COLLEEN KOLLAR-KOTELLY, United States District Judge.
This cases arises from a Freedom of Information Act ("FOIA") request submitted by Plaintiff People for the Ethical Treatment of Animals ("PETA") to Defendant United States Department of Health and Human Services ("HHS"), Centers for Disease Control and Prevention ("CDC"), seeking records submitted by importers of nonhuman primates ("NHP") to CDC pursuant to certain agency regulations.
On August 18, 2016, the Court issued an order granting-in-part and denying-in-part the parties' respective motions for summary judgment. People for the Ethical Treatment of Animals v. United States Dep't of Health & Human Servs., No. 1:15-CV-309-CKK, 201 F.Supp.3d 26, 2016 WL 4401979 (D.D.C. Aug. 18, 2016) ("PETA"). The Court found that four categories of commercial information submitted by importers of NHPs were confidential and protected under FOIA Exemption 4. Id. at 30, 2016 WL 4401979, at *1. However, the Court held that all of the information submitted by three NHP importers — Central State Primate ("CSP"), Dallas Zoo Management ("DZM"), and SBNL USA ("SNBL") — was not protected because those importers had chosen not to object to the disclosure of their records. Id.
Presently before the Court are Defendant's and Plaintiff's [49] and [52] cross-motions for relief under Federal Rule of Civil Procedure 60(b). Upon consideration of the parties' submissions,
The background of this case was discussed in detail in the Court's August 18, 2016 Memorandum Opinion and will not be repeated here, but is incorporated by reference as part of this Opinion. As relevant to the pending motions, the Court made the following findings in its August 18 Opinion:
PETA, 201 F.Supp.3d at 30, 2016 WL 4401979, at *1. Defendant claims that "[s]hortly after the Court issued its Memorandum Opinion, CSP, DZM, and SNBL contacted the CDC and stated that they had been unaware of this case prior to receiving the Court's opinion." Def.'s Mot. at 2. Defendant states that each of these importers "explained that, for reasons uncertain, the Notice did not reach the responsible FOIA manager or comparable official; consequently, those companies' silence was inadvertent and did not reflect a lack of commercial harm from a potential release." Id. Defendant has submitted declarations from each of these entities in which they claim "that the release of [their] records would cause substantial commercial harm for the very reasons the Court embraced with respect to the seven companies that responded to the Notice." Id.
On September 15, 2016, based on these new importer-objections, Defendant moved under Federal Rule of Civil Procedure 59 to alter or amend the Court's August 18, 2016 Order. Def.'s Mot. to Alter or Amend the Judgment, ECF No. 41. Defendant requested that the Court amend its Order such that Defendant be allowed to withhold the categories of information the Court had found qualified for protection pursuant to FOIA Exemption 4 for the three previously non-objecting NHP importers. Id. at 2.
However, Defendant did not confer with Plaintiff before filing its Motion to Alter or Amend, and Plaintiff moved to strike that Motion for failure to comply with Local Civil Rule 7(m). Pl.'s Mot. to Strike, ECF No. 45. In arguing that Defendant's Rule 59(e) motion should be stricken, Plaintiff stated that "[a]lthough courts may occasionally hear motions despite non-compliance with Local Civil Rule 7(m), out of concern that a litigant will lose its last or only opportunity to argue an issue on the merits, no such concern is present here. HHS can seek similar relief in the future pursuant to Federal Rule of Civil Procedure 60(b) if the parties are not able to resolve the issues raised in HHS's motion during their Rule 7(m) conference." Id. at 5. The Court granted Plaintiff's motion and struck Defendant's motion to amend under Rule 59 because the Court found that Defendant's motion was nondispositive for the purposes of Local Rule 7(m) despite the
That Rule 60(b) motion is now pending before the Court. Defendant's Rule 60(b) motion is brought under subsections (b)(2) and (b)(6) and seeks the same relief as Defendant's earlier Rule 59 motion — namely, that the Court extend its holding that certain categories of information were properly withheld under Exemption 4 to the three previously non-objecting importers. Def.'s Mot. at 3. Plaintiff consents to Defendant's Motion as it relates to the records of DZM. Id.
