CAROLYN K. DELANEY, Magistrate Judge.
Plaintiff is a California prisoner proceeding pro se with an action for violation of civil rights under 42 U.S.C. § 1983. During the relevant period, July 2015 and January 2016, plaintiff was housed at the California Health Care Facility (CHCF) in Stockton. Defendant Dr. Do-Williams was plaintiff's primary care physician, defendant Dr. Williams was the Physical Medicine and Rehabilitation Specialist, defendant Dr. Malakkla was the Chief Physician, defendant Dr. Adams was the Chief Medical Executive, and defendant Saipher was a Certified Nurse Practitioner.
The operative complaint is plaintiff's second amended complaint filed May 26, 2017. The claims which remain arise under the Eighth Amendment for denial of constitutionally adequate medical care with respect to arthritis, hip damage, spine damage and chronic pain arising therefrom. The claims are based upon allegations made in paragraphs 23-24 and 29 of the second amended complaint. ECF No. 37 & 43. Defendants' motion for summary judgment (ECF No. 61) is before the court.
Summary judgment is appropriate when it is demonstrated that there "is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A party asserting that a fact cannot be disputed must support the assertion by "citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materials. . ." Fed. R. Civ. P. 56(c)(1)(A).
Summary judgment should be entered, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial.
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
In resolving the summary judgment motion, the evidence of the opposing party is to be believed.
Under the Eighth Amendment, prisoners cannot be subjected to "cruel and unusual punishment[]." Denial or delay of medical care for a prisoner's serious medical needs may constitute a violation of the prisoner's Eighth Amendment rights.
For there to be deliberate indifference under this standard, a prison official must not only "be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists," but that official "must also draw the inference."
Defendants argue that with respect to plaintiff's remaining claims, there is no genuine issue of material fact as to whether any defendant was ever at least deliberately indifferent to any of plaintiff's serious medical needs. For the reasons indicated below, the court agrees.
Paragraph 23 of plaintiff's second amended complaint concerns plaintiff's first two visits, on July 1 and 7, 2015, with defendant Dr. Do-Williams. The visits occurred shortly after plaintiff arrived at CHCF and were conducted via video conference. In her affidavit, Dr. Do-Williams describes her meetings with plaintiff on these dates as follows:
In paragraph 23 of his second amended complaint, plaintiff asserts that during his first two visits with Dr. Do-Williams, she "noted plaintiff's severe conditions, but did not see to it that I got the attention from a Medical Professional, able to provide me necessary care(s), ADA Reasonable Accommodations, adequate pain medications, or Total Hip Replacement Surgery . . ."
First, plaintiff fails to point to any admissible evidence suggesting Dr. Do-Williams was not a "medical professional" "able to provide necessary care" at plaintiff's initial meetings with her. Any suggestion that plaintiff required attention from a different type of medical professional, and that Dr. Do-Williams was at least deliberately indifferent to plaintiff's medical condition by not seeing to it that plaintiff received such attention is unsupported.
As for "accommodations," plaintiff fails to point to anything suggesting his being denied orthopedic shoes amounts to at least deliberate indifference to a serious medical need, nor point to any specific evidence indicating Dr. Do-Williams denied plaintiff any other accommodation. In his declaration attached to his opposition, plaintiff asserts he has "hammer toes" and orthopedic shoes help with his hip and spine problems. ECF No. 71-3 at 9. Again, these assertions are vague and there is nothing in the record establishing that plaintiff had a serious medical need with respect to his feet, especially since plaintiff was permitted to use a cane and walker which had a seat
Plaintiff fails to point to any evidence suggesting hip replacement surgery was ever denied by Dr. Do-Williams during her initial visits with plaintiff or that it was ever discussed. In his complaint and declaration attached to his opposition to defendants' motion for summary judgment, plaintiff asserts that at various points certain conditions from which he was suffering were clear from his medical records like his need for hip replacement surgery. While plaintiff submits hundreds of pages of exhibits with his opposition to defendants' motion for summary judgment including medical records, he mostly fails to connect particular exhibits which support particular assertions of fact made in his argument opposing summary judgment.
Finally, plaintiff takes issue with Dr. Do-Williams not increasing his morphine prescription. First, plaintiff does not point to any expert testimony refuting Dr. Do-Williams's testimony that "opioids are not an appropriate treatment for chronic pain management," and the problems that arise from continued opioid use and opioid tolerance. Further, there is not evidence suggesting the amount of morphine given to plaintiff was "medically unacceptable under the circumstances."
