Hon. Janis L. Sammartino, United States District Judge.
Presently before the Court is Defendants' Motion for Summary Judgment and/or Partial Summary Judgment or, in the Alternative, Summary Adjudication ("MSJ"), (ECF No. 70; see also ECF Nos. 88-91); Plaintiff's Response in Opposition re Motion for Summary Judgment ("Opp'n"), (ECF No. 97; see also ECF No. 101); and Defendants' Reply in Support of Motion for Summary Judgment ("Reply"), (ECF No. 106; see also ECF Nos. 109-11). The Court held a hearing regarding the pending Motion ("Hr'g Tr."), (ECF No. 123), and ordered supplemental briefing on an issue that was for the first time raised in Defendants' Opposition and Plaintiff's Reply. Those supplemental briefs are now also before the Court. (ECF Nos. 124, 127.)
After considering the Parties' arguments and the law, the Court takes the matter under submission and
Plaintiff Robert Alexander Kaseberg has been a freelance writer and comedy writer for over twenty years. (Kaseberg Decl. ¶ 2, ECF No. 97-3.) Although Plaintiff
Plaintiff greatly enjoys late-night television talk shows and posts many "monologue" style jokes to his blog and twitter account. (Id. ¶¶ 5-6.) However, the laughter stopped in late 2014 and early 2015, at least for a spell, when Plaintiff began to notice similarities between his posts and several of the jokes used in the late-night television show Conan's monologues. (See id. ¶ 7.) After Plaintiff several times unsuccessfully reached out to Conan staff members he filed the instant suit for copyright infringement.
Defendants all share some connection to the Conan show. Conan O'Brien created and hosts Conan, (O'Brien Decl. ¶ 1, ECF No. 70-11), with the support of a staff of writers including Mike Sweeney, who served as Conan's head writer during all times relevant to this lawsuit, (Sweeney Decl. ¶¶ 1-2, ECF No. 70-5). Additionally, relevant to this Motion for Summary Judgment but not named as Defendants, Rob Kutner, Josh Comers, Brian Kiley, and Andres de Bouchet were writers and Danielle Weisberg was a writers' assistant for Conan during periods at issue in this action. (ECF Nos. 70-4, 70-8, 70-9, 70-16; see ECF No. 101-4 at 8-9.)
Plaintiff brought suit for Defendants' alleged infringement of five jokes, spanning the time period from December 2, 2014 to June 9, 2015. (First Am. Compl. ¶¶ 14-27, ECF No. 58.) These jokes, in order of date of alleged infringement, are (1) the "UAB Joke;" (2) the "Delta Joke;" (3) the "Tom Brady Joke;" (4) the "Washington Monument Joke;" and (5) the "Jenner Joke." Plaintiff reached out to several Conan writers during this same time period.
Two days after the Delta Joke aired, Plaintiff tweeted Defendant Sweeney saying Plaintiff was "95% sure [he] had a joke from [his] blog used on the show. I'm not upset, [but] would like the opportunity to
Two days after the Tom Brady Joke aired, Plaintiff tweeted writer de Bouchet saying "Brady joke was on my blog on Feb. 3 and on the monologue on Feb. 4. Any chance I can send jokes on my own as a freelancer?" (Van Loon Decl. Ex. 20, ECF No. 70-3 at 85.) De Bouchet brought this tweet to Defendant Sweeney's attention, but did not respond to Plaintiff. (Lorenzo Decl. Ex. 3, at 57:4-25, ECF No. 101-4 at 8.) Sometime after de Bouchet's and Sweeney's conversation, Sweeney spoke to other writers on the show about Plaintiff. (Id. at 58:8-24, 60:17-25, ECF No. 101-4 at 9, 11.) And sometime between the airing of the Tom Brady and Washington Monument jokes, Plaintiff called Defendant Sweeney and left a message, although Plaintiff received no response. (Van Loon Decl. Ex. 19, ECF No. 70-3 at 80-81.)
