Lance E. Walker, U.S. District Judge.
The matter is again before the Court on Plaintiffs' motion for preliminary injunctive relief.
In the course of this decision, I will do my level best to explain why the extraordinary relief of a preliminary injunction is not warranted in this case. For the uninitiated let me stress that in this decision the District Court does not strike down or otherwise circumscribe any right to abortion previously recognized by the Supreme Court. Instead, the Court simply concludes — on a preliminary and non-final basis — that Plaintiffs have failed to meet the burden required by law for preliminary injunctive relief to issue. To that end, my role is circumscribed by Article III of the United States Constitution, which does not charge federal courts with the duty of judging the wisdom of public policy as the Oracle of Delphi heroically saving the republic from the product of its own democratic process. The exercise of sound judicial review must be hallmarked by restraint.
The Title X program is a federal welfare program that provides grants to providers to support public access to contraceptive and reproductive health products and services. Plaintiff Maine Family Planning is the sole statewide Title X grantee for the State of Maine. Maine Family Planning is also one of the primary providers and funders of abortion services in Maine, even though the federal statute that creates the Title X program states that "[n]one of the funds appropriated under this subchapter shall be used in programs where abortion is a method of family planning." 42 U.S.C. § 300a-6.
In this civil action, Plaintiffs challenge a Final Rule promulgated by the Department of Health and Human Services that they contend is irrational, unlawful, and unconstitutional because it unduly interferes with their ability to counsel Title X patients about abortion and to provide abortion services within their Title X clinics. Importantly, the Final Rule does not prohibit Plaintiffs from continuing to provide abortion services, although it does raise significant barriers which will require Plaintiffs to reconfigure their operations. The following background is provided to contextualize how Maine Family Planning came to be both the sole Title X grantee for the State of Maine and a major provider of abortion services in Maine, and to lay the groundwork for the legal arguments that inform Plaintiffs' request for preliminary injunctive relief.
In 1969, President Richard Nixon delivered a special message to Congress focusing on the nation's ever-growing concern with population growth — both globally and in the United States. Richard Nixon, Special
On the heels of this presidential imperative, Congress enacted the Family Planning Services and Population Research Act ("the Act") with the primary purpose of "assist[ing] in making comprehensive voluntary family planning services readily available to all persons desiring such services."
Specific to the issue of abortion, Section 1008 of the Act provided (and still provides today) that "[n]one of the funds appropriated under this subchapter shall be used in programs where abortion is a method of family planning." 42 U.S.C. § 300a-6. As commented by the Supreme Court, "[t]hat restriction was intended to ensure that Title X funds would `be used only to support preventive family planning services, population research, infertility services, and other related medical, informational, and educational activities.'" Rust, 500 U.S. at 178-79, 111 S.Ct. 1759 (citing H.R. Conf. Rep. No. 91-1667, p. 8 (1970), U.S. Code Cong. & Admin. News 1970, pp. 5068, 5081-82).
In accordance with Congress's mandate, in 1971, the Department issued regulations indicating that a Title X "project will not provide abortions as a method of family planning." Grants for Family Planning Services, 36 Fed. Reg. 18,465, 18,466 (Sept. 15, 1971) (codified at 42 C.F.R. § 59.5(9) (1972)). For many years, this prohibition was the extent of the official guidance provided by the Department regarding the topic of abortion and even abortion counseling. However, in this period of rapidly-evolving legal acceptance of abortion, the Department, through its Office of General Counsel opinions, generally "took the view that activity which did not have the immediate effect of promoting abortion or which did not have the principal purpose or effect of promoting abortion was permitted." Statutory Prohibition on Use of Appropriated Funds in Programs Where Abortion is a Method of Family Planning; Standard of Compliance for Family Planning Services Projects ("1988 Regulations"), 53 Fed. Reg. 2922, 2923 (Feb. 2, 1988). Thus, as observed by the United States Court of Appeals for the District of Columbia, the Department adopted a permissive viewpoint regarding abortion counseling and "[d]uring the mid-1970s, HHS General Counsel memoranda made a ... distinction between directive (`encouraging or promoting' abortion) and nondirective (`neutral') counseling on abortion, prohibiting the former and permitting the latter."
In 1981, the Department issued guidelines that solidified its previously-informal stance regarding abortion counseling and, for the first time, explicitly required Title X programs to provide pregnant women, upon request, with "non-directive counseling" regarding "options for the management of an unintended pregnancy," including "[p]renatal care and delivery"; "[i]nfant care, foster care, or adoption"; and "[p]regnancy termination." HHS, Program Guidelines for Project Grants for Family Planning Services, 13 (1981).
In 1988, the Department dramatically changed course and promulgated new regulations which aimed to "bring program practices into conformity with the language of the statute" by providing "`clear and operational guidance' to grantees about how to preserve the distinction between Title X programs and abortion as a method of family planning."
In Rust v. Sullivan, the Supreme Court upheld the 1988 regulations following a facial challenge brought by "Title X grantees and doctors who supervise Title X funds suing on behalf of themselves and their patients." 500 U.S. at 181, 111 S.Ct. 1759. As in this case, the claims included challenges based on the First Amendment and the Fifth Amendment, and a challenge to the Department's authority to regulate under Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). Rust, 500 U.S. at 181, 111 S.Ct. 1759 (resolving a circuit split by affirming the judgment of the Second Circuit in New York v. Sullivan, 889 F.2d 401 (1989), and vacating the judgments of the First Circuit and Tenth Circuit in Massachusetts v. Secretary of Health and Human Services, 899 F.2d 53 (1st Cir. 1990) (en banc), and Planned Parenthood Federation of America v. Sullivan, 913 F.2d 1492 (10th Cir. 1990)).
Despite the Supreme Court's approval of the Department's interpretation of the Act and, in part, due to a memorandum issued by President George H. W. Bush,
Following the Supreme Court's ruling in Rust v. Sullivan, both houses of Congress voted in favor of the Family Planning Amendments Act of 1992, which, in part, would have permitted "nondirective counseling and referrals" regarding "termination of pregnancy." Family Planning Amendments Act of 1992, S. 323, 102nd Cong. (1992). However, the bill failed to pass over President Bush's veto. Id.
