ABDUL K. KALLON, District Judge.
Pro se plaintiff Uvonne Denese Bell ("Bell") brings this action pursuant to Section 205(g) of the Social Security Act ("the Act"), 42 U.S.C. § 405(g), seeking review of the final adverse decision of the Commissioner of the Social Security Administration ("SSA"). In light of new evidence Bell submitted to the Appeals Council and which the Appeals Council failed to properly review, this court finds that the Commissioner's decision is not supported by substantial evidence. Therefore, for the reasons elaborated herein, the court will
Bell filed her application for Title XVI Supplemental Security Income ("SSI") on October 16, 2007, alleging a disability onset date of January 1, 2005.
On February 23, 2010, the ALJ partially denied Bell's claims by finding that Bell was
(R. 19-20). Bell submitted to the Appeals Council a Request for Review of the ALJ's decision on April 26, 2010. (R. 13). A year later, on April 7, 2011, Bell submitted to the Appeals Council additional evidence dated January 3, 2008, through April 29, 2009, in support of her claim that contained for the first time information regarding Bell's fibromyalgia impairment. (R. 328-359). Six weeks later, on May 17, 2011, without explanation, the Appeals Council refused to grant review. (R. 1,5). Bell then filed this action pursuant to section 1631 of the Act, 42 U.S.C. § 1383(c)(3). Doc. 1.
The only issues before this court are whether the record contains substantial evidence to sustain the ALJ's decision, see 42 U.S.C. § 405(g); Walden v. Schweiker, 672 F.2d 835, 838 (11th Cir. 1982), and whether the ALJ applied the correct legal standards, see Lamb v. Bowen, 847 F.2d 698, 701 (11th Cir. 1988); Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). Title 42 U.S.C. §§ 405(g) and 1383(c) mandate that the Commissioner's "factual findings are conclusive if supported by `substantial evidence.'" Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir. 1990). The district court may not reconsider the facts, reevaluate the evidence, or substitute its judgment for that of the Commissioner; instead, it must review the final decision as a whole and determine if the decision is "reasonable and supported by substantial evidence." See id. (citing Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983)).
Substantial evidence falls somewhere between a scintilla and a preponderance of evidence; "[i]t is such relevant evidence as a reasonable person would accept as adequate to support a conclusion." Martin, 849 F.2d at 1529 (quoting Bloodsworth, 703 F.2d at 1239) (other citations omitted). If supported by substantial evidence, the court must affirm the Commissioner's factual findings even if the preponderance of the evidence is against the Commissioner's findings. See Martin, 894 F.2d at 1529. While the court acknowledges that judicial review of the ALJ's findings is limited in scope, it notes that the review "does not yield automatic affirmance." Lamb, 847 F.2d at 701.
To qualify for disability benefits, a claimant must show "the inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairments which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months." 42 U.S.C. § 423(d)(1)(A); 42 U.S.C. § 416(I). A physical or mental impairment is "an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrated by medically acceptable clinical and laboratory diagnostic techniques." 42 U.S.C. § 423(d)(3).
Determination of disability under the Act requires a five step analysis. 20 C.F.R. § 404.1520(a)-(f). Specifically, the Commissioner must determine in sequence:
McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986). "An affirmative answer to any of the above questions leads either to the next question, or, on steps three and five, to a finding of disability. A negative answer to any question, other than step three, leads to a determination of `not disabled.'" Id. at 1030 (citing 20 C.F.R. § 416.920(a)-(f)). "Once a finding is made that a claimant cannot return to prior work the burden shifts to the Secretary to show other work the claimant can do." Foote v. Chater, 67 F.3d 1553, 1559 (11th Cir. 1995) (citation omitted).
Lastly, where, as here, Plaintiff alleges disability because of pain, she must meet additional criteria. In this circuit, "a three part `pain standard' [is applied] when a claimant seeks to establish disability through his or her own testimony of pain or other subjective symptoms." Holt v. Barnhart, 921 F.2d 1221, 1223 (11th Cir. 1991). Specifically,
Id. However, medical evidence of pain itself, or of its intensity, is not required:
Elam v. R.R. Ret. Bd., 921 F.2d 1210, 1215 (11th Cir. 1991) (parenthetical information omitted) (emphasis added). Moreover, "[a] claimant's subjective testimony supported by medical evidence that satisfies the pain standard is itself sufficient to support a finding of disability." Holt, 921 F.2d at 1223. Therefore, if a claimant testifies to disabling pain and satisfies the three part pain standard, the ALJ must find him disabled unless the ALJ properly discredits his testimony.