The day after the Washington Monument Joke aired, Plaintiff again called Defendant Sweeney. (Van Loon Decl. Ex. 19, ECF No. 70-3 at 81-82.) And although Plaintiff was finally able to reach him, Plaintiff characterized the resulting conversation as an "agonizing" one, where Sweeney "angrily and loudly" denied any suggestion that "his writers would have anything to do with [Plaintiff's] pathetic blog and it's [sic] author, [Plaintiff], a no-name failure." (Id.) After the call, Plaintiff tweeted Sweeney saying "Thanks for taking my call. Last thing I wanted was to sound accusing. If there is any way I can contribute jokes, let me know." (Sweeney Decl. Ex. 2, ECF No. 70-5 at 14.)
Several weeks later, on March 11, 2015, Plaintiff's attorney sent a letter to Defendant Conaco, LLC regarding the jokes. (Kaseberg Decl. ¶ 21, ECF No. 97-3 at 5.) Correspondence continued for the next several months with no resolution. (Id.)
A little over one month later, on July 22, 2015, Plaintiff filed his initial Complaint against Defendants for Copyright Infringement. (ECF No. 1.) Defendants filed Answers, (ECF Nos. 3, 11), and the case proceeded to discovery. Plaintiff recently amended his Complaint, (ECF No. 58); Defendants filed an Answer, (ECF No. 58), and subsequently Moved for Summary Judgment, or Partial Summary Judgment and/or Summary Adjudication, (ECF No. 70).
Under Federal Rule of Civil Procedure 56(a), a party may move for summary judgment as to a claim or defense or part of a claim or defense. Summary judgment is appropriate where the Court is satisfied that there is "no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). Material facts are those that may affect the outcome of the case. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A genuine dispute of material fact exists only if "the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Id. When the Court considers the evidence presented by the parties, "[t]he evidence of the non-movant is to be believed, and all justifiable inferences are to be drawn in his favor." Id. at 255, 106 S.Ct. 2505.
The initial burden of establishing the absence of a genuine issue of material fact falls on the moving party. Celotex, 477 U.S. at 323, 106 S.Ct. 2548. The moving party may meet this burden by identifying the "portions of `the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,'" that show an absence of dispute regarding a material fact. Id. When a party seeks summary judgment as to an element for which it bears the burden of proof, "it must come forward with evidence which would entitle it to a directed verdict if the evidence went uncontroverted at trial." See C.A.R. Transp. Brokerage Co. v. Darden Rests., Inc., 213 F.3d 474, 480 (9th Cir. 2000) (quoting Houghton v. South, 965 F.2d 1532, 1536 (9th Cir. 1992)).
Once the moving party satisfies this initial burden, the nonmoving party must identify specific facts showing that there is a genuine dispute for trial. Celotex, 477 U.S. at 324, 106 S.Ct. 2548. This requires "more than simply show[ing] that there is some metaphysical doubt as to the material facts." Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). Rather, to survive summary judgment, the nonmoving party must "by her own affidavits, or by the `depositions, answers to interrogatories, and admissions on file,' designate `specific facts'" that would allow a reasonable fact finder to return a verdict for the non-moving party. Celotex, 477 U.S. at 324, 106 S.Ct. 2548; Anderson, 477 U.S. at 248, 106 S.Ct. 2505. The non-moving party cannot oppose a properly supported summary judgment motion by "rest[ing] on mere allegations or denials of his pleadings." Anderson, 477 U.S. at 256, 106 S.Ct. 2505.
Defendants move for summary judgment on five grounds:
(Defs.' Notice of Mot. 1, ECF No. 70.) In the alternative, Defendants request summary adjudication on the following issues:
(Id. at 1-2.) The Court addresses each generally in turn, beginning with the issues presented for summary judgment, but collapsing into one inquiry Defendants' moving points (3) and (4) for summary judgment and moving point (1) for summary adjudication, (infra Part III).