Plaintiff opposes Defendant's motion as it relates to CSP and SNBL, however, and has also filed its own cross-motion under Rule 60(b). Plaintiff argues that under Rule 60(b)(1) the Court should reconsider its ruling with regard to two categories of information — the quantity of animals imported and the descriptions of crates used in shipment — because Defendant failed to present sufficient evidence that the release of either would cause NHP importers competitive injury. Pl.'s Opp'n and Cross-Mot. at 13-15. Plaintiff also argues that, under Rule 60(b)(3), the Court should reconsider its ruling with regard to all four categories of information due to alleged misrepresentations made by NHP importers in declarations they have filed with the Court. Id. at 15-20.
Both parties' motions are now fully briefed and ripe for resolution.
Before addressing the merits of those motions, however, it is helpful to briefly pause and lay out the various different records and declarations relied on by the parties and reviewed by the Court throughout the stages of the briefing in this case. First, at the summary judgment stage, Defendant filed, among other things, the 1,575 redacted records from the ten NHP importers at issue in this case that had been produced by Defendant to Plaintiff in response to Plaintiff's FOIA request. ECF No. 33. The Court reviewed all of these records before ruling on the parties' cross-motions for summary judgment. Defendant also filed declarations from two of the seven objecting NHP importers — WWP and PPI — attesting to the competitive nature of the NHP industry and the confidentiality of the redacted information. ECF Nos. 27-2, 27-3 ("Summary Judgment Declarations").
At the Rule 60(b) motion stage, Defendant has now filed with the Court, among other things, declarations from the three previously non-objecting importers, as well as new declarations from three of the seven originally objecting importers. ECF Nos. 48-1, 48-2, 53-1, 53-2, 56-1 ("Rule 60(b) Declarations"). In addition to explaining why the previously non-objecting importers had not objected, these declarations also attest to the confidential nature of the information redacted from the importers' records. Id. On the Court's order, Defendant also filed, ex parte for the Court's in camera review, the letters that the seven objecting NHP importers had written to Defendant requesting that certain information be redacted from their records. ECF No. 58. The Court previously held that Defendant did not need to produce these letters because Defendant claimed that the letters themselves were subject to FOIA exemptions, and the Court felt it unnecessary to review them. ECF No. 36 at 15 n.10. There were no
Finally, in support of Plaintiff's cross-motion under Rule 60(b), Plaintiff attached a number of new records that are also discussed below. These included, among other things, Certificates of Veterinary Inspections and similar records, as well as Fish and Wildlife Service Law Enforcement Management Information Systems records. ECF No. 51-1. Upon being ordered by the Court to do so, Plaintiff filed a sworn declaration explaining when and how Plaintiff had acquired these records, for the purposes of the Court determining the appropriateness of their having been produced only now, in support of Plaintiff's Rule 60(b) motion. ECF No. 59.
With this background in place, the Court moves on to addressing the merits of the parties' cross-motions.
Pursuant to Rule 60(b) of the Federal Rules of Civil Procedure, a district court is permitted to "relieve a party or its legal representative from a final judgment, order, or proceeding" on one of six enumerated grounds. Fed. R. Civ. P. 60(b). Rule 60(b)(1) permits a court to relieve a party from an order based upon "mistake, inadvertence, surprise, or excusable neglect." Fed. R. Civ. P. 60(b)(1). Rule 60(b)(2) permits a court to relieve a party from an order based upon "newly discovered evidence that, with reasonable diligence, could not have been discovered in time to move for a new trial under Rule 59(b)." Fed. R. Civ. P. 60(b)(2). Rule 60(b)(3) provides that the Court may relieve a party from an order where there is "fraud (whether previously called intrinsic or extrinsic), misrepresentation, or misconduct by an opposing party." Fed. R. Civ. P. 60(b)(3). Finally, Rule 60(b)(6) represents a catch-all provision, permitting a court to relieve a party from an order for "any other reason that justifies relief" besides those enumerated in subsections (b)(1)-(5). Fed. R. Civ. P. 60(b)(6). The party seeking relief under Rule 60(b) bears the burden of showing that he or she is entitled to the
Defendant moves for relief under Rule 60(b)(2) and (b)(6). Under either subsection, Defendant asks this Court to extend its holding that the four categories of information that the Court previously found were properly withheld under Exemption 4 as to the seven objecting importers are also properly withheld as to the three previously non-objecting importers: DZM, CSP and SNBL. Def.'s Mot. at 3.
