VIRGINIA A. PHILLIPS, District Judge.
On September 25, 2014, a jury convicted Defendant Ralph Kenneth Deleon ("Deleon") of conspiring to provide material support to terrorists in violation of 18 U.S.C. § 2339A; conspiring to murder, kidnap, or maim overseas in violation of 18 U.S.C. § 956(a); and conspiring to kill officers and employees of the United States in violation of 18 U.S.C. §§ 1117 and 1114.
On January 12, 2015, Deleon filed a Motion for Post-Verdict Judgment of Acquittal or a New Trial. (Doc. No. 714 ("Motion").) After considering all the briefing as well as the arguments advanced at the hearing conducted on February 9, 2015, the Court DENIES the Motion.
Before trial, on June 11, 2014, the Court addressed the Government's Motion in Limine to Preclude an Entrapment Defense. (Doc. No. 357 ("MIL Order").) Even if Deleon's proffered evidence met the low threshold entitling him to an entrapment defense, the Court determined it "need not make a final determination until all the evidence has been introduced by the end of the trial." (
After the Government rested its case, the Court heard from Deleon on his request for an entrapment instruction; the Court denied that request on September 15, 2014, in a written Order. (Doc. No. 660 ("Entrapment Order").) The Court considered all the facts Deleon now presents in this Motion in that Entrapment Order, but of course did not consider a Seventh Circuit,
Federal Rule of Criminal Procedure 29 provides that a court may set aside a guilty verdict and enter a judgment of acquittal for any offense for which the evidence is insufficient to sustain a conviction. Fed. R. Crim. P. 29(a), (c)(2).
In reviewing a post-conviction challenge to the sufficiency of the evidence, the court must first "consider the evidence presented at trial in the light most favorable to the prosecution."
In performing this analysis, the court "may not `ask itself whether it believes that the evidence at the trial established guilt beyond a reasonable doubt,' only whether `any' rational trier of fact could have made that finding."
Rule 33 permits the court to grant a defendant's motion for new trial when the "interest of justice so requires." Fed. R. Crim. P. 33(a). "A district court's power to grant a motion for new trial is much broader than its power to grant a motion for judgment of acquittal."
Deleon's Motion does not fit within the Rule 29 framework because he does not argue the evidence is insufficient to sustain a conviction. He only argues this Court erred when it did not grant his request for an entrapment jury instruction. His Motion therefore is analyzed within the Rule 33 framework.
"The entrapment defense has two elements: `(1) the defendant was induced to commit the crime by a government agent, and (2) he was not otherwise predisposed to commit the crime.'"
The Ninth Circuit has identified five factors to consider in determining whether a defendant was predisposed to commit the charged crimes: (1) the character or reputation of the defendant, including any prior criminal record; (2) whether the suggestion of the criminal activity was initially made by the Government; (3) whether the defendant was engaged in the criminal activity for profit; (4) whether the defendant evidenced reluctance to commit the offense, overcome only by repeated Government inducement or persuasion; and (5) the nature of the inducement or persuasion supplied by the Government.
"Inducement can be any government conduct creating a substantial risk that an otherwise law-abiding citizen would commit an offense, including persuasion, fraudulent representations, threats, coercive tactics, harassment, promises of reward, or pleas based on need, sympathy or friendship."
It is proper "for the government to use a `sting' . .. . Without this kind of law enforcement weapon, it would prove difficult, or impossible, to stop certain serious criminal activity, particularly . . . crimes in which no direct participant wants the crime detected."
A defendant need only present "slight evidence" of entrapment to present the defense to the jury.
The Court begins with an analysis of the facts in the Entrapment Order. It then discusses the law on entrapment as laid out in
In the Entrapment Order, the Court held Deleon could not show slight evidence of either element of entrapment. Deleon's discussion of the facts in his Motion does not alter the Entrapment Order's holding. (
Deleon failed to show he can satisfy the requirement of showing even slight evidence of "lack of predisposition," the first element of an entrapment defense.
