KENDALL J. NEWMAN, Magistrate Judge.
Plaintiff is a state prisoner, who proceeds in forma pauperis and with appointed counsel, in this civil rights action filed pursuant to 42 U.S.C. § 1983. This action proceeds on plaintiff's claims that the two remaining defendants, Dr. Shankari Reddy, M.D., and Dr. Phillip Beck, M.D., were each deliberately indifferent to plaintiff's serious medical needs; plaintiff also asserts state law claims that each defendant was medically negligent, and violated California Civil Code section 52.1.
Pending before the court are separate motions for summary judgment filed by defendants Beck and Reddy. These matters were heard on the court's April 24, 2014 law and motion calendar. Plaintiff was represented by his court-appointed attorney, Mr. Jacob Lubarsky; defendant Beck was represented by Ms. Stephanie Roundy; defendant Reddy was represented by Deputy Attorney General Mr. Oliver Lewis.
For the reasons that follow, the undersigned recommends that defendant Reddy's motion for summary judgment be granted in its entirety, and that defendant Beck's motion for summary judgment be granted in part (on plaintiff's Section 52.1 claim), and denied in part (on plaintiff's deliberate indifference and medical negligence claims).
This action proceeds on plaintiff's Second Amended Complaint (SAC), against defendants Dr. Shankari Reddy, M.D., and Dr. Phillip Beck, M.D. (ECF No. 88.) The SAC is premised on plaintiff's allegations that defendant Dr. Beck, a consulting urologist, and defendant Dr. Reddy, plaintiff's primary care physician at Folsom State Prison, were deliberately indifferent to plaintiff's serious medical needs by recommending the surgical removal (nephrectomy) of plaintiff's left kidney, and Dr. Beck performing the nephrectomy, based on an incorrect diagnosis of kidney cancer. Plaintiff asserts that defendants ignored medical evidence contraindicating surgery, failed to conduct additional diagnostic tests or procedures, and improperly discredited plaintiff's statements that he had no relevant symptoms or family history.
Previously, on March 27, 2013, the court granted, without leave to amend, the motions to dismiss plaintiff's First Amended Complaint filed by defendants McHenry Medical Group, Doctors Medical Center of Modesto, Doctors Hospital of Manteca, and Dr. Alexander Liu. (ECF No. 87.) The court granted, with leave to amend, the motions to dismiss filed by defendants Beck, Reddy, Monteiro, Sahota, Gabriel, Fransham and Walker. (
On April 25, 2013, plaintiff filed the operative SAC, which omitted claims against defendants Dr. Sahota, Dr. Gabriel, and correctional officers Fransham and Walker (ECF No. 88), who were therefore dismissed from this action (ECF No. 95). Of the remaining three defendants (Beck, Reddy and Monteiro), only Dr. Beck filed a motion to dismiss the SAC. (ECF No. 90.) On June 27, 2013, the court dismissed plaintiff's state law claims pursuant to California Civil Code section 51.7 (Ralph Act), and California Code of Civil Procedure section 425.13 (punitive damages), as to all defendants. The court denied Beck's motion to dismiss on all other grounds, thus ruling that this action would proceed against defendants Beck, Reddy and Monteiro, on the following claims: (1) Eighth Amendment deliberate indifference to serious medical needs; (2) state law medical negligence; and (3) California Civil Code section 52.1. (ECF No. 95.)
Defendant Collette Monteiro, R.N.,was dismissed from this action on March 20, 2014, at plaintiff's request. (
Defendant Beck filed his instant motion for summary judgment on February 7, 2014. (ECF No. 106.) Defendant Reddy filed her instant motion for summary judgment on March 14, 2014. (ECF No. 119.) The court consolidated these matters for hearing on April 24, 2014. (ECF Nos. 121, 125.)
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a).
Consequently, if the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually exists.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
In resolving a summary judgment motion, the court examines the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed.
The court has reviewed defendants' respective Statements of Undisputed Facts (ECF Nos. 106-1 and 119-1); plaintiff's Statements of Disputed Facts (ECF Nos. 130, 137); plaintiff's Admissions and Denials in Response to defendants' undisputed facts (ECF Nos. 131, 138); and defendant Reddy's reply thereto (ECF Nos. 142-1). When relied upon by the parties, the court has also reviewed plaintiff's medical record; the deposition transcripts of plaintiff, both defendants, and Dr. Sahota; and the declarations of defendant Reddy and the parties' respective medical experts, Dr. Dall'Era, Dr. West, and Dr. Anderson, and the parties' related evidentiary objections. The following facts are undisputed by the parties or, following the court's review, are deemed undisputed for purposes of the pending motion.
1. At all times relevant to this action, plaintiff was a prisoner incarcerated at Folsom State Prison (FSP), under the authority of the California Department of Corrections and Rehabilitation (CDCR).
2. At all times relevant to this action, defendant Shankari Reddy, M.D., who is board certified in Family Practice, was a physician and surgeon employed by CDCR at FSP.
3. At all times relevant to this action, defendant Phillip Beck, M.D., who is board certified in Urology, was a urologist in private practice who provided consultative medical services to CDCR inmates through the McHenry Medical Group, Doctors Medical Center of Modesto, and/or Doctors Hospital of Manteca.
4. Plaintiff, who was born on August 9, 1951, arrived at FSP in March 2007 (at age 55), with a diagnosis of Refractory Hypertension; plaintiff was taking anti-hypertensive medications with poor control.