As an initial matter, Plaintiff consents to Defendant's motion as it relates to the records of DZM. Accordingly, Defendant's motion is GRANTED with regard to DZM. With regard to the records of CSP and SNBL, the Court finds that the relief Defendant seeks under Rule 60(b)(2) is precluded, but that relief under Rule 60(b)(6) is appropriate under the particular substantive and procedural circumstances of this case. Accordingly, exercising its discretion, the Court will GRANT Defendant's motion with regard to CSP and SNBL as well.
Rule 60(b)(2) provides that a Court may relieve a party from a final judgment or order based on "newly discovered evidence that, with reasonable diligence, could not have been discovered in time to move for a new trial under Rule 59(b)." Fed. R. Civ. P. 60(b)(2). This subsection clearly does not apply to the particular circumstances here. In this case, it is undisputed that the "newly discovered evidence" at issue was discovered in time to move for a new trial under Rule 59. See Fed. R. Civ. P. 59(b) ("A motion for a new trial must be filed no later than 28 days after the entry of judgment."); Def.'s Mot. at 7 ("In the week after the Court issued its opinion, the three non-responding companies contacted the CDC" to provide the new evidence). Indeed, Defendant timely moved under Rule 59, based on the precise evidence at issue here. Def.'s Mot. to Alter or Amend the Judgment, ECF No. 41 (attaching the same declarations Defendant has submitted with its Rule 60(b) motion). The plain text of Rule 60(b)(2) indicates that the rule cannot apply under these circumstances.
Accordingly, Defendant's motion under Rule 60(b)(2) is DENIED.
The Court will, however, grant Defendant's motion under Rule 60(b)(6). In addition to the specific reasons enumerated in subsections (b)(1)-(5), a court may grant a party relief from an order under Rule 60(b)(6) for "any other reason that justifies relief." Fed. R. Civ. P. 60(b)(6). In other words, Rule 60(b)(6) is a "catch-all provision." Lightfoot v. D.C., 555 F.Supp.2d 61, 70 (D.D.C. 2008). However, "[t]he Supreme Court has consistently held that Rule 60(b)(6) motions should only be granted in `extraordinary circumstances.'" Jarvis v. Parker, 13 F.Supp.3d 74, 80 (D.D.C. 2014) (quoting Ackermann v. United States, 340 U.S. 193, 199, 71 S.Ct. 209, 95 S.Ct. 207 (1950)). The D.C. Circuit has added that Rule 60(b)(6) "should only be sparingly used." Good Luck Nursing Home v. Harris, 636 F.2d 572, 577 (D.C. Cir. 1980).
This case presents an "extraordinary circumstance" that justifies relief under
Here, the Court has become aware of precisely such a "previously undisclosed fact," id., and to ignore it would render its original opinion inherently unfair to the third parties whose business information is at risk. The Court found that seven of the ten importers at issue would face "substantial competitive injury" if four categories of their confidential business information were disclosed. PETA, 201 F.Supp.3d at 37, 2016 WL 4401979, at *6. However, the Court did not apply this finding equally to all ten importers at issue. The Court noted that "three of the ten NHP importers submitting the requested information have elected not to object to the disclosure of that information." Id. at 43, 2016 WL 4401979, at *11 (emphasis in original). Based only on this lack of objection, the Court held that "the three companies that chose not to object to the disclosure of their information ... have not proffered that disclosure would harm their companies." Id. at 44, 2016 WL 4401979, at *12. The Court found that there was a "reasonable inference that these three companies have not objected to the disclosure of their records because they do not believe that they will face substantial harm by the disclosure of such records." Id.
As it turns out, this inference was not correct. Defendant has now provided declarations from representatives of these three importers which state that the companies at issue did not fail to object because they did not believe disclosure would cause them harm. Instead, the Rule 60(b) Declarations indicate that they failed to object because they were not aware that their information had been requested and was subject to disclosure.