In 1993, President William Clinton directed the Department to suspend the 1988 prohibition on nondirective abortion counseling (the "Gag Rule") pending the promulgation of new regulations. The Title X "Gag Rule," 58 Fed. Reg. 7455 (Jan. 22, 1993) (Memorandum for the Secretary of Health and Human Services). First proposed in 1993, the new regulations eventually emerged in 2000. See Standards of Compliance for Abortion-Related Services in Family Planning Services Projects ("2000 Rule"), 65 Fed. Reg. 41,270 (July 3, 2000). Like the Family Planning Amendments Act of 1992, the 1993 proposed rule and the eventual 2000 Rule drew a distinction between "abortion counseling and referral." Standards of Compliance for Abortion-Related Services in Family Planning Service Projects, 58 Fed. Reg. 7464, 7464 (Feb. 5, 1993); 2000 Rule, 65 Fed. Reg. at 41,273.
The 2000 Rule reaffirmed the prohibition against Title X projects "provid[ing] abortion as a method of family planning," but required a Title X project to offer and, if requested, provide "neutral, factual information and nondirective counseling, and referral" regarding "(A) [p]renatal care and delivery; (B) [i]nfant care, foster care, or adoption; and (C) [p]regnancy termination." 42 C.F.R. § 59.5(a)(5) (2000). In addition, the 2000 Rule allowed for `co-location' or, in other words, for "shared facilities ..., so long as it is possible to distinguish between the Title X supported activities and non-Title X abortion-related
In partial agreement with President Clinton's directive, from 1996 forward, Congress has included a provision in each Title X appropriation bill that requires "all pregnancy counseling" under Title X to be "nondirective." See Omnibus Consolidated Rescissions and Appropriations Act of 1996, Pub. L. No. 104-134, 110 Stat. 1321, 1321-221; Department of Defense and Labor, Health and Human Services, and Education Appropriations Act, 2019 and Continuing Appropriations Act, Pub. L. No. 115-245, 132 Stat. 2981, 3070-71. These riders have never included language endorsing the Clinton-era referral requirement or the co-location authorization.
Maine Family Planning is "the provider or funder of much of Maine's abortion care," Compl. ¶ 91, and this development appears to be the product of Maine Family Planning's dependence on the 2000 Rule, in particular the co-location authorization. Maine Family Planning was founded in 1971 for the express purpose of competing for, receiving, distributing, and managing the Title X grant for the state of Maine — and to do so in a manner that addresses the complex geography and challenges faced by Mainers. Id. ¶ 99. For forty-eight years, Maine Family Planning has been the sole statewide Title X grantee for Maine. Id. ¶ 100. In this time, no government or independent auditor, including agents of the Office of Population Affairs, has ever found a violation of the Title X requirements by Maine Family Planning. Id. Maine Family Planning began as an umbrella agency, subcontracting with eight other non-profits in other parts of Maine to provide Title X-supported services for low-income women and teens. Maine Family Planning's role during its first 15 years included grant management, training, some research, and advocacy. Id. ¶ 101.
In April 1997, Maine Family Planning began providing abortion care using resources independent from the Title X program to fund these supplemental services. Maine Family Planning perceived a dearth of abortion services in the region and wanted to fill the void. Id. ¶ 102. At this time, the Clinton administration had not yet approved the co-location of Title X services and abortion services through the rulemaking process, and the Rehnquist Court had upheld the 1988 Rules prohibiting Title X grantees from making abortion referrals in Rust v. Sullivan; however, in 1993, President Clinton had banned enforcement of the Gag Rule and his administration had proposed a new rule that would permit co-location of Title X and abortion services.
Maine Family Planning identified and purchased a stand-alone building in North Augusta, which would serve as its headquarters and would include a clinical space fully equipped to offer first trimester abortion care. Id. ¶ 102. It then hired a family planning staff with the specific intention of
All of Maine Family Planning's Title X services are provided by advanced practice registered nurses ("APRNs"), i.e., certified nurse practitioners and/or certified nurse-midwives, often with the support of medical assistants. Id. ¶ 106. Maine Family Planning's provision of abortion services is coordinated through its Augusta headquarters, where it provides medication abortions through ten weeks of pregnancy, as dated from the woman's last menstrual period ("LMP"), and aspiration abortions through the end of the first trimester (i.e., fourteen weeks LMP). Id. ¶ 107. These services are provided one day per week, and on that particular day no Title X services are provided at the Augusta site. Id.
Maine Family Planning employs seven physicians part-time at its Augusta location, including Plaintiff Dr. Doe. The physicians are employed for the exclusive purpose of providing abortion services. The physicians in this network fill a rotation, working one or two days per month to provide abortion services on the one day per week in which Maine Family Planning provides its patients access to abortion services. Maine Family Planning employed physicians for this purpose only because, until very recently, Maine law, 22 M.R.S. § 1598(3), restricted the performance of abortions to physicians.
But for Maine's physician-only abortion law, Maine Family Planning's APRN staff members would have performed the counseling and prescribed the abortion medication on-site, i.e., under the same roof as the Title X clinic, because the 2000 Rule authorized co-location provided that abortions are not paid for with Title X grant funds. Compl. ¶ 109. Now, with the passage of An Act to Authorize Certain Health Care Professionals to Perform Abortion, P.L. 2019, ch. 262, §§ 1596 to 1599-A, it appears Maine Family Planning is authorized to do so, except to the extent its implementation of this authorization would run afoul of the Department's 2019 Rule.
In summary, Maine Family Planning has taken advantage of the 2000 Rule, in particular the co-location rule, to develop a statewide program to deliver "a range of health care services," including both family planning services and abortion services. Id. ¶ 18. Maine Family Planning describes it current services as follows:
Id. According to Plaintiffs, from an accounting standpoint, care is taken to ensure that Title X grant monies are not used in the provision of abortion services. Id. ¶ 33. Plaintiffs aver that all abortion-related costs are "pro-rated and properly allocated." Id. ¶ 52.