5. In July 2008, plaintiff underwent a 24-hour urine test, ordered by defendant Dr. Reddy, that indicated an elevated Total Metanephrine reading of 891, which may be consistent with Pheochromocytoma, a tumor of the adrenal glands. (ECF No. 119-1 at 6 (Reddy Exh. A).) On July 31, 2009, Dr. Reddy submitted a Physician Request for Health Care Services (Form 7234), for "CT of abdomen + pelvic with contrast to R/O [rule out] adrenal tumor." (ECF No. 111 at 10 (Beck Exhs.).) On October 15, 2009, Dr. Reddy's treatment notes include the notation "CT abd pnd." (
6. On November 26, 2008, plaintiff had a CT scan of his abdomen and pelvis, conducted by Mercy Imaging Center, which showed "normal adrenal glands," but a "4 cm low attenuation in the upper pole of the left kidney, which could be related to poor vascular enhancement during the early corticomedullary phase." (ECF No. 119-1 at 8-9 (Reddy Exh. B).). The radiologist opined that "[a] true neoplasm could not be excluded. A triphasic CT is recommended with precontrast and postcontrast scanning. The postcontrast scan should be performed at delays of 20 and 100 seconds . . ." (
7. Dr. Reddy testified at her deposition that her signature at the top of the Mercy Imaging Center report of plaintiff's November 26, 2008 CT scan, and notations at the bottom of the report, indicate that she discussed the results of this scan with plaintiff. (Reddy Depo. (ECF No. 140 at 159-61).) However, Dr. Reddy stated that she did not know "what a [triphasic] CT with pre- and post-contrast scanning is." (
8. On December 22, 2008, Dr. Reddy's treatment notes indicate "CT Abd — rec: Triphasic CT abd — 7234 [Physician Request for Health Care Services Form 7234] done to R/O L kidney mass." (ECF No. 111 at 6 (Beck Exhs.).) In her treatment notes dated February 13, 2009, Dr. Reddy noted "abn. CT abd — awaiting Triphasic CT abd — D/w C/LVN to expedite — R/O L kidney mass." (
9. On February 27, 2009, plaintiff had a Triphasic CT scan, conducted at Doctors Hospital of Manteca. The scan showed a "3 cm well circumscribed hypodense mass occupying the upper pole of the left kidney," described as "probably a solid lesion of indeterminate nature." (ECF No. 119-1 at 11 (Reddy Exh. C); ECF No. 140 at 5 (Pltf. Exh. A); ECF No. 127 at 4 (Pltf. Exh. A).) Administration of intravenous contrast material "caused a slight contrast enhancement from 7 Hounsfield units to 9 Hounsfield units." (
10. Dr. Reddy testified that her notations at the bottom of the report of plaintiff's February 27, 2009 Triphasic CT Scan indicate: (1) that Dr. Reddy reviewed the report (ECF No. 140 at 191); (2) that, on March 5, 2009, Dr. Reddy wrote "Ducat MO [Medical Officer] line," indicating that she was instructing the medical technician to provide plaintiff with a ducat so that she could discuss with him the results of the report; and (3) that, on March 13, 2009, Dr. Reddy noted that "Patient refused MO line appointment." (Reddy Depo. (ECF No. 140 at 162-64).) Dr. Reddy did not recall whether she later discussed the results of the February 2009 Triphasic CT Scan with plaintiff. (
11. On March 27, 2009, plaintiff was seen by urologist Dr. James Hendricks, at Queen of the Valley Medical Center, who found plaintiff's prior CT scan unhelpful because the post-contrast images were "too delayed." Dr. Hendricks recommended that plaintiff have "a full renal mass protocol CT scan." (ECF No. 119-1 at 14-5 (Reddy Exh. D).).
12. On April 3, 2009, plaintiff had a Renal Mass Protocol CT Scan, ordered by defendant Dr. Reddy, and conducted at Napa Valley Imaging Center, which "confirmed" a "mildly hyperdense mass within the upper pole of the left kidney," measuring 2.5 × 3.1 × 2.8 cm. (ECF No. 119-1 at 17-81 (Reddy Exh. E); ECF No. 109 at 9-10 (Beck Exhs.); ECF No. 140 at 7-8 (Pltf. Exh. B); ECF No. 127 at 6-7 (Pltf. Exh. B).) Viewing the kidney before and after the IV administration of contrast material, the radiologist made the following findings (ECF No. 140 at 7):
The radiologist concluded in pertinent part (
13. Dr. Reddy testified that the notations at the bottom of the April 3, 2009 CT scan report indicate that a nurse practitioner, Larissa Lysek, discussed these results with plaintiff on April 9, 2009. (Reddy Depo. (ECF No. 140 at 164-66).) Dr. Reddy did not recall discussing these results with plaintiff. (
14. On April 22, 2009, plaintiff had a renal ultrasound. The radiologist opined that "[t]he left kidney . . . shows no obvious focal abnormality of the cortex. No hyrdonephrosis or nephrolithiasis is identified of either kidney[].... No focal mass demonstrated of the kidneys, especially on the left as reported. Followup CT scan should be considered." (ECF No. 119-1 at 20 (Reddy Exh. F); ECF No. 109 at 8 (Beck Exhs.); ECF No. 140 at 10 (Pltf. Exh. C); ECF No. 127 at 9 (Pltf. Exh. C).)
15. Dr. Reddy testified that her notations indicate that she read the report of plaintiff's April 22, 2009 Renal Ultrasound, and discussed the results with plaintiff on May 6, 2009; Dr. Reddy testified that she recalled discussing these results with plaintiff but does not recall his response. (Reddy Depo. (ECF No. 140 at 167-71, 191-92).) In an Interdisciplinary Progress Note dated May 6, 2009, Dr. Reddy noted in pertinent part: "Abnormal CT of the kidneys earlier this year. Seen urology at Queen of the Valley who recommended kidney CT and ultrasound, renal. No abnormal cyst or mass noted on the ultrasound done on April 22, 2009. We will do a followup CT kidney in 6 months." (ECF No. 111 at 2 (Beck Exhs.).)
16. Dr. Reddy's treatment notes for June 11, 2009, state in pertinent part: "Abn CT kidney — rec: F/U CT kidney in 5 months." (ECF No. 110 at 15 (Beck Exhs.).)
17. Dr. Reddy's treatment notes for August 4, 2009, state in pertinent part: "Abn. CT scan kidney — F/U CT in 3 mos. 7234 done." (
18. On August 25, 2009, plaintiff had a Surveillance Renal CT Scan, with and without contrast, ordered by Dr. Reddy. The report of the radiologist states that a "hypodense mass" was identified within the "upper pole of plaintiff's right kidney" (emphasis added), measuring 2.9 x 2.5 cm. (ECF No. 119-1 at 22-3 (Reddy Exh. G); ECF No. 109 at 5-6 (Beck Exhs.); ECF No. 127 at 11-2 (Pltf. Exh. D); ECF No. 140 at 12-3 (Pltf. Exh. D).) The radiologist opined that this "left kidney mass" (emphasis added) did "not have the characteristics of a simple cyst," but was "suspicious for a primary renal neoplasm such as renal cell carcinoma." (
19. On September 4, 2009, plaintiff was seen by Dr. Reddy as a follow-up to his August 25, 2009 CT scan. Dr. Reddy testified that the August 25, 2006 CT scan "was the first CT scan of Mr. Elliot's kidneys that [she] observed." (Reddy Depo. (ECF No. 140 at 158-59);
20. On September 23, 2009, plaintiff was seen for the first time by Dr. Beck, who reviewed the images of plaintiff's August 25, 2009 CT scan during plaintiff's appointment; Dr. Beck testified that he did not recall reviewing any other diagnostic evaluations, or any other material prior to seeing plaintiff at this appointment, which he recalled was about an hour long. (Beck Depo. at 45-6, 51-3 (ECF No. 107 at 13-5). In his written report, Dr. Beck provided the following History of Present Illness (ECF No. 110 at 10):
Dr. Beck made the following Assessment and Plan (
21. In his written response on the CDCR Form 7234 requesting his services, Dr. Beck made the following findings (ECF No. 119-1 at 27 (Reddy Exh. I)):
22. In response to questioning by plaintiff's attorney, Dr. Beck testified at his deposition as follows concerning his initial appointment with plaintiff (Beck Depo. at 35-6, 46-8, 54 (ECF No. 107 at 14-6)):
23. Dr. Beck testified that he didn't recall whether he knew, at the time of plaintiff's September 23, 2009 appointment, that plaintiff had another CT scan prior to August 25, 2009. (Beck Depo. at 30 (ECF No. 107 at 10).)
