "every exposure" theory (Ford MTE Gordon at 9-10; Warren Pumps MTE at 3-7); (2) Dr. Gordon, although qualified to give opinions regarding microscopy, is not qualified to opine on the source of the detected fibers (DCo MTE Gordon at 8; Ford MTE Gordon at 10-11); and (3) Dr. Gordon's focus on lymph nodes is unreliable (Ford MTE Gordon at 7-9).
The first argument is now moot because Plaintiffs clarify that Dr. Gordon "will not be offering an opinion in this case that `each and every exposure' to asbestos causes mesothelioma or that `each and every exposure' to asbestos caused [Mr.] Jack's mesothelioma." (Gordon Resp. at 12.) Instead, he will focus on his "microscopy findings" and "the significance of those findings in evaluating [Mr.] Jack's exposure." (Id.; see id. at 1 (offering Dr. Gordon to "opine as to [Mr. Jack's] exposure to asbestos").) Thus, the court declines to exclude Dr. Gordon on this ground.
The court addresses the remaining arguments in turn.
No party challenges Dr. Gordon's qualifications in microscopy or his credentials to testify about the fiber burden study that he performed on Mr. Jack's lung and lymph node tissue. (See DCo MTE Gordon at 8; Ford MTE Gordon at 10-11.) Instead, they question Dr. Gordon's qualifications to opine on the source of those fibers, and in particular, whether the fibers may have originated from automotive products. (See id.)
Although Dr. Gordon is a microscopist, his experience is not limited to that role. Instead, he has participated in studies of the asbestos content of various products. (See Gordon Adams Decl. ¶ 2, Ex. N (attaching an article co-authored by Dr. Gordon that analyzes the asbestos concentration of talcum powder).) More significantly, Dr. Gordon analyzed automotive parts in particular. For instance, he has "looked at a number of cases of people that have been exposed to brake dust as mechanics" and additionally analyzed "what fibers have been associated with . . . those brakes . . . and correlated them with the exposures." (Gordon Dep. at 15:23-16:2.) In fact, Dr. Gordon conducted studies on brakes and clutches to determine whether they correlated to fibers found in the patient. (Id. at 16:7-14.) Moreover, Dr. Gordon has reviewed literature on the asbestos content in automotive products. (See id. at 17:13-23.)
True, Dr. Gordon has not conducted any fiber release studies to measure the exposure levels that automotive products produce, nor is he aware of the manufacturer of the brakes. (Id. at 16:11-18, 17:4-6.) But Dr. Gordon does not opine on the fibers/cc level of exposure from automotive products or identify any specific brand. (See Gordon Rep.; Gordon Dep. at 139:20-140:13.) Instead, he opines on whether the fibers could have originated from automotive products based on his experience studying such products. (See id.) Dr. Gordon's experience with automotive products enables him to draw links between Mr. Jack's fiber burden study and automotive products generally.
Ford challenges the reliability of Dr. Gordon's fiber burden study of Mr. Jack's lymph nodes, arguing that there is no correlation between fibers found in lymph nodes and occupational exposure to asbestos. (Ford MTE Gordon at 7-9.) Thus, Ford seeks to exclude "Dr. Gordon's lymph node fiber burden analysis . . . as lacking foundation in reliable, peer-reviewed science." (Id. at 9.) The court disagrees.
Expert testimony may be admitted when the knowledge in the field "permits the assertion of a reasonable opinion." United States v. Sandoval-Mendoza, 472 F.3d 645, 655 (9th Cir. 2006) (internal quotation marks omitted) (quoting United States v. Finley, 301 F.3d 1000, 1007 (9th Cir. 2002)). "A court may admit somewhat questionable testimony if it falls within `the range where experts might reasonably differ, and where the jury must decide among the conflicting views.'"