Today, Maine Family Planning is both the sole Maine-based Title X grantee with a statewide network and also "the provider or funder of much of Maine's abortion care." Id. ¶¶ 91, 100. Although Plaintiffs state that Maine Family Planning "has always clearly and properly separated its Title X activities from non-Title X activities, including abortion services" by "maintaining a financial management system that clearly separates and accounts for all
On March 4, 2019, following a public notice and comment period, the Department promulgated new regulations with the goal of "ensur[ing] compliance with, and enhance[ing] implementation of, the statutory requirement that none of the funds appropriated for Title X may be used in programs where abortion is a method of family planning, as well as related statutory requirements."
The Final Rule reintroduces certain of the requirements contained in the 1988 regulations, by requiring "clear physical and financial program separation from programs that use abortion as a method of family planning." Id. at 7765, 7789, codified at 42 C.F.R. § 59.15 (the "Separation Requirement"). It also reformats the standards to be applied to consultation services with respect to "post-conception activities." Id. at 7788, codified at 42 C.F.R. § 59.14. These standards entail a return of the so-called "Gag Rule" (a prohibition on abortion referral), an option to supply patients with a nondirective referral list, and a requirement that the Title X program refer pregnant patients for prenatal services.
Under the Separation Requirement, Title X projects "must be organized so that [they are] physically and financially separate... from activities which are prohibited." 42 C.F.R. § 59.15 (2019). The rule continues: "[A] Title X project must have an objective integrity and independence from prohibited activities. Mere bookkeeping separation of Title X funds from other monies is not sufficient." Id. In determining whether a Title X project has achieved physical and financial separation, the rule allows the Department to consider factors such as:
Id.
In support of this provision, the Department asserts the requirements will serve to "protect[ ] against the intentional or unintentional co-mingling of Title X resources with non-Title X resources or programs"
The Final Rule's post-conception activities provision begins with an express prohibition on abortion referral: "A Title X project may not perform, promote, refer for, or support abortion as a method of family planning, nor take any other affirmative action to assist a patient to secure such an abortion." 42 C.F.R. § 59.14(a) (2019). In a list of examples, the Department extends the prohibition against referral for abortion (including any specific identification of abortion providers as such) to cover communications with any "pregnant woman," not just existing Title X clients/patients. Id. § 59.14(e)(4). I will refer to this provision, shorthand, as the Gag Rule.
The post-conception activities provision also requires Title X projects to provide patients who are "medically verified as pregnant" with a referral for prenatal care. Id. § 59.14(b). According to the Department, "[p]renatal care is medically necessary for any patient who is pregnant, so referrals for such care do not render counseling directive." Final Rule, 84 Fed. Reg. at 7761. In the Department's view, referrals for prenatal care should be de rigueur "[b]ecause prenatal care is essential in order to optimize the health of the mother and unborn child, and to help ameliorate the current health inequality as it relates to low income women." Id. at 7762.
Finally, the post-conception activities provision states that once a Title X client is confirmed to be pregnant, a Title X project "may also choose to provide" the client with additional information, including:
Id. § 59.14(b).
In contrast to the 2000 regulations which, upon the request of the patient,
Id. at 7747. Thus, a Title X project need not provide post-conception pregnancy counseling at all, but "[w]hen a project chooses to offer such pregnancy counseling, it must be nondirective." Id. at 7761. In addition to requiring nondirective counseling, the 2000 Rule also required abortion referral upon a patient's request. 42 C.F.R. § 59.5(a)(5) (2000). The Final Rule removes this requirement and replaces it, in part, with an option to provide a nondirective referral list and, in part, with a mandatory referral for prenatal care services.
Should a Title X provider decide to do so, it may furnish a client with a list of "comprehensive primary health care providers," which list "may be limited to those that do not provide abortion" or may include providers that "also provide abortion as part of their comprehensive health care services"; however, those providers who perform abortions must not constitute the majority of the references provided. 42 C.F.R. § 59.14(c)(2) (2019). While the project cannot exclude from its list providers that do not supply abortion services, id., it may exclude providers that do. Id.
The Final Rule's post-conception activities provision then concludes much as it begins: "[a] Title X project may not use the provision of any prenatal, social service, emergency medical, or other referral, of any counseling, or of any provider lists, as an indirect means of encouraging or promoting abortion as a method of family planning." Id. § 59.14(c)(1).
Plaintiffs contend that reformatting Maine Family Planning's statewide practice to conform to the Final Rule would likely result in wide-scale closures of several clinics, depriving Maine residents of valuable family planning and other health care services. In particular, Plaintiffs state that Maine Family Planning would have to eliminate abortion services at seventeen of its eighteen clinics that currently provide the services (all but the Augusta clinic). Compl. ¶ 111. Plaintiffs allege it is economically impossible for Maine Family Planning to sustain their abortion program at its current level because its clinics are too small to subdivide and securing separate facilities is prohibitively expensive. Id. ¶¶ 112-13. Evidently, the number of abortions provided annually (roughly 500, most of which occur in or near one of Maine's population centers) would also tend to make so many free-standing abortion-specific satellite clinics — each staffed by an APRN — impractical, particularly if the clinics would exist only to facilitate telemedicine through the Augusta headquarters.