Lisa Leonarduzzi, a representative of CSP, states that CSP "was only recently made aware of the FOIA request at issue." Decl. of Lisa Leonarduzzi, ECF No. 48-1 ("Leonarduzzi Decl."), at ¶ 5. She further states that CSP's "failure to respond was not a willful act but at most an oversight due to not being aware of the predisclosure notice," and that "[t]his single instance of oversight was a deviation from how [CSP] has responded in the past and how we have treated such predisclosures diligently." Id. ¶¶ 7, 14. She states that "neither I nor [CSP] `elected' nor `chose' not to respond or object as we have always responded to predisclosure notices in the past and if we were in fact aware of the predisclosure notice in this case, we most certainly would have not only responded, but we would have objected to the disclosure." Id. ¶ 13.
Steve Glaza, an Executive Vice President of SNBL, states that SNBL too was "unaware that confidential, proprietary, and otherwise sensitive information related to SNBL's business operations were susceptible to public disclosure." Decl. of SNBL USA, LTD., ECF No. 48-2 ("SNBL Decl."), at ¶ 7. Mr. Glaza further
These facts, which only became known to Defendant, and then the Court, after the Court's August 18, 2016 decision, establish that a basic premise upon which that decision rested was mistaken. Other than the inference the Court drew from their lack of objection, there was no material difference between CSP and SNBL and the other importers. The reasoning underlying the Court's decision that disclosure of the four categories of information at issue would cause substantial harm to the others applied equally to CSP and SNBL. Indeed, the Rule 60(b) Declarations now submitted by CSP and SNBL both confirm that they would suffer the same types of harm if their information was released. See Leonarduzzi Decl. at ¶¶ 6, 8, 10-11; SNBL Decl. at ¶¶ 12-19. If anything, the harm to these importers would be greater, considering they would now be at a competitive disadvantage in relation to the importers whose information the Court ordered was properly withheld. SNBL Decl. at ¶ 19. There is no longer any just reason to treat the records of the previously non-objecting importers differently than the other importers at issue. In fact, to do so would be inherently unfair.
Relief under Rule 60(b)(6) is also appropriate in this particular case because of the procedural history that led to this motion. As described above, these new facts were brought to the Court's attention in a timely motion under Rule 59, which was stricken for procedural reasons — involving an incorrect but not entirely unreasonable interpretation of Local Rule 7(m) — for which CSP and SNBL share no part of the blame. After Plaintiff moved to strike Defendant's Rule 59 motion, Defendant immediately filed the pending motion under Rule 60. See Salazar ex rel. Salazar v. D.C., 633 F.3d 1110, 1118-19 (D.C. Cir. 2011) ("A litigant's diligence in pursuing review of a decision, either through appeal or through Rule 60(b)(6) relief, is relevant in assessing whether extraordinary circumstances are present."). Although Plaintiff argued in moving to strike Defendant's timely Rule 59 motion that Defendant would be able to move under Rule 60, Plaintiff now argues — and the Court has accepted — that reconsideration under Rule 60(b)(2) is inapplicable because of the fact that Defendant discovered and raised this issue in a timely fashion under Rule 59. Pl.'s Opp'n and Cross-Mot. at 2-3. The Court accepts Plaintiff's argument that it is not attempting to play a "shell game," and has acted in good faith in making these arguments. Pl.'s Surreply at 1.