In arguing he was entitled to a jury instruction on this defense, Deleon first cited his lack of criminal history, and lack of any financial or profit motive for the alleged criminal conduct in this case. Although the Ninth Circuit has identified these as factors to consider, their absence alone does not suffice; otherwise, all first time offenders whose charged crime did not involve a financial motivation would be entitled
Next, Deleon referred to the initial report from the Confidential Informant ("CI") to the FBI describing Deleon as non-violent, interested in finishing his undergraduate degree, very "career-minded," and interested in working with his uncle in Saudi Arabia. This report of the CI's initial impressions of Deleon, however, was made
In essence, Deleon argued that before the CI's involvement, Deleon was a college student, living at home with his parents and siblings, planning to graduate and go to Saudi Arabia to work with his uncle; but for the CI's involvement,
First, the Government introduced evidence which was never disputed that Deleon had formed the intent to go overseas and fight months before he met the CI in February 2012. For example, Deleon told Gojali he had been planning to go to the Middle East and fight ever since Kabir had converted him to Islam in September of 2010. (RT 8/27/14 PM Session at 8 (Testimony of Gojali); 8/26/14 AM Session at 23 (Testimony of SA Lee).) FBI SA Wade Lee testified that Deleon admitted to him that Deleon, Santana, and Kabir had formed their plan to travel to Afghanistan in order to fight "in the front lines" months before any of them met the CI. (RT, 8/26/14 AM Session at 20-21 (Testimony of SA Lee).) Deleon told the CI during the group's trip to Las Vegas in May 2012 about the plan to go abroad and fight; the CI testified to the same effect at trial. (RT, 9/02/14 AM Session at 57 (Testimony of CI Hammad); RT, 8/26/14 AM Session at 20-27 (Testimony of SA Nader); Exs. 588-591.)
Deleon introduced no evidence that the CI initially suggested the criminal activity in this case. Although the group's plan was refined later, it was not one that was suggested or initiated by the CI. The CI did not introduce Deleon (or the other Defendants) to the teachings of Anwar Al-Awlaki; rather, Deleon gave a USB thumb drive with Al-Awlaki's lectures to the CI. (RT, 8/20/14 PM Session at 12 (Testimony of SA Nader).) And when Deleon recruited Gojali to join the group, the group's plan was "to meet up with Mr. Kabir in Afghanistan." (RT, 8/28/14 AM Session at 89 (Testimony of Gojali).) Furthermore, the evidence was uncontradicted that Deleon was posting videos of Al-Awlaki lectures on social media, including lectures advocating the killing of Americans and others in the course of violent jihad, months before he met the CI. (
In fact, Deleon told the FBI agents that although at first the group did not have a concrete plan on how to get training from the Taliban, "as things progressed, a plan became possible later on." This testimony was corroborated by Gojali, the Court found, who testified that the plans to go overseas started to become more real, and the group began to prepare themselves by training for the terrain in
The Court noted Deleon also told the FBI agents the many steps that he took to carry out the group's plan to travel overseas to fight:
All of these are affirmative steps Deleon took, without prodding, persuasion, or inducement from the CI. Finally, Deleon specifically told the agents he intended to leave the country to fight, to take the initiative, and "he didn't want it to be just talk." (RT, 8/26/14 AM Session at 20-41 (Testimony of SA Lee).)
In short, the Court found no evidence that the CI made the initial suggestion of criminal conduct; rather, Deleon invited him to join a conspiracy in existence months before the CI met Deleon or Santana. Even after meeting the CI, moreover, Deleon continued to take the initiative to define and implement the group's plan.
As to the fourth and fifth factors noted by the Ninth Circuit in
Deleon and the other defendants did discuss possible destinations other than Afghanistan during the course of the planning and preparation, including Syria, Yemen, Saudi Arabia, and Palestine. There was evidence that Kabir may have wanted to travel with the rest of the group to Yemen eventually. Insofar as Deleon argued the record contains evidence that he evinced any reluctance to engage in the charged conduct, however, the Court held that contention simply lacked factual support. In one conversation with several members of the group who were discussing the merits of various destinations, the CI asked questions about who they intended to fight in Yemen, for example, and pointed out the disadvantages of some of the choices under consideration. During this conversation — as well as others when the details of the travel overseas were discussed — the Court found Deleon never expressed reluctance to engage in any of the charged criminal conduct, however. It determined the record was filled with evidence, for example, that (1) Deleon led the group in training and preparation for travel to Afghanistan, preparation that included firearms practice to use weaponry used in that country and physical training for the terrain in Afghanistan; (2) Deleon planned to travel to Afghanistan from the time he, Kabir and Santana first developed the plot; and (3) when Deleon recruited Gojali to join the group, he told Gojali the plan was to join Kabir in Afghanistan. Whether the group would have traveled to a different country after Afghanistan was a different and irrelevant question, the Court determined.