Plaintiffs also allege that it would prove prohibitively expensive to separate its Augusta abortion clinic from its headquarters, and that without a telemedicine program, rural access to a physician willing to provide abortion services would effectively require a long road trip. Id. ¶¶ 116-17. Maine Family Planning forecasts that full implementation of the Final Rule would result in there being only three abortion clinics in the state; one each in Augusta,
In addition to the logistical challenges posed for Maine Family Planning's telehealth abortion program under the Separation Rule, Plaintiffs say the path forward is also grim for abortion access because the return of the Gag Rule would prevent an in-house referral to one of the physicians affiliated with Maine Family Planning's Augusta-based network (or even a referral to some other provider of abortion services, which would likely not be a provider of "comprehensive health care services" under the Rule). Id. ¶¶ 121-22. Relatedly, they contend the Final Rule would interfere with their current ability to counsel regarding the abortion option, in particular insofar as the Rule's nondirective counseling provision does not permit lower-echelon staff (those who are neither a physician nor an "advance practice provider"
Plaintiffs relate in their Complaint additional allegations concerning the impact the Final Rule may have "nationwide." Id. ¶¶ 132-38. I am not persuaded that the current motion calls for issuance of a nationwide injunction. Plaintiffs also explain why they and many in the medical establishment believe the Final Rule is wrongheaded. Id. ¶¶ 142-152. Nothing set forth in the discussion portion of this decision should be construed as being based on the view that it is not sensible and efficient to co-locate family planning and abortion services. The limited question for me to resolve is whether the political branches are permitted under existing law to administer a Title X program without enabling that arrangement. For better or for worse — you be the judge — our democratic model calls upon politicians and increasingly, executive branch agencies, to make those calls, rather than a consensus of experts; at least until our representatives agree to endorse the expert consensus.
As for patients, whose interests Plaintiffs raise via third-party standing, Plaintiffs state that access to abortion services will be substantially burdened under the Final Rule, "due to significantly increased travel distances to abortion providers and the hurdles associated with such travel." Id. ¶ 159. Based varyingly on the assumption that Maine Family Planning will close eleven to fifteen clinics, id., or all seventeen satellite clinics, id. ¶ 160, Plaintiffs allege:
Id. ¶ 160.
In support of their motion for preliminary injunction, Plaintiffs have introduced affidavits from Maine Family Planning's CEO (ECF No. 17-2), Senior Vice President of Program Services (ECF No. 17-3), and a Belfast-based Women's Health Nurse Practitioner
Additional affidavits include those of a physician medical ethicist (ECF No. 17-5) who opines the Final Rule prevents medical professionals providing Title X services from complying with well-recognized standards of medical ethics; a professors of economics (ECF No. 17-4) who addresses the beneficial economic outcomes of the Title X program (in particular in regard to contraception) and the potential for the Final Rule to impose a "significant burden" on access to both Title X services and abortion services in Maine; and another professor of economics (ECF No. 17-6) who addresses the additional driving burdens that would result if one assumes Maine Family Planning completely dismantles the telehealth abortion program and cannot modify it in light of the recent amendment to Maine abortion law. I have reviewed and considered these exhibits carefully.
Plaintiffs want to ensure that Maine Family Planning and its providers and staff can continue offering, and that patients are able to continue receiving at Maine Family Planning clinics, "comprehensive reproductive health care" which they define — perfectly understandably — to encompass abortion services. Compl. ¶ 145. With respect to fundamental constitutional rights, this case is not about whether they have a right to do so — ineluctably, they have — but rather whether, as Title X grantee or patients, they are fundamentally entitled under existing law to provide or receive abortion services, referrals, and education at Title X clinics. This specific question has been answered before, by the Supreme Court, and not in Plaintiffs' favor.
As a federal district court judge, I am not free to disregard binding Supreme Court precedent that addresses the controversy before me. Moreover, to the extent Plaintiffs raise a claim of arbitrary and
Injunctive relief is "an extraordinary and drastic remedy that is never awarded as of right." Voice of the Arab World, Inc. v. MDTV Med. News Now, Inc., 645 F.3d 26, 32 (1st Cir. 2011) (citations and quotation marks omitted). "To grant a preliminary injunction, a district court must find the following four elements satisfied: (1) a likelihood of success on the merits, (2) a likelihood of irreparable harm absent interim relief, (3) a balance of equities in the plaintiff's favor, and (4) service of the public interest." Arborjet, Inc. v. Rainbow Treecare Sci. Advancements, Inc., 794 F.3d 168, 171 (1st Cir. 2015). As the party seeking injunctive relief, Plaintiffs bear the burden of establishing that the factors weigh in their favor. Nat'l Org. for Marriage v. Daluz, 654 F.3d 115, 117, 119-20 (1st Cir. 2011).
"Likelihood of success is the main bearing wall of the four-factor framework." Ross-Simons of Warwick, Inc. v. Baccarat, Inc., 102 F.3d 12, 16 (1st Cir. 1996). On this issue "the district court is required only to make an estimation of likelihood of success and `need not predict the eventual outcome on the merits with absolute assurance.'" Corp. Techs., Inc. v. Harnett, 731 F.3d 6, 10 (1st Cir. 2013) (quoting Ross-Simons, 102 F.3d at 16). If the party seeking injunctive relief fails to make a persuasive showing of likelihood of success, then generally the court acts within its discretion if it denies relief without addressing the remaining factors. New Comm. Wireless Servs., Inc. v. SprintCom, Inc., 287 F.3d 1, 9 (1st Cir. 2002) ("[I]f the moving party cannot demonstrate that he is likely to succeed in his quest, the remaining factors become matters of idle curiosity."). On the other hand, "[a]s a matter of equitable discretion, a preliminary injunction does not follow as a matter of course from a plaintiff's showing of a likelihood of success on the merits." Benisek v. Lamone, ___ U.S. ___, 138 S.Ct. 1942, 1943-44, 201 L.Ed.2d 398 (2018) (per curiam). In the final analysis, "trial courts have wide discretion in making judgments regarding the appropriateness of such relief." Francisco Sánchez v. Esso Standard Oil Co., 572 F.3d 1, 14 (1st Cir. 2009).
The primary thrust of Plaintiffs' Motion for Preliminary Injunctive Relief is that the 2019 Final Rule is contrary to law and, therefore, exceeds the Department's rule-making authority under the Administrative Procedures Act (APA). Pls. Mem. in Support of Mot. for Prelim. Injunction ("Pls. Mem."), 14-31 (ECF No. 17-1). Plaintiffs additionally argue the Rule violates their patients' fundamental right to choose abortion, id. 31-39, violates the free speech rights of medical professionals, id. 39-45, and is unconstitutionally vague, id. 45-46.
