FREDERICKA HOMBERG WICKER, Judge.
Appellant-attorney, Cynthia Samuel, appeals the trial court's judgment imposing sanctions against her pursuant to La. C.C.P. art. 863 and denying her motion for sanctions against appellees and their counsel. For the following reasons, we affirm that portion of the trial court judgment imposing sanctions and attorney fees against Ms. Samuel under La. C.C.P. art. 863. However, because we find Ms. Samuel — who is not a party in this matter — does not have a right of action for sanctions against appellees or their counsel, we vacate that portion of the trial court judgment denying Ms. Samuel's motion for sanctions, and dismiss Ms. Samuel's motion for sanctions.
Mr. Rod David Guidry and Ms. Sherry Voitier were married on October 9, 1993, and, of that marriage, three children were born. Following the death of Mr. Guidry's father, Mr. Guidry and Ms. Voitier moved into the Guidry family home on Midway Drive ("Midway home") with Mr. Guidry's mother's permission.
On September 21, 2012, Ms. Voitier filed a Petition for Divorce in the 24th Judicial District Court against Mr. Guidry.
On December 4, 2012, Ms. Cynthia Samuel, appellant herein, enrolled as counsel for Ms. Voitier. On December 13, 2012, the parties appeared before the hearing officer. At that time, the parties stipulated and agreed to various terms, including child support and custody issues. The hearing officer heard and granted Mr. Guidry's exceptions of vagueness and ambiguity as well as the exception of no cause or right of action related to community property claims, allowing Ms. Voitier fifteen days to amend her petition relative to the issues raised in Mr. Guidry's exceptions. On that date, the parties were also granted a judgment of divorce.
On December 28, 2012, Ms. Voitier, through her counsel Ms. Samuel, fax-filed a "First Amending and Supplemental Petition and Amending and Supplemental Answer to Reconventional Demand." The supplemental and amended petition challenged the alleged "marriage contract" contending that the contract was invalid for lack of consent. Ms. Voitier asserted that she understood the one-page contract to state that future fruits of separate property would remain separate and that she did not intend to renounce a community property regime.
Ms. Voitier's supplemental and amended petition further sought use of the Midway home under La. R.S. 9:374(A).
On January 23, 2013, Mr. Guidry filed "Motions to Dismiss and Strike, for Sanctions, and Exceptions to Plaintiff's First Amending and Supplemental Petition and Amending and Supplemental Answer to Reconventional Demand."
On January 29, 2013, Mrs. Guidry also filed an exception of no cause of action as to the possessory action as well as a Motion for Sanctions against Ms. Voitier and her counsel, Ms. Samuel.
On February 1, 2013, Ms. Samuel filed a motion to withdraw as counsel. On the same date, Ms. Samuel also filed a motion for sanctions on behalf of herself and her client at the time, Ms. Voitier, against Mr. Guidry and his mother, Mrs. Guidry, and their counsel. Ms. Voitier's motion for
On March 11, 2013, the domestic commissioner granted Ms. Samuel's motion to withdraw as counsel of record. The domestic commissioner further granted Mr. Guidry's motion to strike the amended and supplemental petition and preserved the sanctions motions for review by the district court judge, to be heard on March 26, 2013. On the morning of the hearing before the district judge, Ms. Samuel requested a continuance of the sanctions hearing, stating that she was overwhelmed by her judicial campaign and the death of her sister one month prior.
On May 6, 2013, and May 8, 2013, the trial court conducted a hearing on the sanctions motions filed by Mr. Guidry and Mrs. Guidry against Ms. Voitier and Ms. Samuel, as well as Ms. Samuel's motion for sanctions against Mr. Guidry, Mrs. Guidry, and their respective counsel. Although numerous pleadings filed by Ms. Voitier and Ms. Samuel were discussed at the hearing, the focus of the hearing was on the supplemental and amended petition filed by Ms. Samuel on behalf of Ms. Voitier. Following a lengthy hearing, the trial judge took the matter under advisement.
On May 24, 2013, the trial judge issued a written judgment, granting sanctions against Ms. Samuel and denying Ms. Samuel's motion for sanctions against Mr. Guidry, Mrs. Guidry, and their counse1.
The trial court assessed all costs of the proceedings against Ms. Samuel and further awarded $1,500.00 in attorney fees to Mrs. Guidry related to her motion for sanctions against Ms. Samuel and $3,000.00 in attorney fees to Mr. Guidry related to his motion for sanctions against Ms. Samuel.
Ms. Samuel has appealed the trial court judgment, asserting that the trial court was manifestly erroneous in imposing sanctions against her and in denying her motion for sanctions against appellees. Mrs. Guidry and Mr. Guidry have filed answers to the appeal seeking additional attorney fees for a frivolous appeal.