Various published studies support the notion that asbestos fibers can deposit in the lymph nodes after the fibers leave the lungs. For example, the report on the Helskini criteria states that asbestos bodies, which are "the hallmark of asbestos exposure," are "deposited in the lung parenchyma" but "may also be found in regional lymph nodes." (Gordon Adams Decl. ¶ 2, Ex. J at 127.) Several publications by Ronald Dodson also correlate asbestos fibers in lymph node tissue with exposure. Dr. Dodson's book Asbestos Risk Assessment, Epidemiology, and Health Effects explains that because lymph nodes are the "reservoirs of retained material," the ability of fibers to "relocate through the lymphatic system to the . . . lymph nodes is well recognized." (Id. ¶ 2, Ex. L at 74.) A comparative study performed by Dr. Dodson on eight shipyard workers revealed that all but one had asbestos bodies in their lymph node tissue, suggesting "a relocation of mature bodies from the lungs to the lymph nodes." (Id. at 75.)
Indeed, Dr. Gordon has also published an article detailing the correlation of asbestos exposure with fibers found in the lymph nodes. (See Gordon Adams Decl. ¶ 2, Ex. N.) When studying a patient exposed to asbestos through talcum powder, Dr. Gordon performed analysis on the lung and lymph node tissues. (Id. at 4-5.) He found asbestos fibers in both locations. (Id. at 7-9.) The study "tracked the asbestos in the talc . . . into the lung and lymph nodes of the users of those products." (Id. at 13.) The above literature persuades the court that there is a reasonable and reliable basis in science for Dr. Gordon's lymph node fiber burden analysis.
Ford provides its own expert testimony disclaiming lymph node fiber burden analyses; its pathologist Andrew Churg even characterizes Dr. Gordon's conclusions as "completely illegitimate." (Ford MTE Gordon, Ex. 3 at 1; id., Ex. 4 at 55:11.) But Dr. Churg's disagreement with Dr. Gordon's conclusion only illustrates that this is an area about which reasonable experts may disagree. In such a situation, the jury—not the court—must decide amongst the conflicting views. See S.M., 262 F.3d at 921; see also Marketquest Grp., Inc. v. BIC Corp., No. 11-cv-618-BAS (JLB), 2018 WL 1756117, at *4 (S.D. Cal. Apr. 12, 2018) (leaving the determination of "which of several competing scientific theories has the best provenance" to the jury).
Because the court finds that Dr. Gordon is sufficiently qualified and relies on a sufficient foundation, the court concludes that his testimony is admissible.
Honeywell challenges the reliability of Dr. Brodkin's testimony regarding brake dust, whereas Borg-Warner focuses on his conclusions regarding clutches.
Honeywell generally challenges the reliability of Dr. Brodkin's causation opinions. First, it points out that Dr. Brodkin does not determine Mr. Jack's cumulative dose, and thus, Dr. Brodkin "simply concludes that because there is not a known threshold for safe exposure, no exposure . . . is safe." (Honeywell MTE Brodkin at 10.) Thus, Honeywell seemingly argues that Dr. Brodkin relies on the "every exposure" theory. (See id. (noting that Dr. Brodkin qualifies "exposure to any identified (but unquantified) level of fiber release . . . [to be] biologically significant in the development of [Mr. Jack's] disease"); see also Warren Pumps MTE at 3-7.)
But Dr. Brodkin's causation conclusions are not based on the theory that every exposure must necessarily be a substantial factor. Instead, he looks for an "identified exposure," which requires a "well-characterized source, activity that generates fibers overcoming the body's defenses, and add[s] to the body['s] burden of asbestos." (Brodkin Dep. at 195:19-25.) An "identified exposure" must be a "well-characterized source of asbestos, an activity that disrupts the source to generate significant airborne asbestos fibers that have sufficient intensity to overcome the body's defenses, add to the body's burden of asbestos, and therefore, increase risk for asbestos-related diseases." (Id. at 46:25-47:7.) In other words, Dr. Brodkin analyzes the duration, frequency, and intensity of exposures to determine whether an exposure is significant. (Id. at 193:15-19.) Indeed, Dr. Brodkin's report belies Honeywell's contention that he subscribes to the "every exposure" theory. For instance, Dr. Brodkin recognizes that Mr. Jack was exposed to asbestos fibers when installing and handling clutches but did not characterize those exposures as identified exposures. (Brodkin Rep. at 2.15.)