Defendants first move for summary judgment regarding the Tom Brady and UAB jokes, arguing that Plaintiff lacks standing to maintain an infringement action as to those jokes. This is because "no civil action for infringement of the copyright in any United States work shall be instituted until preregistration or registration of the copyright claim has been made[,]" 17 U.S.C. § 411(a), and at the time Defendants filed their Motion for Summary Judgment Plaintiff had not produced any registration documents for either the Tom Brady Joke or the UAB Joke. (MSJ 8-9.) Plaintiff counters by attaching to his Opposition applications for each joke, (Lorenzo Decl Exs. 7, 8, ECF No. 97-2 at 29-35), and noting that his Amended Complaint clearly indicates that "applications for each of the" relevant jokes were either filed or "pending with the Copyright Office." (Am. Compl. ¶ 26, ECF No. 58.) Defendants respond that Plaintiff never produced "copyright applications for the Tom Brady or UAB [j]okes until February 8, 2017 —
Federal Rule of Civil Procedure 26(a) requires a party to provide all other
In the present case, there is no question that Plaintiff failed to timely produce the required disclosures; Defendants specifically propounded discovery in the form of "all DOCUMENTS relating to the application and/or registration of the JOKES AT ISSUE with the United States Copyright Office." (Pl.'s Resp. to Conaco, LLC's First Set of Reqs. For Produc. of Docs. and Things ("Appl. Req.") 9, ECF No. 73 at 88; see generally Pl.'s Supp. Br., ECF No. 127.) And Plaintiff concedes that such failure was not substantially justified. (See generally, e.g., Pl.'s Supp. Br. (nowhere arguing that failure to produce was substantially justified).) Accordingly, the only question is whether Plaintiff's failure is "harmless" within the meaning of Rule 37(c). The Court ultimately concludes that it is.
Defendants make valid arguments as to why they were prejudiced by Plaintiff's failure to produce the relevant applications and corresponding documents. For example, there are several potentially dispositive grounds on which Defendants could have conducted discovery. (Defs.' Supp. Br. 7-8, ECF No. 124 (noting, e.g., that an incomplete application does not confer standing; that an application with multiple works including one, previously registered work is invalid as a whole; and that fraud on the Copyright Office can invalidate an application).) However, Plaintiff is correct that here Defendants are not prejudiced in the most meaningful sense — Plaintiff did, in fact, submit applications which in turn confer Plaintiff with standing for the relevant jokes under Cosmetic Ideas, Inc. v. IAC/InteractiveCorp., 606 F.3d 612, 621 (9th Cir. 2010). Accordingly, all prejudice to Defendants springs from what they
But Defendants are correct that they should be permitted to reopen discovery regarding the relevant applications, associated documents, and communications from the Copyright Office. Further, if Defendants discover fatal deficiencies in Plaintiff's applications then Defendants should also again be permitted to move for Summary Judgment on those discrete grounds. And although the Ninth Circuit has held that "modifications to the court's and the parties' schedules supports a finding that the failure to disclose was not harmless[,]" Hoffman v. Constr. Protective Servs., Inc., 541 F.3d 1175, 1180 (9th Cir. 2008) (citing
Given the foregoing, the Court concludes that Plaintiff's failure to disclose the relevant applications and additional materials regarding the Tom Brady and UAB jokes is harmless insofar as it relates to Plaintiff's standing to bring suit. Accordingly, Defendants' Motion for Summary Judgment on this ground is
Defendants move for summary judgment regarding both the Delta and Washington Monument jokes because Defendants created those jokes prior to Plaintiff posting his version of those jokes. (MSJ 10.) Because the factual circumstances underlying each joke are distinct, the Court first addresses the Delta Joke and then turns to the Washington Monument Joke.