For the reasons provided herein, we find that the trial court was not manifestly erroneous in its judgment against Ms. Samuel and we affirm that portion of the judgment imposing sanctions against her. However, because we find that Ms. Samuel does not have an individual right of action against appellees for sanctions, we vacate
The judgment appealed concerns the imposition of sanctions under La. C.C.P. art. 863, which, in pertinent part, provides:
La. C.C.P. art. 863 imposes an obligation upon litigants and their counsel who sign a pleading to make an objectively reasonable inquiry into the facts and the law; subjective good faith will not satisfy the duty of reasonable inquiry. Allombro v. Alfortish, 02-1081 (La.App. 5 Cir. 4/29/03), 845 So.2d 1162, 1168, writ denied, 03-1947 (La.10/31/03), 857 So.2d 486.
To decide whether sanctions are appropriate, a court considers certain factors in determining whether a litigant and his counsel made the required reasonable factual inquiry: (1) time available to the signor for investigation; (2) extent of the attorney's reliance on the client for factual support for pleadings; (3) feasibility of prefiling investigation; (4) whether the signing attorney accepted the case from another attorney; (5) complexity of factual and legal issues; and (6) the extent to which development of factual circumstances underlying the claim required discovery. Id.
We address each portion of the trial court judgment appealed below:
The trial court imposed sanctions against Ms. Samuel pursuant to La. C.C.P. art. 863, finding that numerous pleadings she filed created improper complexity — resulting in the addition of a possessory action and a new defendant, Ms. Voitier's former mother-in-law, Mrs. Guidry — and resulted in unnecessarily increased costs and attorney fees to opposing parties. On appeal, Ms. Samuel argues that a pleading filed must only have the "slightest justification" and that, in order to impose sanctions, the trial court must find that none of the claims asserted in the filed pleading have merit. However, a violation of any one of the duties imposed in La. C.C.P. art. 863 as to any claim fatally infects the entire certification and may warrant sanctions. Alombro, supra. For the reasons discussed below, we find the trial judge was not manifestly erroneous in imposing sanctions against Ms. Samuel under La. C.C.P. art. 863 for the filing of the supplemental and amended petition, which, in addition to other claims, asserted a possessory action against Mrs. Guidry.
The possessory action is one brought by the possessor of immovable property or of a real right therein to be maintained in his possession of the property or enjoyment of the right when he has been disturbed, or to be restored to the possession or enjoyment thereof when he has been evicted. La. C.C. art. 3655. To acquire possession, one must intend to possess as owner, and must take corporeal possession of the thing. La. C.C. art. 3424 (emphasis added). To maintain a possessory action, the possessor must allege (1) that she had possession of the immovable property or a real right therein at the time the disturbance of the possession occurred; (2) she and her ancestors in title had such possession quietly and without interruption for a period of one year prior to the disturbance; (3) the disturbance was one in fact or in law; and (4) the possessory action was instituted within a year of the disturbance. La. C.C. art. 3658.
The exercise of possession over a thing with the permission of or on behalf of the owner or possessor is precarious possession. La. C.C. art. 3437. A precarious possessor does not possess for himself, does not intend to actually own the thing he possesses, and may not bring the possessory action against the person for whom he possesses. Ormond Country Club v. Dorvin Dev., Inc., 498 So.2d 144, 151 (La.App. 5 Cir.1986). A precarious possessor commences to possess as owner when he gives actual notice of this intent to the person on whose behalf he is possessing. La. C.C. art. 3439 (emphasis added).
The testimony presented at the sanctions hearing reflects that Ms. Voitier was a precarious possessor who never possessed the Midway home as owner and, thus, was prohibited from asserting a possessory action against Mrs. Guidry, from
At the sanctions hearing, Ms. Voitier testified that she and her husband first occupied the Midway home in the year 2000 after Mr. Guidry's father's death and did so with Mrs. Guidry's permission. Ms. Voitier was not responsible for the finances in the home but testified that she did not believe that she and Mr. Guidry paid any rent as compensation for their occupation of the home.
Ms. Voitier testified that she knew, by 2011, that her husband had never purchased the Midway home and that she had no ownership interest in the home. Ms. Voitier further testified that, following the advice of counsel, she believed that Mr. Guidry had an ownership interest in the home at the time the supplemental and amended petition was filed.
The record further reflects that Ms. Samuel knew or should have known that, at the time she filed the supplemental and amended petition, neither her client nor Mr. Guidry held title to the Midway home property. Further, the record supports a finding that Ms. Voitier occupied the Midway home with Mrs. Guidry's permission until immediately before the filing of the supplemental and amended petition and, thus, did not possess as owner for one year as required under La. C.C. art. 3658.
The initial exceptions to Ms. Voitier's petition for divorce, filed by Mr. Guidry on October 12, 2012, assert that Mrs. Susan Guidry had an ownership interest in half of the home and that a testamentary trust, naming Mrs. Guidry as trustee, had ownership of the other half of the home. Further, Mr. Guidry's counsel forwarded correspondence to Ms. Samuel on December 31, 2012, informing her that the Midway home is not Mr. Guidry's separate property and was therefore not subject to Ms. Voitier's use under La. R.S. 9:374.