Honeywell next challenges Dr. Brodkin's identified exposure approach as unreliable. The court again disagrees. Dr. Brodkin analyzed Mr. Jack's occupational and environmental history at length—including during an interview with Mr. Jack—and compared Mr. Jack's activities to the exposure associated with those activities documented in numerous published studies. (See Brodkin Rep. at 5.4.) He additionally factored in the asbestos content of the materials, how often Mr. Jack worked with those materials, how long he did that work, and where he worked with the materials. (See id.) Dr. Brodkin relies on his significant experience compiling and analyzing occupational histories to then determine which of the exposures qualify as identified exposures. (See generally Brodkin CV.) Thus, Dr. Brodkin's characterization of Mr. Jack's identified exposures has "a `reliable basis in the knowledge and experience of the relevant discipline.'" See Estate of Barabin, 740 F.3d at 463.
Dr. Brodkin further relies on the Helsinki criteria, a document created by a group of 19 experts from around the world to clarify how to diagnose and attribute asbestos-related diseases. (See Brodkin Adams Decl. ¶ 2, Ex. 4.) The Helsinki criteria notes that "a history of significant occupational, domestic, or environmental exposure to asbestos will suffice for attribution" and that even an "occupational history of brief or low-level exposure should be considered sufficient for mesothelioma to be designated as occupationally related." (Id. at 313.) And finally, Dr. Brodkin references various published articles, government agency statements, and industry textbooks that support how he pinpoints identified exposures. (See Brodkin Dep. at 46:25-47:7.) In light of those publications, the court is further persuaded that Dr. Brodkin's methodology is reliable and thus admissible.
Honeywell makes much of the fact that Dr. Brodkin does not quantify Mr. Jack's exposure. (See Honeywell MTE Brodkin at 9-10; Brodkin Reply (Dkt. # 594) at 2-3.) But Dr. Brodkin explained that direct quantification is difficult because no equipment measured Mr. Jack's real-time exposure, and retroactively estimating his exposure involves a "wide range of uncertainty." (Brodkin Dep. at 40:17-41:13.) Nor is quantification necessary legally. See Mavroudis v. Pittsburgh-Corning Corp., 935 P.2d 684, 687 (Wash. Ct. App. 1997) (requiring only that a substantial factor be "important," "material," and not "insignificant"); see also Barabin v. Scapa Dryer Fabrics Inc., No. C07-1454JLR, Dkt. # 248, at 6 ("[T]he [c]ourt finds that the substantial factor causation standard is a qualitative one that does not require hard and fast numerical absolutes tracing each defendant's asbestos fibers to the plaintiff's lungs."). Thus, the court declines to exclude Dr. Brodkin's testimony on account of his qualitative analysis.
Lastly, Honeywell and DCo dispute whether brake dust or gaskets increase the risk of mesothelioma. (Honeywell MTE Brodkin at 11; DCo MTE Brodkin at 2-3.) In so arguing, both defendants point to studies or expert testimony that disagree with Dr. Brodkin's cited studies. (See Honeywell MTE Brodkin at 2-4, 11; DCo. MTE Brodkin at 2-3.) But the court cannot rule on the correctness of Dr. Brodkin's conclusions. See Estate of Barabin, 740 F.3d at 463. And there is nothing to indicate that the four pages of published studies Dr. Brodkin relies upon utilize unsound methodology. (See Brodkin Rep. at 6.12-15.)
Honeywell and DCo's contrary studies may well influence the weight a jury assigns to Dr. Brodkin's testimony, but they do not warrant exclusion. See PacTool Int'l, Ltd. v. Kett Tool Co., Inc., No. C06-5367BHS, 2012 WL 3637391, at *3 (W.D. Wash. Aug. 22, 2012) (declining to exclude contradicting expert testimonies because "these issues are best left to the factfinder to weigh during the battle of the experts"). Instead, they merely highlight an area that reasonable experts may disagree about; it is not the court's role to "determine which of several competing scientific theories has the best provenance." Marketquest Grp., 2018 WL 1756117, at *4 (quoting Ruiz-Troche v. Pepsi Cola, 161 F.3d 77, 85 (1st Cir. 1998)) (internal quotation marks omitted).
