WILLIAM B. SHUBB, UNITED STATES DISTRICT JUDGE.
Plaintiff Jan Thomsen brought this employment disability discrimination action after his previous employer, defendant Georgia-Pacific Corrugated, LLC, terminated his employment. Pursuant to Federal Rule of Civil Procedure 56, defendant now moves for summary judgment on all of plaintiff's claims.
Plaintiff began working for defendant in approximately 1991 at its corrugated container plant in Madera, California. After injuring his shoulder while at work in May 2012, plaintiff went on workers' compensation leave and returned to work in January 2013 after undergoing surgery on his left shoulder. (Thomsen Dep. at 24:12-19, 55:13-22.) At the time he went on leave, plaintiff had been working as a cut and die operator. (
On February 19, 2014, defendant contends plaintiff was required to work overtime, but refused to do so and left the
Alleging that defendant failed to engage in the interactive process and accommodate his disability and that defendant terminated him because of his disability, plaintiff initiated this action in state court. In his Complaint, plaintiff alleges the following claims: (1) disability discrimination in violation of subsection 12940(a) of California's Fair Employment and Housing Act ("FEHA"), Cal. Gov't Code §§ 12940-12951; (2) failure to provide reasonable accommodation in violation of subsection 12940(m) of FEHA; (3) failure to engage in the interactive process in violation of subsection 12940(n) of FEHA; (4) wrongful termination in violation of public policy; and (5) defamation. (Docket No. 1-1.) After removing the action to this court on the basis of diversity of citizenship, defendant now moves for summary judgment on all of plaintiff's claims.
Summary judgment is proper "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A material fact is one that could affect the outcome of the suit, and a genuine issue is one that could permit a reasonable jury to enter a verdict in the non-moving party's favor.
Once the moving party meets its initial burden, the burden shifts to the non-moving party to "designate `specific facts showing that there is a genuine issue for trial.'"
In deciding a summary judgment motion, the court must view the evidence in the light most favorable to the non-moving party and draw all justifiable inferences in its favor.
Under subsection 12940(m) of FEHA, it is unlawful for an employer "to fail to make reasonable accommodation for the known physical or mental disability of an applicant or employee" unless the accommodation would "produce undue hardship." Cal. Gov't Code § 12940(m);
"A reasonable accommodation is a modification or adjustment to the work environment that enables the employee to perform the essential functions of the job he or she holds or desires."
Under subsection 12940(n), it is unlawful for an employer "to fail to engage in a timely, good faith, interactive process with the employee or applicant to determine effective reasonable accommodations, if any, in response to a request for reasonable accommodation by an employee or applicant with a known physical or mental disability or known medical condition." Cal. Gov't Code § 12940(n). "The employee must initiate the process unless the disability and resulting limitations are obvious," and the employee must "`specifically identify the disability and resulting limitations, and [ ] suggest the reasonable accommodations.'"
"Both employer and employee have the obligation `to keep communications open' and neither has `a right to obstruct the process.'"
When plaintiff returned to work with restrictions in January 2013, it is undisputed that defendant initially accommodated his disability by assigning him to work on a long-term temporary project of supervising other temporary employees who were sorting damaged containers. (Thomsen Dep. at 25:8-27:14, 31:5-17; Pangborn Decl. at 156 (Docket No. 19-2).) As of October 2013, plaintiff's physician indicated that plaintiff had "permanent restrictions" and could not carry anything over thirty pounds. (Pangborn Decl. at 156.) Upon completion of the temporary project, it is undisputed that plaintiff was still unable to return to his prior position.
At that time, defendant's Plant Superintendent, Jose Garcia; General Manager, Anthony Garcia; Human Resources Generalist, Shanna Naeole; and Plant Manager, Joe Del Razo met to discuss potential accommodations for plaintiff. (Naeole Dep. at 38:4-8.) They considered all positions for which plaintiff was qualified and that would accommodate his lifting restriction. (J. Garcia Dep. at 76:6-8; A. Garcia Dep. at 56:11-57:24.) Defendant determined that the potential positions for plaintiff included a forklift driver and an assistant end gluer. (J. Garcia Dep. at 76:6-8.)
