POLLAK, J.
Government Code section 65457
The transit center is "a high-density mixed-use, transit and pedestrian-oriented development" adjacent to Bay Area Rapid Transit's East Dublin/Pleasanton station. As stated in the 2002 plan for the transit center, the objective of the larger project is, among other things, to "1) Construct[] a state-of-the-art, urban-scale, mixed-use employment, residential and retail center based on close accessibility of inter-modal transportation opportunities: rapid transit, bus transit, vehicle access and nonmotorized transportation modes. [¶] 2) Promot[e] a pedestrian-friendly environment within the transit center project where employees, residents and visitors are encouraged to walk or use other non-vehicular modes of transportation. [¶] 3) Increase[] employment opportunities in the community through the development of office, retail and similar employment-generating land uses, including a maximum of 2 million square feet of office space and 70,000 square feet of ancillary retail space. [¶] 4) Provid[e] up to 1,500 higher density dwelling units for households desiring to live in a more urban setting, near work and public transit opportunities."
In 2002, the city approved the Eastern Dublin Specific Plan for the transit center (the specific plan) and, in compliance with the California Environmental Quality Act (CEQA) (Pub. Resources Code, § 21000 et seq.), certified an environmental impact report (EIR) for the specific plan. The specific plan includes a stage 1 development plan that establishes the permitted land uses and development standards for future development projects within the transit center.
The EIR for the specific plan was prepared as a program EIR, pursuant to California Code of Regulations, title 14, section 15168, part of the CEQA
The EIR anticipates that implementation of the transit center specific plan will require a number of "follow-on actions," including approval of stage 2 development plans and site development review for future projects. The EIR states: "Prior to receiving final approvals for individual development projects within the Dublin Transit Center site allowed by this General Plan/Specific Plan Amendment described in this EIR, applicants must submit Stage 2 Planned Development Rezoning requests to the City of Dublin. Stage 2 Rezoning includes specific information regarding development proposals and land uses. Site Development Review (SDR) applications must also be approved by the City of Dublin, to include precise information regarding building architectural design, use of exterior materials, a specific site layout, landscaping plans, conceptual signs plans and other design details. Other applications may include parcel maps to create individual building lots, consideration of grading and building permits, utility hook-ups by the Dublin San Ramon Services District (DSRSD), granting of encroachment permits by the City of Dublin, and filing of Notices of Intent with the State Water Resources Control Board." The EIR "anticipate[s] that additional environmental review would occur at each of these stages of the project."
Under the stage 1 development plan adopted in 2002, the parcel at issue in this action was designated as site C and was to include a maximum of 405 high-density residential dwelling units and up to 25,000 square feet of retail space. In 2007, AvalonBay submitted its first proposal for development of site C. The project as initially proposed consisted of 405 apartment units, 22,895 square feet of ground-floor retail space, a leasing center, fitness center, and two multi-story parking garages. For economic reasons, AvalonBay did not immediately move forward with this proposal. In 2010, AvalonBay submitted a revised proposal that included 486 apartment units, 4,192 square feet of commercial development, the leasing center, fitness center, and two
On March 7, 2011, AvalonBay submitted its revised proposal for the development of site C. The latest plan differs from the prior proposals in that it increases the number of residential units and eliminates the previously proposed retail space. The project now includes 505 apartment units, a leasing center, a fitness center, two parking structures, and on-street parking spaces. The planning commission report prepared on the project explains that while ancillary commercial development is not being proposed at this time, "to maintain the look of commercial development, commercial architecture is being applied to the residential units fronting the central plaza at the south end of the project, at the fitness center located at the northeast corner of the project and for two units facing Iron Horse Parkway just south of the fitness center." At a subsequent planning commission meeting, AvalonBay confirmed that the ground-floor units were being developed as residential but "would be able to be returned to retail space in the future." AvalonBay explained that the basic project description removes retail usage from the project because the transit center already has 12,000 square feet of retail space that has not been leased after four years, but that "the units can be converted back to commercial and the two-story look of the area will remain in the event there is an opportunity to return those spaces to a retail component."
As anticipated by the specific plan, AvalonBay sought approval from the city of a stage 2 development plan and a site development review permit. AvalonBay also sought an amendment to the stage 1 development plan to reallocate 100 residential units from site A to site C.
