WILLIAM B. SHUBB, District Judge.
This suit was initiated by plaintiff J.L., a student with an autism and speech language impairment, by and through his mother and guardian ad litem, Y.L., against defendants Manteca Unified School District and San Joaquin County Office of Education ("SJCOE") under the Individuals with Disabilities Education Act (the "IDEA"), 20 U.S.C. §§ 1400
J.L. is a nine-year-old boy with autism who has been eligible for an Individual Education Plan ("IEP") since 2009. Pursuant to a settlement agreement, which was in effect until the start of the 2012-2013 school year, J.L. attended the Kendall School from April 11, 2011 through April 5, 2012, a center-based one-to-one Applied Behavior Analysis ("ABA") program run by the nonpublic agency Therapeutic Pathways. (Admin. R. ("AR") at 2285.) In May 2012, he transitioned to an autism-specific severely handicapped special day class at Veritas Elementary School within the Manteca Unified School District. (
On November 22, 2013, plaintiffs filed a request for a due process hearing with the Office of Administrative Hearings ("OAH") challenging various portions of J.L.'s IEP for the 2012-2013 and 2013-2014 school years pursuant to 20 U.S.C. § 1415(f). Administrative Law Judge ("ALJ") Peter Paul Castillo presided over a nine-day hearing that involved approximately thirty witnesses, over 2,000 pages of evidence, and generated over 2,000 pages of testimony transcripts. (
The IDEA, originally enacted in 1975 as the "Education for All Handicapped Children Act," provides federal assistance to state and local agencies for the education of children with disabilities. To qualify for assistance under the IDEA, a state must provide a "free appropriate public education" ("FAPE") that is tailored to the unique needs of the child with a disability through the development of an "individualized educational program." 20 U.S.C. § 1412(a)(1) & (4).
A "free appropriate public education" means "special education and related services" that:
An "individualized education program" or IEP is "a written statement for each child with a disability that is developed, reviewed, and revised in accordance with section 1414(d) of [the Act]."
The IDEA does not employ the usual deferential standard of review for administrative decisions, but rather provides that the court "(i) shall receive the records of the administrative proceedings; (ii) shall hear additional evidence at the request of a party; and (iii) basing its decision on the preponderance of the evidence, shall grant such relief as the court determines is appropriate." 20 U.S.C. § 1415(i)(2)(C). The district court should review for procedural compliance with the statute and for whether the program is reasonably calculated to enable the child to receive educational benefits.
"The requirement that the district court receive the hearing officer's record `carries with it the implied requirement that due weight shall be given to the [administrative] proceedings.'"
The Ninth Circuit has recognized that the procedure under the IDEA is "not a true summary judgment procedure," but is "essentially . . . a bench trial based on a stipulated record."
Defendants argue that because plaintiffs failed to file an answer to defendants' counterclaims, plaintiffs judicially admitted all of the matters alleged and the court can grant defendants' motion for summary judgment on this ground alone. (Defs.' Mot. for Summ. J. at 5-6 (Docket No. 29-1)); Fed. R. Civ. P. 8(b)(6). A party must serve an answer to a counterclaim or crossclaim within twenty-one days of being served with the pleading,
The court, however, will not grant defendants' motion for summary judgment on such a technicality. Deciding the issues based on this procedural error is inappropriate, especially in light of the fact that both parties have already fully briefed the issues and participated in a nine-day hearing in front of the ALJ. There is no question that defendants have been aware of plaintiffs' claims and defenses from the beginning and were not prejudiced by plaintiffs' failure to file an answer to its counterclaims. Accordingly, the court will deny defendants' motion for summary judgment on this ground.
A student must be assessed in all areas related to a suspected disability. 20 U.S.C. § 1414(b)(3)(B); 34 C.F.R. § 300.304(c)(4). A procedural violation, such as a failure to conduct appropriate assessments, results in a denial of a FAPE if the violation (1) impeded the child's right to a FAPE, (2) seriously infringed the parents' opportunity to participate in the decision making process, or (3) caused a deprivation of educational benefits.