Regarding the Delta Joke, Defendants' record evidence demonstrates that Conan writer Josh Comers submitted the Delta Joke via email on January 14, 2015 at either 11:33 or 11:32 a.m. (Comers Decl. Ex. 2, ECF No. 70-8 at 24; Hayes Decl. Ex. 1, ECF No. 70-12 at 7.) Nearly five hours later, at 4:14 p.m., Plaintiff posted his version of the joke. (Van Loon Decl. Ex. 23, 5, ECF No. 70-3 at 95.) Despite this strong evidence of prior creation, Plaintiff argues that several "alleged `coincidences' do not add up [such that] there exists a triable issue of fact as to whether Defendants did in fact write Joke #2 first." (Opp'n 9.) The Court disagrees.
Plaintiff points to four particular "coincidences" that establish a genuine issue of material fact regarding prior creation of the Delta Joke: (1) Conan's "final meeting where jokes are finalized go all the way up until `showtime[,]'" i.e., 4:30 p.m.; (2) Conan used a similar joke on the previous day's show, and Plaintiff has "never seen Conan use premises like that on back to back days[;]" (3) the two copies of the Comers email before the Court have varying timestamps (11:33 a.m. versus 11:32 a.m.) and one email is truncated; and (4) Conan's writer's assistant testified that January 14, 2015 "was the weird day." (Opp'n 7-9.) But none of these is sufficient to inject a
Regarding the Washington Monument Joke, Defendants again argue that they created the Washington Monument Joke prior to Plaintiff's first posting of his version of the joke. However, unlike with the Delta Joke, Defendants here argue that Conan aired a
As an initial matter, as to the allegedly infringing and infringed-upon jokes, there is no dispute that Plaintiff posted his version of the Washington Monument Joke prior to Defendants' use or alleged creation of their version. And, although Defendants contend that Plaintiff "does not mention a study in his joke[,]" (Reply 3), both jokes unquestionably reference the same study, (see MSJ 5 (noting Plaintiff's version says "The Washington Monument is ten inches shorter
Defendants assert that Plaintiff lacks any evidence of direct copying, (MSJ 10), something Plaintiff does not dispute, (see Opp'n 7 ("Kaseberg Need Not Present Evidence of Direct Copying")). Accordingly, the only question is whether Plaintiff raises a genuine issue of fact regarding (A) Defendants' access to Plaintiff's allegedly infringed-upon jokes and (B) the similarity between Plaintiff's allegedly infringed-upon jokes and Defendants' allegedly infringing jokes. E.g., Rice v. Fox Broad. Co., 330 F.3d 1170, 1174 (9th Cir. 2003) (noting copying "may be established by showing that ... [(1)] the infringing party `had access' to the copyrighted work" and "[(2)] the works in question `are substantially similar in their protected elements'" (quoting Metcalf v. Bochco, 294 F.3d 1069, 1072 (9th Cir. 2002))); (Opp'n 9-15). The Court addresses each component in turn.
To show access, a plaintiff generally must show that a defendant had a "reasonable opportunity" to view a plaintiff's work. Three Boys Music Corp. v. Bolton, 212 F.3d 477, 482 (9th Cir. 2000). That is, "[t]here must be a reasonable possibility of viewing the plaintiff's work — not a bare possibility." Id. (quoting 4 Melville B. Nimmer & David Nimmer, Nimmer on Copyright § 13.02[A], at 13-19 [hereinafter Nimmer]). This may be established in two ways, by showing "(1) a particular chain of events ... between the plaintiff's work and the defendant's access to that work ..., or (2) the plaintiff's work has been widely disseminated." Id. Additionally, access may be inferred based solely on proof of "striking similarity." 3 Nimmer § 13.01[B]; Bernal v. Paradigm Talent & Literary Agency, 788 F.Supp.2d 1043, 1052 (C.D. Cal. 2010). The parties agree to these standards, but disagree regarding their application. Because the Court concludes there is a genuine issue of material fact regarding access via a chain of events, the Court