Plaintiff has raised a number of other arguments in opposition to Defendant's Rule 60(b) motion, but none of them change the Court's ultimate conclusion that relief is warranted. First, the record does not indicate any serious fault on the
Further, the rule that motions under Rule 60(b)(6) must not be "premised on one of the grounds for relief enumerated in clauses (b)(1) through (b)(5)," Liljeberg v. Health Servs. Acquisition Corp., 486 U.S. 847, 863, 108 S.Ct. 2194, 100 L.Ed.2d 855 (1988), does not bar relief here. Defendant's motion cannot be premised on Rule 60(b)(2) under the plain text of that rule because, as discussed above, the evidence at issue was "discovered in time to move for a new trial under Rule 59(b)," Fed. R. Civ. P. 60(b)(6). Nor is this a case where Defendant seeks relief under Rule 60(b)(6) to avoid the time limit for bringing a motion under another subsection of Rule 60(b), the concern underlying the mutual exclusivity of the Rule 60(b) subsections. See Pioneer Inv. Servs. Co. v. Brunswick Associates Ltd. P'ship, 507 U.S. 380, 393, 113 S.Ct. 1489, 123 L.Ed.2d 74 (1993) ("These provisions are mutually exclusive, and thus a party who failed to take timely action [under another subsection] may not seek relief more than a year after the judgment by resorting to subsection (6)."). Plaintiff does not dispute the timeliness of Defendant's motion under either subsection (b)(2) or (b)(6). Instead, this is a peculiar circumstance that does not fall under any of the grounds for relief enumerated in subsections (b)(1) through (b)(5) and is accordingly appropriately dealt with under subsection (b)(6).
Finally, the Court's holding is not altered by Plaintiff's attempts to discredit the Rule 60(b) Declarations of Mr. Glaza and Ms. Leonarduzzi. With respect to Mr. Glaza, Plaintiff argues that his testimony that the market is "extremely competitive" is "demonstrably false." Pl.'s Opp'n and Cross-Mot. at 7. Plaintiff argues that SNBL frequently cooperated with, and accordingly "necessarily shared" information with, purported competitors to import primates. Id. at 8. With respect to Ms. Leonarduzzi, Plaintiff similarly argues that her testimony that "CSP would experience substantial competitive harm if the documents at issue are released is simply untrue,"
These arguments are unpersuasive in opposition to Defendant's motion for reconsideration because none of them relate to the reason that the Court is granting Defendant's motion — that CSP and SNBL were not aware of the FOIA requests at issue and therefore their failure to object did not indicate that they did not believe disclosure would cause them competitive harm. Plaintiff does not meaningfully cast any doubt on that premise. Instead, these arguments apparently seek to re-litigate the merits of the Court's underlying decisions with regard to the applicability of Exemption 4, and are mirrored in Plaintiff's Cross-Motion for Reconsideration under Rule 60(b)(3). Because these arguments are accordingly more appropriately considered in the context of that motion, the Court addresses them below, infra § III.B.2. They do not preclude relief for Defendant under Rule 60(b)(6).
For these reasons, Defendant's Motion for Relief under Rule 60(b) is GRANTED. Under the specific facts of this case, the Court finds that exceptional circumstances exist and relief under Rule 60(b)(6) is appropriate. Accordingly, the Court now holds that the four categories of information the Court previously held qualified for protection pursuant to FOIA Exemption 4 with respect to the records of the seven objecting importers — quantity of animals imported, the descriptions of crates used in shipments, the names of the companies that export the animals, and the names of the airline carriers that transport the animals — also qualify for such protection with respect to the records of DZM, CSP, and SNBL.
Plaintiff also moves for relief under Rule 60(b). First, Plaintiff moves under Rule 60(b)(1) for reconsideration of the Court's decision that two categories of information — the quantity of animals imported and the descriptions of crates used in shipment
The Court will grant-in-part and deny-in-part Plaintiff's motion under Rule 60(b)(1). The crux of Plaintiff's motion under this subsection is that Defendant has not carried its burden of showing that animal quantity and crate information is confidential. Plaintiff argues that the Summary Judgment Declarations submitted on behalf of PPI and WWP, upon which Defendant relied as evidence of such confidentiality at the summary judgment stage, should be disregarded because neither importer themselves requested that Defendant withhold these categories of information from their own company's records. The Court agrees that neither importer in fact requested such information be withheld, and that this diminishes the probative value of their declarations. Accordingly, the Court will revise its August 18, 2016 Memorandum Opinion and Order by now ordering that animal quantity and crate information on PPI and WWP's records is not exempt from disclosure under Exemption 4 and may not be withheld. However, having reviewed all of the evidence currently in the record, the Court finds that, regardless of PPI and WWP's failure in this regard, there is still sufficient evidence to support the application of Exemption 4 to these categories of information for the remaining importers.