In summary, the court concludes that Dr. Brodkin's testimony passes muster under Rule 702 and the Daubert standard. Accordingly, the court denies Honeywell and DCo's motions to exclude.
Borg-Warner raises two separate arguments: (1) Dr. Brodkin's causation testimony regarding clutches is not based on the facts of this case (Borg-Warner MTE Brodkin at 7-9); and (2) Dr. Brodkin's two underlying studies on clutches are unreliable (id. at 9-10).
First, Borg-Warner's argument regarding the underlying facts go to the weight and not the admissibility of Dr. Brodkin's testimony. Dr. Brodkin documents that Mr. Jack reported working with "lots" of Borg-Warner clutches from 1955 to 1986, including several clutch bell housing removal-blowouts, removals of clutches, and repeat clutch jobs. (Brodkin Rep. at 2.14.) Mr. Jack also performed clutch replacements, which required disassembly of the clutch bell-housing part. (Id. at 2.13.) During this clutch work, Mr. Jack recalled using compressed air to blow out the clutch bell housings, which generated visibly dusty conditions. (Id.) Mr. Jack's work with clutches—in combination with the high asbestos content of clutches and the level of exposure such activities generate—constitute a sufficient factual basis for Dr. Brodkin's conclusion that Mr. Jack's work with clutches constitutes an identified exposure. Thus, Borg-Warner's disagreements over the factual basis of Dr. Brodkin's opinions do not make his report so fundamentally flawed that it could not assist the jury on the issue of causation. See Marketquest Grp., 2018 WL 1756117, at *3.
Borg-Warner's qualms with two of Dr. Brodkin's cited studies also do not warrant exclusion. Borg-Warner challenges a 1987 study conducted by Timo Kauppinen and Kari Korhonen ("Kauppinen Study") and a 1970 study conducted by D.E. Hickish and K.L. Knight ("Hickish Study"). (Borg-Warner MTE Brodkin at 9-10.) At the outset, the court observes that Dr. Brodkin also relied on other studies involving clutches. (See Brodkin Rep. at 6.12-15.) Even though not all of the studies involve Borg-Warner clutches, the studies remain relevant to Dr. Brodkin's overall analysis of exposure from clutches. Thus, Borg-Warner is incorrect that without those two studies, Dr. Brodkin lacks scientific support for his conclusions. (See Borg-Warner MTE Brodkin at 9-10.)
Turning to the studies, the court agrees with Borg-Warner that the Hickish Study does not measure exposure from working with clutches. Instead, as Borg-Warner argues, the study measures break work exposure from the position of someone performing clutch repair work in an adjacent bay. (See Brodkin Ross Decl. ¶ 5, Ex. E ("Hickish Study") at 18.) But the Kauppinen Study does explicitly measure the fiber release during "clutch repair." (Id. ¶ 4, Ex. D ("Kauppinen Study") at 500-03.) The Kauppinen Study, combined with the other studies on clutches, constitute a sufficient scientific basis for Dr. Brodkin's conclusion. Borg-Warner's remaining concerns, such as whether "clutch repair" sufficiently mirrors the work Mr. Jack performed, do not undermine the reliability of the underlying study and can be addressed on cross examination.
Accordingly, the court denies Borg-Warner's motion to exclude Dr. Brodkin's causation testimony regarding clutches.
Honeywell and Ingersoll Rand assert that Dr. Brody's causation testimony relies on the "every exposure" theory. (Honeywell MTE Brody at 1-4; Warren Pumps MTE at 6.) Plaintiffs respond that Dr. Brody will testify only on "matters of general causation" such as "how asbestos fibers move through the body . . . and cause disease on a cellular level," and that Dr. Brody "will not offer any case-specific testimony about [Mr.] Jack." (Brody Resp. at 1-2.) Thus, Plaintiffs maintain that Dr. Brody "will not attribute Mr. Jack's disease to `every exposure' he had to asbestos." (Id. at 2.) The court agrees with Plaintiffs that, subject to those limitations, Dr. Brody's testimony is admissible.