With respect to the proposed stage 2 development plan, the planning commission report explains, "Most of the standards and requirements of a Stage 2 Development Plan required by Chapter 8.32.030 B. of the Zoning Ordinance were adopted in 2002 with the Stage 1 Planned Development Zoning for all of Dublin Transit Center. The Stage 1 Planned Development zoning established the permitted, conditionally permitted, and accessory land uses; site areas and proposed densities; maximum number of residential units
With respect to the site design review, the planning commission report analyzes the site plan, architectural design, building elevations, floor/unit plans, landscape plan, access and circulation, parking, streetscape improvements and ancillary retail/commercial space. As to the retail space, the report states: "The stage 1 development plan for the Dublin transit center notes that `ancillary ground floor retail and service uses are strongly encouraged' and `Up to 70,000 square feet of ground floor retail and service uses could be incorporated into the residential ... fronting on Iron Horse Parkway as long as the overall densities are not exceeded.' The stage 1 [development plan] allows a maximum of 25,000 square feet of commercial space in the project site. The site C project that was previously reviewed by the planning commission included 4,192 square feet of commercial space. However, the inability to lease the existing retail/commercial space (12,750 sq ft) in Avalon's existing project has prompted the applicant to eliminate the ancillary commercial space from the proposed project on site C. The applicant has not altered the architectural character significantly of the buildings facing the central plaza or Iron Horse Parkway where the retail space was originally located. At the intersection of Campbell Green and Iron Horse the project incorporates a 4,223 square foot fitness center which gives the visual impression of commercial space. Additionally, the conversion of the retail space to residential uses facing Iron Horse Parkway and the central plaza will maintain the commercial architectural look (Attachment 6)."
On May 17, 2011, the city council affirmed the planning commission's approval of the site development review permit and map and, on June 7, 2011, approved the stage 1 development plan amendment, the stage 2 development plan and the development agreement. The city council found that each of these is "exempt from CEQA under Government Code section 65457 ... as a residential project that is consistent with a specific plan for which an EIR has been certified."
On June 22, 2011, appellants filed a petition for a writ of mandate challenging the exemption from environmental review. After a hearing, the trial court found that substantial evidence supports the city's finding that the elements of the section 65457 exemption are satisfied and, on April 30, 2012, issued a final statement of decision and entered judgment in favor of the city, denying all relief. Appellants filed a timely notice of appeal.
In considering a petition for a writ of mandate in a CEQA case, "[o]ur task on appeal is `the same as the trial court's.' [Citation.] Thus, we conduct our review independent of the trial court's findings." (Quail Botanical Gardens Foundation, Inc. v. City of Encinitas (1994) 29 Cal.App.4th 1597, 1602, fn. 3 [35 Cal.Rptr.2d 470].) The question on appeal "is whether the agency abused its discretion. `Abuse of discretion is established if the agency has not proceeded in a manner required by law or if the determination or decision is not supported by substantial evidence.'" (Davidon Homes v. City of San Jose, supra, 54 Cal.App.4th at p. 113.)
In reviewing the city's decision, we apply a de novo standard of review to questions of statutory interpretation. (San Lorenzo Valley Community Advocates for Responsible Education v. San Lorenzo Valley Unified School Dist. (2006) 139 Cal.App.4th 1356, 1382 [44 Cal.Rptr.3d 128] ["The scope of an exemption may be analyzed as a question of statutory interpretation and thus subject to independent review."].) "In determining whether an agency's findings concerning the use of a statutory exemption from CEQA may be upheld, we review the administrative record to see that substantial evidence supports each element of the exemption. [Citations.] `There must be "substantial evidence that the [activity is] within the exempt category of projects." [Citation.] That evidence may be found in the information submitted in connection with the project, including at any hearings that the agency chooses to hold. [Citation.]' [Citation.] ... [O]ur application of substantial evidence review in the context of a challenge to an agency's use of a statutory exemption means we determine whether the administrative record contains relevant information that a reasonable mind might accept as sufficient to support the conclusion reached. All conflicts in the evidence are resolved in support of the agency's action and we indulge all reasonable inferences to support the agency's findings, if possible." (Great Oaks Water Co. v. Santa Clara Valley Water Dist. (2009) 170 Cal.App.4th 956, 973 [88 Cal.Rptr.3d 506].)