At the summary judgment stage, as support for its position that the release of animal quantity and crate information would cause substantial harm to the competitive positions of the NHP importers, Defendant submitted declarations from two of the seven objecting importers: PPI and WWP. PETA, 201 F.Supp.3d at 38-40, 2016 WL 4401979, at *7. In a footnote in its August 18 Opinion, the Court noted that, of these two, the Court would "focus its attention primarily on the [WWP] declaration," because the PPI declaration had "minimal value regarding the commercial importance of," inter alia, animal quantity and crate information. Id. at 38, 2016 WL 4401979, at *7 n.11. The Court reasoned that PPI had apparently not itself requested that these categories of information be kept confidential. Id. This conclusion was based on the fact that Defendant's FOIA officer had stated in her declaration that Defendant "applied the level of protection requested by the importer" if "the concerns expressed by an importer were facially reasonable and consistent with the provisions of the FOIA," and that these categories of information had not been redacted from the records of PPI that were released to Plaintiff. Id. (quoting Supp. Norris Decl., ECF No. [28-5], ¶ 9). Nonetheless, relying primarily on WWP's declaration, the Court still held that Defendant had carried its burden of showing that the release of these two types of information would cause competitive harm to NHP importers. Id. at 42, 2016 WL 4401979, at *10.
Plaintiff now moves for relief from this ruling under Rule 60(b)(1) because it argues that WWP's Summary Judgment Declaration suffers from the same flaws as PPI's. Pl.'s Opp'n and Cross-Mot. at 13. Rule 60(b)(1) allows a court to relieve a party from a judgment on the grounds of "mistake, inadvertence, surprise, or excusable neglect." Fed. R. Civ. P. 60(b)(1). Plaintiff argues that, like the PPI Summary Judgment Declaration, the WWP Summary Judgment Declaration is of little
The Court has now reconsidered the evidentiary support for the application of Exemption 4 to animal quantity and crate information. As an initial matter, as discussed above, because much of the parties' arguments regarding Plaintiff's Rule 60(b)(1) motion consisted of speculation as to whether the particular importers chosen as declarants at the summary judgment stage in fact requested that Defendant redact these categories of information from their records, the Court ordered Defendant to file the letters importers had sent to Defendant objecting to the disclosure of their records for the Court's in camera review. Having now reviewed the letters, and the proposed redactions WWP and PPI submitted to Defendant along with their letters, the Court concludes that neither WWP nor PPI requested animal quantity or crate information be withheld. The Court agrees with Plaintiff that this reduces the probative value of both Summary Judgment Declarations. Despite PPI and WWP's statements regarding the importance of such information, both demonstrated that they are not, in fact, sufficiently concerned about the release of this information on their own records for the Court to hold that such information is confidential. As a result, the Court will grant Plaintiff's motion in part, in that it now finds that quantity and crate information on PPI and WWP's records is not confidential information protected under Exemption 4.
The Court denies Plaintiff's motion, however, to the extent that it argues that the failure of these two importers to request such information be redacted from their records means that there is not sufficient evidence in the record to show that this information is confidential for other NHP importers. In response to Plaintiff's Rule 60(b) motion, the Court has reconsidered the evidence on this matter, and concludes that it is sufficient to satisfy Defendant's burden. As an initial matter, the Summary Judgment Declarations of PPI and WWP provide support for the proposition that the NHP industry is competitive and that in that industry business information of the kind at issue here is generally deemed confidential. Accordingly, to the extent the Court earlier gave the impression that it found PPI's declarations to be of no evidentiary value at all due its own failure to request redactions, the Court clarifies that finding. Even if WWP and PPI did not themselves originally ask for animal quantity and crate information to be withheld, the Court finds that their declarations are still probative in that they
Moreover, this general proposition is confirmed in the record by the fact that other importers did request this information be withheld — a point which is demonstrated by Ms. Norris' declaration in conjunction with the redacted documents Defendant provided to Plaintiff. Finally, the record now contains the Rule 60(b) Declarations from additional importers — CSP, SNBL and Valley Biosystems, Inc. — that also state that the release of quantity and crate information would cause competitive harm for the reasons laid out in the Court's original Opinion. See SNBL Decl. at ¶ 18 ("the quantity of animals imported and the description of crates used in shipments are considered by SNBL to be confidential commercial information. For SNBL, the disclosure of such information would provide its business rivals meaningful insight into SNBL's business operations and workflow and would thus place SNBL at a competitive disadvantage."); Leonarduzzi Decl. at ¶¶ 8, 13 ("the disclosure of the quantity of nonhuman primates imported [and] the description of the crates used in shipments... would cause irreparable harm to [CSP's] business" for "the reasons set forth in the Court's Opinion"); Decl. of Valley Biosystems, Inc., ECF No. 56-1, at ¶ 7 (disclosure of, inter alia, "the quantity of NHPs imported [and] the description of crates used in shipments" would allow "potential competitors to ... reverse-engineer VBS's business model and thereby discover our unique, otherwise unidentifiable advantages"). Despite the issues Plaintiff has correctly raised with respect to WWP and PPI's declarations, there is enough evidence in the record for Defendant to carry its burden as to the application of Exemption 4 with regard to importers other than WWP and PPI.