Anthony and Jose Garcia and Del Razo then met with plaintiff to discuss the potential new positions. (A. Garcia Dep. at 57:10-21; Thomsen Dep. at 40:11-23.) At that time, there was not an opening for a forklift driver, (A. Garcia Dep. at 57:15-25), and plaintiff does not contend that he should have been offered that position. There was an opening for an assistant end gluer, and defendant offered that position to plaintiff as a lateral transfer with the same pay. (Thomsen Dep. at 54:4-8.) Plaintiff indicated at that meeting that he could fulfill the responsibilities of the position and accepted the transfer. (A. Garcia Dep. at 57:15-21; Thomsen Dep. at 48:11-50:1.)
Despite fulfilling their obligations under FEHA as of that meeting and transfer, plaintiff contends defendant nonetheless violated FEHA when (1) defendant did not subsequently offer plaintiff a quality lab technician ("QL Technician") position instead of the assistant end gluer position; and (2) failed to subsequently modify the assistant end gluer position.
At some point after offering plaintiff the assistant end gluer position, plaintiff claims he informed defendant that he was interested in an opening for a QL Technician. (Thomsen Dep. at 41:7-24.) Jose and Anthony Garcia testified that the QL Technician position would not have been consistent with plaintiff's lifting restriction because it could require lifting in excess of thirty pounds when visiting various customers. (A. Garcia Dep. at 58:11-59:2; J. Garcia Dep. at 48:15-18.) Plaintiff also testified that he was told that the QL Technician position was not possible for him because it occasionally requires lifting over forty pounds. (Thomsen Dep. at 106:13-20.) Anthony Garcia testified that the lifting requirement of a QL Technician could not have been accommodated because the lifting occurs at customers' facilities and thus the ability to use any lifting device would have been dependent on what each customer had available. (A. Garcia Dep. at 58:24-59:8.)
It is therefore undisputed that at the time defendant had transferred plaintiff to the assistant end gluer position, it had adhered to its obligation to engage in the interactive process and accommodate plaintiff's disability.
After working as an assistant end gluer, plaintiff testified that he discovered the duties were not consistent with his lifting restriction and that he needed modifications. About two weeks to one month after working as an assistant end gluer, plaintiff raised concerns about the position with Kristina Lloyd in Human Resources. (Thomsen Dep. at 55:3-13.) He contends he told Lloyd that the occasional need to lift more than thirty pounds, the long hours, and the manual operation of the overhead lever were causing him shoulder pain. (
In response to plaintiff's concerns, Lloyd informed plaintiff that he would need to return to his doctor to determine whether additional restrictions were needed. (
Plaintiff also testified that he complained to his shift supervisor, Leonard Lara, on one occasion that he could not work overtime because his "arm hurt." According to plaintiff, Lara "yelled" at him and told him that he had "been cleared" to work. (Thomsen Dep. at 124:18-24.) Jose Garcia testified that plaintiff told him on one occasion that he was experiencing shoulder pain in the assistant end gluer position. (J. Garcia Dep. at 43:24-44:19.) Jose Garcia claims he told plaintiff to "go back" to his doctor and that he would inform Human Resources of plaintiff's concern. (
It is undisputed plaintiff never returned to his physician to request additional restrictions after he began working as an assistant end gluer. (Thomsen Dep. at 55:24-56:10.) Because plaintiff failed to return to his physician after Lloyd and Jose Garcia requested him to, defendant contends plaintiff's reasonable accommodation and interactive process claims must fail.
