STANLEY A. BOONE, Magistrate Judge.
Plaintiff Juan Jaimes is appearing pro se and in forma pauperis in this civil rights action pursuant to 42 U.S.C. § 1983.
Currently before the Court is Defendants' motion for summary judgment, filed September 14, 2016.
This action is proceeding against Defendants Herrera and Lozano for excessive force in violation of the Eighth Amendment.
On November 12, 2015, Defendants Herrera and Lozano filed an answer to the complaint. (ECF No. 47.) On January 29, 2016, the discovery and scheduling order was issued. (ECF No. 56.) In said order, the previously assigned magistrate judge, ordered the parties to provide initial disclosures no later than March 14, 2016.
On April 22, 2016, Defendants filed a motion to compel Plaintiff to provide his initial disclosures.
On June 8, 2016, the Court granted Defendants' motion to compel Plaintiff to provide initial disclosures and directed Plaintiff to show cause why sanctions should not be imposed. (ECF No. 62.) Plaintiff failed to respond to the order to show cause.
On June 27, 2016, Defendants filed a motion to deem requests admitted. (ECF No. 65.) Plaintiff did not file an opposition.
On July 6, 2016, the Court sanctioned Plaintiff for failing to provide initial disclosures as ordered by the Court, and it was ordered that Plaintiff is not permitted to use any evidence in any motion, hearing or trial which should have been provided in his initial disclosures. (ECF No. 66.)
On July 29, 2016, the Court granted Defendants' motion to deem requests admitted. (ECF No. 70.)
As previously stated, on September 14, 2016, Defendants filed the instant motion for summary judgment. Although Plaintiff requested and received two extensions of time to file an opposition, no opposition was filed and the time frame to do so has expired.
Any party may move for summary judgment, and the Court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a) (quotation marks omitted);
In resolving cross-motions for summary judgment, the Court must consider each party's evidence.
In judging the evidence at the summary judgment stage, the Court does not make credibility determinations or weigh conflicting evidence,
"[A] district court may not grant a motion for summary judgment solely because the opposing party has failed to file an opposition."
In arriving at this recommendation, the Court has carefully reviewed and considered all arguments, points and authorities, declarations, exhibits, statements of undisputed facts and responses thereto, if any, objections, and other papers filed by the parties. Omission of reference to an argument, document, paper, or objection is not to be construed to the effect that this Court did not consider the argument, document, paper, or objection. This Court thoroughly reviewed and considered the evidence it deemed admissible, material, and appropriate.
On April 6, 2012, Plaintiff suffered a back injury, specifically, an L-1 vertebral burst fracture with compression. As a result of his injury, Plaintiff wears a back brace and walks with the aid of a cane.
On September 11, 2012, at approximately 6:15 a.m., officer Torres came to Plaintiff's cell door and inquired whether Plaintiff was ready to go to court. Plaintiff asked for a few minutes to wash up, and Torres stated, "Yes, let me known when you are ready." A short time later, Torres returned and performed an unclothed body search, handcuffed him, grabbed him by the left arm, and escorted him to "Receiving and Release."
After they arrived at the program office area, Plaintiff was approached by Defendants S. Herrera and M. Lozano, who were Institutional Gang Investigators. Plaintiff was directed to open his mouth. Before they could finish their sentence, both Defendants Herrera and Lozano placed their hands and arms around Plaintiff's neck and choked him until he passed out. When Plaintiff awoke, Herrera was kneeing him viciously in the back and neck. Both Herrera and Lozano then picked Plaintiff up and slammed him to the ground. Plaintiff asked them, "What did I do?" Defendants Herrera and Lozano continued to beat him and applied their body weight to Plaintiff's back.
Defendants Herrera and Lozano then escorted Plaintiff to the nurse. Plaintiff requested to be examined. The nurse completed the CDC-7219 and released Plaintiff to Herrera and Lozano, who then took Plaintiff by van to court.
After court, Plaintiff was taken to the I.G.I. office where he was threatened that if he filed something describing what had occurred, he would be pulled out of his cell at 3:00 a.m. by officers in black clothing and beaten to death or hung.
