Filed: Apr. 15, 1999
Latest Update: Feb. 21, 2020
Summary: [PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED No. 96-5208 U.S. COURT OF APPEALS Non-Argument Calendar ELEVENTH CIRCUIT _ 04/15/99 THOMAS K. KAHN D.C. Docket No. 95-142-CR-LCN CLERK UNITED STATES OF AMERICA, Plaintiff-Appellee, versus FIDEL ESPINOSA, Defendant-Appellant. _ Appeal from the United States District Court for the Southern District of Florida _ (April 15, 1999) Before HATCHETT, Chief Judge, and TJOFLAT and BLACK, Circuit Judges. PER CURIAM: Fidel Esp
Summary: [PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED No. 96-5208 U.S. COURT OF APPEALS Non-Argument Calendar ELEVENTH CIRCUIT _ 04/15/99 THOMAS K. KAHN D.C. Docket No. 95-142-CR-LCN CLERK UNITED STATES OF AMERICA, Plaintiff-Appellee, versus FIDEL ESPINOSA, Defendant-Appellant. _ Appeal from the United States District Court for the Southern District of Florida _ (April 15, 1999) Before HATCHETT, Chief Judge, and TJOFLAT and BLACK, Circuit Judges. PER CURIAM: Fidel Espi..
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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
FILED
No. 96-5208 U.S. COURT OF APPEALS
Non-Argument Calendar ELEVENTH CIRCUIT
________________________ 04/15/99
THOMAS K. KAHN
D.C. Docket No. 95-142-CR-LCN CLERK
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
FIDEL ESPINOSA,
Defendant-Appellant.
__________________________
Appeal from the United States District Court for the
Southern District of Florida
_________________________
(April 15, 1999)
Before HATCHETT, Chief Judge, and TJOFLAT and BLACK, Circuit Judges.
PER CURIAM:
Fidel Espinosa, having been convicted by a jury of four offenses involving
cocaine trafficking, appeals the sentences he received in the district court for those
offenses. The only question he raises is whether the district court, in ruling on
Espinosa's request for a two-level reduction of his base offense level under
U.S.S.G. § 2D1.1(b)(6),1 improperly deferred to the Government.
Section 2D1.1(b)(6) provides a two-level decrease for a defendant who
meets the requirements of the safety-valve provision of 18 U.S.C. § 3553(f)(1)-(5)
(listed verbatim in U.S.S.G. § 5C1.2.). At issue here is the district court's
deference to the Government's position on whether Espinosa complied with the
fifth safety-valve requirement. That requirement is as follows:
(5) not later than the time of the sentencing hearing, the defendant has
truthfully provided to the Government all information and evidence
the defendant has concerning the offense or offenses that were part of
the same course of conduct or of a common scheme or plan, but the
fact that the defendant has no relevant or useful other information to
provide or that the Government is already aware of the information
shall not preclude a determination by the court that the defendant has
complied with this requirement.
18 U.S.C. § 3553(f)(5) (1994) (emphasis added).
1
Appellant was sentenced under the 1995 version of the sentencing guidelines, in which
this provision was located at § 2D1.1(b)(4). The content of the subsection is unchanged; hence,
we cite to the current version of the sentencing guidelines.
2
Prior to sentencing, Espinosa gave the Government a statement concerning
the cocaine trafficking that led to his and his confederates' indictment. Then, at the
sentencing hearing, he asked the district court to determine the truthfulness of the
information he had provided, and to give him the benefit of the safety-valve
provision. The Government objected, contending that Espinosa had not told the
truth regarding the quantity of cocaine involved in the trafficking scheme.
According to Espinosa, 30 kilograms were involved; according to the Government,
it was 300 kilograms. The court's response to this dispute was to say that because
Espinosa had not testified at trial, it had no way of knowing whether he was telling
the truth. The court therefore accepted the Government's position and denied
Espinosa's request for an offense-level reduction.
The district court erred in deferring to the Government; the responsibility for
determining the truthfulness of the information the defendant provided to the
Government was the court's. See United States v. White,
119 F.3d 70, 73 (1st Cir.
1997); United States v. Gambino,
106 F.3d 1105, 1110 (2d Cir. 1997); United
States v. Maduka,
104 F.3d 891, 895 (6th Cir. 1997); United States v. Thompson,
81 F.3d 877, 880 (9th Cir. 1996). The burden of proof on the truthfulness issue
lies, of course, with the defendant.
3
VACATED and REMANDED, for further proceedings not inconsistent with
this opinion.
4