Plaintiffs first argue that defendants denied J.L. a FAPE by failing to assess him in the area of augmentative and alternative communication ("AAC") in the 2012-2013 and 2013-2014 school years. AAC includes all forms of communication, other than oral speech, that are used to express thoughts, needs, wants, and ideas. (Pls.' Mot. for Summ. J. at 20 n.4.) Special AAC aids, such as picture and symbol communication boards and electronic devices, can be used to help children express themselves. (
The ALJ correctly concluded that plaintiffs failed to bring forth sufficient evidence that defendants were required to conduct an AAC assessment to find communication tools that are more effective for J.L. Ginna Brents, the licensed speech and language pathologist hired by plaintiffs, stated at the hearing that an AAC assessment would benefit J.L. because "for a communicative purpose, it's a good idea to see if [J.L.] would benefit from an AAC device." (
There was also significant evidence presented that defendants were already effectively using augmentative communication with J.L. in the form of a picture exchange book and that J.L.'s speech was emerging. (
For all the above reasons, the court finds defendants were not required to provide J.L. an AAC assessment.
Plaintiffs next argue J.L. was denied a FAPE under the IDEA because defendants developed J.L.'s IEPs without a functional behavior assessment. In the "case of a child whose behavior impedes the child's learning or that of others," the IEP team must "consider the use of positive behavioral interventions and supports, and other strategies, to address that behavior." 20 U.S.C. § 1414(d)(3)(B)(i); 34 C.F.R. § 300.324(a)(2)(i); Cal. Educ. Code § 56341.1(b)(1). A functional behavior assessment is one type of behavioral intervention or strategy that helps identify causative factors and objectionable behaviors.
In this case, the ALJ carefully weighed the evidence and concluded that plaintiffs failed to establish that J.L. had serious behavior problems at school that warranted a functional behavior assessment. The staff at Veritas were aware of J.L.'s behavioral issues, such as scratching, pinching, lack of attention, and running into others, but reported that they were able to easily redirect J.L. from the maladaptive behaviors. (
The court agrees with the ALJ's finding that the report produced by Dr. Carina M. Grandison, a developmental neuropsychologist, was not as credible as the testimony of the Veritas staff and overemphasized J.L.'s behavioral problems. Dr. Grandison was hired by plaintiffs and based her report on an interview of Y.L., review of school records and a questionnaire filled out by J.L.'s teacher, two observations and testing sessions in the office, and two ninety-minute school observations in April and September 2013. (
The ALJ found that Dr. Grandison was not reliable because she does not have experience in the behavior field, the Veritas staff persuasively testified that Dr. Grandison's report had several significant inaccuracies, the Veritas staff was more convincing in their statements overall, and Dr. Grandison failed to differentiate between J.L.'s behavior at home and at school. (
In addition, Susan Scott, a Board Certified Behavior Analyst, did eventually conduct a functional behavior assessment on behalf of defendants on April 30, 2013 in an effort to cooperate with J.L.'s parents. (
Accordingly, the court finds that the preponderance of the evidence supports the ALJ's finding that defendants did not deny J.L. a FAPE by failing to conduct additional functional behavior assessments.
The parents of a child with a disability have a right to be a member of the IEP team and to participate in meetings respecting the identification, assessment, and education placement of their child. 20 U.S.C. § 1414(d)(1)(B)(i); Cal. Educ. Code §§ 56304, 56342.5. "Among the most important procedural safeguards are those that protect the parents' right to be involved in the development of their child's educational plan."
The IEP must include a description of how the child's progress toward meeting the annual goals will be measured and when periodic reports on the child's progress will be provided, such as through the use of quarterly or other period reports. 20 U.S.C. § 1414(d)(1)(A)(III). Plaintiffs claim that they did not receive quarterly progress reports and, as a result, Y.L. was prevented from meaningfully participating in IEP meetings. The evidence demonstrates, however, that the ALJ was correct in finding that defendants provided plaintiffs with quarterly updates on J.L.'s progress in the form of handwritten updates on the Kendall goals, (AR at 1596-1631, 2528-2530, 2577-83), goal update forms, (
Likewise, the evidence supports the ALJ's finding that defendants did not deny Y.L. her parental right to participate in the educational decision making process by requiring her to drop off and pick up J.L. from the driveway, rather than directly from the classroom, and limiting Y.L.'s observation of J.L.'s classroom. Plaintiffs first argue that Y.L. was treated unequally because other parents were allowed to drop off and pick up from the classroom on a daily basis and she was not. (
Plaintiffs also argue Y.L. was prevented from observing J.L.'s classroom even when she made requests to observe ahead of time. The Veritas handbook provides that parents may only visit a child's classroom if it is "arranged in advance with the teacher." (
Accordingly, the court must find that defendants did not interfere with Y.L.'s parental rights by requiring her to comply with its drop off/pick up and observation policies.
"Parental participation in the IEP and educational placement process is central to the IDEA's goal of protecting disabled students' rights and providing each disabled student with a FAPE."
