CROSKEY, J.
Plaintiff and appellant Patricia Tarle appeals from the summary judgment entered in favor of defendants and respondents Kaiser Foundation Hospitals, Kaiser Foundation Health Plan, Inc. (collectively, Kaiser), Dilip Sedani and Wayne Rupnik in this employment discrimination action. Tarle contends the trial court erred in sustaining defendants' evidentiary objections to much of the evidence she submitted in opposition to the summary judgment motion (and that such evidence raises a triable issue of material fact). However, Tarle never provided to the trial court any oral or written opposition to the bulk of defendants' objections. This case, therefore, raises the issue of whether, in the context of a summary judgment motion, a party must provide the trial court with such opposition to an opponent's objections or be barred from challenging on appeal the trial court's order sustaining the objections. We conclude that existing law, in the factual context of this case, compels the result that a failure to provide such opposition to the trial court on summary judgment bars a party from challenging on appeal the trial court's order sustaining the unopposed evidentiary objections. We also determine, however, that as both parties are responsible for substantial flaws in the summary judgment briefing in this case, the proper procedure is to remand with directions for a properly-briefed summary judgment motion.
As we will not ultimately resolve the merits of defendants' summary judgment, the underlying facts can be quickly summarized. Tarle was employed by Kaiser. Her immediate supervisor was Rupnik; Rupnik's supervisor was Sedani. However, Rupnik's office was in northern California, while plaintiff worked in the same office as Sedani in southern California. Tarle alleges that Sedani mistreated her on the basis of her gender. Although she does not allege that Sedani made any sexually-based comments or express references to her gender, Tarle alleges that Sedani's mistreatment was gender-based. Tarle supports this conclusion with evidence that Sedani mistreated other women, but treated men in similar positions much better. Tarle alleges that Sedani's mistreatment included: publicly and privately berating her; yelling; throwing papers at her; repeatedly slamming a book on the table while she was attempting to give a presentation; moving into her "personal space" while talking angrily; minimizing the accomplishments of her all-female team; finding fault with women where men were excused for similar mistakes; failing to give her an office when all men at her level had offices; and failing to provide her and her team with necessary equipment provided to men. Tarle alleges that she and other women complained; their complaints were uniformly ignored or determined to be unfounded by Kaiser. At one point, after Tarle had filed a Department of Fair Employment and Housing (DFEH) complaint against Sedani, Rupnik prepared a performance review of Tarle in which she received several low ratings for her ability to work within the department; she was specifically identified as "too often let[ting] her emotions control her decision making process" and was directed to improve her "emotional intelligence." Tarle believed this review to be discriminatory and retaliatory. Tarle also believed that she was retaliated against by being excluded from meetings which were necessary for her job. Tarle ultimately resigned her position at Kaiser, when there was no change in Sedani's conduct and Kaiser's internal investigation dragged on for months with no result.
In response, defendants argue that Sedani might have had a difficult management style, but he treated men and women equally. They further argue that Tarle was not constructively discharged; she did not resign her position until after she had obtained another job. They argue that Rupnik's review of Tarle was not gender-based, but simply identified flaws in Tarle's behavior in relating to superiors. Finally, they argue that the review was not retaliatory, in that the information it contained had been prepared prior to Tarle's DFEH complaint.
On December 21, 2007, Tarle filed a complaint against defendants alleging 13 causes of action. Several causes of action were ultimately dismissed. The remaining causes of action, at issue in this appeal, are those for retaliation in violation of the Fair Employment and Housing Act (FEHA, Gov. Code, § 12900 et seq.) and public policy; gender discrimination in violation of FEHA and public policy; gender harassment in violation of FEHA; wrongful termination in violation of public policy; and assault (relating to an incident in which Sedani threw papers at Tarle).
On December 12, 2008, defendants filed their motion for summary judgment. It was supported by evidence and a separate statement of undisputed facts. Tarle opposed the summary judgment motion. In support of her opposition, Tarle submitted over 750 pages of evidence. Her evidence included, but was in no way limited to, so-called "me too" evidence, testimony from four other women, who testified to being the victim of, or observing, discriminatory and/or harassing conduct from Sedani and/or Rupnik.
