MICHAEL J. DAVIS, Chief District Judge.
This matter is before the Court on Plaintiffs' Motion to Renew Their Motion for an Expedited Preliminary Injunction. [Docket No. 52] Because Plaintiffs are unlikely to succeed on the merits of their claim, their motion is denied.
The State of Minnesota has made a policy decision that it wishes to hear from and negotiate with an exclusive representative of homecare providers. A secret ballot election was held in which the majority of homecare providers voted to certify SEIU as that exclusive representative. SEIU was chosen based on majority vote, a long-held bedrock principle of American government. Plaintiffs represent that they have no objection to the State exclusively conferring with SEIU on Medicaid policy and excluding Plaintiffs from that discussion. Plaintiffs are not required to join SEIU. They are not required to financially support SEIU. They may petition the State individually or in other groups regarding Medicaid policy. They may express their disagreement with SEIU to the State, to the public, and to anyone else. There is simply no infringement on Plaintiffs' First Amendment rights.
The State of Minnesota has several programs through which it pays homecare providers to deliver vital "direct support services" to individuals with disabilities or the elderly.
The recipients of homecare, the participants, have the authority to choose and supervise their own providers; but the Minnesota Commissioner of the Department of Human Services ("DHS") retains the authority to set the economic terms of employment for the individual providers. Minn. Stat. § 256B.0711, subd. 1(d), subd. 4. The Commissioner has authority to establish "compensation rates," "payment terms and practices," "benefit terms," "orientation programs," "training and educational opportunities," a "public registry" of individual providers available for work, and "other appropriate terms and conditions of employment governing the workforce of individual providers." Minn. Stat. § 256B.0711, subd. 4(c).
Minnesota's Public Employment Labor Relations Act ("PELRA") gives public employees "the right by secret ballot to designate an exclusive representative to negotiate . . . the terms and conditions of employment with their employer." Minn. Stat. § 179A.06, subd. 2. If a union presents the Commissioner of the Bureau of Mediation Services ("BMS") with a petition representing that at least 30 percent of the proposed bargaining unit desire representation by that union, then the union may obtain a certification election. Minn. Stat. § 179A.12, subd. 3. If the union then receives a majority of the votes cast in the certification election, the BMS Commissioner will certify that union as the exclusive representative of all employees in that bargaining unit.
Once a union is certified under PELRA, the public employer "has an obligation to meet and negotiate in good faith with the exclusive representative. . . regarding . . . the terms and conditions of employment." Minn. Stat. § 179A.07, subd. 2. For state employees, any agreement reached must be presented to the Minnesota legislature for approval or rejection. Minn. Stat. § 179A.22, subd. 4.
If a union is certified under PELRA, the employees in the bargaining unit are not required to become members of the union: PELRA gives employees "the right not to . . . join such organizations" and makes it an "unfair labor practice" for public employers or employee organizations to "restrain[] or coerce[]" employees in the exercise of that right. Minn. Stat. § 179A.06, subd. 2; § 179A.13, subds. 1, 2(1), 3(1). Also, the appointment of a PELRA exclusive representative does
Minn. Stat. § 179A.06, subd. 1.
Under PELRA, unions are permitted, but not required, to assess fair share fees to non-members. Minn. Stat. § 179A.06, subd 3.
On May 24, 2013, Defendant Governor Mark Dayton signed the Individual Providers of Direct Support Services Representation Act (the "Act"). 2013 Minn. Law Ch. 128, Art. 2,
If an exclusive representative is certified under the procedures set forth in PELRA, the State and exclusive representative's "mutual rights and obligations. . . to meet and negotiate regarding terms and conditions shall extend to[:]" "compensation rates, payment terms and practices, and any benefit terms;" "required orientation programs;" "relevant training and educational opportunities;" "the maintenance of a public registry of individuals who have consented to be included;" and "other appropriate terms and conditions of employment governing the workforce of individual providers." Minn. Stat. § 179A.54, subd. 3; § 256B.0711, subd. 4(c). If a contract results from the negotiations, it must be approved or disapproved by the legislature. Minn. Stat. § 179A.54, subd. 5; § 256B.0711, subd 4(d).
Minn. Stat. § 179A.54, subd. 4.
