LAWRENCE J. O'NEILL, District Judge.
The operative Complaint, filed November 19, 2015 by the Center for Environmental Science, Accuracy & Reliability ("CESAR" or "Plaintiff"), seeks declaratory and injunctive relief against construction and operation of an Emergency Drought Salinity Barrier at West False River ("Salinity Barrier" or "the Project"
Before the Court for decision is DWR's motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(1) for lack of subject matter jurisdiction, or, in the alternative, to dismiss or abstain in accordance with Colorado River Water Conservation Dist. v. United States, 424 U.S. 800, 817 (1976). Doc. 10. CESAR filed an opposition on February 19, 2016. Doc. 12. DWR filed a reply on February 25, 2016. Doc. 13. The Court took the matter under submission on the papers pursuant to Local Rule 230(g).
"To invoke a federal court's subject matter jurisdiction, a plaintiff needs to provide only a `short and plain statement of the grounds for the court's jurisdiction,'" as required by Rule 8(a)(1), and "must allege facts, not mere legal conclusions, in compliance with the pleading standards established by Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (2007), and Ashcroft v. Iqbal, 556 U.S. 662 (2009)." Leite v. Crane Co., 749 F.3d 1117, 1121 (9th Cir. 2014). A party may raise a challenge to the court's exercise of jurisdiction over the subject matter of an action under Federal Rule of Civil Procedure 12(b)(1). Faced with a Rule 12(b)(1) motion, a party seeking to establish jurisdiction bears the burden of proving the existence of such jurisdiction. See Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994). "If the court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action." Fed. R. Civ. P. 12(h)(3).
A Rule 12(b)(1) jurisdictional attack may be facial or factual. White v. Lee, 227 F.3d 1214, 1242 (9th Cir. 2000). In a "facial" attack, the challenger accepts as true the plaintiff's allegations but "asserts that the allegations contained in the complaint are insufficient on their face to invoke federal jurisdiction." Safe Air for Everyone v. Meyer, 373 F.3d 1035, 1039 (9th Cir. 2004). In a "factual" attack, the challenger "contests the truth of the plaintiff's factual allegations, usually by introducing evidence outside the pleadings." Leite, 749 F.3d at 1121. In such circumstances, a court may examine extrinsic evidence without converting the motion to one for summary judgment, and there is no presumption of the truthfulness of the Plaintiff's allegations. Safe Air for Everyone, 373 F.3d at 1039. Moreover, the plaintiff "bears the burden of proving by a preponderance of the evidence that each of the requirements for subject-matter jurisdiction has been met." Leite, 749 F.3d at 1121.
"Under the ESA, the Secretary of the Interior and the Secretary of Commerce are charged with identifying threatened and endangered species and designating critical habitats for those species." Natural Res. Def. Council v. Jewell, 749 F.3d 776, 778 (9th Cir. 2014) (en banc) ("NRDC v. Jewell") (citing 16 U.S.C. § 1533). FWS and the National Marine Fisheries Service ("NMFS") administer the ESA on behalf of the Departments of the Interior and Commerce, respectively. See 50 C.F.R. §§ 17.11, 222.101(a), 223.102, 402.01(b). Section 7 of the ESA ("Section 7") requires federal agencies to ensure that their activities do not jeopardize the continued existence of listed endangered or threatened species or adversely modify those species' critical habitats. 16 U.S.C. § 1536(a)(2); see also Karuk Tribe of Cal. v. U.S. Forest Serv., 681 F.3d 1006, 1020 (9th Cir. 2012). Section 7's implementing regulations provide that "[e]ach Federal agency shall review its actions at the earliest possible time to determine whether any action may affect listed species or critical habitat[s]." 50 C.F.R. § 402.14(a). An agency proposing to take an action (often referred to as the "action agency") must first inquire of FWS
Even after consultation is complete, an agency has a duty to reinitiate formal consultation under certain circumstances, including where (1) "the amount or extent of taking specified in the incidental take statement is exceeded"; (2) "if new information reveals effects of the action that may affect listed species or critical habitat in a manner or to an extent not previously considered"; or (3) "[i]f the identified action is subsequently modified in a manner that causes an effect to the listed species or critical habitat that was not considered in the biological opinion." 50 C.F.R. § 402.16. "The consultation requirement reflects "a conscious decision by Congress to give endangered species priority over the `primary missions' of federal agencies." Karuk Tribe, 681 F.3d at 1020 (quoting Tenn. Valley Auth. v. Hill, 437 U.S. 153, 185 (1978)).