Tarle's opposition gave rise to a substantial number of evidentiary objections. On May 15, 2009, defendants submitted 200 pages of objections, consisting of 335 separate objections. Most of the objections asserted multiple grounds. A typical objection (objection 330) stated, "Irrelevant (Evid. Code §§ 210, 350-351); hearsay (Evid. Code § 1200); improper legal opinion (Evid. Code § 800); lacks personal knowledge (Evid. Code § 403(a)); lacks foundation (Evid. Code § 403); speculative (Evid. Code § 702)."
Defendants' objections were filed on May 15, 2009, along with their reply. The hearing on the summary judgment motion was set for June 4, 2009. Tarle did not file any opposition to the objections, nor request a continuance for additional time in which to prepare a written opposition.
Ultimately, the hearing was held on June 11, 2009. Prior to the hearing, the parties were provided with the court's tentative ruling, which was to grant the motion for summary judgment. The tentative ruling indicated that 13 of defendants' objections (identified by number) were overruled, and the rest were sustained. At the hearing, Tarle's counsel specifically argued that sustaining the objections to the so-called "me too" evidence constituted reversible error. Tarle did not argue against any of the other tentative rulings on defendants' objections.
The hearing was ultimately continued, however, to allow for Tarle to receive additional discovery, and submit additional briefing based on that discovery. On August 14, 2009, Tarle filed supplemental points and authorities in opposition to the summary judgment motion. Although the supplemental briefing was permitted in order to allow Tarle to address the additional discovery she had received, she spent the bulk of the brief addressing the court's tentative ruling against her. She again argued for the admissibility of her "me too" evidence, but did not address other evidentiary rulings.
A second hearing was held on February 19, 2010. At the hearing, Tarle argued for the admissibility of the "me too" evidence, and also argued for the admissibility of an additional piece of evidence, against which a hearsay objection had been interposed and tentatively sustained. Tarle did not argue against any of the other evidentiary rulings which went against her in the court's tentative ruling of the previous June.
The trial court adopted its tentative ruling and granted the motion for summary judgment.
As to the objections, the court's ruling expressly sustained all but 13 of defendants' objections. The ruling specifically addressed Tarle's "me too" evidence, stating, "The conclusory opinions of third parties regarding the reasons why they believe Defendants treated them a certain way have no bearing on this case as to whether Plaintiff was in fact unlawfully discriminated against." However, as the court's ruling sustained all of defendants' objections, except the 13 it overruled, the trial court necessarily sustained defendants' relevance objections to the "me too" evidence in its entirety, not merely the specific objections addressed to the witnesses' conclusory opinions. In other words, the court sustained relevance objections to the other women's testimony as to the specific ways in which Sedani and/or Rupnik treated them, in addition to their testimony as to their belief that such treatment was motivated by gender bias.
Judgment was entered in favor of defendants. Tarle filed a timely notice of appeal.
On appeal, Tarle challenged, for the first time, the court's ruling on the great bulk of defendants' objections. For example, she argued for the first time that defendants had improperly objected to evidence which defendants had themselves relied upon. She also argued, for the first time, that the objections failed to specify adequate reasons. In addition she argued, for the first time, that many of the objections were frivolous.
Tarle argued, also for the first time, that the trial court's ruling on the objections was insufficiently specific to enable adequate appellate review.
We sought additional briefing on the issue of whether Tarle's challenges to both the alleged procedural improprieties of defendants' objections (e.g., too many objections, lacking specificity) and the substantive merits of the rulings on the objections (e.g., the objections were frivolous, or objected to evidence defendants had themselves introduced) were waived by Tarle's failure to raise them before the trial court.
This case presents the issue of whether it is appropriate, in the factual context of this particular case, for a party to challenge, on appeal from a summary judgment, rulings sustaining objections to her evidence to which she never submitted oral or written opposition. We conclude that a party who fails to provide some oral or written opposition to objections, in the context of a summary judgment motion, is barred from challenging the adverse rulings on those objections on appeal. Given the record before us, we must also address the question of the proper disposition of this case. Although we find that many of plaintiff's arguments are barred on appeal, due to her failure to raise them before the trial court, the summary judgment procedure below, when viewed as a whole, was infected not only by some erroneous rulings by the court but, more significantly, by the multiple, voluminous, and often incomprehensible, motion papers filed by the parties. This flawed process produced a record that makes it impossible for this court to render a proper decision on the merits. We therefore will reverse the summary judgment and remand with directions for further proceedings.