24. Plaintiff testified at his deposition that his initial appointment with Dr. Beck was about 10-15 minutes long, and that Dr. Beck did not examine plaintiff but simply informed him that he had cancer, stating that plaintiff had "91 percent cancer . . . the 9 percent is a no-brainer;" and that the cancer "can go in your lungs, your heart, and then your brain, and you'll perish in prison . . . You got six months to live. . . . ." Plaintiff testified that he answered "no" to Dr. Beck's questions whether his urine odor was strong, whether he was urinating or defecating blood, whether he was fatigued, tired or sore; plaintiff stated that he told Dr. Beck that cancer didn't run in his family.
25. On September 23, 2009, upon plaintiff's return to FSP from his appointment with Dr. Beck, the admitting nurse, Edward Pineda, noted plaintiff's statements that, "Per consultant, he believes CT scan L kidney reveals a 3 cm renal cell CA and recommends a radical nephrectomy. I/M still not sure if he will consent or not but he said he will discuss it with his PCP [primary care provider]." (ECF No. 110 at 12 (Beck Exhs.).) Mr. Pineda advised plaintiff to "follow MD's advices/recommendations. Such are very important. I/M understood the instruction. States he will talk to his PCP." (
26. On September 24, 2009, Dr. Reddy recounted to plaintiff Dr. Beck's recommendation. Dr. Reddy's treatment notes provide (ECF No. 110 at 9 (Beck Exhs.)):
27. Plaintiff testified that the first time he spoke with Dr. Reddy after seeing Dr. Beck, she supported Dr. Beck's recommendation, emphasized that plaintiff probably had only six months to live, noted that two other prisoners at FSP had recently died and explained that plaintiff may be next. (Pltf. Depo. (ECF No. 140 at 86-91).) Plaintiff testified that, between April 2009 and October 2009, Dr. Reddy "was really traumatizing plaintiff," repeatedly trying to persuade plaintiff (at biweekly appointments) to have the surgery, even sending a nurse to plaintiff's cell to ask if was going to have the surgery. (
28. Plaintiff testified that he relied on the opinions of Dr. Reddy and Dr. Beck, because neither explained to him the results of any of his tests or procedures. (
29. Plaintiff testified that he first tried to keep healthy with diet and exercise, then spoke with family members, who encouraged him to have the surgery. Plaintiff decided to have the surgery after talking with his sister and girlfriend. (
30. On October 6, 2009, Dr. Reddy examined plaintiff and again discussed with him Dr. Beck's recommendation. (ECF No. 119-1 at 32; ECF No. 110 at 8.) Dr. Reddy's treatment notes indicate that plaintiff agreed to proceed with Dr. Beck's surgical recommendation. (
31. On October 6, 2009, Dr. Reddy completed a Form 7234, requesting that plaintiff have a left nephrectomy; she provided the following explanation of "Medical Necessity" (ECF No. 119-1 at 34; Reddy Depo. (ECF No. 140 at 186)):
Dr. Reddy testified that she submitted this request after plaintiff agreed to the surgery because she was "follow[ing] the consultant's recommendation." (Reddy Depo. (ECF No. 140 at 197).) The request was approved by the Utilization Management Nurse, former defendant C. Monteiro, R.N., on October 8, 2009. (ECF No. 119-1 at 34.)
32. Dr. Reddy's treatment notes for plaintiff on November 2, 2009 state in pertinent part: "L kidney mass on CT — seen urology 9/23/09 DHM — awaiting nephrectomy appt. 11/10/10." (ECF No. 110 at 7 (Beck Exhs.).)
33. On November 6, 2009, plaintiff had a pre-operative chest x-ray (ECF No. 113 at 9; ECF No. 109 at 4) and, on November 10, 2009, plaintiff was admitted to Doctors Medical Center for a "left hand assisted laparoscopic nephrectomy possible open left nephrectomy" (
34. Dr. Beck testified that, on November 10, 2009, he was surprised to see plaintiff in the operating room, as he had not seen him since his initial consultative appointment on September 23, 2009. Dr. Beck testified as follows (Beck Depo. at 58-9 (ECF No. 107-1 at 1)):
35. Plaintiff's recollection of this interaction was that medical staff prepared plaintiff for surgery, then rolling him into the operating room; when Dr. Beck came out, he said, "Stop the surgery," or "Cancel it." (Pltf. Depo. (ECF No. 140 at 92-3;
36. Dr. Beck ordered the following procedures: (1) a chest x-ray (which had already been done); (2) lab work; (3) a differential renal functional scan (renal flow study); and (4) a bone scan. Dr. Beck testified that the bone scan was for the purpose of detecting any metastases, explaining that, "Renal cell carcinoma can go to bones. If it goes to bones, it's out of the bag and nephrectomy is usually not indicated." (Beck Depo. at 60 (ECF No. 107-1 at 1).) Dr. Beck testified that the renal flow study "tells you more or less what the contribution to the total kidney function each kidney represents. For example, in a situation where the cancer was in the best kidney . . . then you have to be very judicious about what you want to do." (
37. On November 13, 2009, plaintiff saw Dr. Reddy and agreed to undergo further testing prior to surgery. (ECF No. 119-1 at 38 (Reddy Exh. N); ECF No. 110 at 5 (Beck Exh.).) On the same date, Dr. Reddy completed a Form 7234, requesting that plaintiff obtain both a "Nuclear Med Scan — Differential Renal Function," and "Bone Scan — full body." (ECF No. 119-1 at 40 (Reddy Exh. O).) Dr. Reddy noted plaintiff's diagnosis as "L kidney mass-malignancy," and explained that the procedures were recommended by Dr. Beck prior to surgery, based on plaintiff's "history of cancer L kidney per urology — awaiting nephrectomy." (
38. These procedures were approved on November 17, 2009, by FSP's Medical Authorization Review Committee (MARC). (ECF No. 119-1 at 40.) Dr. Reddy testified that, when an outside medical consultant recommends a treatment plan that is outside the scope of medical care provided by FSP, the plan must go through the MARC process for approval. (Reddy Depo. (ECF No. 140 at 203).)
39. Dr. Reddy's treatment notes for plaintiff on December 2, 2009, provide: "Pt. here to chk BP + F/U L Kidney mass — cancer — awaiting nephrectomy @ DHM Dr. Beck. Pt. had bone scan last week. Pt. awaiting renal flow nuclear med. scan + eval. by Dr. Beck prior to scheduling surgery @ DHM. Pt. denies abd pain. . . . Will obtain scan reports & D/W DHM for surg. appt. date per Dr. Beck." (ECF No. 110 at 4 (Beck Exhs.).)