It is undisputed, however, that plaintiff's physician had already restricted plaintiff from lifting in excess of thirty pounds and plaintiff complained to defendant that his duties as an assistant end gluer occasionally required him to lift in excess of that restriction. Although defendant contends that plaintiff elected to lift multiple bundles and could have avoided lifting in excess of thirty pounds, plaintiff has put forth evidence from which a jury could find that plaintiff felt compelled to lift multiple bundles. First, plaintiff testified that the speed of the process required him to move about four bundles at a time, which weighed in excess of thirty pounds when moved together. (
Second, plaintiff testified that the machine operator he was assigned to work with, Jose Renteria, was not "accommodating" and allowed the machine to keep running when it was getting backed up and materials were falling. (
In light of this evidence, a reasonable jury could find that defendant had an obligation to continue to engage in the interactive process to assess whether the assistant end gluer position could be modified to prevent plaintiff from lifting in excess of his restriction.
With respect to plaintiff's complaints about overtime hours and the overhead lever, it is undisputed that plaintiff's physician had not restricted plaintiff's ability to operate an overhead lever or work overtime. (
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As the court in
Accordingly, because triable issues of fact exist as to whether defendant continued to engage in the interactive process and reasonably accommodate plaintiff after transferring him to the assistant end gluer position, the court must deny defendant's motion for summary judgment on plaintiff's subsection 12940(m) and (n) FEHA claims.
Subsection 12940(a) of FEHA renders it unlawful for an employer to discharge an employee because of the employee's "medical condition" unless the employee, "because of his or her physical or mental disability, is unable to perform his or her essential duties even with reasonable accommodations." Cal. Gov't Code § 12940(a)(1). "California applies the
Under this framework, the plaintiff must first establish a prima facie case, which "requires the employee to show he or she (1) suffered from a disability, (2) was otherwise qualified to do his or her job, and (3) was subjected to adverse employment action because of the disability."
Defendant concedes for purposes of this motion that plaintiff can establish a prima facie case but contends it had a legitimate,
Defendant argues it legitimately terminated plaintiff because plaintiff refused to work overtime at the end of his shift in violation of its Work Schedule Policy. Under FEHA, "it does not matter whether plaintiff actually did commit [the alleged misconduct] as long as [the employer] honestly believed he did."
Defendant's written Work Schedule Policy states:
(Pangborn Decl. at 116.) The Employee Manual explains that an unscheduled requirement to continue working would constitute "Incidental Overtime." (
On February 19, 2014, plaintiff had worked his regularly scheduled night shift as an assistant end gluer, with Renteria working as the machine operator. (Thomsen Dep. at 67:5-8, 68:9-14, 69:1-8.) Lara was working as the production supervisor for the shift and, shortly before plaintiff's shift ended, Lara informed Renteria and plaintiff that both of the assistant end gluers for the next shift had called in sick and that either Renteria or plaintiff needed to continue working. (
After discovering that plaintiff had left, Lara reported to Jose Garcia that plaintiff had left without permission and Jose Garcia and Lara contacted Del Razo. (Del Razo Dep. at 87:4-25.) Del Razo and Lloyd began an investigation and plaintiff again indicated he had appointments when they contacted him at home to inquire why he had left. (
Because Del Razo and Lloyd had both worked for defendant for less than a year and had not handled a similar incident before, they talked to Jose Garcia about what would be the appropriate disciplinary action. (Lloyd Dep. at 22:21-24.) Jose Garcia recalled that defendant had discharged at least one other employee in the past for similar misconduct. (
Plaintiff concedes he understood that he was required to continue working unless his replacement relieved him or his supervisor gave him permission to leave. (Thomsen Dep. at 76:12-16.) According to plaintiff, he was authorized to leave because Richard Ramirez relieved him and Lara never told him he had to stay. (
Under these circumstances, defendant has established that it had a legitimate reason for terminating plaintiff after he refused to work incidental overtime and defendant had no reason to know that Ramirez claimed to have relieved plaintiff.
"A plaintiff may establish pretext either directly by persuading the court that a discriminatory reason more likely motivated the employer or indirectly by showing that the employer's proffered explanation is unworthy of credence."