In recent years, California courts have struggled with the situation of how a trial court is to respond when hundreds of objections are interposed challenging evidence submitted in support of, or opposition to, a summary judgment motion. The summary judgment statute permits evidentiary objections (Code Civ. Proc., § 437c, subd. (b)(3)) and presumes that a trial court will rule on them (Code Civ. Proc., § 437c, subd. (c)). For a time, there was appellate authority for the proposition that a trial court need not rule on the individual objections, but could simply state that, in its consideration of the summary judgment motion, it relied only on admissible evidence. (Biljac Associates v. First Interstate Bank (1990) 218 Cal.App.3d 1410.) Yet the appellate court which had decided that opinion subsequently reversed itself (Demps v. San Francisco Housing Authority (2007) 149 Cal.App.4th 564, 566) and our Supreme Court subsequently disapproved the initial opinion "to the extent it permits the trial court to avoid ruling on specific evidentiary objections" (Reid v. Google, Inc. (2010) 50 Cal.4th 512, 532, fn. 8). Thus, it is no longer in dispute that a trial court must expressly rule on each properly presented evidentiary objection. (Id. at p. 532.)
The law, however, has paid little attention to the duties, if any, imposed on a party opposing the evidentiary objections. Indeed, the governing statute (Code Civ. Proc., § 437c) and rules of court (Cal. Rules of Court, rules 3.1350-3.1354) do not even provide for a written opposition to written objections. Is a trial court, then, required to rule individually on perhaps hundreds of objections, with the input and arguments of only the objecting party — with the proponent of the evidence free to remain silent and then challenge any adverse rulings on appeal? We believe, at least on the unique facts presented by this record, that the answer must be no.
It is the general rule that a party cannot raise a new theory on appeal unless the theory involves a purely legal question determinable from facts which not only are uncontroverted in the record, but which could not be altered by the presentation of additional evidence. (People ex rel. Totten v. Colonia Chiques (2007) 156 Cal.App.4th 31, 39-40.) While Tarle suggests evidentiary objections can be resolved on appeal de novo,
Moreover, the law is already established that when the proponent of hearsay testimony relies on a hearsay exception, that proponent must assert the specific hearsay exception under which the proponent argues the testimony is admissible. If not, the issue is not preserved for appeal. (People v. Livaditis, supra, 2 Cal.4th at pp. 778-789.) "In order to preserve the claim for appeal, the proponent has to have alerted the trial court to the exception relied upon . . . ." (Shaw v. County of Santa Cruz (2008) 170 Cal.App.4th 229, 282.) "Where, as here, a proponent of evidence does not assert a particular ground of admissibility below, he or she is precluded from arguing on appeal that the evidence was admissible under a particular theory. [Citations.]" (Ibid.)
We also note that our Supreme Court has stated that, in order to "counter [the] disturbing trend" of over-objecting at summary judgment, "at the summary judgment hearing, the parties—with the trial court's encouragement—should specify the evidentiary objections they consider important, so that the court can focus its rulings on evidentiary matters that are critical in resolving the summary judgment motion." (Reid v. Google, Inc., supra, at pp. 532-533.) We do not think the Supreme Court would have suggested this procedure if it believed that an opposing party could specify at the hearing the evidentiary objections it believed were important (in this case, those relating to the "me too" evidence) but then, on appeal, challenge the trial court's rulings on hundreds of other evidentiary objections.
We sought additional briefing on whether a waiver rule should be implied in this context. Tarle's response raised three policy arguments which we briefly address. First, Tarle argues that, as a party is permitted to submit written objections as late as the reply papers (Cal. Rules of Court, rule 3.1354) and oral objections at the hearing itself, there is insufficient time for a written opposition to be prepared. Preliminarily, this was not so in the instant matter, where the written objections were submitted on May 15, 2009, and the hearing was ultimately held on June 11, 2009, and subsequently continued to February 19, 2010.