The APA provides that a reviewing court shall "hold unlawful and set aside agency action, findings, and conclusions found to be," inter alia, "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law," "contrary to constitutional right, power, privilege, or immunity," or "in excess of statutory jurisdiction, authority, or limitations, or short of statutory right." 5 U.S.C. § 706(2)(A), (B), (C). "[A]gency action is presumptively valid," and I am not at liberty to substitute my own policy judgment for that of the agency. Rhode Island Hosp. v. Leavitt, 548 F.3d 29, 33-34 (1st Cir. 2008). An administrative decision that is "contrary to the `unambiguously expressed intent of Congress'" will not stand, but in order to overturn agency action on this ground, an "unmistakably clear expression of congressional intent" must be evident. Id. at 34 (quoting Strickland v. Comm'r, 48 F.3d 12, 16-17 (1st Cir. 1995)). Unless a clear line has been crossed, I must "defer to the views of the agency Congress has entrusted with relevant rule-making authority," and afford "considerable deference" to its views. Id. (quoting Royal Siam Corp. v. Chertoff, 484 F.3d 139, 145 (1st Cir. 2007)).
In the Continuing Appropriations Act that funds the Department for 2019, Congress specified that "all pregnancy counseling" under Title X "shall be nondirective." 132 Stat. 2981, 3070-71 (2018). Citing this language, Plaintiffs argue the Final Rule clearly violates Congressional intent because the Rule does not mandate nondirective counseling "about all ... options in pregnancy, consistent with the patient's desire to hear that information." Pls. Mem. at 14. Plaintiffs further contend that because the Rule makes prenatal care referrals mandatory while also permitting a Title X grantee to decline a patient's request for pregnancy counseling, the Rule is nondirective in name only. Id. at 15. In short, Plaintiffs argue the Final Rule's requirements concerning post-conception activities are arbitrary or not in compliance with law because they are inconsistent with the nondirective counseling mandate.
The history of Title X regulation permits a line of demarcation between counseling and referrals. The special nature of nondirective counseling was first recognized in the 1981 guidelines and was drawn expansively. While the 1988 Rule did not permit either abortion counseling or abortion referral, the 1992 directive moderating the 1988 Rule was permissive of nondirective counseling and allowed physicians alone to counsel and refer for abortion. Importantly, the 1992 directive spoke separately concerning the provision of abortion information and the provision of abortion referral. See Nat'l Family Planning & Reprod. Health Ass'n, Inc., 979 F.2d at 230. The 1993 proposed rule also drew a distinction between counseling and referral. Specifically, the Department proposed the requirement that Title X projects "provide nondirective counseling to the patient on all options relating to her pregnancy, including abortion, and to refer her for abortion, if that is the option she selects." Standards of Compliance for Abortion-Related Services in Family Planning Service Projects, 58 Fed. Reg. at 7464. Furthermore, since 1996, the most Congress has been able to achieve as far as expressing legislative intent, which necessarily and most reliably comes to us by way of the plain language of the laws Congress enacts, is the requirement that counseling be nondirective.
I confess, I have struggled with the question whether the congressional mandate that all counseling be nondirective
Consistent with the appropriations mandate, the Final Rule provides that if there is to be pregnancy counseling, all such counseling will be nondirective and will focus on treatment options (e.g., prenatal care, adoption, pregnancy termination), not providers (e.g., where to go to obtain services).
In summary, insofar as Plaintiffs' challenge is based on congressional intent expressed after Rust in the context of Title X appropriations, my assessment is that the Department's effort to recalibrate the balance between the congressional determination that all pregnancy counseling be nondirective and the statutory requirement that "[n]one of the funds appropriated under [Title X] shall be used in programs where abortion is a method of family planning," 42 U.S.C. § 300a-6, is not simply an act of legerdemain and may well overcome Plaintiffs' challenge with further development of the record.
Plaintiffs also argue that certain restrictions Congress imposed on the Department under the auspices of the Affordable Care Act (ACA) apply with equal force in the specific context of the Title X program. Specifically, in § 1554 of the ACA Congress legislated as follows:
42 U.S.C. § 18114 (§ 1554).
While the ACA is an expansive piece of legislation, I am not persuaded that the restraints imposed under § 1554 against
In its recent panel decision, the Ninth Circuit was not impressed by the ACA argument. Among other observations, it noted that the preamble to § 1554 only purports to give preclusive effect "[n]otwithstanding any other provisions of this Act," and not "notwithstanding any other provision of law." California v. Azar, 927 F.3d 1068, 1079 n.4 (9th Cir. 2019). I do not see any likelihood of success on this issue.
Plaintiffs argue the Secretary's justification for the Final Rule is not supported by "reasoned analysis" and, to the extent there is an effort to support the rule change, the effort runs contrary to expert guidance, making the Rule "arbitrary and capricious." Plaintiffs discuss the physical separation requirement, Pls. Mem. at 23-28, and the post-conception activities provisions, id. at 29-31, individually in this context. The Supreme Court recently set forth the guiding principles in Encino Motorcars v. Navarro, and I excerpt them here.
Encino Motorcars, LLC v. Navarro, ___ U.S. ___, 136 S.Ct. 2117, 2125-26, 195 L.Ed.2d 382 (2016). In short, "an agency is not forever bound by an earlier resolution of an interpretive issue, but ... a change must be addressed expressly, at least by the agency's articulate recognition that it is departing from its precedent." Nat'l Labor Relations Bd. v. Lily Transp. Corp., 853 F.3d 31, 36 (1st Cir. 2017) (Souter, J.).
Plaintiffs argue that the Department's "only purported justifications for the Separation Requirement" are, at best, theoretical (fear of comingled funds), if not utterly chimerical (potential for confusion over the Title X mission). Pls. Mem. at 23-24. In their view, the fact that Title X projects are closely monitored for fiscal compliance is more than adequate to ensure that Title X funds are not expended on abortion. Id. Plaintiffs also maintain that the 2000 Rule (initially proposed in 1993) has given rise to "serious reliance interests" that the new rule will upset, such that its implementation will result in severe economic harm to Maine Family Planning and a reduction in the availability of Title X services for patients. Id. at 25-28.