40. Plaintiff's whole-body bone scan, conducted November 23, 2009, was "not suggestive of metastic disease." (ECF No. 119-1 at 42 (Reddy Exh. P).) Dr. Reddy testified that she reviewed this report on December 2, 2009. (Reddy Depo. (ECF No. 140 at 183, 193).) Her treatment notes dated December 7, 2009, state in pertinent part: "Bone scan — (-) [negative] for mets. . . . Awaiting renal differential scan . . . ." (ECF No. 110 at 3 (Beck Exhs.).)
41. Plaintiff's renal flow study and renogram, conducted December 9, 2009, showed that plaintiff's "kidney function is decreased on both sides," specifically, that "the left-sided [kidney] contributes 46% and the right-sided 54% to the total function." (ECF No. 119-1 at 44 (Reddy Exh. Q).) The scan showed no obstructions. (
42. Dr. Reddy's treatment notes for plaintiff on December 14, 2009, indicate that Dr. Reddy reviewed with plaintiff the results of both his renal flow study and bone scan, and that they were waiting for Dr. Beck to review the tests and schedule the surgery. (ECF No. 110 at 1 (Beck Exhs.).) Dr. Reddy noted that "Pt. voiced understanding of plan + agreed in his own words." (
43. Dr. Reddy saw plaintiff on December 21, 2009, prior to his pre-op appointment with Dr. Beck, and noted that plaintiff had no new complaints, that he was "[f]eeling good," and that she would follow-up with plaintiff after the appointment. (ECF No. 109-1 at 14 (Beck Exhs.).)
44. On December 21, 2009, plaintiff had his pre-op appointment with Dr. Beck. Dr. Beck's report noted the bone scan and renal flow test results, and that plaintiff's chest x-ray was negative. (ECF No. 119-1 at 48-9.) Dr. Beck recounted plaintiff's medical history and the results of Dr. Beck's physical examination. Dr. Beck concluded in pertinent part (
45. Dr. Beck explained his confusion concerning the location of plaintiff's renal mass (Beck Depo. at 73 (ECF No. 107-1 at4)):
46. Dr. Beck testified that neither the bone scan nor the renal flow study were diagnostic for detecting kidney cancer. He testified that the renal flow study "doesn't speak to the renal cell carcinoma aspect at all. It's unusual to see anything on these studies in regard to masses in the kidney. That's not why I ordered it. Why I ordered it was to see what his differential function was." (Beck Depo. at 63 (ECF No. 107-1 at 2).) Similarly, Dr. Beck testified that the bone scan is not a diagnostic procedure for renal cell carcinoma; he ordered it to check for metastases. (
47. Dr. Beck testified that he "did consider other things [diagnostic procedures] but I don't recall that I told [plaintiff] that." (
48. Dr. Beck testified that he didn't conduct a biopsy for the following reasons (
49. Dr. Beck testified that he "didn't know" if an MRI would have disclosed whether plaintiff's kidney mass was cancerous. He explained, "Well, I normally don't get MRIs on these. CT scan is just as informative as an MRI usually." (
50. It is unclear from his testimony whether Dr. Beck reviewed the reports and/or actual images of plaintiff's April 22, 2009 CT scan, and April 3, 2009 ultrasound, prior to plaintiff's first appointment and/or surgery. (
51. On December 21, 2009, when plaintiff returned to FSP from his pre-op appointment with Dr. Beck, plaintiff told the admitting nurse, Edward Pineda, that "he was told he will be scheduled for kidney removal. States further, he will go for the surgery since he can live with only one kidney. . . . Willingness for surgery shown by his facial expression. . . ." (ECF No. 109-1 at 15 (Beck Exhs.).)
52. Dr. Reddy's treatment notes for plaintiff on January 4, 2010, noted that plaintiff was awaiting a nephrectomy, following his December 21, 2009 pre-op appointment. She noted that "Pt. voiced understanding of plan + agreed in his own words." (ECF No. 109-1 at 13 (Beck Exhs.).)
53. On January 6, 2010, plaintiff's left kidney was removed at Doctors Medical Center of Modesto, by Defendant Dr. Beck and his assistant, Dr. Liu. (SAC ¶ 23; Exh. F.)
54. Dr. Beck testified that, on January 6, 2010, just prior to plaintiff's surgery, he explained to plaintiff that his lesion may not be cancerous, "[t]hat it could be a benign lesion such as a cyst or there's even solid tumors that are benign, although very rare, but that's the only way to find out for sure it to take his kidney out." (Beck Depo. at 84 (ECF No. 107-1 at 7).) Dr. Beck testified that plaintiff responded, "if there's a possibility that it's cancer I want it taken care of or some words to that effect." (
55. Upon review of the excised kidney on January 6, 2010, pathologist Dr. Cui made the following diagnosis (ECF No. 127 at 109-10 (Pltf. Exh. G); ECF No. 140 at 145-46 (Pltf. Exh. G) (ECF No. 113 AT 1-2 (Beck Exhs.):
56. Plaintiff testified that, after the surgery, he was "[t]ore up. . . . traumatized . . . physically beat." (Pltf. Depo. (ECF No. 140 at 102).) Plaintiff returned to FSP on January 11, 2010; his readmission notes indicate that he requested, and received, pain medication. (ECF No. 109-1 at 12 (Beck Exhs.).)
57. On January 20, 2010, Dr. Beck informed plaintiff that the kidney he had removed was cancer-free, and that the mass seen on the original CT scan was a benign cyst. As framed in the SAC,"[w]hen Plaintiff expressed frustration . . . Defendant Beck, M.D. callously replied, `You've been notified.'" (SAC ¶ 25 (and Exh. H).) Plaintiff testified that, when Dr. Beck told him the kidney he removed was cancer-free, he stated, "`You've been notified,' and that was it." (Pltf. Depo. (ECF No. 140 at 60).) Plaintiff testified that he asked Dr. Beck why he hadn't done a biopsy first, as plaintiff had requested in March or April. (
58. Dr. Beck testified that he told plaintiff that he was "very fortunate it wasn't cancer. It was a cyst, a multiocular cyst. They sometimes look like cancer. That's what it looked like but you don't have cancer and that's important because we don't have to worry about it from now on." (Beck Depo. at 103 (ECF No. 107-1 at 12).) Dr. Beck testified that he did not recall if plaintiff said anything to him after receiving this news, but "looked somewhat puzzled I would say." (
59. Beck's notes following the appointment provide in full (ECF No. 109 at 12; Beck Depo. at 103-04 (ECF No. 107-1 at 12)):
Dr. Beck testified that this information was for the prison medical staff, and he did not discuss these matters with plaintiff, except maybe advising him to keep his protein intake low. (Beck Depo. at 105.)
60. When plaintiff returned to FSP on December 21, 2009, following his post-surgical appointment with Dr. Beck, the admitting nurse, V. Tucker, noted that plaintiff made the following statements (ECF No. 109-1 at 7 (Beck Exhs.))::
61. Dr. Reddy testified that she did not recall whether she saw plaintiff as a patient after he had his kidney removed. (Reddy Depo. (ECF No. 140 at 187).) Plaintiff testified that he recalls seeing Dr. Reddy during the week of January 20, and "went off on her too," and told her he didn't want to see her anymore, although he did see her once more, about a month later, and reiterated his feelings. (Pltf. Depo. (ECF No. 109 at 108-12).)