Also, plaintiff does not point to specifics either clear to Dr. Do-Williams from plaintiff's medical records or from information provided to Do-Williams directly from plaintiff which could render the amount of morphine prescribed the product of at least deliberate indifference. In his second amended complaint, and then again in his opposition to defendants' motion for summary judgment, plaintiff asserts numerous allegations of bias, prejudice, torture, collusions, conspiracy, malice, retaliations, character assassinations, criminal activity, general ill will, etc., directed toward plaintiff by all of the remaining defendants in this action and others. The problem is plaintiff fails to point to admissible evidence supporting his conclusory allegations which defy logic and the record before the court. The record reflects numerous medical professionals providing plaintiff countless hours of medical attention for various conditions. The record does not suggest defendants were "indifferent," let alone suggest they knowingly subjected plaintiff to cruel and unusual punishment.
For these reasons, defendants' motion for summary judgment should be granted with respect to plaintiff's claims concerning his visits with defendant Dr. Do-Williams on July 1 and July 7, 2015.
In paragraph 24 of his second amended complaint plaintiff alleges that during August, September and October 2015, plaintiff requested from defendants Dr. Do-Williams, Dr. Williams and Saipher medical treatment, accommodations such as use of a wheel chair and an increase of pain medication, but they all refused.
In her affidavit, Dr. Do-Williams indicates as follows with respect to accommodations:
In his affidavit, Dr. Williams indicates plaintiff also asked him for a wheelchair on September 23, 2015 and Dr. Williams did not recommend a wheelchair for the same reasons as Dr. Do-Williams.
Finally, in his affidavit, defendant Saipher indicates plaintiff sought a wheelchair from him on October 13, 2015:
Plaintiff does not point to any admissible evidence contradicting any of the information provided in defendants' affidavits concerning accommodations provided to plaintiff except that, in his affidavit, he asserts he refused the used wheelchair because it was "broken down." ECF No. 71-3 at 14. Plaintiff does not elaborate further as to what "broken down" means. Instead of using the wheelchair, plaintiff opted to use his walker with a seat. ECF No. 71-3 at 9. Plaintiff fails to point to any admissible evidence in which plaintiff describes how deprivation of any accommodation requested by him between August and October 2015 affected him.
Because there is nothing admissible suggesting the denial of any accommodation, such as a wheelchair, requested by plaintiff between August and October 2015 amounted to deliberate indifference to a serious medical need, defendants' motion for summary judgment should be granted with respect to plaintiff's remaining claims concerning denial of accommodations during that period.
Defendants Dr. Do-Williams, Dr. Williams and Saipher each address, in their own affidavits, plaintiff's allegations that they failed to increase plaintiff's prescription for morphine between August and October 2015:
Much of plaintiff's second amended complaint concerns his dissatisfaction with the amount of morphine prescribed by defendants and others including medical professionals at R.J. Donovan prior to his transfer to CHCF. With respect plaintiff's prescription for morphine from August through October 2015, the court's conclusion is the same as it was with respect to plaintiff's claims concerning his first two visits with Dr. Do-Williams. Plaintiff fails to establish a genuine issue of material fact as to whether any defendant's failure to increase plaintiff's morphine prescription amounted to deliberate indifference. Plaintiff does not point to any expert testimony refuting testimony provided by defendants concerning problems arising from opioid tolerance or suggesting the amount of morphine given to plaintiff at any point was "medically unacceptable under the circumstances." Further, plaintiff again does not point to specifics either clear to any defendant from plaintiff's medical records or from information provided to defendants directly from plaintiff which could render the amount of morphine prescribed the product of at least deliberate indifference. Defendants and other medical professionals provided plaintiff almost constant medical attention and treatment. While the record shows defendants and others did not always agree with each other concerning the best course of action for plaintiff including how much morphine he should be prescribed, there is nothing suggesting more than a difference of opinion which, by itself, is not deliberate indifference.
In paragraph 29 of his second amended complaint, plaintiff alleges that on January 14, 2016, defendants Dr. Do-Williams, Dr. Malakkla and Dr. Adams "stopped plaintiff's previously approved total hip replacement surgery . . . causing plaintiff to further suffer in severe pains over a 2 year period, and counting."
The evidence before the court indicates that Dr. Do-Williams recommended plaintiff for hip replacement surgery on January 12, 1016, but the request for surgery was denied by defendant Malakkla on January 14, 2016. In his affidavit, defendant Saipher provides information concerning care provided to plaintiff with respect to his hips before Dr. Do-Williams made her recommendation:
Dr. Do-Williams indicates as follows in her affidavit:
In the "physician request for services, referenced by Dr. Do-Williams, she specifically noted that plaintiff has "severe hip [Osteoarthritis]" and is "accommodated with a 4wheel walker." ECF No. 61-4 at 25. She also noted that plaintiff was evaluated by an orthopedic surgeon on October 7, 2015 who recommended surgery. In her report filed after her visit with plaintiff on January 12, 2016, Dr. Do-Williams indicates the visit was initiated by plaintiff "to check up on the date of surgery." ECF No. 61-4 at 24. Finally, Dr. Do-Williams notes in her report that plaintiff refused to attend the November 2015 orthopedic consult referenced by defendant Saipher.