Second, Tarle argues that imposing a requirement of opposing objections, at risk of waiving the opposition, is unduly burdensome. We disagree. Tarle's concern is apparently that parties, such as defendants in this case, submit excessive inconsequential objections. Indeed, courts have recognized that this "has become common practice." (Reid v. Google, Inc., supra, 50 Cal.4th at p. 532; Nazir v. United Airlines, Inc. (2009) 178 Cal.App.4th 243, 289.) The courts have also recognized, however, that trial judges are not powerless to prevent the practice. A trial court has the inherent power to control the proceedings before it, and is encouraged to use that power when the written submissions get out of hand. (Nazir v. United Airlines, Inc., supra, 178 Cal.App.4th at p. 290.) Our Supreme Court has recognized that litigants raising innumerable objections which relate to matters that are not pertinent to the resolution of the summary judgment motion "may face informal reprimands or formal sanctions for engaging in abusive practices." (Reid v. Google, Inc., supra, 50 Cal.4th at p. 532.) If a proponent of evidence believes that the opposing party has flooded the court with numerous inconsequential objections, the proper course of action is to seek trial court intervention at that time, and obtain a ruling requiring the opposing party to exercise restraint. In other words, when faced with burdensome objections, a party should challenge the objections as burdensome in the trial court; it is inappropriate to allow the trial court to rule on all of the objections (as is its duty), and then raise for the first time on appeal a complaint that the objections were too numerous to be properly considered by the trial court.
Third, Tarle argues that it is unjust for an appellate court to uphold a summary judgment based on evidentiary rulings which the appellate court knows were erroneous (and which were established to be error on appeal). We believe, however, that it is equally unjust for a party to lead a trial court to make an erroneous ruling on an evidentiary objection by failing to suggest to the court a basis on which the evidence is admissible, and then raise the argument for the first time on appeal. Trial courts are not mind-readers. When an evidentiary objection is raised, and the proponent of the evidence fails to call to the court's attention a theory on which the evidence is admissible,
In sum, Tarle's policy arguments against the imposition of a waiver rule in this context are unpersuasive. We see no reason to treat evidentiary rulings different from any other ruling: an appellant who does not raise an argument before the trial court is barred from raising it for the first time on appeal.
Having concluded that Tarle is subject to a rule of waiver with respect to the vast bulk of her evidentiary arguments, we must now consider how to resolve this appeal. While it is clear that Tarle failed to oppose evidentiary objections that she should have opposed, a more detailed review of the procedural history of this case establishes that both parties are equally at fault for the state of the record. This case never should have reached the point where Tarle was faced with the prospect of responding to hundreds of multi-part evidentiary objections or risk waiving them. It would be unjust, in these circumstances, for Tarle alone to suffer the consequences.
We begin with defendants' motion for summary judgment, and, more specifically, their separate statement of undisputed facts. Code of Civil Procedure section 437c, subdivision (b)(1) provides that a separate statement shall "set[] forth plainly and concisely all material facts which the moving party contends are undisputed." Defendants' separate statement set forth as "undisputed material facts" items which were not facts, but were rather allegations or statements of opinion.
Tarle submitted over 750 pages of "evidence" in support of her opposition to the summary judgment motion. Her opposition to defendants' separate statement was lengthy and, in many respects, clearly over-inclusive.
Turning to defendants' objections, it is apparent to this court that many of the objections were over-inclusive. For example, defendants objected, in objection 6, to the following testimony of Tarle's:
Defendants objected to this testimony as speculative, improper opinion, conclusory, and lacking foundation. While Tarle's characterization of Sedani's "tones" as "very angry" was conceivably objectionable,
In short, it is clear that Tarle failed to oppose evidentiary objections she should have opposed. It is also clear, however, that defendant made numerous overbroad objections which they should not have made. It is further clear that defendants' numerous objections were caused by Tarle's proffer of a great deal of evidence, much of which was inadmissible in part. Finally, it is clear that Tarle's oversubmission of evidence was caused, in part, by defendants' separate statement of undisputed material facts including a great deal of items which were neither material nor facts. As a general rule, when a party's summary judgment papers are not in compliance with the law or rules, the proper remedy is to give the party an opportunity to cure the error. (Collins v. Hertz Corp. (2006) 144 Cal.App.4th 64, 74.) In this case, both parties are to blame for the briefing on this summary judgment motion spiraling out of control. As we have noted, it would be unjust, in these circumstances, for Tarle alone to suffer the consequences.
When we look at this record and attempt to consider all of the evidence which may be admissible, we cannot determine as a matter of law that Tarle does not have a single viable cause of action.
The judgment is reversed. The matter remanded to the trial court to provide to the parties the opportunity to refile and oppose a new and properly prepared motion for summary judgment (should defendants choose to file one) and then to conduct such further proceedings as may be appropriate and not inconsistent with the views expressed herein. The parties are each to bear their own costs on appeal.
KLEIN, P. J. and ALDRICH, J., concurs.