Reliance, of course, is a two-way street. To garner judicial protection, reliance must itself be reasonable. The slate here most certainly is not blank. It includes a black letter provision that "[n]one of the funds appropriated under this subchapter shall be used in programs where abortion is a method of family planning." 42 U.S.C. § 300a-6. Scribbled on the surface of that black-letter statutory backdrop is a regulatory history that foreshadowed the Final Rule (i.e., the 1988 Rule, upheld by the Supreme Court over similarly strident objection). Meanwhile, on the legislative side, it is evident that the most Congress has been able to agree on, for over two decades, is that Title X should continue to be funded and that, with respect to abortion, all counseling shall be nondirective. Finally, there is the fact that Title X grants are not indefinite and expire on a regular basis. 42 C.F.R. § 59.8(b).
To be sure, the waters were relatively calm for quite some time. However, I do not, at present, consider it likely that the Supreme Court would hold that Defendants acted arbitrarily, capriciously, or irrationally when they concluded that the current state of affairs validates their concern over mission drift in the Title X program and suggests the need for course correction. Indeed, Maine Family Planning's circumstances reinforce that conclusion. At least in Maine, with limited exception, the place to go for abortion services is your nearest Title X grantee or subgrantee, and the provision of those abortion services under the current practitioner model (according to Maine Family Planning) is rather remarkably sustainable only with the support of the Title X grant, even though "[n]one of the funds appropriated under [Title X] shall be used in programs
In considering the pending motion for preliminary injunctive relief, I am also mindful that the reliance harm is one that Maine Family Planning played a role in developing, likely understanding all-the-while that the pendulum could eventually reverse course. In making these observations, I am aware that Maine Family Planning's integration of pre-conception family planning services and abortion services under one roof makes sense from a purely economic perspective, and perhaps even reflects the model of care most members of the medical establishment would prefer when it comes to the provision of increasingly medicated abortion services. However, requiring physical separation between Title X clinics and abortion clinics is a rational way to administer the Title X federal spending program, given the prohibition against utilization of program funds in programs that offer abortion as a method of family planning.
In Rust, the Supreme Court similarly considered a new rule that upset a relatively longstanding regulatory scheme. There, the Court considered reasonable the explanation that a course correction was warranted to "preserve the distinction between Title X programs and abortion as a method of family planning." 500 U.S. at 187, 111 S.Ct. 1759 (discussing the Gag Rule before turning to consider the separation requirement, quoting 53 Fed. Reg. 2923, 2923-2924 (1988)). On the specific question of separation, the Court summarized: "Certainly the Secretary's interpretation of the statute that separate facilities are necessary, especially in light of the express prohibition of § 1008, cannot be judged unreasonable." Id. at 190, 111 S.Ct. 1759.
Moreover, at least as far as the provision of abortion services in Maine is concerned, the current highly distributed abortion network provided by Maine Family Planning is of relatively recent vintage (2014) and is the product of a telehealth medicated abortion program. While the new separation requirement would require modification of the telehealth program, such a program would appear to be more versatile and adaptable than the services in place when the Supreme Court issued Rust. Furthermore, Maine Family Planning may be able to reconstitute a well-distributed telehealth abortion network without building out or obtaining new physical space in all seventeen of its satellite locations, especially where it can now rely on advanced practice nurses to administer the program. Thus, I am not persuaded on the current record that the Final Rule calls for measuring the harm as the complete discontinuation of the telehealth abortion service started by Maine Family Planning in 2014. Rather, it seems at least as likely that Maine Family Planning could (and would) continue this innovative telehealth program and provide meaningful access to medicated abortion services for Maine women at fewer than all seventeen locations where it presently has satellite clinics (or in other locations), which changes the calculus considerably from the extremely dire financial projections upon which Maine Family Planning has premised its motion (arguing there is the need to build or rent seventeen new spaces). I, therefore, conclude that Plaintiffs have not demonstrated a likelihood of success on their APA challenge to the Separation Requirement and have significantly overplayed
Plaintiffs assert that when implementing "the Gag Rule," Defendants "failed to engage in a `reasoned analysis,' `consider [ ] important aspect[s] of the problem,' or account for the evidence presented." Pls. Mem. 29 (quoting State Farm, 463 U.S. at 42-43, 103 S.Ct. 2856). Specifically, Plaintiffs assert the Gag Rule is not only "incompatible with health care professionals' ethics obligations and the standard of care," but also poised to "do indelible harm to the health of Americans and to the relationship between patients and their providers." Id. In sum, they argue the Department's rule runs contrary to the evidence provided during the notice and comment period by medical associations and public health policy organizations and ultimately fails to articulate "a rational connection between the facts found and the choice made." Id. at 31 (quoting State Farm, 463 U.S. at 43, 103 S.Ct. 2856).
Given that the Final Rule does not prevent nondirective counseling and prohibits only directive counseling and referrals to abortion providers, I am not persuaded that Plaintiffs will, more likely than not, succeed with their claim that the Final Rule violates the APA. In particular, it strikes me that, given the ability to provide pregnant patients nondirective pregnancy counseling and to explain that the Title X program requires referrals for prenatal services and does not permit abortion referrals, Title X program providers are not required to misinform or mislead their patients concerning health care options, and the patients should not develop a mistrust of their Title X providers simply because the trail to an abortion provider is not blazed through the Title X program.