After Plaintiff returned to prison from Kings County Superior Court, at approximately 12:00 p.m. to 12:30 p.m., Plaintiff was taken to the I.G.I. office where Defendants Herrera and Lozano, among others, threatened his life. Plaintiff insisted on receiving medical care.
Defendants Herrera, Lozano and non-Defendants Harden and Molina escorted Plaintiff to the A-Facility Medical Clinic where Plaintiff saw a nurse.
Plaintiff was later taken to administrative segregation. Plaintiff states he had complications and pain in his back, neck, butt, and inside of the thigh. He states the pain later was so debilitating that he insisted on x-rays and learned his back was fractured and a vertebrae was broken.
Defendants request that the Court take judicial notice of the following record and document:
Under Federal Rule of Evidence 201(b), the Court can take judicial notice of facts that are "capable of accurate and ready determination by resort to sources whose accuracy cannot reasonably be questioned."
The Court has taken judicial notice of Defendants' Exhibit 8 as such documents are appropriate for judicial notice. (ECF No. 75, Ex. 8.)
1. On September 11, 2012, at approximately 6:15 a.m., officer Torres, transported Plaintiff to Receiving and Release for a court proceeding. (Compl., at p. 6, ¶ 2; ECF No. 1.)
2. Plaintiff had never interacted with Institutional Gang Investigators Lozano and Herrera before the September 11, 2012 incident. (Defs.' Req. for Admission Nos. 11-12, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
3. However, the Kern Valley State Prison (KVSP), Institutional Gang Investigation (IGI) Unit had been conducting an ongoing investigation into Plaintiff's affiliation with the Mexican Mafia prison gang. (Lozano Decl., ¶¶ 2, 5; Herrera Decl., ¶¶ 2, 5.)
4. The IGI unit had reason to believe that Plaintiff was affiliated with the Mexican Mafia prison gang based on several incidents, including: (a) on November 23, 2010, while Plaintiff was housed at Pleasant Valley State Prison (PVSP), a kite was discovered in Plaintiff's personal property related to Mexican Mafia prison gang activities and politics for the PVSP Ad/Seg Unit; (b) on January 26, 2012, a self-admitted Mexican Mafia associated provided several kites to correctional staff. Plaintiff's personal information was discovered amongst the names and codes for validated Mexican Mafia members and associates in one of those kites; (c) on March 26, 2012, several small handwritten kites were received by the KVSP IGI Unit. The kites were discovered during the search of a validated Mexican Mafia associate. Plaintiff's personal information, gang moniker, and street gang affiliation was discovered amongst the names of several other Southern Hispanic gang members and Mexican Mafia associates. (Lozano Decl., ¶ 5; Herrera Decl., ¶ 5; Exs. 1-3.)
5. As a result, Defendants Herrera and Lozano suspected that Plaintiff would attempt to transport Mexican Mafia related contraband to his court proceedings on September 11, 2012. (Lozano Decl., ¶ 6; Herrera Decl., ¶ 6.)
6. During the transportation, Plaintiff was carrying notes, also referred to as kites, in his mouth. (Defs.' Req. for Admission No. 15, ECF No. 65, p. 6; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
7. Plaintiff placed the notes in his mouth to avoid detection by prison officials. (Defs.' Req. for Admission No. 16, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
8. Plaintiff was also concealing heroin in his mouth to avoid detection by prison officials. (Defs.' Req. for Admission Nos. 17-18, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
9. On September 11, 2012, Plaintiff was not wearing a CDCR mobility impairment vest, but he was wearing a Kydex jacket. (Defs.' Req. for Admission Nos. 13-14; ECF No. 65; Order Deeming Requests Admitted, July 29, 0216, ECF No. 70.)
10. The Kydex jacket had a rigid plastic shell, that covered Plaintiff's torso, chest, and back. (Defs.' Req. for Admission Nos. 7-8.)