Even if defendant had an honest belief that plaintiff left work on February 19, 2014 in violation of its policy, plaintiff contends that his termination for that misconduct was mere pretext because (1) defendant's own policies supported discipline, not termination and (2) defendant's decision was motivated by plaintiff's disability and potential disability leave.
While defendant's policy requires an employee to work incidental overtime as out-lined above, it does not identify the consequence of an employee's failure to work incidental overtime. At the same time, the Employee Manual has a detailed "no fault" attendance policy. The attendance policy defines "absences" as "any time missed by an employee when he/she is scheduled for work." (Pangborn Decl. at 119.) The attendance policy provides an identified
Although Del Razo acknowledges this attendance policy, he believes that the attendance policy did not apply to plaintiff having "abandoned his shift ... without authorization." (Del Razo Dep. at 93:8-94:6.) Del Razo could not explain what "no fault" means under the attendance policy, but testified that abandoning a shift does not come within the attendance policy for leaving early. (
Because the Employee Manual is silent as to the consequence of an employee's refusal to work incidental overtime, but lays out a detailed attendance policy and point system, a reasonable jury could infer that defendant intended for the refusal to work incidental overtime to be treated as an attendance violation. Moreover, if plaintiff had simply failed to show up for his originally scheduled shift — and thus not been present for the alleged demand to work incidental overtime — he would have been assessed only two points under the attendance policy. A reasonable jury could thus infer that defendant knew its termination decision was inconsistent with the attendance policy and defendant simply seized on an opportunity to terminate plaintiff's employment to avoid having to continue to accommodate his disability.
Not only could a jury find that termination for plaintiff's alleged misconduct is inconsistent with defendant's attendance policy, triable issues also exist as to whether termination was consistent with defendant's past practices. While Jose Garcia testified he believed two other employees had been terminated for similar misconduct, he also testified that he lacked knowledge of the specific facts leading to the termination of those employees. (J. Garcia Dep. at 12:14-15:6.) Additionally, although Lloyd recalls checking one prior employee's personnel file, she does not recall confirming any details in the file except the existence of the termination notice. (Lloyd Dep. at 22:21-24:11.) Lara also testified that he had contacted Jose Garcia when he discovered plaintiff had left in order to let him know that one of the machines would not be operating, not because he was suggesting that plaintiff should be disciplined. (Lara Dep. at 25:10-20.)
The lack of a clear warning or prior practice of terminating employees who refuse to work incidental overtime is in stark contrast to the employer's unequivocal warning in
Defendant's knowledge that plaintiff's disability was permanent and could necessitate additional time off work also gives rise to the inference that plaintiff's termination for failing to work incidental overtime was mere pretext. On January 17, 2014, a Panel Qualified Medical Evaluation ("PQME") was performed on plaintiff for purposes of his workers' compensation claim. (Whitten Decl. Ex. P at 1.) The PQME indicated that plaintiff is at "maximum medical improvement," his disability is "permanent and stationary," and he may require additional surgery on his shoulder. (
Although Del Razo does not recall seeing the PQME, he testified that, prior to making the decision to terminate plaintiff, he knew that plaintiff "was at his maximum medical improvement" and had been found to be "permanent and stationary." (Del Razo Dep. at 85:22-25.) Jose Garcia testified he knew at the time of plaintiff's termination that plaintiff would always require an accommodation. (J. Garcia Dep. at 50:4-14.) Plaintiff has also raised a triable issue of fact that Lloyd was aware of the results of the recent PQME prior to making the termination decision. The notation in the corner of ESIS's copy of the PQME suggests that ESIS received the PQME on February 21, 2014. (Whitten Decl. Ex. P at 1.) On February 20, 2014, Lloyd had emailed Brown stating, "We have an issue with Jan and I need to connect with you regarding his status ASAP. Did we get a full duty release for him?" (
Taking all inferences in favor of plaintiff, a jury could also infer from Lloyd's February 20, 2014 email to Brown that the "issue" Lloyd was referring to was plaintiff's conduct on the prior day. In the timeline Lara submitted to Lloyd, Del Razo, and Jose Garcia about the February 19, 2014 incident, he also began by memorializing plaintiff's shoulder injury and including the November 2013 permanent lifting restriction. Lloyd's email and Lara's timeline give rise to the inference that the decision makers were not evaluating the February 19, 2014 incident independent of plaintiff's disability.