Lastly, the Court rejects Plaintiff's argument that certain Fish and Wildlife Service ("FWS") records submitted in support of Plaintiff's Cross-Motion show that animal quantity information was already in the "public domain" and accordingly cannot be protected by Exemption 4. Pl.'s Reply at 10. The issue of whether the requested information did not qualify for exemption because it was publicly available was fully argued at the summary judgment stage. See, e.g., Pl.'s Mem. in Opp'n to Def.'s Mot. for Summary Judgment and in Support of Pl.'s Cross-Mot. for Summary
Plaintiff has now filed with the Court voluminous documents that, it claims, contain such shipment-by-shipment quantity information. Instead of moving for consideration of this evidence under Rules 59 or 60(b)(2), Plaintiff simply references it as part of its Rule 60(b)(1) motion and asserts that "[p]arties regularly move under Rule 60(b)(1) to introduce evidence that they failed to provide in a timely fashion due to inadvertence, neglect, or mistake." Pl.'s Reply at 8.
But Plaintiff makes no attempt, under the standards governing any subsection of Rule 60(b), to justify having only produced this information now. Because Plaintiff moves under Rule 60(b)(1), the Court notes in particular that Plaintiff does not explain how its failure to introduce this evidence earlier was "excusable neglect." It is apparent from the record that Plaintiff could not make this showing. "[T]he determination of excusable neglect is an equitable matter," and among the relevant factors a court can consider are "the length of delay" and "the reason for the delay, including whether it was in control of the movant." FG Hemisphere Assocs., LLC v. Democratic Republic of Congo, 447 F.3d 835, 838 (D.C. Cir. 2006). Plaintiff has informed the Court that Plaintiff's organization obtained substantially the same records and information from FWS that it seeks to use now pursuant to a FOIA request in February, 2015. Suppl. Decl. of John Seber, ECF No. 59, at ¶ 4. In other words, Plaintiff's organization was aware of this information almost a year before Plaintiff filed its cross-motion for summary judgment in this case, and over a year before it filed its reply brief. Nonetheless, throughout the briefing of the summary judgment motions in this case, and pending the Court's resolution of those motions, Plaintiff never produced, or even mentioned, this information. Only in opposing Defendant's Rule 60(b) motion on October 14, 2016, did Plaintiff for the first time mention it. Plaintiff provides no reason for its delay.
In sum, the Court GRANTS-IN-PART and DENIES-IN-PART Plaintiff's motion
Finally, Plaintiff argues that the Court should reconsider its order in its entirety under Federal Rule 60(b)(3). Rule 60(b)(3) allows the Court to grant relief due to "fraud (whether previously called intrinsic or extrinsic), misrepresentation, or misconduct by an opposing party." Fed. R. Civ. P. 60(b)(3). The party seeking relief under Rule 60(b)(3) must prove such fraud or misrepresentation with "clear and convincing evidence." Shepherd v. Am. Broad. Companies, Inc., 62 F.3d 1469, 1477 (D.C. Cir. 1995). "Additionally, a Rule 60(b)(3) motion will not be granted unless the plaintiff can `show actual prejudice' which means `he must demonstrate that defendant's conduct prevented him from presenting his case fully and fairly.'" Walsh v. Hagee, 10 F.Supp.3d 15, 19-20 (D.D.C. 2013) (quoting Ramirez v. Dep't of Justice, 680 F.Supp.2d 208, 209 (D.D.C. 2010)). Plaintiff's motion does not met these standards.