First, the court notes that the bulk of Dr. Brody's proffered testimony—which explains what asbestos is and how it affects the body on a cellular level—goes unchallenged. (See Brody Rep. ¶¶ 7-43.) Instead, Honeywell and Ingersoll Rand take issue with statements in two paragraphs of Dr. Brody's report: (1) that "science has not identified an exposure to asbestos above background that does not induce mesothelioma"; and (2) that "every exposure to asbestos contribute[s] to [an individual's] cumulative dose." (Honeywell MTE Brody at 2-3 (quoting Brody Dep. at 29:20-22, 34:13-15); see also Warren Pumps MTE at 6; Brody Rep. ¶¶ 44-45.)
Neither of these statements run afoul of Daubert because they are general statements of the science behind asbestos-related disease. (See Brody Rep. ¶¶ 44-45.) The fact that every exposure adds to the total dose is an "irrefutable scientific fact," and it is "well-established" that the threshold level for developing mesothelioma is unknown. See Rost v. Ford Motor Co., 151 A.3d 1032, 1045 (Pa. 2016). These "irrefutable scientific fact[s]" do not answer the legal question of whether particular exposures to asbestos are substantial factors. See id. Put another way, even an exposure that increases the risk of mesothelioma may fail to constitute a substantial factor.
Second, Dr. Brody does not make the inferential leap that is troublesome in the "every exposure" or "cumulative exposure" theories—that is, he does not opine that because an exposure occurred and necessarily adds to the total dose, that single exposure must be a substantial cause. In fact, Dr. Brody stops short of offering any conclusion about the specific exposures Mr. Jack may have endured. (See Brody Rep. ¶¶ 44-45.) Given this limitation, the court allows Dr. Brody's testimony to the extent that Dr. Brody expresses no opinion on Mr. Jack's individual exposures and whether those exposures constitute substantial factors. Accordingly, the court denies Honeywell and Ingersoll Rand's motion to exclude Dr. Brody's expert testimony.
Ford, Ingersoll Rand, and DCo challenge Dr. Castleman's historical overview of asbestos literature and his conclusion of when asbestos hazards became well-known. Their arguments center on two contentions: (1) Dr. Castleman is not qualified to opine on medical and scientific literature; and (2) Dr. Castleman, without the proper qualifications, can only speculate as to the knowledge defendants had at any given time.
In response, Plaintiffs clarify the scope of Dr. Castleman's testimony. Dr. Castleman will provide "historical information regarding the state-of-the-art knowledge of asbestos and asbestos-related diseases, which . . . is relevant to what Defendants knew or should have known about asbestos and its hazards." (Castleman Resp. at 1.) Dr. Castleman will not testify on whether the asbestos literature was in fact correct (id. at 6 n.4) or "what any particular [d]efendant knew or should have known at any given time regarding asbestos" (id. at 10).
Given these limitations, the court concludes that Dr. Castleman's testimony is admissible under Rule 702 and Daubert. In fact, with those limitations, there is little dispute regarding Dr. Castleman's qualifications. The parties agree that Dr. Castleman is qualified to testify about the historic availability of literature on asbestos and the development of that literature. (See Ford MTE Castleman at 4 (acknowledging that Dr. Castleman is "certainly qualified to testify as to the existence of articles that discuss the relationship between asbestos dust and mesothelioma"); Warren Pumps MTE at 15 (same); Castleman Resp. at 1.) The parties additionally agree that Dr. Castleman is not qualified to judge the correctness of the medical literature. (Ford MTE Castleman at 4-5; Warren Pumps MTE at 16; Castleman Resp. at 6 n.4.) And lastly, the parties agree that Dr. Castleman does not know what any particular defendant knew about the hazards of asbestos. (Ford MTE Castleman at 5; Warren Pumps MTE at 15; Castleman Resp. at 10.)