Regulations promulgated to implement the ESA's consultation provisions provide that "[w]here emergency circumstances mandate the need to consult in an expedited manner, consultation may be conducted informally through alternative procedures" followed by formal consultation once the emergency is abated. 50 C.F.R. § 402.05(a). The regulations explain that "[t]his provision applies to situations involving acts of God, disasters, casualties, national defense or security emergencies, etc." Id. The FWS & NMFS Section 7 Consultation Handbook ("Handbook")
During the initial stage of emergency consultation, FWS's role "is to offer recommendations to minimize the effects of the emergency response action on listed species or their critical habitat (the informal consultation phase)." Handbook at 8-1, § 8.2(A). FWS may not "stand in the way of the response efforts." Id. As soon as practicable after the emergency is under control, the action agency must initiate formal consultation with FWS if listed species or critical habitat have been adversely affected by emergency response activities. 50 C.F.R. § 402.05(b); Handbook at 8-4, § 8.2(B). "Although formal consultation occurs after the response to the emergency, procedurally it is treated like any other formal consultation," Handbook at 8-4, § 8.2(B), and culminates in FWS's issuance of a biological opinion, and, if appropriate, incidental take statement, id. at 8-4 to 8-5, § 8.2(C)-(D); 50 C.F.R. § 402.05(b).
The Central Valley Project ("CVP") and the State Water Project ("SWP"), "operated respectively by the Bureau of Reclamation ("Reclamation") and the [DWR for the] State of California, are perhaps the two largest and most important water projects in the United States." San Luis & Delta-Mendota Water Auth. v. Jewell, 747 F.3d 581, 592 (9th Cir. 2014). "These combined projects supply water originating in northern California to more than 20,000,000 agricultural and domestic consumers in central and southern California." Id. As part of CVP operations, Reclamation releases water stored in CVP reservoirs in northern California, which then flows down the Sacramento River to the Sacramento-San Joaquin Delta ("Delta"). Id. at 594. Pumping plants in the southern region of the Delta then divert to various users south of the Delta. See id. at 594-95.
The delta smelt (Hypomesus transpacificus) is a "small, two-to-three inch species of fish endemic to the [Delta]." Id. at 595. In 1993, FWS concluded the delta smelt's population had declined by ninety percent over the previous twenty years and listed it as a "threatened" species under the ESA. Determination of Threatened Status for the Delta Smelt, 58 Fed. Reg. 12,854, 12,855 (Mar. 5, 1993). FWS further determined that "Delta water diversions," including those resulting from operations of the SWP and CVP, are the most significant "synergistic cause[]" of the decline in the delta smelt population. Id. at 12,859.
According to the complaint, DWR claims installation of the Salinity Barrier was necessary to protect a "relatively small segment of the State's water users from costs related to saltwater inflow from the ocean." Doc. 1 ("Compl.") at ¶ 3. The Complaint further alleges that DWR first proposed barrier installation in the Delta in 2008. Id. at ¶ 37. DWR formally announced a project involving rock barriers across three different channels at West False River in early 2014. Id. In January 2015, DWR began to formally study a three-barrier project and applied to the Army Corps of Engineers ("Army Corps") for a Clean Water Act permit ("CWA Permit") to install three barriers. Id. at ¶ 38. In late April 2015, DWR amended its proposed project to a single 750-foot wide rock barrier to be installed at West False River. Id. at ¶¶ 37-39. In early May 2015, after initiating "emergency consultation" with FWS, the Army Corps issued a CWA Permit for the Project, DWR approved the Project, and construction commenced. Id.