Defendants argue not just that access proven via chain of events must give rise to more than a bare possibility, but that proof of such access must be "`significant, affirmative, and probative.'" (MSJ 11 (quoting Bernal, 788 F.Supp.2d at 1054).) And while it is true that both the Bernal Court and at least one other central district court have adopted such a standard, Loomis v. Cornish, No. CV 12-5525 RSWL JEMX, 2013 WL 6044345, at *5 (C.D. Cal. Nov. 13, 2013), aff'd on other grounds, 836 F.3d 991 (9th Cir. 2016), this Court currently looks only for a genuine issue of material fact as to whether Defendants had a reasonable, rather than bare, possibility of viewing Plaintiff's works. "At times, distinguishing a `bare' possibility from a `reasonable' possibility will present a close question." Three Boys Music Corp.,
Defendants again argue that the majority of Plaintiff's evidence presented in opposition was not available, and that, "[h]aving taken a firm position as to his access evidence, which directly impacted Defendants' discovery efforts, [Plaintiff] cannot now ambush Defendants with new facts, theories, and evidence for the first time in his Opposition." (Reply 5.) However, the Court need not use this evidence to find a genuine issue of material fact. Plaintiff supplies an expert report
This probability evidence is in turn bolstered by the fact that Kaseberg tweeted writer Sweeney after he saw Conan perform allegedly infringing joke number 2,
Specifically, Defendants at the hearing contested the access point primarily on the grounds that access to a person is insufficient to create a genuine dispute of material fact regarding access to a specific work. (Hr'g Tr. 28:24-31:24; 33:15-34:3.) However, the cases Defendants cite in support either dealt with companies where individuals were not part of the same department, e.g., Bernal, 788 F.Supp.2d at 1058 (talent agent and literary agent described as "distant colleagues"), or involved only one work, Art Attacks Ink, LLC v. MGA Entm't Inc., 581 F.3d 1138, 1141-42 (9th Cir. 2009) (character design), usually of much greater magnitude, such as a screenplay or novel, e.g., id. (screenplay); Jason v. Fonda, 526 F.Supp. 774, 775 (C.D. Cal. 1981), aff'd, 698 F.2d 966 (9th Cir. 1982) (book and motion picture). By contrast, in the present case there are approximately eight Conan writers, (see Hr'g Tr. 50:2-50:5; Sweeney Decl. ¶ 3, ECF No. 70-5 at 2), who all work very closely together, (see, e.g., O'Brien Decl. ¶ 4-6, ECF No. 70-11 at 2-3), and there are allegations of
Finally, although Defendants at the hearing further argued that the expert report was targeted towards independent creation only, and therefore is inapposite regarding any inference of an access theory, (id. at 47:22-49:1), as explained infra Part IV, independent creation and access are interrelated. Of course, the expert report alone would be insufficient to prove access because it merely undercuts any theory of independent creation without advancing any specific theory of access. However, as detailed above, the expert report in this case is bolstered by the fact that there were several writers on notice of Plaintiff, his allegations, and the online fora containing his jokes; and at least several of the writers were together discussing those matters. Accordingly, the expert report here bolsters this additional evidence in a meaningful way.
Although this is a unique case and a close call, taking the foregoing in concert, and drawing all reasonable inferences in favor of Plaintiff, the Court cannot at this time say that as a matter of law Defendants did not have access to Plaintiff's jokes. Therefore, the Court
Unlike access, the Parties do not agree regarding the appropriate standard for evaluating the level of similarity between the works here at issue. This disagreement mostly concerns the amount of protection Plaintiff's works should be afforded. Defendants argue Plaintiff's work is comprised almost wholly of unprotectable elements and therefore is entitled to only "thin" copyright protection, (MSJ 13-20); Plaintiff disagrees, (Opp'n 15-23). Although largely a novel question, the Court agrees with Defendants.
"To determine whether two works are substantially similar, a two-part analysis — an extrinsic test and an intrinsic test — is applied." Rice, 330 F.3d at 1174 (citing Metcalf, 294 F.3d at 1073). "`For summary judgment, only the extrinsic test is important.'" Id. (quoting Kouf v. Walt Disney Pictures & Television, 16 F.3d 1042, 1045 (9th Cir. 1994)).