Dr. Castleman is undoubtedly qualified to testify about the historical development of knowledge regarding the health hazards of asbestos. He has significant experience in researching the state of the art for asbestos from a historical perspective—indeed, his thesis, now a book in its fifth edition, focuses entirely on that topic. (See Castleman Rep. at 1.) Several courts considering Dr. Castleman's qualifications have concluded that he possesses "specialized knowledge" regarding the availability of asbestos literature, which will "assist the jury in understanding the state of the art with respect to asbestos . . . given the sheer volume of data available on this topic." Krik v. Crane Co., 71 F.Supp.3d 784, 787 (N.D. Ill. 2014); see also Waite v. All Acquisition Corp., 194 F.Supp.3d 1298, 1310-11 (S.D. Fla. 2016) (concluding that Dr. Castleman satisfies the "relatively low burden" of being qualified to testify). The court reaches the same conclusion here.
Undeterred, Ford maintains that Plaintiffs' limitations of Dr. Castleman's testimony renders it wholly irrelevant. (Castleman Reply (Dkt. # 591) at 1-2 (asking "why is [Dr. Castleman] going to take up the jury's time").) Although Dr. Castleman will not testify to what any specific defendant knew, his testimony is nonetheless relevant for several reasons. First, Dr. Castleman's research "can serve the purpose of providing context and grounding scientific information integral to the determination of this case." Waite, 194 F. Supp. 3d at 1311. Second, under Washington law, "evidence of historical, medical, and scientific knowledge about the dangers of asbestos . . . may be considered by the trier of fact" on both strict liability and negligence claims. Crittenden v. Fibreboard Corp., 794 P.2d 554, 559 (Wash. Ct. App. 1990). Because Plaintiffs bring both negligence and strict liability claims (see SAC ¶¶ 49-50), Dr. Castleman's testimony assists the jury in determining what any defendant knew or should have known based on the available literature, see Crittenden, 794 P.2d at 559.
Because the court finds Dr. Castleman qualified to testify within the limitations set by Plaintiffs, and because the court further finds that testimony to be relevant, the court denies Ford, Ingersoll Rand, and DCo's motions to exclude Dr. Castleman's testimony.
Ford moves to exclude Dr. Cushing's statements regarding Mr. Jack's "likely expos[ure]" to asbestos during automotive work. (MTE Cushing at 1-2.) Ford emphasizes that Dr. Cushing is a naval architect with expertise in naval ships and shipyards, not automobiles or the brakes, gaskets, and clutches used in automobiles. (Id. at 4-5.) Thus, although Dr. Cushing is "plainly qualified to opine on the asbestos-containing products that were likely present on the naval and marine vessels Mr. Jack worked on," Ford maintains that Dr. Cushing "is not qualified to render opinions about the asbestos content of automotive products and asbestos exposure that might occur during automotive repair work." (Id. at 4.) The court agrees.
An expert must be "qualified . . . by knowledge, skill, experience, training, or education" to render expert opinions. Fed. R. Evid. 702. Thus, an expert must be qualified in the field they will testify about. See Lucido v. Nestle Purina Petcare Co., 217 F.Supp.3d 1098, 1103 (N.D. Cal. 2016) (concluding that an expert in one field is not qualified to provide opinions about a different field). Dr. Cushing is undisputedly qualified in the construction of naval ships and products that are used on those ships. (See Cushing Rep. at 27.) However, he does not have any qualifications or experience examining the inner workings of automobiles, the asbestos content of automobile products, or what activities performed on those products would lead to asbestos exposure. (See generally id.) Thus, the court concludes that Dr. Cushing is not qualified under Rule 702 to opine on Mr. Jack's exposure to asbestos from his automotive work.