Plaintiffs also contend that even when they were included in IEP meetings, defendants ignored the parents' input and thereby denied them their right to participate in the decision making process. While parents must be given an opportunity to meaningfully participate, the education agencies are not required to agree with the parents or to execute their suggestions.
The IEP must include "a statement of measurable annual goals, including academic and functional goals, designed to" both "meet the child's needs that result from the child's disability to enable the child to be involved in and make progress in the general education curriculum" and also to "meet each of the child's other educational needs that result from the child's disability." 20 U.S.C. § 1414(1)(A)(i)(II). "The IEP shall show a direct relationship between the present levels of performance, the goals and objectives, and the specific educational services to be provided." Cal. Code. Regs., tit. 5, § 3040(b).
Plaintiffs contend that defendants failed to offer J.L. adequate goals when he transferred from the Kandall School to Veritas. (Pls.' Mot. for Summ. J. at 46-48.) J.L. had forty operative goals at the Kendall School whereas he had only eighteen offered at Veritas in the October 2, 2013 IEP. (
The evidence, however, supports the ALJ's finding that the goals were adequate. For example, Marie Polk, a board certified behavior analyst who was J.L.'s clinical supervisor at the Kendall School and supervised the Kendall School aides who helped transition J.L. to Veritas, testified that the forty goals implemented at the Kendall School were not all targeted every day. (
The record also supports the ALJ's finding that J.L. continued to make progress on his goals after transferring from the Kendall School to Veritas. Dr. Grandison, whom the ALJ found to be not credible as discussed above, and Y.L. were the only witnesses who testified that J.L. regressed while at Veritas. In contrast, Polk testified that J.L. continued to make "slow progress" and to "gain some skills" during the transition months from Kendall School to Veritas that she oversaw. (
Accordingly, the court finds that plaintiffs failed to establish that J.L.'s IEP goals were inadequate or that he did not make sufficient progress towards his goals.
Occupational therapy is a type of "related service" that can be required in order for a student "to take advantage of the education opportunities" and receive a FAPE.
Plaintiffs argue that the ALJ erred in finding that the Occupational Therapy ("OT") consultations defendants provided in the special day class at Veritas were sufficient and contend that defendants should have provided direct pull-out OT services to address J.L.'s sensory processing, core strength and security, fine motor skills, gravitation insecurity and visual perception issues. (Pls.' Mot. for Summ. J. at 57.) J.L.'s 2012 IEP offered sixty minutes per month of OT consultation and his 2013 IEP offered ninety minutes per month. (AR at 4323-24.)
In finding in favor of defendants, the ALJ carefully explained why he relied more on the report and testimony of defendants' occupational therapist, Kelly Inderbitzin, who recommended OT consultation, than the report and testimony of plaintiffs' occupational therapist, Karen Chaddock, who recommended direct OT. The ALJ found that Chaddock "failed to consider in her analysis that the Veritas special day class integrates OT into its program, and that Veritas staff could implement the recommendations she made in her report without individual OT service." (
The ALJ noted that Inderbitzin did not dispute J.L.'s fine and gross motor and sensory processing deficits but rather concluded that he would "benefit from Occupational Therapy consultation and collaboration with the IEP team to help support, modify, or adapt his education programming to optimize successful occupational performance." (
It is clear that the ALJ thoroughly and carefully considered this question and that the preponderance of the evidence supports his finding that direct OT services were not required.
The court agrees with the ALJ's reliance on the professional opinions of Brents and the ALJ's finding that J.L. required direct speech and language services, rather than just consultation. (
Defendants argue that Brents relied on an improper standard because she suggested that direct speech and language therapy would "help [J.L.] make the
Congress, however, "did not intend that a school system could discharge its duty under the [IDEA] by providing a program that produces some minimal academic advancement, no matter how trivial."
Accordingly, the court finds that the ALJ's order that defendants provide 30 minutes a week of direct language and speech services for the 2014 extended school year and the 2014-2015 school year is supported by the record.
IT IS THEREFORE ORDERED that plaintiffs' motion for summary judgment (Docket No. 30) be, and the same hereby is, DENIED.
IT IS FURTHER ORDERED that defendants' motion for summary judgment (Docket No. 29) be, and the same hereby is, DENIED. The ALJ was correct in finding that defendants committed a procedural violation by holding the August 6, 2013 IEP meeting without J.L.'s parents and a substantive violation by failing to provide direct individual speech and language services. Defendants are therefore ordered to provide the remedies previously ordered by the ALJ.