In his affidavit attached to his opposition to defendants' motion to for summary judgment, plaintiff asserts he did not attend the November 2015 orthopedic consult because he was never informed of the appointment. ECF No. 71-3 at 17. However, defendants point to a report indicating he was specifically requested by medical staff to come to the clinic on November 25, 2015 and plaintiff refused. ECF No. 61-8 at 11.
In his affidavit, defendant Dr. Malakkla indicates that at all times relevant he was the Chief Physician at CHCF and his responsibilities included reviewing "Physician's Request for Services (CDC 7243)." "Physicians Request for Services" are approved for medically necessary treatment only. Generally, this means "InterQual" criteria must be met. "InterQual criteria are a library of evidence-based clinical decision support criteria used to assess the medical necessity of a proposed treatment."
The request submitted by Dr. Do-Williams that plaintiff receive hip replacement surgery, ECF No. 61-4 at 25, was denied on January 14, 2016 by Dr. Malakkla because, in the request, Dr. Do-Williams indicated plaintiff suffered no limitations of "ADL," or activities of daily living. This being the case and because "there was no objective evidence within [plaintiff's] medical records to suggest that [plaintiff] was unable to function independently in those activities," InterQual criteria were not met and hip replacement surgery was not medically necessary. On the form in which Dr. Malakkla denied defendant Dr. Do-Williams request, he noted: "If no limitation with ADL, emergency not indicated at this time. Consider when ADL are affected." ECF No. 61-4.
Shortly after Dr. Malakkla denied Dr. Do-Williams's request that plaintiff receive hip replacement surgery, defendant Saipher concluded that the limitation on plaintiff's activities of daily living caused by his hip problems provided a basis for hip replacement surgery:
In her affidavit, defendant Dr. Adams indicates that in her position as Chief Medical Executive at CHCF, she is responsible for overseeing the medical department and does not see or treat patients. She also indicates she had no involvement in deciding whether plaintiff should have hip replacement surgery. Plaintiff fails to point to any evidence suggesting Adams was involved in any respect in deciding whether plaintiff would be given hip replacement surgery.
It does not appear that any defendant actually "cancelled" surgery. As reflected above, the record before the court indicates that, at worst, approval for hip replacement surgery was delayed by approximately four months because defendant Do-Williams indicated in her January 12, 2016 "physician request for services" that plaintiff's activities of daily living were unaffected. On May 10, 2019, plaintiff informed the court that he would be having "total hip replacement surgery" within a week. ECF No. 86. It is not clear whether plaintiff has had surgery yet.
Plaintiff fails to point to any expert evidence, or otherwise, suggesting Dr. Malakkla's denial of Dr. Do-Williams's request that plaintiff receive hip replacement surgery amounts to deliberate indifference. Dr. Malakkla indicated he denied the request because "InterQual" criteria were not met. Nothing suggests this was "medically unacceptable under the circumstances" especially since: (1) Dr. Malakkla indicated he would reassess if it were determined that plaintiff's activities of daily living were affected; and (2) when defendant Saipher indicated that she felt that was the case Dr. Malakkla granted her request that plaintiff be provided hip replacement surgery.
While Dr. Do-Williams may have caused a delay in hip replacement surgery by indicating plaintiff had no limitations of "ADL," there is nothing before the court suggesting this was done with the intent that plaintiff be denied or delayed surgery or knowledge that it would. Nothing suggests she was aware or should have been aware defendant Dr. Malakkla would base his decision to deny surgery solely on defendant Dr. Do-Williams's indication that plaintiff had no limitations of "ADL." Also, Dr. Do-Williams went to the trouble of seeking surgery for plaintiff, indicated in her request that plaintiff had been using a walker, was suffering from "severe" osteoarthritis and had previously been recommended for surgery. There is nothing in the record suggesting this was all subterfuge.
For all the foregoing reasons, defendants are entitled to summary judgment with respect to all claims arising from plaintiff being denied hip replacement surgery on January 14, 2016.
Plaintiff includes approximately 450 pages of exhibits with his opposition to defendants' motion for summary judgment. On February 4, 2019, about a month after plaintiff submitted his opposition, he submitted 176 more pages of exhibits along with a letter in which plaintiff attempts to explain the late filing. Defendants' move to strike the second round of exhibits as late and duplicative of exhibits previously submitted.
In accordance with the above, IT IS HEREBY ORDERED that:
IT IS HEREBY RECOMMENDED that:
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be served and filed within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.