Viad does not contend otherwise. (See Cushing Resp.) Indeed, Viad seemingly concedes that Dr. Cushing has no expertise in automobiles, arguing instead that "Dr. Cushing's opinion that Mr. Jack was exposed to asbestos from brakes is admissible . . . as lay opinion" testimony. (Id. at 1.) Federal Rule of Evidence 701 allows lay testimony that is rationally based on the witness's perception, helpful to the trier of fact, and not based on scientific, technical, or specialized information. See Fed. R. Evid. 701. In Lucido, a veterinarian sought to provide opinions about what a reasonable consumer would consider to be material when purchasing dog food. 217 F. Supp. 3d at 1103. Although the veterinarian had no scientific, technical, or other specialized knowledge in marketing or consumer purchasing behavior, the court concluded that the veterinarian offered admissible lay testimony because she was drawing on particularized knowledge she had by virtue of her position—namely, what her clients have indicated is important. Id. Thus, although she was not an expert, she could testify based on her experience to what her clients relayed. Id. at 1104.
Mr. Cushing has no analogous experience with automobiles. There is no indication—and Viad provides no evidence—that Mr. Cushing has any experience with automobile work, such that he bases the challenged portion of his testimony on his perception or particularized knowledge. See id. at 1103-04. Moreover, asbestos exposure is an issue that requires scientific, technical, and specialized knowledge, as evidenced by the many experts in this case who opine on exposure. (See, e.g., Brodkin Rep.) Because Mr. Cushing's opinion on Mr. Jack's exposure to asbestos from automobile products is not rationally based on Mr. Cushing's perception and requires specialized knowledge, the court declines to admit it as a lay opinion.
In sum, pursuant to Rule 702, Mr. Cushing is not qualified as an expert to render opinions about exposure during automotive work. See Fed. R. Evid. 702. The opinion is additionally not a proper lay opinion pursuant to Rule 701. See Fed. R. Evid. 701. Accordingly, the court grants Ford's motion to exclude Mr. Cushing from testifying about Mr. Jack's asbestos exposure during automotive work.
Ingersall Rand and DCo make three main arguments to exclude Dr. Longo and the MAS videos simulating the release of dust when working with brakes, gaskets, and insulation: (1) the studies are irrelevant due to the use of Tyndall lighting (Warren Pumps MTE at 9-10); (2) the studies are irrelevant because they are not substantially similar to the conditions in which Mr. Jack worked with the products (id. at 10-12; Longo Reply (Dkt. # 586) at 2-3); and (3) Dr. Longo utilized unreliable scientific methods to measure exposure to asbestos (Warren Pumps MTE at 13-14). Plaintiffs respond that Dr. Longo and the MAS studies are probative of Mr. Jack's general exposure to asbestos and rely on techniques that are "widely used by industrial hygienists and safety professionals in asbestos monitoring." (Longo Resp. at 2-12.) At this stage, during which the court is considering only whether the studies are allowable under Rule 702 and Daubert, the court agrees with Plaintiffs that the studies pass muster.
First, as to relevancy, the court reiterates that relevance in the Daubert context simply requires that "the evidence will assist the trier of fact to understand or determine a fact in issue." Cooper, 510 F.3d at 942. That is, as long as the evidence "logically advance[s] a material aspect of the party's case," that evidence is relevant. Id. Against this standard, the court concludes that Dr. Longo and the MAS studies will assist the trier of fact in understanding the issue of exposure. The video simulations depict the release of particles from brakes, gaskets, and insulation—products that are at issue here—when a person works with those products, as Mr. Jack did. Such evidence "logically advance[s] a material aspect" of Plaintiffs' case: When Mr. Jack worked with brakes, gaskets, and insulation, the work created visible dust and released asbestos fibers into the air, a fact that is foundational to establishing exposure. See id.; see Lockwood v. AC&S, Inc., 744 P.2d 605, 612 (Wash. 1987). The use of Tyndall lighting does not alter the relevancy of those videos to the issue of exposure.
Ingersoll Rand and DCo are correct that tests must be conducted "under conditions substantially similar to the actual conditions" under which Mr. Jack worked. See Lipson v. ON Marine Servs. Co., LLC, No. C13-1747TSZ, 2013 WL 6536923, at *2 (W.D. Wash. Dec. 13, 2013) (quoting Champeau v. Fruehauf Corp., 814 F.2d 1271, 1278 (8th Cir. 1987)) (internal quotation marks omitted). However, "dissimilarities between testing conditions and actual conditions `affect the weight of the evidence, not its admissibility.'"