Appellants acknowledge that generally the substantial evidence rule applies to a local agency's determination that a project is statutorily exempt from CEQA review. They argue, however, that there is an exception to this general rule when application of the exemption depends on whether the project will have significant environmental impacts. In such cases, appellants contend, the fair argument standard should apply.
The qualification contained in the final sentence of section 65457 delays application of the exemption "unless and until" further environmental review of the specific plan has taken place if required by Public Resources Code section 21166. If Public Resources Code section 21166 should apply, the exemption does not require preparation of an EIR for the proposed residential project; it prohibits application of the exemption "unless and until a supplemental environmental impact report for the specific plan is prepared and certified." (§ 65457, italics added.) Thus, insofar as the exemption under Government Code section 65457 turns on whether Public Resources Code section 21166 requires updating of the program EIR, we apply the same substantial evidence standard of review that governs review of a determination that a supplemental EIR is not required under section 21166. (See Abatti v. Imperial Irrigation Dist. (2012) 205 Cal.App.4th 650, 675 [140 Cal.Rptr.3d 647] ["In reviewing an agency's decision not to require additional environmental review `pursuant to section 21166, courts "are not reviewing the record to determine whether it demonstrates a possibility of environmental impact, but are viewing it in a light most favorable to the [agency's] decision
Although there is no statutory definition of the term "residential development" for purposes of this exemption, the trial court concluded, and the parties agree for purposes of this appeal, that a residential development project under section 65457 is a project that contains "100% residential units or the usual incidents of residential units, such as yards, parks or other uses authorized as permitted uses within a residential zoning district." Appellants acknowledge that the development as presently proposed includes only residential units, as so defined, but contend that the project is nonetheless a mixed-use development because the specific plan, stage 1 development plan, stage 2 development plan and the development agreement authorize up to 25,000 square feet of commercial usage in site C. Hence, appellants argue, because AvalonBay "retains the option to convert residential units to 25,000 SF of retail space, [the project] is not limited to a residential development project and falls outside of Section 65457's exemption." The trial court rejected this argument because "[t]he city code and approval process for this project makes it clear that any future commercial use on the project site will require further discretionary review in the form of an amendment to the site development review approved for the project." We agree.
Appellants contend that in two respects the project is inconsistent with the transit center specific plan for which the EIR was certified in 2002. First, they contend that because the specific plan is for mixed use, the project must also be a mixed-use plan. They argue, "[T]he transit center specific plan, the EIR for which the city relies upon, is a mixed-use project and not a residential development. Area C, the site of AvalonBay, is permitted to include up to 25,000 SF of retail space. Overall, the transit center anticipates a maximum of 70,000 SF of ground-floor retail space, including specifically along Iron Horse Parkway on the eastern side of area C. The inclusion of ground-floor retail is integral to the transit center's goal of creating a human-scale street width and interesting pedestrian environment. Because AvalonBay must be consistent with that specific plan, it is a mixed-use project, not a residential project. [Citation.] If the city in fact deleted the retail uses from area C and AvalonBay — 35 percent of the transit center's retail uses — then the project would not be consistent with the mixed-use project specified in the specific plan. The city cannot have it both ways — either AvalonBay is consistent with the specific plan and, hence, a mixed-use project, or it is inconsistent with the specific plan because it has deleted the retail uses from area C (in which case section 65457(a) would also not be available)." We disagree.
While the transit center is designed to combine residential and commercial use in a sustainable, transit-friendly environment, commercial development in site C is not required by the specific plan. The transit center retains its mixed-use character whether or not each of the several sites within the center includes mixed usage. Moreover, as noted by the city, the specific plan states only that retail uses are "encouraged" — not required. The planned development zoning, which applies to the project site, similarly states only that ancillary retail uses are "encouraged." Thus, the absence of retail space does not render the project inconsistent with the specific plan.