Any employee organization wishing to represent homecare providers may seek exclusive representative status under PELRA. Minn. Stat. § 179A.54, subd. 10. The appropriate unit is defined as "individual providers who have been paid for providing direct support services to participants within the previous 12 months."
In June 2014, Defendant SEIU Healthcare Minnesota ("SEIU") presented over 9,000 union authorization cards signed by homecare providers to BMS seeking to designate SEIU as their exclusive bargaining representative. (Gulley Decl. ¶ 15.) On July 8, 2014, SEIU submitted an official petition to BMS requesting an election to certify it as the exclusive representative for Minnesota homecare workers. (
On June 30, 2014, the United States Supreme Court issued its decision in
On August 1, BMS started a secret-ballot election by mailing ballots to the 26,972 providers who are eligible to vote. (Gulley Decl. ¶ 16; Solem Decl., Ex. 2, Mail Ballot Election Order.) On August 26, 2014, BMS tabulated the ballots and certified SEIU as the exclusive representative. ([Docket No. 52-1] BMS Certification of Exclusive Representative.)
Plaintiffs are nine persons who provide in-home care to a son or daughter with disabilities in Minnesota. (
On July 28, 2014, Plaintiffs filed a Complaint in this Court against Governor Mark Dayton; BMS Commissioner Josh Tilsen; DHS Commissioner Lucinda Jesson; and SEIU. The Complaint asserted Count I: State certification of an exclusive representati[ve] for Individual Providers will violate 42 U.S.C. § 1983 and the United States Constitution; Count II: Subjecting Plaintiffs' First Amendment rights to a majority vote violates 42 U.S.C. § 1983 and the United States Constitution; and Count III: Compulsory financial support for an exclusive representative will violate 42 U.S.C. § 1983 and the United States Constitution.
On July 30, Plaintiffs filed a Motion for an Expedited Preliminary Injunction, requesting that the Court enjoin Defendants from implementing or enforcing the Act. The motion was based on Counts I and II of the Complaint. Specifically, Plaintiffs requested that the Court enjoin Defendants from conducting the certification election and from certifying SEIU as the exclusive representative of Plaintiffs and other individual providers. On August 20, this Court issued an Order denying Plaintiffs' motion. [Docket No. 50] The Court denied the motion as to Count I because the claim was unripe and premature. The Court denied the motion as to Count II on the merits.
On August 26, 2014, BMS tabulated the election results and certified SEIU as the exclusive representative. On September 2, Plaintiffs filed an Amended Complaint against the same Defendants, asserting: Count I: State certification of an exclusive representati[ve] for individual providers will violate 42 U.S.C. § 1983 and the United States Constitution; and Count II: Subjecting Plaintiffs' First Amendment rights to a majority vote violates 42 U.S.C. § 1983 and the United States Constitution. On August 27, Plaintiffs' filed a Motion to Renew Their Motion for an Expedited Preliminary Injunction based solely on Count I of the Amended Complaint. [Docket No. 52] No oral argument was requested.
"To show Article III standing, a plaintiff has the burden of proving: (1) that he or she suffered an injury-in-fact, (2) a causal relationship between the injury and the challenged conduct, and (3) that the injury likely will be redressed by a favorable decision."
Here, Plaintiffs have standing to bring their motion with regard to Count I. There are no remaining material contingencies regarding this claim. Plaintiffs claim that they are injured by the fact that SEIU has been certified as the exclusive representative for their bargaining unit. The alleged injury to their First Amendment freedom of association is caused by the State's certification. Finally, a favorable decision by this Court, barring certification would address the alleged injury.
The State Defendants assert that Plaintiffs' claim is not ripe for review because it depends upon future contingencies such as the result of negotiations between SEIU and the State, whether such a negotiated agreement would be approved by the legislature, and whether the terms of the agreement would harm Plaintiffs.
The ripeness doctrine requires that, before a court may assume jurisdiction over a case, there must be "a real, substantial controversy between parties having adverse legal interests, a dispute definite and concrete, not hypothetical or abstract."
"The fitness prong safeguards against judicial review of hypothetical or speculative disagreements. The hardship prong asks whether delayed review inflicts significant practical harm on the plaintiffs."
The fitness of the issues prong focuses on "a court's ability to visit an issue [and] whether it would benefit from further factual development."