"[T]he extrinsic test is an objective measure of the `articulable similarities between the plot, themes, dialogue, mood, setting, pace, characters, and sequence of events.'" Id. However, "[b]ecause only those elements of a work that are protectable and used without the author's permission can be compared when it comes to the ultimate question of illicit copying, we use analytic dissection to determine the scope of copyright protection before works are considered `as a whole.'" Apple Computer, Inc. v. Microsoft Corp., 35 F.3d 1435, 1443 (9th Cir. 1994). Specifically, analysis flows as follows:
Id. at 1443 (emphasis removed). "Where a copyrighted work is composed largely of `unprotectable' elements, or elements `limited' by `merger,' `scenes a faire,' and/or other limiting doctrines, it receives a `thin' rather than a `broad' scope of protection." Idema v. Dreamworks, Inc., 162 F.Supp.2d 1129, 1178 (C.D. Cal. 2001), aff'd in relevant part, dismissed in part, 90 Fed.Appx. 496 (9th Cir. 2003), as amended on denial of reh'g (Mar. 9, 2004). This is because "`similarities derived from the use of common ideas cannot be protected; otherwise, the first to come up with an idea will corner the market.'" Rice, 330 F.3d at 1175 (9th Cir. 2003) (quoting Apple Computer, 35 F.3d at 1443). At least in the context of software and commercial photography, the Ninth Circuit has determined that "virtual identity" is the appropriate standard when a plaintiff's work is entitled to only "thin" protection. Apple Computer, 35 F.3d at 1439 ("When the range of protectable and unauthorized expression is narrow, the appropriate standard for illicit copying is virtual identity."); Ets-Hokin v. Skyy Spirits, Inc. ("Skyy Spirits II"), 323 F.3d 763, 766 (9th Cir. 2003) ("`[W]hen the range of protectable [...] expression is narrow, the appropriate standard for illicit copying is virtual identity.'" (quoting Apple Computer, 35 F.3d at 1439)); see also id. (noting that virtual identity is the appropriate standard of similarity when a plaintiff holds a thin copyright because "`[t]he less developed the characters, the less they can be copyrighted; that is the penalty an author must bear for marking them too indistinctly.'" (quoting Nichols v. Universal Pictures Corp., 45 F.2d 119, 121 (2d Cir. 1930) (Hand, J.))).
Plaintiff in the present case points out that "[t]he cases Defendants have cited do not directly deal with jokes[,]" (Opp'n 17); but neither do Plaintiff's cited cases, (see id. at 17-20). However, the copyrighted items in Defendants' cited cases and the two-line jokes here at issue do share the same issue-controlling feature: an extremely limited amount of protectable content. For instance, in Skyy Spirits a photographer brought suit against the Skyy Corporation for infringement of his photographs for a Skyy advertising campaign which placed "[t]he [Skyy Vodka] bottle... in front of a plain white or yellow backdrop, with back lighting[;]" "illuminated from the left (from the viewers[`] perspective), such that the right side of the bottle is slightly shadowed[;]" and where "[t]he angle from which the photos were taken appear[ed] to be perpendicular to the side of the bottle, with the label centered, such that the viewer has a `straight on' perspective." Ets-Hokin v. Skyy Spirits, Inc., 225 F.3d 1068, 1071-72 (9th Cir. 2000). After an initial Ninth Circuit panel held that the photographs were sufficiently original to merit copyright protection, id. at 1070, a subsequent panel upheld a grant of summary judgment applying the "virtual identity" standard to the photographs at issue. Skyy Spirits II, 323 F.3d at 764-66 ("This long-running litigation is fundamentally about how many ways one can create an advertising photograph, called a `product
In the present case, there is little doubt that the jokes at issue merit copyright protection. See, e.g., Feist Publications, Inc. v. Rural Telephone Service Co., Inc., 499 U.S. 340, 345, 111 S.Ct. 1282, 113 L.Ed.2d 358 (1991) (noting originality requires only independent creation of a work that "possess[es] some creative spark, `no matter how crude, humble or obvious' it might be" (quoting 1 Nimmer § 1.08[C][1])); Bleistein v. Donaldson Lithographing Co., 188 U.S. 239, 251, 23 S.Ct. 298, 47 S.Ct. 460 (1903) ("It would be a dangerous undertaking for persons trained only to the law to constitute themselves final judges of the worth of [creative works], outside of the narrowest and most obvious limits."). However, like the pictures in Skyy Spirits, the jokes here are similarly constrained by their subject matter and the conventions of the two-line, setup-and-delivery paradigm. Each joke begins with a factual sentence and then immediately concludes with another sentence providing humorous commentary on the preceding facts. Facts, of course, are not protected by copyright. Feist, 499 U.S. at 345, 111 S.Ct. 1282. And although the punchlines of the jokes are creative, they are nonetheless constrained by the limited number of variations that would (1) be humorous (2) as applied to the specific facts articulated in each joke's previous sentence and (3) provide mass appeal. This merits only thin protection. The standard for infringement must therefore also be some form of "virtual identity."