Likewise, the terms of the EIR do not prescribe the necessary scope of environmental review for subsequent projects within the transit center. As noted above, the EIR acknowledges that "[i]mplementation of the transit center will require a number of follow-on actions" and that "it is anticipated that additional environmental review would occur at each of these stages of
In this case, the city determined that there are no circumstances warranting additional environmental review of the transit center project. Appellants challenge this determination in two respects. First, appellants argue that the increase in residential units in site C constitutes a significant change to the specific plan that requires further environmental review. The city contends the reallocation of 100 units from site A to site C cannot be considered a significant change to the specific plan. We cannot disagree. As the city points out, reallocation of residential units within the transit center is expressly authorized by the plan. As reflected in the table on proposed land uses for the Dublin Transit Center contained in the specific plan, sites A, B, and C are all zoned high-density residential. The specific plan allocates 405 residential units to site C, 565 units to site B, and 530 units to site A for a maximum of 1,500 residential units. However, note 4 to the table states, "Maximum square footage and maximum units per site can be exceeded, as long as the total square footage or units is not." The EIR analyzes environmental impacts based on the maximum residential units in the transit center. Shifting 100 units to a different location within the transit center is not a significant change. Site C to which the units were reassigned is adjacent to site A, in which the number of residential units was reduced. Importantly, the total number of residential units was not increased. The city thus was entitled to determine that this change does not require preparation of a supplemental environmental impact report for the specific plan.
Appellant also argues that supplemental environmental review is necessary under Public Resources Code section 21166, subdivision (c) because significant and new information regarding greenhouse gas (GHG) emissions has come to light since the EIR was certified in 2002. Although the EIR does not analyze environmental impacts from GHGs, appellants do not question the sufficiency of the analysis of air quality impacts in the EIR and they concede that the city "applied the then-available BAAQMD [Bay Area Air Quality Management District] thresholds for ROGs [reactive organic gases] and NOx [nitrous oxide] in the 2002 EIR for the overall transit center and determin[ed] that it would have significant and unavoidable impacts from its releases of those pollutants."
The premise for this argument is highly questionable. In March 2012, the Alameda County Superior Court found that BAAQMD failed to comply with CEQA in adopting the new thresholds and set them aside pending further environmental review. (CBIA v. BAAQMD (Super. Ct. Alameda County, 2012, No. RG10-548693).) Pending appeal, BAAQMD "is no longer recommending that the Thresholds be used as a generally applicable measure of a project's significant air quality impacts." (<http://www.baaqmd.gov/Divisions/Planning-and-Research/CEQA-GUIDELINES/ Updated-CEQA-Guidelines.aspx.> [as of Mar. 7, 2013].) Moreover, the suspended guidelines, even if effective, expressly have no retroactive application: "It is the Air District's policy that the adopted thresholds apply to projects for which a notice of preparation is published, or environmental analysis begins, on or after the applicable effective date. The adopted CEQA thresholds ... are effective June 2, 2010."
The trial court rejected appellants' argument on the ground that substantial evidence supports the city's finding that, without regard to the effectiveness of the new thresholds, they do not constitute "new information" requiring additional environmental review under Public Resources Code section 21166, subdivision (c). As the trial court found, "[t]he potential environmental impacts of [GHGs] were known or could have been known at the time the 2002 plan EIR was certified." The court relied on a planning commission staff report that states, "In 2002, information about the potential impacts of GHGs was widely known. The United Nations Framework Convention on Climate Change was established in 1992. The regulation of greenhouse gas emissions to reduce climate change impacts was extensively debated and analyzed throughout the early 1990s. The studies and analyses of this issue resulted in the adoption of the Kyoto Protocol in 1997. In the early and mid 2000s, GHGs and climate change were extensively discussed and analyzed in California. In 2000, SB 1771 established the California Climate Action Registry for the recordation of greenhouse gas emissions to provide information about potential environmental impacts. Therefore, the impact of greenhouse gases on climate change was known at the time of the certification of the EIR in November 2002." The court also relied on Citizens for Responsible Equitable Environmental Development v. City of San Diego (2011) 196 Cal.App.4th 515, 532 [129 Cal.Rptr.3d 512], in which the court upheld a local agency's determination that "new information" about GHG emissions
It is true that the relevant impacts had been analyzed in the initial environmental impact report in Fort Mojave Indian Tribe and here the impact of GHG emissions was not analyzed in the program EIR. Nonetheless, the impacts of the project on air quality were considered in the EIR and substantial evidence supports the city's finding that the potential effects of GHGs were known and could have been addressed in conjunction with the certification of the EIR in 2002. Therefore, the city properly concluded that the issuance of new threshold guidelines was not new information that requires the preparation of a supplemental environmental report under Public Resources Code section 21166.
The judgment is affirmed. Respondents and real party in interest shall recover their costs on appeal.
McGuiness, P. J., and Jenkins, J., concurred.