62. On January 15, 2010, Dr. Reddy discussed the surgery results with plaintiff, and requested a urology follow-up appointment. (ECF No. 109-1 at 8 (Beck Exhs.).)
63. On January 21, 2010, Dr. Reddy entered the following treatment notes (
64. On January 29, 2010, Dr. Reddy noted that plaintiff had refused routine medical care, lab work, and specialty care, and stated that plaintiff "does not want to talk to medical." (
65. It appears that, on February 12, 2010, plaintiff had a regular follow-up appointment with Dr. Reddy, and agreed to see a nephrology expert. (
66. Meanwhile, apparently on January 22, 2010, Dr. Reddy noted that she had been informed that plaintiff would be transferred to California State Prison-Corcoran, because it could better provide for plaintiff's medical needs. (
67. On April 28, 2010, plaintiff submitted an inmate Health Care Services Request (Form 7362), requesting mental health care. He stated in full (ECF No. 140 at 235 (Pltf. Exh. J); ECF No. 127 at 112 (Pltf. Exh. H)):
68. Plaintiff contends in his SAC: "Since Plaintiff's left nephrectomy, Plaintiff has and continues to suffer physical pain and mental anguish. Plaintiff has been forced to alter his lifestyle, including his diet and exercise regime, because he now has only one kidney." (SAC ¶ 26.) Plaintiff testified that he has hypertension, takes blood pressure medications, and is on a special diet. (Pltf. Depo. (ECF No. 140 at 63-46.) He testified that his kidney function is "up and down," and that he checks in regularly with a kidney specialist through Telemed. (
69. Recent medical records dated May 28, 2013, note in pertinent part that plaintiff has "chronic kidney disease stage 3 because of high blood pressure. He has only 1 kidney. The other one was removed because of possible cancer, but it turned out not to be cancer at all. . . ." (ECF No. 109 at 13-15.) Plaintiff is in the Disability Placement Program due to Mobility Impaired Lower Extremities, and uses a cane for ambulation. (
Plaintiff has submitted selected portions of the transcript from his counsel's deposition of Dr. Sahota. (Sahota Depo. (ECF No. 140 at 205-233).) Dr. Sahota was FSP's Chief Physician and Surgeon during the relevant period (Feb. 2008-Jan. 2013) (
Dr. Sahota testified that plaintiff's referral to an outside urologist, and related surgery, would need to be approved by the MARC.
Dr. Sahota acknowledged that he signed the First Level Review of plaintiff's adminis-trative grievance challenging his health care (Log No. FSP-26-10-10119).
Plaintiff moves to strike the entire declaration of defendant Dr. Reddy, pursuant to Federal Rule of Evidence 702,
Review of Dr. Reddy's declaration shows that the majority of it identifies and summarizes plaintiff's pertinent medical treatment. It is not cumulative of her deposition testimony. Rather, this information, like that provided by the parties' medical experts, summarizes pertinent facts about plaintiff's medical care that have been incorporated herein as Undisputed Facts. The court has relied on these summaries to ensure that all pertinent medical evidence is considered in addressing the pending motions; the court has relied on Dr. Reddy's declaration for nothing more. For this reason, plaintiff's objection as to Dr. Reddy's entire declaration is overruled.
Plaintiff moves, alternatively, to strike Paragraphs 23-25 of Dr. Reddy's declaration, wherein she opines that her treatment of plaintiff met the standard of care for family practitioners. Plaintiff asserts that Dr. Reddy's opinion lacks foundation because it cannot be relied upon to determine whether she in fact met the standard of care, which is dependent on the assessment of expert opinions, not the assessment of a medical defendant. "Because the standard of care in a medical malpractice case is a matter peculiarly within the knowledge of experts, expert testimony is required to prove or disprove that the defendant performed in accordance with the standard of care unless the negligence is obvious to a layperson." Johnson v. Superior Court, 143 Cal.App.4th 297, 305 (2006) (citations, quotation marks and punctuation omitted). The court agrees.
For this reason, plaintiff's objections to Paragraphs 23-25 of Dr. Reddy's declaration (ECF No. 119-2), are sustained. The following statements set forth in Dr. Reddy's declaration, in which she asserts that her medical treatment of plaintiff met the standard of care, are disregarded:
Plaintiff has submitted the same declaration of Dr. Dall'Era in support of plaintiff's opposition to both pending motions for summary judgment. (
Dr. Beck objects to Dr. Dall'Era's declaration on the ground that it lacks foundation, and should therefore be stricken pursuant to Federal Rules of Evidence 702 and 703.
In his further, related, objection, Dr. Beck asserts that "[t]he medical records indicate that the kidney mass was not identified as a cyst until after the surgery," and, therefore, the April 3, 2009 CT scan (finding a Bosniak Category 2F lesion that "may represent a hemorrhagic cyst"), which is at the heart of Dr. Dall'Era's opinion, is "not relevant" and "not supported by admissible evidence." (ECF No. 144 at 2.) Dr. Beck appears to argue that, had Dr. Dall'Era been aware of plaintiff's August 25, 2009 CT scan (which identified a hypodense mass without "the characteristics of a simple cyst"), he would have realized that the April 3, 2009 Bosniak classification was both premature and inaccurate. However, this inconsistency in the reports of plaintiff's scans does not necessarily render one more valid than the other. Moreover, as recounted below, Dr. Dall'Era opined that plaintiff's kidney lesion was a cyst based on his own review of the actual images of plaintiff's February 27, 2009 CT scan. Finally, as defendant concedes, the January 2010 post-surgical biopsy of plaintiff's kidney (finding a "multiocular cyst") was more consistent with the findings of his April 2009 CT scan, than with his August 2009 CT scan.
For these reasons, Dr. Beck's objections to the expert medical opinion of Dr. Dall'Era are overruled.
Significantly, Dr. Dall'Era's declaration, submitted in opposition to the motions for summary judgment filed by both Dr. Beck (ECF No. 128), and Dr. Reddy (ECF No. 135), addresses only the care provided by Dr. Beck.
Dr. Dall'Era is a board certified urologist licensed to practice medicine in California. Since 2010, he has been the Medical Director of the Urology Clinic at the University of California, Davis, School of Medicine.
Dr. Dall'Era reviewed plaintiff's medical records and reports, and the actual images of plaintiff's February 27, 2009 Triphasic CT Scan, and plaintiff's April 22, 2009 ultrasound. Dr. Dall'Era also reviewed the depositions of plaintiff and Dr. Beck.
Dr. Dall'Era initially states that plaintiff "presented with a lesion in his left kidney noted on a CT scan performed on February 27, 2009. A follow-up CT scan on April 3, 2009, describes a slightly dense, minimally enhancing lesion categorized as a Bosniak Category 2F cyst. This cyst was later not recognized on a renal ultrasound on April 22, 2009, but then was found to be unchanged on a CT scan taken on August 25, 2009." (Dall'Era Decl. ¶ 10.)