In sum, where on the protection "continuum a particular work falls ... is a call that must be made case by case." Apple Computer, 35 F.3d at 1447. The Court here concludes that Plaintiff's jokes are entitled to only "thin" copyright protection and therefore
Given that Plaintiff's works are entitled to only thin protection, the Court must determine whether there is a genuine dispute of material fact regarding whether Defendants' allegedly infringing jokes are "virtually identical" to Plaintiff's.
On the other hand, Plaintiff's and Conan's other jokes objectively share sufficient protectable similarities to preclude summary judgment.
The Jenner Joke focuses on Bruce Jenner's then-recent sex change and the resulting effect on towns with streets named "Bruce Jenner." Again, these facts are not copyrightable. The protectable expression is instead Plaintiff's observation that one fictional Bruce Jenner street would "have to change from a Cul-De-Sac to a Cul-De-Sackless." (Van Loon Decl. Ex. 15, ECF No. 70-3 at 63.) Conan's joke takes the same tack, noting that: "If you live on Bruce Jenner cul-de-sac it will now be cul-de-no-sack." (Id. Ex 17, ECF No. 70-3 at 72.) Although Conan changes the punchline from "sackless" to "no-sack," the framing is identical: the change
The Washington Monument Joke focuses on the Washington Monument having been found to be ten inches shorter than previously established. The protectable expression lies in Plaintiff's observation that the Washington Monument could "suffer[] from shrinkage[,]" (id. Ex. 7, ECF No. 70-3 at 30), implying that the Monument is therefore an actual phallus. And although the Defendants are correct that the Conan joke differs insofar as it anthropomorphizes the Monument — "Of course, the monument's blaming the shrinkage on the cold weather[,]" (id. Ex. 9, ECF No. 70-3 at 35) — the fundamental expression regarding the Monument, in fact, being a phallus remains the same. As previously stated, while not exactly identical, the jokes are sufficiently objectively virtually identical to create a triable issue of fact regarding whether a jury would find these objective similarities to be virtually identical within the context of the entire joke.
Finally, the Brady Joke focuses on Tom Brady's statement after winning Super Bowl XLIX that he wanted "to give his MVP truck to the man who won the game for the Patriots." (Id. Ex. 13, ECF No. 70-3 at 55.) Plaintiff's protectable expression is his implication that a fictionalized Tom Brady would therefore give his truck to the coach of the opposing team, Pete Carroll. And although the Conan joke takes an active stance — "So Brady's giving his truck to Seahawks coach Pete Carroll[,]" (Id. Ex. 14, ECF No. 70-3 at 57) — the fundamental expression is the same,
Given the foregoing, the Court
Defendants next argue that they are entitled to summary judgment on the discrete ground that the "evidence presented in this case firmly establishes that the Conan Defendants' jokes were independently created." (MSJ 20.) Plaintiff responds that "courts should caution against deciding the issue of independent creation at summary judgment[,]" especially in cases such as this one where the evidence establishing independent creation is solely "the self-interested testimony of those on the defense side...." (Opp'n 23 (quoting 3 Nimmer § 12.11[D][1] n.99.5).) Defendants reply that "[c]ourts in the Ninth Circuit can, and do, grant summary judgment based on independent creation." (Reply 8-10.) The Court agrees with Plaintiff.