Plaintiff filed suit in the Superior Court of California for Sacramento County on May 6, 2015, raising claims under the California law and the federal ESA, Defendant's Request for Judicial Notice ("DRJN"), Doc. 10-2, Ex. 4, and immediately applied ex parte for a temporary restraining order to halt construction of the Salinity Barrier. Id., Ex. 5. Hon. Christopher Krueger held a hearing and issued a minute order denying the request for a temporary restraining order on May 15, 2015. Id., Ex. 6. On June 22, 2015, CESAR filed a "First Amended Petition for Writ of Mandate and Complaint for Declaratory Relief," from which they omitted any federal ESA claims. Id., Ex. 7. On October 22, 2015, the state court sustained DWR's demurrer and dismissed the entire action. Id., Ex. 10-12. On December 18, 2015, Plaintiff filed a notice of appeal. Id., Ex. 13.
On June 11, 2015, Plaintiff commenced the instant action and moved for injunctive relief against construction of the Project. Id., Ex. 14 (Center for Environmental Science, Accuracy and Responsibility v. Cowin, 1:15-cv-00884 LJO BAM ("CESAR I"), Doc. 1). Plaintiff claimed installation and operation of the Project violated the ESA. Id. On June 18, 2015, the Court denied Plaintiff's motion for a temporary restraining order. CESAR I, Doc. 22. On September 14, 2015, the Court granted DWR's motion to dismiss CESAR I on the ground that Plaintiff had failed to comply with the ESA's 60-day notice requirement. CESAR I, Doc. 36.
The ESA precludes the commencement of citizen suits "prior to sixty days after written notice of the violation has been given to the [FWS], and to any alleged violator of any such provision or regulation." 16 U.S.C. § 1540(g)(2)(A)(i). The 60-day notice requirement is "jurisdictional, and thus failure to strictly comply is an absolute bar to bringing suit under the ESA." Conservation Congress v. Finley, 774 F.3d 611, 617 (9th Cir. 2014) (internal quotation and citation omitted). To satisfy the notice requirement, a plaintiff must "provide sufficient information of a violation so that [FWS and/or the action agency] could identify and attempt to abate the violation." Sw. Ctr. for Biological Diversity v. U.S. Bureau of Reclamation, 143 F.3d 515, 522 (9th Cir. 1998).
Here, Plaintiff alleges that:
Compl. at ¶ 33.
Defendant moves to dismiss for lack of subject matter jurisdiction because Plaintiff does not attach any 60-day notice letter to the Complaint. See Doc. 10 at 5. But Defendant fails to cite and the Court cannot locate any authority requiring notice letters be attached to an ESA Complaint. Plaintiff has, instead attached its notice of intent to sue letter ("Notice Letter") to its opposition to the instant motion to dismiss. See Declaration of Leah R. Zabel ("Zabel Decl."), Doc. 12-1 & Attachments. Defendant points to Southwest Center, 143 F.3d at 520, to suggest that Plaintiff must "properly allege compliance with the ESA's notice requirement" and that such allegations must specifically describe the content of the notice letters. See Doc. 13 at 2. Southwest Center says nothing of the sort. Rather, Southwest Center articulates the specificity with which notice must be given
Defendant does not argue that the Notice Letters provide insufficient notice of the allegations contained in the complaint. See Doc. 13 at 2-3. Although the Court is under no sua sponte obligation to compare the Notice Letter to the Complaint, even a cursory review of the two documents reveals that the Notice Letter parallels the allegations in the Complaint closely enough to "provide sufficient information of a violation so that [FWS] could identify and attempt to abate the violation." Sw. Ctr., 143 F.3d at 522.