Dr. Dall'Era recounts that his "review of the actual CT images from February 27, 2009, shows a three (3) centimeter (`cm') round, homogeneous lesion in the upper pole of the (sic) Mr. Elliot's left kidney that demonstrates a density of 7.38 Hounsfield units (`HU') before IV contrast and 9.6 HU after administration of IV contrast." (Dall'Era Decl. ¶ 11.) Dr. Dall'Era opines that "[t]his is consistent with a non-enhancing cyst as significant enhancement is typically considered greater than twenty (20) HU change after the administration of IV contrast. Mr. Elliot's kidney lesion had no renal vein involvement and no lymphadenopathy. These findings suggest a less than five percent (5%) risk of malignancy. The standard of care for a lesion of this nature is to follow and monitor the lesion with repeat imaging to ensure no changes occur over time." (
Dr. Dall'Era explains that "[a] Bosniak 1 cyst is essentially a simply (sic) cyst with no risk of malignancy. A Bosniak 2 cyst has some complex features such as increased density, septations, or calcifications; however, there is no enhancement with contrast. A Bosniak 2 cyst has a less than 5 percent (5%) risk of malignancy, which is consistent with the lesion that was in Mr. Elliot's kidney, which appeared minimally complex. A Bosniak 2F (F for follow) cyst has complexity to it for which surveillance is recommended to ensure stability. The standard of care for such a lesion is surveillance, with the majority of these cysts never requiring surgical intervention. Further characterization with magnetic resonance imaging (`MRI') may also provide further information regarding such a minimally complex cyst." (Dall'Era Decl. ¶ 14.) "Bosniak 3 cysts have clear evidence of enhancement and have approximately fifty percent (50%) risk of malignancy. Bosniak 3 and 4 lesions are typically recommended for surgical intervention. (
Dr. Dall'Era notes that Dr. Beck concluded with 95 percent certainty that plaintiff had renal cell carcinoma, and recommended a nephrectomy, without "order[ing] any additional diagnostic procedures to confirm his diagnosis . . . and did not advise Mr. Elliot that the proper course of treatment for his Bosniak 2 cyst is surveillance, the majority of these cysts never require surgical intervention, and these cysts generally have less than a five percent (5%) risk of malignancy." (Dall'Era Decl. ¶ 16.)
In conclusion, Dr. Dall'Era opines (Dall'Era Decl. ¶¶ 17-9):
Defendant Dr. Beck has submitted the declaration of Dr. Rodney Anderson in support of his motion for summary judgment. (
Plaintiff objects to Dr. Anderson's declaration because it allegedly lacks foundation and is cumulative of Dr. Beck's deposition testimony. Plaintiff moves to strike paragraphs 5 and 24-30 of Dr. Anderson's declaration, pursuant to Federal Rules of Evidence 702 and 703.
Plaintiff asserts two grounds for striking Dr. Anderson's declaration for lack of foundation, specifically, that "Dr. Anderson does not indicate he reviewed any actual CT scan images taken of Mr. Elliot. . . . [and] has not reviewed Mr. Elliot's deposition testimony in this case." (ECF No. 129 at 2.) In reply, Dr. Beck does not address whether Dr. Anderson reviewed Mr. Elliot's deposition testimony (implicitly conceding the point), but asserts that Dr. Anderson "clearly states that he personally reviewed the CT "scans" or "scan" in this case (ECF No. 145 at 1; ECF No. 143 at 8).
Dr. Anderson's failure to review plaintiff's deposition testimony does not undermine the foundation of his expert medical opinion, but may go to its weight. Having reviewed plaintiff's deposition testimony, the court finds that Dr. Anderson's lack of knowledge of plaintiff's testimony did not materially impact his expert assessment whether Dr. Beck acted within the standard of care in providing medical treatment to plaintiff.
Next, contrary to plaintiff's objection, Dr. Anderson's declaration clearly states that he "reviewed the records and CT scan [singular] in this case." (Anderson Decl. at 6 (ECF No. 106-1 at 10), ¶ 24, lines 2-3.) However, Dr. Anderson's declaration does not identify which CT scan images he reviewed. Nevertheless, Dr. Anderson states that he reviewed all of plaintiff's pertinent medical records, and the deposition of Dr. Beck. (
For these reasons, plaintiff's objections to the opinion of Dr. Anderson, on foundation grounds, are overruled.
Plaintiff also objects to the opinion of Dr. Anderson on the ground that it is allegedly cumulative of Dr. Beck's deposition testimony. However, this is not the case. Dr. Anderson's opinion reflects his expert assessment whether Dr. Beck met the standard of care in treating plaintiff. While this assessment includes consideration of Dr. Beck's reasons for pursuing his recommended course of treatment, this consideration is made within the context of plaintiff's medical history and care over time, as well as his surgical outcome. Plaintiff's objection is overruled.
Dr. Anderson is a board certified urologist licensed to practice medicine in California. Since 1988, he has been a Professor of Urology at Stanford Medical School; from 1976 to 1996, he was the Chief of the Division of Urology, Department of Surgery, at Santa Clara Valley Medical Center; he was President of the Northern California Urological Association from 1993 to 1994, and was a member of their board of directors from 1995 to 2001.
Dr. Anderson states that he reviewed plaintiff's medical history and Dr. Beck's deposition testimony in preparing his declaration. (ECF No. 106-1 at 5-12.) Dr. Anderson opines in pertinent part (Anderson Decl. at ¶¶ 24-28):
Defendant Reddy has submitted the declaration of Dr. West in support of her motion for summary judgment. (
Plaintiff objects to Dr. West's declaration, pursuant to Federal Rules of Evidence 702 and
703, on the grounds that it lacks foundation and is cumulative of Dr. Reddy's deposition testimony. (ECF No. 136.)
Plaintiff moves to strike paragraph 5 of Dr. West's declaration, for lack of foundation, on the ground that "Dr. West does not indicate he reviewed Mr. Elliot's deposition transcript." However, as the court has previously found, knowledge of plaintiff's deposition testimony is not essential to an expert witness's assessment whether plaintiff's pertinent medical treatment met the standard of care. If, as here, the opinion otherwise relies upon information which experts in the field "would reasonably rely on," Fed. R. Evid. 703, then the foundation is adequate; the weight to be accorded the opinion will be determined by the trier of fact. Therefore, plaintiff's objection for lack of foundation is overruled.
Plaintiff moves to strike paragraph 26 of Dr. West's declaration on the ground that his opinion therein is cumulative of Dr. Reddy's deposition testimony. However, like the opinion of Dr. Anderson, Dr. West's opinion is based on more information than Dr. Reddy's testimony, including an independent review of plaintiff's medical records. Plaintiff's objection is therefore overruled.
Dr. West is board certified by the American Board of Family Practice, and has been licensed to practice medicine in California since 1986. Dr. West has held numerous associate professorships of medicine throughout the United States, and a full professorship of Family Practice at Touro University of California.