Count I of the Complaint is based on Plaintiffs' claim that certification of an exclusive representative, in and of itself, violates Plaintiffs' First Amendment rights. Their claim is not based on the favorability or unfavorability of the terms of any potential contract negotiated by the SEIU. Therefore, Count I no longer rests on a key future contingency — the outcome of the election is known. SEIU has been certified as the exclusive representative.
"A plaintiff who challenges a statute must demonstrate a realistic danger of sustaining a direct injury as a result of the statute's operation or enforcement."
Plaintiffs' claimed injury in Count I has now happened: SEIU has won the majority of votes in the election and has been certified as the exclusive representative. Based on Plaintiffs' theory, they now suffer a continuing hardship each day that the SEIU remains certified as the exclusive representative.
The Court concludes that Plaintiffs' motion based on Count I is ripe for review. The Court now turns to the merits of Plaintiffs' motion for a preliminary injunction based on Count I of the Complaint.
The Eighth Circuit Court of Appeals has established the standard for considering preliminary injunctions.
The Court concludes that Plaintiffs are not likely to succeed on the merits of their claim under Count I.
The First Amendment guarantees each individual the right to associate for expressive purposes, including a right to associate for purposes of petitioning the government and influencing public policy.
Plaintiffs assert that State certification of an exclusive representative for homecare providers affiliates Plaintiffs with SEIU's petitioning, speech, and policy positions.
Although SEIU has been certified as the exclusive representative, Plaintiffs are not forced to associate with SEIU. They are not required to join SEIU.
Simply because the State has chosen to listen to SEIU on issues that are related to Plaintiffs' employment does not mean that Plaintiffs are being forced to associate with SEIU. Instead, as the Supreme Court recognized in
The very system by which bargaining unit members select a PELRA exclusive representative through majority vote makes clear that not all bargaining unit members necessarily support the representative's positions.
The Court is also mindful of its role as a federal court being asked to interfere with a state's policy decision of how to gather information in order to make Medicaid policy. The Supreme Court recognized the "federalism and separation-of-powers concerns [that] would be implicated in the massive intrusion into state . . . policymaking that recognition of the claimed right [to be listened to by the government] would entail."
Despite Plaintiffs' insistence, cases such as
Additionally, the fact that, because it has been certified, SEIU owes a fiduciary-like duty to Plaintiffs "fairly and equitably to represent all employees . . ., union and non-union, within the relevant unit,"
Finally, the Court holds that
The Court concludes that Plaintiffs are unlikely to prove that the State's certification of SEIU as the exclusive representative under the Act and PELRA infringes on Plaintiffs' First Amendment rights.
Because the Court concludes that the State's certification of SEIU does not infringe on Plaintiffs' First Amendment rights, the State does not need to demonstrate a compelling interest. In fact, the State "need not demonstrate any special justification to sustain the constitutionality" of the Act.
At this early stage, the State has certainly demonstrated a rational basis for its desire to negotiate with one entity that represents the majority of homecare providers. Not only is this system logistically more efficient for the State and could rationally be believed to be an effective manner to determine the concerns of most homecare providers, but also the State has provided the sworn statement of Charles E. Johnson, DHS Deputy Commissioner for Policy and Operations, as setting forth a rational basis for the State's opinion that the Act and certification of an exclusive representative will improve the relevant programs. (
Because Plaintiffs have failed to show a likelihood of success on the merits of their claim under Count I, the Court need not address the remaining
Because there is no threat of irreparable harm, the balance of the harms weighs against an injunction, as well.
An injunction would delay implementation of legislation passed by the State's properly-elected legislative representatives after full debate and would constitute an unwarranted intrusion of the federal government into the state's affairs and by the judiciary into the policy decisions of the legislative branch. Such an action would not be in the public interest when the Minnesota legislature has made a policy decision, after full consideration and debate, that bringing individual homecare providers under PELRA would benefit Minnesota's homecare programs. The public has a strong interest in improving the homecare program by reducing turnover, attracting more qualified providers and, ultimately, enabling better home-based care to individuals with disabilities and the elderly.
Accordingly, based upon the files, records, and proceedings herein.
Plaintiffs' Motion to Renew Their Motion for an Expedited
Preliminary Injunction [Docket No. 52] is