Deleon also argued there was evidence he only intended to engage in "defensive" fighting to protect Muslims, and the plan to engage in combat was the result of persuasion by the CI. Again, the Court found this argument was supported by no evidence in the record, which actually suggested otherwise. Gojali testified that the group's plan was to "go out there and defend the Muslims," by which he meant "go out there and [fight] the American soldiers, British, Australian, UN . . . [to] go out there and fight." (RT, 8/28/14 AM Session at 88 (Gojali testimony).) In Deleon's own words in multiple conversations, he expressed his desire to die as a martyr, and to marry so that he could increase his rewards when he did so. The evidence presented during trial simply did not support the argument that Deleon expressed or evinced reluctance only overcome by the CI's persuasion.
In fact, the CI took steps to try to dissuade Deleon from engaging in the planned criminal conduct. The CI offered to begin a business relationship with Deleon. He encouraged him to get married and raise a family as an alternative form of jihad. As mentioned above, however, Deleon stated he was only interested in marrying because he thought his heavenly rewards would be greater if he was married when he died while committing jihad. In other words, despite the CI's efforts to deflect him, Deleon remained fervent in his desire to engage in violent jihad.
As in the instant Motion, Deleon previously suggested the nature of the persuasion or inducement used by the CI was "subtle" or "manipulation." The examples of this manipulation consisted of the age difference between the two men; an instance when the CI, at Deleon's request, picked up his younger brother Michael from high school to protect him from bullying and gave Michael advice about fighting and told Michael he could call him (the CI) "Babba," which Michael understood to be the Arabic word for "guardian;" and a time at the Shabreen mosque when the CI hosted a banquet for a purported dead relative. This type of conduct, contended Deleon, made him look up to the CI, and easily manipulated by him.
The Court held this evidence does not consist of even slight evidence of inducement or persuasion to commit the charged criminal conduct. It may have been a way for the CI to gain Deleon's trust, but the Government is permitted to use such tactics.
Although the absence of evidence to support lack of predisposition was enough to doom Deleon's request for an entrapment instruction, the Court considered as well whether there was slight evidence of inducement, the other required element.
Deleon argued the CI engaged in "subtle" inducement, as detailed above. Again, the Court held this argument failed as the Government is entitled to infiltrate and gain information about a conspiracy. The conduct here only enabled the CI to gather information — not influence the conspiracy. The evidence cited by Deleon as inducement did not affect the conspiracy's goals.
Deleon also contended that the CI paid for "everything." That, the Court found, was not so. In fact, the evidence at trial showed that the CI contributed toward the expenses for the group's trips to the paintball and firing range, paid for some meals, and paid for a hotel room during trips to Las Vegas and San Diego that the group had already planned. The major expense — plane tickets to Turkey — was borne by Deleon, who dropped out of school, got a tuition refund, and sold his car to finance the tickets. He did those things at the suggestion and with the encouragement of defendant Kabir, not the CI. Even with respect to outings to the paintball and shooting ranges, it was Deleon who came up with the plans of where and when to go. The CI may have helped defray some of the expenses, but Deleon researched, planned and led the outings.
The Government also pointed out that the CI suggested to the conspirators that they engage in non-violent jihad. Deleon and the others flatly rejected this suggestion.
Deleon pointed to three United States Supreme Court cases to demonstrate that subtle governmental pressure can amount to inducement.
Deleon raised a few other arguments. The Court found none convincing.
Deleon asserted that a conversation the CI had only with Gojali should be considered as to whether the CI induced Deleon to engage in criminal conduct. Even accepting for the sake of argument that statements to Gojali could show inducement to Deleon, the Court found Deleon had mischaracterized the relevant conversation the CI had with Gojali. In fact, the conversation Deleon cites is one where the CI is attempting to prod and question to ensure Gojali was serious about engaging in criminal activity.
Deleon also argued that the CI used inflammatory language, including cursing, to get the conspirators "fired up." The record, the Court found, did not support this assertion.
Finally, Deleon cited to a number of other cases for support for his request for an entrapment instruction.
On November 13, 2014, after the jury delivered a verdict in this case, the Seventh Circuit issued an
In
Regarding predisposition, the
Deleon argues in his Motion that almost all of his actions relating to the conspiracy occurred after he met the informant, and therefore, he claims, were caused by the informant. (Motion at 12.) As the Government points out, this argument is a classic logical fallacy.
Deleon focuses on the examples of "other government conduct"
Finally,
Unlike the informant in
The only question Deleon presents is whether the Court erred by not granting his request for an entrapment jury instruction.