Id. (quoting Champeau, 814 F.2d at 1278). Thus, whether dissimilarity warrants exclusion depends on the degree of dissimilarity. See Barabin, 2018 WL 840147, at *9. For instance, in Krik v. Crane Co., the court excluded Dr. Longo's studies because there was "no relationship between the Longo/[MAS] [v]ideos [and] the facts of [that] case." 71 F. Supp. 3d at 791. Because the studies had "nothing to do with [the plaintiff] at all," there was an "insufficient `fit' between the Longo/MAS Videos and the facts of [that] case to warrant their use at trial." Id.
But Plaintiffs proffer more than the plaintiff in Crane Co. did to illustrate fit. See id. Specifically, Mr. Jack viewed the videos and testified that they depicted events similar to the work he performed. (Jack Dep. at 85:14-87:13.) For instance, Mr. Jack identified the brake product, the tools used, and the activities performed on the brakes in the video as similar to the work he did with brakes. (See id.) Mr. Jack also characterized the cleaning of gasket material off of a used valve as "fairly similar" to how he handled gaskets and valves. (Id. at 110:23-111:20.) Thus, unlike in Crane Co., there is some relationship between the videos and this case; thus, the court concludes that the studies are not so dissimilar that exclusion is warranted.
Lastly, the court finds that Dr. Longo's methodology to measure the quantity of asbestos release is reliable. Defendants do not directly challenge the reliability of the PCM, TEM, or the Tyndall lighting methods that Dr. Longo utilizes to measure asbestos release. (See Warren Pumps MTE at 13-14.) Nor would such a challenge succeed, as those techniques are published, peer-reviewed, and standardized protocols that constitute well-established practices in the scientific community. (See Longo Aff. ¶¶ 5E, 6D.)
For example, the PCM method is part of the NIOSH 7400 air sampling method, which is OSHA's accepted method of analysis when evaluating occupational exposures. (See Longo Adams Decl. ¶ 2, Ex. 4 (attaching an OSHA letter interpreting the PCM method as part of the OSHA/NIOSH 7400 air sampling methodology for measuring asbestos fibers in gasket removal testing).) The EPA and the International Standards Organization ("ISO") have published the TEM method, and Dr. Longo has additionally published the protocol in a peer-reviewed article. (See Longo Aff. ¶¶ 3, 5E; Longo Adams Decl. ¶ 2, Ex. 7.) Tyndall lighting is a technique used for many years by industrial hygienists to visualize the pathway of exposure; the EPA developed the technique as a standard testing method, and many published articles recognize the use of the technique.
Ingersoll Rand and DCo focus instead on two other courts that dismissed Dr. Longo's studies as "junk science." (Warren Pumps MTE at 13-14.) But neither case explains why the above methodologies are unreliable. In re Lamar County Asbestos Litigation acknowledged that the standards perpetuated by OSHA, EPA, and other agencies "provide reliable source evidence . . . in understanding generally accepted scientific methodologies" but nonetheless summarily concluded that "[t]he MAS tests constitute `junk science.'" (Morgan Decl. ¶ 9, Ex. 7 at 1.) In re Garlock Sealing Tech., LLC did not address the PCM or TEM methods at all; instead, the court fixated on typos and other shortcomings in Dr. Longo's expert report, the malfunctioning of Dr. Longo's equipment, and Dr. Longo's use of "tools above their safety ratings."
Accordingly, the court denies Ingersoll Rand and DCo's motion to exclude Dr. Longo's studies.
For the foregoing reasons, the court GRANTS Ford's motion to exclude Mr. Cushing's testimony on automotive products (Dkt. # 464) and DENIES the other motions to exclude (Dkt. ## 456, 461, 463, 465, 470, 483, 490, 497, 511, 516). The court further DENIES Plaintiffs' motion to extend the discovery deadline (Dkt. # 567) as moot.