Furthermore, when the ALJ fails to credit a claimant's pain testimony, the ALJ must articulate reasons for that decision:
Hale v. Bowen, 831 F.2d 1007, 1012 (11th Cir. 1987). Therefore, if the ALJ either fails to articulate reasons for refusing to credit the plaintiff's pain testimony, or if the ALJ's reasons are not supported by substantial evidence, the court must accept as true the pain testimony of the plaintiff and render a finding of disability. Id.
The ALJ initially determined that Bell had not engaged in substantial gainful activity since her alleged onset date, and therefore met Step One. (R. 23). Next, the ALJ acknowledged that Bell's severe impairments of "migraine headaches, obesity, and mild degenerative joint disease of the right knee, lumbar spine, and bilateral hips" met Step Two. Id. The ALJ found also that Bell's overactive bladder was not severe because it was controlled by medication and that there is "no evidence supporting a finding that [Bell] has the medically determinable impairments of disc herniations or fibromyalgia." Id. The ALJ then proceeded to the next step and found that "[f]rom January 1, 2005, through November 13, 2007, the period during which [Bell] was disabled, [she] did not have an impairment or combination of impairments that met or medically equaled [a listed] impairment." Id. Although the ALJ answered Step Three in the negative, consistent with the law, see McDaniel, 800 F.2d at 1030, the ALJ proceeded to Step Four, where he determined that
(R. 23-24). In light of Bell's RFC, the ALJ held that "[f]rom January 1, 2005, through November 13, 2007, [Bell] was unable to perform past relevant work." (R. 25). The ALJ then moved on to Step Five where he considered Bell's age, education, work experience, and RFC, and determined that "there were no jobs that existed in significant numbers in the national economy that [Bell] could have performed." (R. 25). As a result, the ALJ determined that Bell was disabled from January 1, 2005, through November 13, 2007. (R. 26).
However, the ALJ found further that beginning on November 14, 2007, "medical improvement occurred," that Bell's disability ended, and that Bell had the
(R. 26, 28-29). In making this determination, the ALJ found that Bell's "statements concerning her symptoms and their intensity, persistence, and limiting effects are not credible to the extent that they are inconsistent with [Bell's RFC]." (R. 27). Specifically, the ALJ made several findings regarding Bell's alleged impairments. First, regarding Bell's back pain, the ALJ found that medical imaging showed only "mild changes in her lumbar spine and hip," that orthopaedist Dr. James Floyd's ("Dr. Floyd") examination was "unremarkable aside from tenderness over the lower back," and that Bell failed to follow Dr. Floyd's prescribed physical therapy and exercise program. (R. 27). Second, the ALJ noted that consulting physician Dr. Charles Carnel ("Dr. Carnel") opined in January 2008 that Bell had good range of motion in her back and "no evidence of muscle spasms." Id. Third, regarding Bell's knee pain, the ALJ noted that, although Dr. Carnel found that Bell had "slightly reduced range of motion in both knees" and walked with "slight limp that favored her right leg," Bell was "able to squat to the floor fully and to rise," and that the February 2008 x-rays of her right knee revealed only "early degenerative changes." (R. 28). Fourth, as it relates to Bell's alleged urinary frequency, the ALJ determined that there was no evidence that her condition is not satisfactorily remedied with prescribed medication. Id. Fifth, the ALJ held that Bell did not suffer from severe migraines after November 2007, and "has provided no evidence documenting any [emergency room] or [primary care physician] visits for acute headaches after November 13, 2007." Id. Lastly, the ALJ determined that Bell's ability to perform daily activities of shopping, driving, and the majority of the housework belies her contention that she is disabled. Id.
The full extent of Bell's contention that the ALJ committed reversible error is Bell's claim that she "still [has] the same problems that [she] had [through November 13, 2007], and more." Doc. 9 at 1. To support her contention, Bell attached to her brief undated letters from her son and a friend stating that they have witnessed Bell's alleged disabling pain.