On February 25, 2014, plaintiff also informed Del Razo that he was "going to
According to defendant, plaintiff's intent to take additional disability was unknown at the time the termination decision was made because the decision was made on February 24, 2014. (Lloyd Dep. at 12:3-16.) However, Del Razo's February 25, 2014 email recounts how plaintiff was apologetic for his conduct on February 19, 2014 and had attempted to explain his actions. (
When considering all of this evidence, a jury could find that plaintiff's disability motivated defendant's decision to terminate him and that his termination for having refused to work incidental overtime was mere pretext. Accordingly, the court must deny defendant's motion for summary judgment on plaintiff's subsection 12940(a) FEHA claim.
Defendant concedes that plaintiff's wrongful termination of public policy claim rises and falls with his FEHA claims. (Def.'s Mem. at 24:6-13.) Accordingly, because plaintiff has established triable issues of fact on his FEHA claims, the court must also deny defendant's motion for summary judgment on his wrongful termination in violation of public policy claim.
Under California law, "[t]he elements of a defamation claim are (1) a publication that is (2) false, (3) defamatory, (4) unprivileged, and (5) has a natural tendency to injure or causes special damage."
Subsection 47(c) provides that a communication is privileged if it is made "without malice, to a person interested therein, (1) by one who is also interested, or (2) by one who stands in such a relation to the person interested as to afford a reasonable ground for supposing the motive for the communication to be innocent, or (3) who is requested by the person interested to give the information." Cal. Civ. Code § 47. Plaintiff does not, and cannot, dispute that Jose Garcia and Lara had a common interest as supervisors in communicating information to management that was relevant to the alleged misconduct and potential discipline of one of defendant's employees.
"Insofar as the common-interest privilege is concerned, malice is not inferred from the communication itself."
Plaintiff has not put forth any evidence even giving rise to the inference that Jose Garcia and Lara were motivated by hatred or ill will when they made the statements underlying his defamation claim. Plaintiff nonetheless contends a jury could find that they made the statements with malice because they failed to thoroughly investigate the incident and thus lacked reasonable grounds to believe that the statements were true. The strongest evidence that plaintiff believed he was authorized to leave is Ramirez's statements that he told plaintiff he was there to relieve him. (
While defendant could have interviewed Ramirez when it interviewed other employees, plaintiff's own dishonesty made such an interview irrelevant. It is undisputed that Del Razo and Lloyd called plaintiff the day of the incident to inquire why he had not stayed on to work the incidental overtime.
Accordingly, because a reasonable jury could not find that any of defendant's employees made the communications at issue with malice, the communications are privileged under subsection 47(c) and the court must grant defendant's motion for summary judgment on plaintiff's defamation claim.
IT IS THEREFORE ORDERED that defendant's motion for summary judgment be, and the same hereby is, DENIED with respect to plaintiff's FEHA subsections 12940(a), (m), and (n) claims and wrongful termination in violation of public policy claim; and GRANTED with respect to plaintiff's defamation claim.
Defendant also takes issue with plaintiff's 470 additional statements of undisputed fact and cursory analysis of those facts in his brief. The court will not avoid the merits of plaintiff's claims because of the poor way in which counsel opposed the motion and therefore denies defendant's motion to strike.
Defendant also contends that plaintiff lacked the necessary customer service experience and skills for that position. In the more than twenty years plaintiff worked for defendant, he had worked exclusively in production roles that primarily required physical labor and never gained customer service experience. (Thomsen Dep. at 21:21-22:12.) At the same time, there is some evidence that defendant offered public speaking training for its employees and plaintiff could have been eligible for that training. (