Plaintiff alleges that the NHP importers committed "fraud" in this case by stating in Summary Judgment and Rule 60(b) Declarations that the NHP industry is competitive and that the information requested is generally kept confidential. Pl.'s Opp'n and Cross-Mot. at 16. Plaintiff claims that these statements are "fundamentally misleading" because "[i]n the course of researching the primate import industry, PETA has learned that the importers who offered declarations" cooperate with each other and transfer primates between themselves. Id. Plaintiff argues that this cooperation shows, contrary to the declarations of the importers, that the industry is not competitive, and that the information sought is not confidential.
First, as a factual matter, the Court is not persuaded that the various examples of alleged "cooperation" Plaintiff has pointed to in fact show that NHP importers freely share information, work as some sort of "cooperative network," Pl.'s Mot. at 17, or are otherwise not competitive with each other. Competitors in the NHP importing industry, like competitors in any industry, may interact with each other in a number of different postures throughout the business ecosystem within which they work. Competitors may buy and sell from each other, or work together on a particular joint venture, but that does not undermine the Court's finding that as a general matter they are competitive with, and keep key business-model information confidential from, each other.
This conclusion is supported by several Rule 60(b) Declarations Defendant has filed from the importers at issue that explain why the particular instances of alleged "cooperation" raised by Plaintiff in its Cross-Motion are not indicative of a general lack of competition or of the free sharing of information between the competitors. See, e.g., Declaration of Worldwide Primates, Inc., ECF No. 56-1, Ex. E, ¶ 4 ("[s]ome NHP import companies are also involved in contract research, and at times may have a need to purchase or
Second, even if these instances of cooperation did tend to indicate a lack of competition and confidentiality for the purposes of Exemption 4, the importer declarations are still not the type of "fraud," "misrepresentation" or "misconduct" envisioned by Rule 60(b)(3). Beyond speculative assertions as to the importers' bad faith, Plaintiff offers no proof that declarants lied by arguing that their industry was sufficiently competitive to warrant protection under Exemption 4. See Ivey v. Nat'l Treasury Employees Union, No. CIV. A. 05-1147 EGS, 2008 WL 4091676, at *1 (D.D.C. Sept. 4, 2008) ("Neither plaintiff's beliefs as to the veracity of defendants' documents or witnesses, nor his musings as to their motives, rise to the level of clear and convincing evidence" of fraud). At most, Plaintiff has demonstrated that importers stated their position on a central substantive issue in this case, which Plaintiff simply disputes.
Finally, Plaintiff's motion fails because Plaintiff has not demonstrated that the alleged "fraud" or "misrepresentations" prejudiced Plaintiff. In order to prevail under Rule 60(b)(3), a party "must demonstrate that defendant's conduct prevented him from presenting his case fully and fairly." Ramirez, 680 F.Supp.2d at
Plaintiff argues that it was prejudiced because "[t]he importer declarations were the only evidence provided by HHS to meet [its] burden" to prove that the requested records were properly withheld under Exemption 4. Pl.'s Opp'n and Cross-Mot. at 19-20. But, even if true, Plaintiff does not show that the declarations prevented it from presenting its own case, which is the relevant question. Clearly Plaintiff was not prejudiced by the Rule 60(b) Declarations of representatives from CSP, SNBL or DZM, because these were prepared and filed after the Court's order on the parties' cross-motions for summary judgment, a point Plaintiff concedes. Pl.'s Opp'n and Cross-Mot. at 19.
In sum, the Court DENIES Plaintiff's motion under Rule 60(b)(3) because Plaintiff has not demonstrated the type of fraud, misrepresentation, or misconduct that would warrant relief under that rule,
For the reasons discussed herein, the Court GRANTS Defendant's Rule 60(b) motion and GRANTS-IN-PART and DENIES-IN-PART Plaintiff's Rule 60(b) motion. An appropriate order accompanies this Memorandum Opinion.