Dr. West reviewed plaintiff's "pertinent medical records from Folsom State Prison, Queen of the Valley Hospital, and Doctors Medical Center of Modesto in connection with the events that led to the removal of his left kidney . . . [and] the deposition transcripts of Dr. Shankari Reddy and Dr. Phillip Beck." (West Decl. ¶ 5.)
Dr. West notes that plaintiff arrived at FSP in March 2007, with a diagnosis of Refractory Hypertension, for which he was taking "multiple anti-hypertensive medications with poor control." (West Decl. ¶ 6.) Dr. West recounts plaintiff's medical history through January 20, 2010, when plaintiff learned from Dr. Beck that his left kidney was cancer-free. (
Dr. West concludes as follows (West Decl. at ¶¶ 25-6):
"[D]eliberate indifference to serious medical needs of prisoners constitutes the unnecessary and wanton infliction of pain, proscribed by the Eighth Amendment. This is true whether the indifference is manifested by prison doctors in their response to the prisoner's needs or by prison guards in intentionally denying or delaying access to medical care or intentionally interfering with the treatment once prescribed."
"A `serious' medical need exists if the failure to treat a prisoner's condition could result in further significant injury or the `unnecessary and wanton infliction of pain.'"
To prevail on a claim for deliberate indifference to serious medical needs, a prisoner must demonstrate that a prison official "kn[ew] of and disregard[ed] an excessive risk to inmate health or safety; the official must both be aware of the facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference."
"In the Ninth Circuit, the test for deliberate indifference consists of two parts. First, the plaintiff must show a serious medical need by demonstrating that failure to treat a prisoner's condition could result in further significant injury or the unnecessary and wanton infliction of pain. Second, the plaintiff must show the defendant's response to the need was deliberately indifferent. This second prong . . . is satisfied by showing (a) a purposeful act or failure to respond to a prisoner's pain or possible medical need and (b) harm caused by the indifference."
"The indifference to a prisoner's medical needs must be substantial. Mere `indifference,' `negligence,' or `medical malpractice' will not support this claim. Even gross negligence is insufficient to establish deliberate indifference to serious medical needs."
Whether a defendant had requisite knowledge of a substantial risk of harm is a question of fact. "[A] factfinder may conclude that a prison official knew of a substantial risk from the very fact that the risk was obvious. The inference of knowledge from an obvious risk has been described by the Supreme Court as a rebuttable presumption, and thus prison officials bear the burden of proving ignorance of an obvious risk. . . . [D]efendants cannot escape liability by virtue of their having turned a blind eye to facts or inferences strongly suspected to be true. . . ."
When the risk is not obvious, the requisite knowledge may still be inferred by evidence showing that the defendant refused to verify underlying facts or declined to confirm inferences that he strongly suspected to be true.
The opinion of plaintiff's expert, Dr. Dall'Era, supports an inference that Dr. Beck was deliberately indifferent to plaintiff's serious medical needs by hastily diagnosing renal cancer based on limited evidence, then recommending and performing a nephrectomy without conducting further diagnostic tests or procedures. Dr. Dall'Era opines that Dr. Beck's "treatment of Mr. Elliot was so substantially outside the standard of care and opposite of reasonable medical judgment, that Dr. Beck would have needed to disregard the substantial body of medical evidence at his disposal to come to his diagnosis and treatment plan for Mr. Elliot." (Dall'Era Decl. ¶ 19.)
Dr. Dall'Era bases this conclusion on Dr. Beck's apparent failure to consider, at least before his diagnosis, the results of plaintiff's April 3, 2009 CT scan, which identified plaintiff's kidney mass as a "Bosniak Category 2F lesion which . . . may represent a hemorrhagic cyst" (ECF No. 140 at 7-8); the lesion was diagnosed as a multiocular cyst upon removal of plaintiff's kidney. Dr. Dall'Era states that "the majority of these cysts never require surgical intervention and these cysts generally have less than a five percent (5%) risk of malignancy;" the treatment protocol is surveillance. (Dall'Era Decl. ¶¶ 11, 14, 16, 18.) This assessment is consistent with that of the radiologist who reviewed plaintiff's April 3, 2009 CT scan, and opined that "a Bosniak Category 2 F lesion . . . requires follow-up," by ultrasound, "dynamic MRI," and/or follow-up CT scan. (ECF No. 140 at 8.) Dr. Dall'Era observes that plaintiff's February 29, 2009 CT scan (the images of which Dr. Dall'Era reviewed) showed a "minimal enhancement of approximately 10%" with contrast (ECF No. 140 at 7 (from 7 HU to 9 HU)), while "significant enhancement is typically considered greater than twenty (20) HU change after the administration of IV contrast." (Dall'Era Decl. ¶ 11.) Dr. Dall'Era emphasizes that the April 3, 2009 CT scan also showed minimal enhancement with contrast (from 41-42 HU to 44 HU); that no cyst or mass was found pursuant to plaintiff's April 22, 2009 ultrasound; and that the cyst was "found to be unchanged" pursuant to plaintiff's August 25, 2009 CT scan. (
Dr. Dall'Era's expert opinion supports a finding that Dr. Beck proceeded with surgery despite "knowing of and disregarding an excessive risk to plaintiff's health," involving the "`unnecessary and wanton infliction of pain."
The opinion of Dr. Beck's expert, Dr. Anderson, does not overcome these inferences, and underscores the existence of material factual disputes. Dr. Anderson's declaration opines no more than that Dr. Beck acted "reasonably," "appropriately," and "within the standard of care." Dr. Anderson opines, contrary to Dr. Dall'Era, that "[t]he standard of care did not require Dr. Beck to order any additional tests prior to surgery. There was no pre-operative test which could have definitively determined if the kidney mass was cancer or not." (Anderson Decl. at ¶ 26.) Moreover, Dr. Anderson opines that Dr. Beck's diagnosis was reasonable based on the following facts: "(1) the mass being identified in three separate CT scans; (2) at least one of the CT scans noting Hounsfield units in the range of 41-42; (3) a renal ultrasound being negative for a cyst, which would have otherwise explained the mass; (4) the mass not having shrunk in size, and although not having grown, renal cell carcinomas are generally slow growing tumors; and (5) the mass being a solid tumor, which are generally assumed to be carcinomas until proven otherwise." (
For these reasons, defendant Beck's motion for summary judgment on plaintiff's deliberate indifference claim should be denied.
Plaintiff's expert, Dr. Dall'Era, did not address Dr. Reddy's medical care of plaintiff. In the absence of contradicting expert evidence, or any remarkable evidence of record to the contrary, the court must rely on the opinion of Dr. Reddy's expert, Dr. West. Dr. West opines that Dr. Reddy followed the standard of care in referring plaintiff to a urologist, then in deferring to the assessment and recommendation of urologist Dr. Beck. Dr. West opines that "further diagnosis and treatment of a possible renal carcinoma would be outside the scope of a family physician's [Dr. Reddy's] practice." (West Decl. ¶ 26.) The record fails to demonstrate a material factual dispute challenging Dr. West's expert opinion that Dr. Reddy's treatment of plaintiff met the standard of care for a physician with her training and position. Absent some showing of negligence, plaintiff cannot sustain any reasonable inference that Dr. Reddy's treatment of plaintiff was deliberately indifferent.