Defendant points out that the Notice Letter "muddies the waters," at least somewhat, by referring both to the now-removed summer 2015 barrier and elsewhere to unspecified other "barriers," presumably possible future barriers. See Zabel Decl., Ex. 2 (Doc. 12-3). To the extent the Notice Letter refers to anticipatory violations, those violations are not actionable, see, e.g., Natural Res. Def. Council v. Kempthorne, 539 F.Supp.2d 1155, 1179 (E.D. Cal. 2008), but it does not appear that Plaintiffs are raising presently any challenges to anticipated barriers in the Complaint. To the extent that the Notice Letter and the Complaint challenge past violations, Defendant argues such claims are moot. Mootness, is a separate issue and is, therefore, discussed separately below. The motion to dismiss on this ground is DENIED.
Defendant next argues that the Court lacks subject matter jurisdiction over the case because Plaintiff's claims are moot. Doc. 10-1 at 7-11. An issue is moot "when the issues presented are no longer `live' or the parties lack a legally cognizable interest in the outcome." City of Erie v. Pap's A.M., 529 U.S. 277, 287 (2000). "The underlying concern is that, when the challenged conduct ceases such that there is no reasonable expectation that the wrong will be repeated, then it becomes impossible for the court to grant any effectual relief whatever to the prevailing party." Id. (internal citations and quotations omitted). If the parties cannot obtain any effective relief, any opinion about the legality of a challenged action is advisory. Id. "Mootness has been described as the doctrine of standing set in a time frame: The requisite personal interest that must exist at the commencement of the litigation (standing) must continue throughout its existence (mootness)." Arizonans for Official English v. Arizona, 520 U.S. 43, 68 n. 22 (1997) (internal citation and quotation omitted). "[A]n actual controversy must be extant at all stages of review, not merely at the time the complaint is filed." Id. at 67.
"The party asserting mootness has a heavy burden to establish that there is no effective relief remaining for a court to provide." In re Palmdale Hills Property, LLC, 654 F.3d 868, 874 (9th Cir. 2011). Mootness is evaluated on a claim-by-claim basis. San Luis & Delta-Mendota Water Auth. v. Jewell, 52 F.Supp.3d 1020, 1045 (E.D. Cal. 2014); Pac. Nw. Generating Co-op. v. Brown, 822 F.Supp. 1479, 1506 (D. Or. 1993), aff'd, 38 F.3d 1058 (9th Cir. 1994) (citing Headwaters, Inc. v. Bureau of Land Management, 893 F.2d 1012, 1015-16 (9th Cir. 1989) (separately addressing mootness as to different forms of relief requested)); see also In re Pac. Lumber Co., 584 F.3d 229, 251 (5th Cir. 2009) (evaluating mootness on a claim-by-claim basis).
It is undisputed that the Project challenged in the Complaint, the drought barrier installed in May 2015, was removed as of November 15, 2015, several days before the Complaint was filed. Therefore, this case is technically moot. Even so, an otherwise moot case may nevertheless be justiciable if one of three exceptions to the mootness doctrine applies: (1) where a plaintiff "would suffer collateral legal consequences if the actions being appealed were allowed to stand"; (2) where defendant voluntarily ceased the challenged practice; or (3) for "wrongs capable of repetition yet evading review." Ctr. for Biological Diversity v. Lohn, 511 F.3d 960, 964-66 (9th Cir. 2007).