As an initial matter, it is true that
Granite Music Corp. v. United Artists Corp., 532 F.2d 718, 720 (9th Cir. 1976) (quotation marks and citations removed). However, independent creation is necessarily tied — at least in part — to Plaintiff's evidence of infringement. "Because, in most cases, direct evidence of copying is not available, a plaintiff may establish copying by showing that the infringer had access to the work and that the two works are substantially similar." Shaw v. Lindheim, 919 F.2d 1353, 1356 (9th Cir. 1990). Where evidence of access and substantial similarity are lacking, an independent creation defense usually becomes more plausible. And Defendants' cited cases within this Circuit awarding summary judgment all rely on this interrelatedness; i.e., the cases do not award summary judgment based
In the present case, the Delta Joke is the only joke implicating this principle of interrelatedness — email records indisputably prove that Defendants created a version of the allegedly infringing Delta Joke
Defendants' final argument is that they are entitled to summary adjudication regarding whether Defendants' willfully infringed Plaintiff's copyrights. (MSJ 25.) Plaintiff responds that a genuine issue of material exists because Plaintiff tweeted to and spoke with Mike Sweeney (a member of Conan's writing staff) such that "there is evidence that Defendants knew about [Plaintiff] at least after Joke #2." (Opp'n 24-25.) Defendants reply that Sweeney did not write any of the allegedly infringing jokes, and that record evidence demonstrates that Sweeney only told the writers about Plaintiff "
"`[T]o prove "willfulness" under the Copyright Act, the plaintiff must show (1) that the defendant was actually aware of the infringing activity, or (2) that the defendant's actions were the result of "reckless disregard" for, or "willful blindness" to, the copyright holder's
In the present case, Mike Sweeney explicitly noted that after his "first communication" with Plaintiff, (Sweeney Dep. 55:1-3, ECF No. 101-4 at 6), "another writer came to me [(Sweeney]) and said, `Hey, this guy, Alex Kaseberg, tweeted at me about saying we did one of his jokes[,]'" (id. at 57:4-13). Sweeney continued that some time in that "early stage, yeah, I talked to a group of writers in a meeting." (Id. at 60:20-24.) These statements are in turn bolstered by writer Comers' statement that he learned of Plaintiff's allegations from Mr. Sweeney prior to the litigation, and then later heard that "maybe there was more communication, like he [(Plaintiff)] ... maybe ... reached out again to Mike about it." (Comers Dep. 45:21-46:11, ECF No. 106-2 at 64-66.) And although Defendants point to writers Kiley's and Kutner's depositions as indicating that no writer knew of Plaintiff until after the jokes at issue were already published, (Kiley Dep. 62:1-2 ("Mike Sweeney mentioned... at a meeting that someone was suing the show."), ECF No. 106-2 at 77; Kutner Dep. 54:1-7 (explaining that meeting with Mike Sweeney where he heard of allegations "had to be after" the lawsuit was filed), ECF No. 106-2 at 57), the most that can be said regarding these depositions is that they add to the general confusion among the writing staff regarding the timeframe during which they learned about Plaintiff and his allegations. This does nothing to dispel, but instead confirms, a genuine issue of material fact regarding whether Defendants may have willfully infringed Plaintiff's works — the writers may well have been on notice as to Plaintiff and his Twitter or blog posts almost immediately following Conan's performance of the second allegedly infringing joke. If Defendants did, in fact, subsequently copy Plaintiffs' other jokes, then there is a genuine fact as to the willfulness of Defendants' so doing. See Washington Shoe Co., 704 F.3d at 674 (quoting with approval the statement that "[t]o prove willfulness, plaintiffs must show that the infringer had actual
Given the foregoing, the Court