Finally, with regard to the post-conception provisions that mandate a referral for prenatal services and delineate what can and cannot be provided in a referral list of providers, these particular pieces of the puzzle, it occurs to me, are not the cause of the alleged irreparable injury. Rather, the irreparable injury for which Plaintiffs seek an injunction is the product of the new physical separation requirement and the prohibition on abortion referral (including self-referral). Because the provisions pertaining to prenatal service referral and the referral list are not the cause of the alleged irreparable injury — except as discussed, infra, in regard to professional speech rights — I do not believe they could support a preliminary injunction in the context of judicial review of administrative action under the APA. In other words, even if Plaintiffs could persuade me that it is irrational for the Department to require a referral for prenatal care services for a patient intent on terminating her pregnancy, a victory on that issue, or the related issue of the referral list, would do nothing to prevent the alleged irreparable injury, particularly as the Final Rule includes a severability passage
In their reply brief, Plaintiffs supplemented their APA argument with a reference to a recommendation and report jointly authored by the Department and the Centers for Disease Control, titled Providing Quality Family Planning Services, Recommendations of the CDC and the U.S. Office of Population Affairs (the "2014 QFP"). In Plaintiffs' view, the Defendants acted arbitrarily when promulgating the Final Rule because they disregarded certain passages of the 2014 QFP, without discussion, and therefore a violation of the APA is demonstrated.
Plaintiffs assert the Final Rule violates their patients' Fifth Amendment right to terminate a pregnancy prior to viability through abortion. Acknowledging first that "[t]he Government has no affirmative duty to `commit any resources to facilitating abortions,'" Rust, 500 U.S. at 201, 111 S.Ct. 1759 (quoting Webster v. Reproductive Health Services, 492 U.S. 490, 511, 109 S.Ct. 3040, 106 L.Ed.2d 410 (1989)), the Plaintiffs focus on the "undue burden" they anticipate their patients will shoulder should the regulations go into effect. Pls. Mem. 31-32. Plaintiffs conclude these burdens — including increased travel distances, restricted access to information regarding abortion, and the potential for prevention or delay of abortion procedures — greatly outweigh the benefits espoused by the Department in favor of the Rule. Id. 31-32, 34-38. Furthermore, Plaintiffs assert the benefits lauded by the Department are not supported by evidence. Id.
Plaintiffs argue for the application of an incorrect standard. Plaintiffs correctly assert that the Supreme Court in Planned Parenthood of Southeastern Pennsylvania v. Casey reaffirmed the "right of the woman to choose to have an abortion before viability and to obtain it without undue interference from the State."
Rust, 500 U.S. at 201, 111 S.Ct. 1759. Thus, as the Supreme Court concluded:
Id. at 202, 111 S.Ct. 1759.
Despite Plaintiffs' arguments to the contrary, application of the Rust standard does not "immunize [the Rule] from constitutional scrutiny." Pls. Mem. 31. Rather, the Rust standard is precisely the standard dictated by the challenge at hand. Consideration of the weight of the burdens that may be imposed on the Plaintiffs' patients or the compelling need of the patients served by Title X projects does not change the calculus and Plaintiffs' attempts to distinguish Rust on this point are unpersuasive. Although the Rust Court did not independently weigh the regulation's purported benefits or weigh the burdens imposed when evaluating the Fifth Amendment argument in the manner the Court more recently did in Whole Woman's Health v. Hellerstedt, ___ U.S. ___, 136 S.Ct. 2292, 195 L.Ed.2d 665 (2016) (involving an analysis of, inter alia, burdens associated with driving distances to clinics, but not involving governmental funding), it is difficult to accept the premise that the Rust Court was unaware of the reliance concern associated with the change of administrative policy. For example, Justice Blackmun, in dissent, decried the "formidable obstacles in the path of Title X clients' freedom of choice." 500 U.S. at 216, 111 S.Ct. 1759.
Talk of economic justice was limited in Rust, but it seems this scarcity was due to the considerable heated debate on that front in cases leading up to Rust. For example, economic justice and unfair burden arguments were heavily contested in Harris v. McRae, 448 U.S. 297, 100 S.Ct. 2671, 65 L.Ed.2d 784 (1980).
Id. at 334, 100 S.Ct. 2671. Justice Marshall's dissent was even more harrowing:
The purpose of my digression regarding Harris is simply this: when Plaintiffs suggest that considerations of economic justice were not a focal point of Rust and cases of its kind, and that more recent cases like Whole Women's Health (which did not involve funding of a government program) reflect the abandonment of Rust in all matters involving due process and abortion, such that I am free to invalidate Title X regulations based on affidavits predicting clinic closures and increased driving distances,
Plaintiffs assert the Final Rule violates Maine Family Planning's free speech rights protected under the First Amendment. Pls. Mem. 39. They argue: "the Gag Rule would prevent health care providers from speaking honestly with their patients and would simultaneously compel speech about prenatal referrals even when not medically or ethically appropriate." Id. at 39-40. Plaintiffs find fault with the Final Rule's requirements, which they cast as impermissible content-based and viewpoint-based regulation by the government, because the Rule requires Title X health care professions to provide referrals for prenatal care and allows for adoption referral while simultaneously banning referrals for abortion, regulates the manner in which Title X health care practitioners may provide pregnancy counseling, and limits who may provide such counseling within a Title X project. Id. at 42-44. Plaintiffs argue for an application of strict scrutiny, but assert the Final Rule fails even under intermediate scrutiny, or, in other words, that the Final Rule is not "sufficiently tailored to further a substantial government interest." Id. at 44. Finally, Plaintiffs argue that as applied to Maine Family Planning, the Final Rule is "an unconstitutional condition on Maine Family Planning's right to freedom of speech." Id. at 45.
Central to Plaintiffs' argument is their characterization of the patient-provider relationship within the Title X program as a "traditional sphere of free expression" that should be protected from government regulation, "even within a government-funded program." Id. at 40. While it is true, as Plaintiffs assert, that the Rust Court declined to resolve whether "traditional relationships such as that between doctor and patient should enjoy protection under the First Amendment from Government regulation, even when subsidized by the Government," 500 U.S. at 200, 111 S.Ct. 1759, Plaintiffs disregard subsequent Supreme Court decisions characterizing the Title X patient-client speech addressed in Rust — which shares so many similarities with the speech regulated by the Final Rule — as "governmental speech" appropriately regulated
The cases Plaintiffs cite in support of their argument that the Final Rule "go[es] beyond permissible interference with the provider-patient relationship" instead serve the opposite purpose as a majority are factually distinguishable from the regulations challenged in Rust and in this case
Similarly, Plaintiffs overlook the Rust Court's reasoning for passing over that crucial question of whether provider-client speech within the framework of a federally-funded program is beyond the scope of governmental regulation — a reason that applies with equal force to the 1988 Rule scrutinized by the Rust Court as it does to the Final Rule at issue now. In the words of Rust Court:
Rust, 500 U.S. at 200, 111 S.Ct. 1759.