The court notes that the ALJ awarded Bell SSI benefits for a closed period because Bell was "frequently seen in the [emergency room] and/or by her [primary care physician] with complaints of severe headaches." (R. 28). The ALJ, however, found that Bell's disability ended on November 13, 2007, primarily because Bell failed to present any medical evidence in support of her claims through the date of the ALJ's decision. Bell addressed this deficiency thereafter in her petition to the Appeals Council and contends here that the post-November 13, 2007, medical evidence supports her contention that she is disabled. Doc. 9 at 1. In other words, to fully evaluate Bell's contentions, the court must review fully the medical evidence she submitted to the Appeals Council. In that regard, the record shows that the medical evidence after November 13, 2007, consists of Dr. Carnel's consultative examination and Bell's Cooper Green Hospital ("Cooper Green") treatment notes from January 2008 through April 2009. These records show that on January 19, 2008, Dr. Carnel evaluated Bell's migraines, lower back and knee pain, and reviewed her disability records. (R. 283). Dr. Carnel's examination revealed that Bell has right knee "pain with joint range of motion" and "pain with barely touching the skin, particularly over the lumbar spine." (R. 287). Dr. Carnel diagnosed Bell with migraine headaches, "[l]ikely bilateral knee osteoarthritis. Cannot rule out right meniscal tear," and possible lumbar stenosis or S1 radiculitis. Id. Significantly, Dr. Carnel noted that Bell was "independent with all activities of daily living," that she cares for her kids, and that she does "60% of the cleaning, dishes, cooking and laundry." (R. 284).
Further review of Bell's treatment notes reveals that on January 3, 2008, a radiograph of her urinary bladder was "unremarkable" and "normal." (R. 359). A week later, on January 10, 2008, Bell visited Cooper Green's emergency room complaining of a "migraine sinus infection." (R. 354). Although the treatment notes are illegible, they show that Cooper Green treated and discharged Bell that same day. Id. The next day, Dr. Robert Slaughter ("Dr. Slaughter") of Cooper Green evaluated Bell for migraines that Bell claimed occurred 3-4 times per week and lasted three days to three weeks. (R. 353). Dr. Slaughter adjusted Bell's medications and scheduled her to return in three months. Id.
The next month, on February 11, 2008, Bell visited The Work Place and received right knee radiographs. Dr. James Lance interpreted the radiographs and determined that Bell had "early degenerative changes of the knee; however, the joint space appears preserved. No acute abnormalities are apparent."
Two months later, on April 4, 2008, Bell returned to Cooper Green for migraine headache issues. Dr. Khurram Bashir ("Dr. Bashir") evaluated Bell's complaints of migraine headaches, noted that Bell used Imitrex
The next treatment note is five months later, on September 8, 2008, when Bell visited Cooper Green's clinic for an evaluation of her fibromyalgia, back, hip, knee and shoulder pain, and fatigue. (R. 345). Bell reported that she "tried to exercise but [it] hurt too bad," and the clinic physician provided Bell information regarding an aquatic program. Id. That same month, on September 19, 2008, a physician at Cooper Green's neurology clinic evaluated Bell's migraines and noted that they were unresponsive to most medications and, therefore, referred Bell to a pain clinic. (R. 344). The pain clinic evaluation occurred on November 6, 2008, when Dr. John Shuster ("Dr. Shuster") evaluated Bell for "shooting pains" that travel down to her knees and tenderness and numbness in her upper thighs. (R. 338). Dr. Shuster diagnosed Bell with chronic knee pain, "chronic neurogenic [headache] ([perscription] overuse [headache]," and scheduled Bell to return in four months.
Four months later, on February 11, 2009, Dr. Heckemeyer evaluated Bell and ordered a "CT of the head and neck [regarding Bell's] chronic headaches" and for Bell to return in two weeks. (R. 336). That same day, Bell received a radiograph of her cervical spine that was "normal." (R. 357). The next month, on March 20, 2009, Bell was evaluated at Cooper Green's neurology clinic for migraines, depression, fibromyalgia, and chronic bronchitis.