Here, Plaintiff appears to rely on the third exception, for "wrongs capable of repetition yet evading review," by arguing that there is a "reasonable expectation" that the "drought barriers" will be reconstructed. See Doc. 12 at 3. This exception "permit[s] suits for prospective relief to go forward despite abatement of the underlying injury [in] exceptional
The first factor — whether the duration of the challenged action is too short to allow for complete litigation — is present here. The challenged action lasted from May through November 2015. While it may have been possible to file and resolve a motion for emergency injunctive relief during that timeframe, it is not possible to
The second factor — whether there is a reasonable expectation that Plaintiff would be subject to the same action again — is a closer call. "Under the `capable of repetition' prong of the exception to the mootness doctrine, [a plaintiff has] the burden of showing that there is a reasonable expectation that [it] will once again be subjected to the challenged activity." Lee v. Schmidt-Wenzel, 766 F.2d 1387, 1390 (9th Cir. 1985) (citing Los Angeles v. Lyons, 461 U.S. 95, 109 (1983)). "Specifically, the plaintiff must establish a demonstrated probability that the same controversy will recur involving the same litigants." Id. (citing Murphy v. Hunt, 455 U.S. 478, 482 (1982)). According to the CWA permit filed by DWR with the Army Corps, DWR is again requesting authorization for the installation of a "West False River Salinity Barrier"
What is far less clear is how the relevant government agencies will approach their responsibilities under the ESA. Plaintiff's chief complaint in this case is that the approval process for the installation of the Salinity Barrier in 2015 utilized the ESA's emergency consultation procedures, rather than the standard consultation process. Nothing in the complaint (or any other part of the present record) indicates with clarity how the relevant agencies will approach ESA consultation in 2016. Therefore, it remains unclear whether "there is a reasonable probability that the
DWR argues that this Court should dismiss this action under the abstention doctrine articulated in Colorado River Water Conservation Dist. v. United States, 424 U.S. 800, 817 (1976). Federal courts have a "virtually unflagging" obligation to adjudicate claims within their jurisdiction. Id.; United States v. Morros, 268 F.3d 695, 703 (9th Cir.2001). As such, "abstention is permissible only in a few carefully defined situations with set requirements." Morros, 268 F.3d at 703 (internal quotation marks omitted); see also Colo. River, 424 U.S. at 813, 96 S.Ct. 1236 (noting that abstention is proper only in "exceptional circumstances"). The Ninth Circuit has summarized the Colorado River doctrine and related Circuit jurisprudence as follows:
R.R. St. & Co. Inc. v. Transp. Ins. Co., 656 F.3d 966, 978-79 (9th Cir. 2011) (footnotes omitted).
"These factors are to be applied in a pragmatic and flexible way, as part of a balancing process rather than as a mechanical checklist." Am. Int'l Underwriters (Philippines), Inc. v. Cont'l Ins. Co., 843 F.2d 1253, 1257 (9th Cir. 1988). Yet, "[a]ny doubt as to whether a factor exists should be resolved against a stay." Travelers Indem. Co. v. Madonna, 914 F.2d 1364, 1369 (9th Cir. 1990).
Here, although there are numerous reasons why Colorado River abstention is inappropriate, the Court will address two prominent factors. First, the state court proceedings cannot resolve all issues before the federal court because it is undisputed the state court case
Second, despite the fact that Plaintiff included an ESA claim in its original state law complaint, see Doc. 10-2 at Ex. 4, ¶¶ 31-35, which otherwise sought relief for violations of state law, Plaintiff likely could not have obtained relief in state court under the federal ESA. See San Bernardino Valley Audubon Soc. v. Metro. Water Dist., 71 Cal.App.4th 382, 391 (1999) (citing 16 U.S.C. § 1540(c) for the proposition that federal court is the proper forum to allege violations of the federal ESA); see also 16 U.S.C. § 1540(c) ("The several district courts of the United States, including the courts enumerated in section 460 of Title 28, shall have jurisdiction over any actions arising under this chapter."
For the reasons set forth above:
(1) Defendant's motion to dismiss is DENIED as to the 60-day notice issue;
(2) Defendant's motion to dismiss/stay under Colorado River is DENIED; and
(3) Defendant shall have until March 16, 2016 to submit a supplemental brief not to exceed 7 pages (not including necessary exhibits) on the subject of mootness, as discussed above; Plaintiff shall have seven (7) additional days to file a response with the same page limit.
Because the pending motion to amend the complaint, Doc. 18, rests largely on the argument that amendment is necessary to cure deficiencies in the complaint pointed out by the instant motion to dismiss, the Court believes it is in the interest of judicial efficiency to hold the motion to amend in abeyance until the mootness issue is resolved, particularly because the proposed amended complaint does not substantially alter the state of the record on the key mootness issue identified herein.