Plaintiffs fail to identify a meaningful way in which the Final Rule differs from the 1988 Regulations for purposes of a First Amendment inquiry.
"A fundamental principle in our legal system is that laws which regulate persons or entities must give fair notice of conduct that is forbidden or required." F.C.C. v. Fox Television Stations, Inc., 567 U.S. 239, 253, 132 S.Ct. 2307, 183 L.Ed.2d 234 (2012). "This requirement of clarity in regulation is essential to the protections provided by the Due Process Clause of the Fifth Amendment." Id.
Focusing on the separation requirements of the Final Rule, Plaintiffs contend the Final Rule is unconstitutionally vague because it is not clear "what providers actually need to do in order to ensure compliance (e.g., does compliance require separate entrances and rooms, or entirely separate buildings?)" Pls. Mem. 47. Turning to post-conception activities, Plaintiffs argue the Final Rule is vague because it "offers no guidance on how providers can offer any options counseling on abortion in a manner that does not somehow indirectly `promote' or `support' abortion." Id.
"[A] statute is unconstitutionally vague only if it `prohibits ... an act in terms so uncertain that persons of average intelligence would have no choice but to guess at its meaning and modes of application.'"
I read the separation requirement as advice to Title X grantees who also provide abortion services to conduct any abortion services, other than nondirective abortion counseling, in separate facilities. Those facilities must have their own treatment, consultation, examination and waiting rooms that cannot be shared with the Title X project. Moreover, the facilities and personnel of the respective programs cannot share phone numbers, email addresses, educational services, websites, personnel records, health care records, and workstations. Nor can facilities associated with the Title X project post signs or distribute materials referencing abortion or abortion services. Compliance with these requirements is due by May 2020.
Plaintiffs express concern that perhaps this requires Maine Family Planning to administer its respective programs in different buildings. It appears that an abortion program and a Title X program can be provided in the same building by the same organization.
The post-conception activities provisions are also sufficiently clear to advise Plaintiffs how to comply with Title X program requirements. "A Title X project may not perform, promote, refer for, or support abortion as a method of family planning, nor take any other affirmative action to assist a patient to secure such an abortion." 42 C.F.R. § 59.14(a). This opening passage prohibiting abortion referral essentially sums it up, although the provision also includes examples for guidance.
Plaintiffs argue the Final Rule "offers no guidance on how providers can offer any options counseling on abortion in a manner that does not somehow indirectly `promote' or `support' abortion." Pls. Mem. 47. I disagree. Providers can counsel patients about abortion. They just cannot
Given my conclusion that Plaintiffs have not shown a likelihood of success on their administrative and constitutional challenges, precedent advises that I can treat the remaining preliminary injunction factors as matters of idle curiosity. New Comm. Wireless Servs., 287 F.3d at 9. I will offer a few words on these factors all the same.
I am concerned that following implementation of the Final Rule a significant number of women who would choose to access abortion services may travel a more convoluted path to access those services, at least for a time. I also appreciate that Plaintiffs and many members of the medical establishment hold very decided opinions about how best to design practice models and meet professional ideals in the delivery of abortion services, and that they do not appreciate having the government determine what can and cannot be said between provider and patient, even if the government is funding the program. These are weighty concerns, to be sure, but they also suggest that the drive for reproductive self-determination, on the one hand, and the drive for excellence in healthcare delivery, on the other, likely will facilitate access notwithstanding Defendants' Final Rule.
Since the start of this now almost 50-year-old culture war, much has changed. Abortion services in this day and age are more readily available than they have ever been, due to advances in technology, telecommunications, and medicine. Given these advances, well-illustrated on the record now before me, it appears that reconfiguring the model for delivery of abortion services has never been easier and that the path forward likely is not as convoluted and insurmountable as Plaintiffs insist. At least on the current record, it is not apparent that the right to reproductive self-determination cannot thrive here in the State of Maine even if the Final Rule is implemented. As is true of a great many other freedoms that are not subsidized by the federal government, it is up to private individuals to determine whether it thrives or not and they can advance their respective interests in the usual ways people do in a law-abiding, free democratic society.
Plaintiffs' Motion for Preliminary Injunction is denied.
Richard Nixon, Special Message to the Congress on Problems of Population Growth (July 18, 1969).
Brief for Respondent, Rust v. Sullivan, 500 U.S. 173 (1991) (No. 89-1391), 1990 WL 10012655, at *4 n.3 (citing Memorandum from Carol C. Conrad, Office of the General Counsel, Dep't of Health, Educ. & Welfare, to Elsie Sullivan, Ass't for Information and Education, Office of Family Planning (Apr. 14, 1978)).
1988 Regulations, 53 Fed. Reg. at 2923.
Final Rule, 84 Fed. Reg. at 7717.
500 U.S. at 200, 111 S.Ct. 1759.
432 U.S. 438, 447 n.15, 97 S.Ct. 2366, 53 L.Ed.2d 464 (1977).
Id. at 546-47, 121 S.Ct. 1043. Second, the Court emphasized the "programmatic message" underpinning the 1988 Rules "which sufficed there to allow the Government to specify the advice deemed necessary for its legitimate objectives." Id. at 548, 121 S.Ct. 1043. Finally, the Court emphasized that the Government program at issue in Legal Services Corporation "differed from the program in Rust `[i]n th[e] vital respect' that the role of lawyers who represent clients in welfare disputes is to advocate against the Government, and there was thus an assumption that counsel would be free of state control." United States v. Am. Library Ass'n, Inc., 539 U.S. 194, 213, 123 S.Ct. 2297, 156 L.Ed.2d 221 (2003) (citing Legal Services Corp., 531 U.S. at 542-543, 121 S.Ct. 1043).