Based on the court's review of the medical record, the ALJ's decision that Bell's urinary frequency, bulging disc, and knee pain are not disabling is supported by substantial evidence. Bell's February 11, 2008, cystoscopy revealing "mild interstitial cystitis," (R. 332), and the December 5, 2008, ultrasound of Bell's kidneys that revealed "no lesion," (R. 358), support the ALJ's finding that Bell is not disabled due to urinary frequency. Likewise, the record evidence undermines Bell's contention that she is disabled due to a bulging disc and right knee pain. In fact, Bell's February 11, 2008, right knee radiograph revealed only "early degenerative changes" and no "acute abnormalities," (R. 289), and her February 11, 2009, cervical spine radiograph was "normal," (R. 357). Moreover, Bell's activities of daily living, including shopping, household chores, and driving belie her contention that her right knee and bulging disc pain are disabling. (R. 48, 49, 284). Therefore, as it relates to these impairments, the ALJ's decision is supported by substantial evidence.
As it relates to Bell's allegation that she is disabled due to fibromyalgia and migraines, doc. 9 at 1, R. 38, the court notes that a claimant may present new evidence at each stage of the administrative process. See 20 C.F.R. §§ 404.900(b); Ingram v. Comm'r, 496 F.3d 1253, 1261 (11th Cir. 2007). Here, after the ALJ's decision, Bell supplemented the record by submitting medical evidence to the Appeals Council after her request for review. (R. 13, 328). Unfortunately, the record does not show that the Appeals Council fully considered the new evidence because the Appeals Council denied review and determined the additional evidence "does not provide a basis for changing the [ALJ's] decision," (R. 2).
"When a claimant properly presents new evidence, and the Appeals Council denies review, the Appeals Council must show in its written denial that it has adequately evaluated the new evidence. If the Appeals Council merely `perfunctorily adhere[s]' to the ALJ's decision, the Commissioner's findings are not supported by substantial evidence and we must remand `for a determination of [the claimant's] disability eligibility reached on the total record." Flowers v. Comm'r, 441 F. App'x 735, 747 (11th Cir. 2011), citing Epps v. Harris, 624 F.2d 1267, 1273 (5th Cir. 1980) ("In affirming the hearing decision, the Appeals Council merely noted that it had considered the additional evidence submitted by [the plaintiff] and found the ALJ's decision to be `correct.' [ ] This failure [of the Appeals Council to adequately evaluate the new evidence] alone makes us unable to hold that the Secretary's findings are supported by substantial evidence and requires us to remand this case for a determination of [Plaintiff's] disability eligibility reached on the total record."); see also Ingram, 496 F.3d at 1267 ("Because we conclude that the district court erred by not reviewing the decision of the Appeals Council in light of [the new evidence], we reverse and remand for the district court to undertake that review in the first instance.").
In light of the Appeals Council's failure to adequately evaluate Bell's new evidence related to Bell's fibromyalgia and migraines, the court must remand this matter to the ALJ to ensure that his decision is based on the total record. Remand is especially warranted here since various Cooper Green physicians diagnosed Bell with fibromyalgia, (R. 333, 334, 341, 345), and referred Bell to a rheumatologist regarding this condition, (R. 350), albeit without stating specifically what symptoms or conditions it caused.
Whether this evidence of fibromyalgia and migraines is sufficient for a finding that Bell is disabled is a determination for the ALJ to make based on the relevant regulations. This court makes no finding in that regard and states only that the failure of the Appeals Council to adequately evaluate the new evidence makes this court "unable to hold that the Secretary's findings are supported by substantial evidence." Epps, 624 F.2d at 1273. In short, because the ALJ was not privy to the information regarding Bell's migraines and fibromyalgia when he rendered his decision, and the fact that the Appeals Council "perfunctorily" adhered to the ALJ's opinion when it denied review, this court has no basis to determine whether the ALJ's decision to deny benefits, as it relates to these two conditions, is supported by substantial evidence. Therefore, remand is warranted for the ALJ to evaluate Bell's claim for disability based on the "total record." See Epps, 624 F.2d at 1273.
Based on the foregoing, the court concludes that the ALJ's determination that Bell is not disabled is not based on substantial evidence. Therefore, the Commissioner's final decision is