Moreover, the evidence fails to sustain any reasonable inference that Dr. Reddy's treatment of plaintiff was deliberately indifferent. It appears that Dr. Reddy made timely and appropriate diagnostic and consultative referrals for plaintiff, first of her own accord, then based on the recommendations of specialist Dr. Beck; and she treated plaintiff on a routine and frequent basis, monitoring his state of health and conveying to him material portions of his test results and Dr. Beck's recommendations. Moreover, it is reasonable to infer that Dr. Reddy encouraged plaintiff to proceed with surgery with a sincere belief that it was in plaintiff's best interests, because Dr. Reddy did not have the expertise to independently evaluate plaintiff's test results or question Dr. Beck's expert assessment. There is no evidence to support a finding that Dr. Reddy denied, delayed or intentionally interfered with plaintiff's medical care.
For these reasons, defendant Reddy's motion for summary judgment on plaintiff's deliberate indifference claim should be granted.
Plaintiff's remaining claims are premised on state law. Because the court finds that plaintiff's federal claim should proceed against defendant Beck, the court will retain jurisdiction of plaintiff's state law claims. A federal district court has "supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy under Article III of the United States Constitution." 28 U.S.C. § 1367(a). A federal action should proceed on both federal and nonfederal grounds when the claims "derive from a common nucleus of operative fact and are such that a plaintiff would ordinarily be expected to try them in one judicial proceeding."
Dr. Beck concedes that the record, particularly the opinion of plaintiff's expert medical witness, Dr. Dall'Era, demonstrates triable issues of fact concerning plaintiff's medical negligence claim against him.
Therefore, Dr. Beck's motion for summary judgment on plaintiff's medical negligence claim should be denied.
As previously noted, the declaration of plaintiff's expert, Dr. Dall'Era, addresses the medical treatment provided only by Dr. Beck; it does not reference Dr. Reddy. In contrast, Dr. Reddy's medical expert, Dr. West, opines that Dr. Reddy's treatment of plaintiff met the standard of care for a family physician. Dr. Dall'Era's failure to rebut this expert opinion establishes no triable issue of fact concerning Dr. Reddy's alleged negligence.
Therefore, Dr. Reddy's motion for summary judgment on plaintiff's medical negligence claim should be granted.
Plaintiff seeks damages against both defendants pursuant to his "Bane Act" claim. The pertinent allegations of the SAC provide (SAC ¶¶ 47-50):
The "Bane Act," California Civil Code section 52.1, proscribes conduct by any person, "whether or not acting under color of law," who "interferes by threats, intimidation, or coercion, or attempts to interfere by threats, intimidation, or coercion, with the exercise or enjoyment by any individual or individuals of rights secured by the Constitution or laws of the United States, or of the rights secured by the Constitution or laws of this state. . . ." Cal. Civ. Code § 52.1(a). An action may be brought by the government,
"To obtain relief under Civil Code section 52.1, a plaintiff need not allege the defendant acted with discriminatory animus or intent; a defendant is liable if he or she interfered with the plaintiff's constitutional rights by the requisite threats, intimidation, or coercion."
"It may be true that this section and other similar California statutes were enacted in response to the alarming increase in hate crimes. Nevertheless, there is no requirement that the violence be extreme or motivated by hate in the plain language of the sections, or in the cases construing them; there is also no requirement that the act constitute a crime. If the California legislature wanted to limit the reach of the statute to extreme, criminal acts of violence, it could have explicitly said so."
The elements of a claim under section 52.1 are:
Plaintiff asserts a violation of his alleged legal right to be free from unnecessary surgery, and alleges that defendants interfered with that right through coercion, intimidation and threats, by telling plaintiff that he would soon die if he did not have the surgery.
While this alleged claim meets the "reasonable person" test,
First, there is negligible authority for premising a Bane Act claim on alleged medical negligence, or alleged deliberate indifference in a prison setting. Plaintiff cites none. While the court has located a case which found that "deliberate indifference to an inmate's medical needs is adequate to satisfy the `threats, intimidation, or coercion' requirement of the Bane Act,"
Second, the statute itself precludes an action based on speech alone: "Speech alone is not sufficient to support an action . . . except upon a showing that the speech itself threatens violence against a specific person . . .; and the person . . . against whom the threat is directed reasonably fears that, because of the speech, violence will be committed against [him] . . . and that the person threatening violence had the apparent ability to carry out the threat." Cal. Civ. Code § 52.1(j). Plaintiff's claims are premised on the allegedly coercive statements made by Dr. Beck and Dr. Reddy. No surgery could be performed on plaintiff without his consent, and plaintiff deemed the surgery "violent" only after its completion, when he learned that it was "unnecessary." Plaintiff's allegations are properly framed as a lack-of-informed-consent claim, which lies in tort. "If a doctor fails to make reasonable disclosure and a prudent person in the patient's position would have declined the procedure had disclosure been made, then the doctor may be held liable in negligence if the risks inherent in the procedure materialize."
Finally, where the alleged coercion is inherent in the alleged violation of a legal right, the requirement of "threats, intimidation, or coercion" is not met. The statute requires a showing of coercion independent from the alleged violation of a legal right.
For these reasons, summary judgment should be granted for both defendants on plaintiff's claim under California Civil Code section 52.1.
For the foregoing reasons, IT IS HEREBY ORDERED that:
1. All evidentiary objections are overruled, with the exception of plaintiff's objections to the declaration of Dr. Reddy (see ECF No. 136 at 3-6), which are sustained in part.
In addition, IT IS HEREBY RECOMMENDED that:
1. Defendant Dr. Reddy's motion for summary judgment (ECF No. 119), be granted in full.
2. Defendant Dr. Beck's motion for summary judgment (ECF No. 106), be granted in part and denied in part.
3. Defendant Dr. Beck's motion for summary judgment on plaintiff's state law claim under California Civil Code section 52.1, be granted.
4. Defendant Dr. Beck's motion for summary judgment on plaintiff's claims of deliberate indifference to serious medical needs, and medical negligence, be denied.
5. This action proceed on plaintiff's claims against defendant Dr. Beck for deliberate indifference to serious medical needs, and medical negligence.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.
"The standard of care against which the acts of a physician are to be measured is a matter peculiarly within the knowledge of experts; it presents the basic issue in a malpractice action and can only be proved by their testimony. . . . California courts have incorporated the expert evidence requirement into their standard for summary judgment in medical malpractice cases. When a defendant moves for summary judgment and supports his motion with expert declarations that his conduct fell within the community standard of care, he is entitled to summary judgment unless the plaintiff comes forward with conflicting expert evidence."