Based upon our review of the record, we find that Ms. Voitier was a precarious possessor and, thus, the filing of the possessory action in this matter was without merit. We further find that, with objective and reasonable inquiry, Ms. Samuel should have known that the filing of the possessory action was improper. The record reflects that, despite being informed by opposing counsel that Mr. Guidry had no ownership interest in the home, and being directed to the Jefferson Parish public conveyance records, Ms. Samuel did not investigate the ownership of the Midway home prior to filing the supplemental and amended petition. The addition of the possessory action added a new defendant and caused Mrs. Guidry's counsel to do extensive research and file pleadings to defend the possessory action. Further, the filing of the possessory action caused Mr. Guidry additional expense and delay because he continued to pay the Midway home expenses while the action was pending and, for a period of time, also paid spousal support in addition to those expenses. Moreover, the possessory action delayed Mrs. Guidry's efforts to evict Ms. Voitier due to the dismissal of Mrs. Guidry's eviction proceedings in the justice of the peace court through an exception of lis pendens.
We find that the trial judge was not manifestly erroneous in imposing sanctions and, thus, determining that Ms. Samuel filed the possessory action to delay the finality of the proceedings so that her client could continue to live in the home — in which neither she nor her husband had any ownership interest.
Once the trial court determines that sanctions are appropriate, the trial court has considerable discretion as to the type and severity of sanctions to be imposed. Alombro, supra. An award of attorney fees is a type of penalty imposed not to make the injured party whole, but rather to discourage a particular activity on the part of the opposing party or counsel. See Langley v. Petro Star Corp. of La., 01-0198 (La.6/29/01), 792 So.2d 721, 723. Louisiana Code of Civil Procedure article 863 authorizes an award of "reasonable" and not necessarily actual attorney fees. The goal to be served by imposing sanctions is not wholesale fee shifting, but correction of litigation abuse. Alombro, supra. La. C.C.P. art. 863 is penal in nature and should be strictly construed. SWC Servs. v. Echelon Constr. Servs., 10-1113 (La.App. 1 Cir. 2/11/11), 56 So.3d 1254, 1257.
In this case, the trial judge awarded $3,000.00 in attorney fees to Mr. Guidry in addition to all costs of the proceedings
On February 10, 2013, Ms. Samuels filed a motion for sanctions on behalf of herself and her client at that time, Ms. Voitier, against Mr. Guidry, Mrs. Guidry, and their counsel. However, Cynthia Samuels subsequently withdrew (before the sanctions hearing) from her representation of Ms. Voitier. Ms. Voitier's new counsel, Mr. Bennett Wolff, subsequently dismissed Ms. Voitier's sanctions claim. Therefore, the only remaining motion for sanctions against Mr. Guidry, Mrs. Guidry, and their counsel was Ms. Samuel's individual motion.
La. C.C.P. art. 863(D) provides:
La. C.C.P. art. 863(D) states that a trial court may impose sanctions against a party or "the person who made the certification" but that sanctions may only be heard or determined "upon motion of any party or upon its [the court's] own motion...." (emphasis added). This article is penal in nature and, thus, should be strictly construed. SWC Servs., supra. We interpret the clear statutory language to state that only a party (or the court) may bring an action for sanctions against either another represented party or the attorney who made the certification on a pleading for a represented party. An appellate court may, on its own motion, recognize the peremptory exception of no right of action. See La. C.C.P. art. 927; see also Dufrene v. Ins. Co. of the State of Pa., 01-47 (La.App. 5 Cir. 5/30/01), 790 So.2d 660, 673. Because Ms. Samuel is not a party to this matter, we find that she has no right of action for sanctions against the other parties or counsel.
Accordingly, because we find that Ms. Samuel had no right of action to file an individual motion for sanctions in this matter, we vacate that portion of the trial court judgment addressing Ms. Samuel's motion, and dismiss Ms. Samuel's motion for sanctions.
Mr. Guidry and Mrs. Guidry have filed answers to this appeal, asserting that Ms. Samuel's appeal is frivolous and seeking additional attorney fees and damages. Rule 2-19 of the Uniform Rules-Courts of Appeal provides that "[t]he court may award damages for frivolous appeal in civil cases as provided by law." An appellate court may award damages and/or attorney fees for a frivolous appeal under La. C.C.P. art. 2164. This provision is penal in nature and is to be strictly construed. Treme v. Adams, 10-554 (La.App. 5 Cir. 1/11/11), 59 So.3d 1278, 1282.
Our review of the record does not show that this appeal was taken solely for delay or that Ms. Samuel did not believe in the proposition of law she asserted. An award of damages or attorney fees against Ms. Samuel for a frivolous appeal under La. C.C.P. art. 2164 is not warranted in this case.
For the reasons provided herein, we affirm that portion of the trial court judgment imposing sanctions against Ms. Samuel and granting opposing counsel attorney fees but vacate that portion of the judgment denying Ms. Samuel's motion for sanctions against Mr. Guidry, Mrs. Guidry, and their counsel. We dismiss Ms. Samuel's motion for sanctions against Mr. Guidry, Mrs. Guidry, and their counsel. All costs related to this appeal are assessed against appellant herein, Ms. Samuel.