11. During the transport, Defendants Herrera and Lozano, approached Plaintiff and instructed him to open his mouth. (Compl., at ¶¶ 3-4; Defs.' Req. for Admission No. 19, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70; Lozano Decl., ¶ 8; Herrera Decl., ¶ 9.)
12. Plaintiff, however, failed to comply with Defendants Herrera and Lozano's order to open his mouth. (Defs.' Req. for Admission No. 20, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
13. Defendant Herrera did not knee Plaintiff viciously in the back and neck, kick, or punch Plaintiff. (Defs.' Req. for Admission Nos. 23, 25, 27, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
14. Defendant Lozano ordered Plaintiff to open his mouth a second time, revealing bindles in Plaintiff's mouth. (Lozano Decl., ¶¶ 10-11; Herrera Decl., ¶¶ 10-11.)
15. Defendants ordered Plaintiff to spit out the contraband, but Plaintiff did not comply. (Defs.' Req. for Admission Nos. 21-22, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
16. Defendant Lozano did not knee Plaintiff viciously in the back and neck, kick, punch or choke Plaintiff. (Defs.' Req. for Admission Nos. 24, 26, 28, 29, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
17. After collecting the evidence, Defendants Herrera and Lozano escorted Plaintiff to Receiving and Release where a CDCR 7219 medical evaluation was conducted. (Lozano Decl., ¶ 25; Herrera Decl., ¶¶ 25-26.)
18. Plaintiff was evaluated by Dr. Akanno later that day who informed Plaintiff that he was "okay," gave Plaintiff a Toradol non-steroidal anti-inflammatory pill, and released him back to custody. (Compl. at pp. 9-10, 45-45, 49, 51, ECF No. 1.)
19. After the contraband was processed, the IGI unit determined that the bindles contained Mexican Mafia correspondence and heroin. (Lozano Decl., ¶¶ 31-33; Herrera Decl., ¶ 30.)
20. Specifically, the IGI unit's investigation into the kites Plaintiff was attempting to transport revealed that Plaintiff intended to deliver kites containing Mexican Mafia correspondence, to another inmate at his out to court appearance, in order to have them delivered to inmates housed at CSP-Corcoran, demonstrating his direct affiliation/association with the Mexican Mafia prison gang. (Lozano Decl., ¶ 35; Ex. 6.)
21. Plaintiff has since been validated as a Mexican Mafia associate. (Lozano Decl., ¶ 36; Herrera Decl., ¶ 31.)
22. In addition, Plaintiff was charged with, pled to, and found guilty of possession of drugs in prison on May 5, 2014, stemming from the September 11, 2012 incident. (Defs.' Req. for Admission No. 39, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70; Defs.' Req. for Judicial Not., Ex. 8.)
23. Plaintiff was sentenced to two years in prison for possession of drugs in prison in violation of Penal Code section 4573.6. (Defs.' Req. for Admission No. 40; ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70; Defs.' Req. for Judicial Not., Ex. 8.)
24. Plaintiff's May 5, 2014 conviction for possession of drugs in prison has not been reversed. (Defs.' Req. for Admission No. 41, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
25. Following the September 11, 2012 incident, Plaintiff filed a staff complaint. (Compl. at pp. 8, 24-49; Stiles Decl., ¶ 4.)
26. In response to Plaintiff's staff complaint, Lieutenant Stiles with the Investigative Services Unit at KVSP, conducted an investigation. (Stiles decl., ¶ 4.)
27. Based on Lieutenant Stiles review of Plaintiff's allegations, the staff incident report, the Use of Force videotaped interview of Plaintiff, the Medical Report, and interviews, Lieutenant Stiles determined that the Defendants acted within the confines of the Department Operations Manual and did not violate policy when retrieving the contraband from Plaintiff. (Stiles Decl., ¶¶5-6.)
28. Prior to the September 11, 2012, Plaintiff sustained a L-1 vertebral burst fracture with compression on April 6, 2012. (Defs.' Req. for Admission No. 1, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
29. Plaintiff's neurosurgeon, Dr. Leramo, recommended that Plaintiff undergo surgery for his lower back injury on or around April 18, 2012. (Defs.' Req. for Admission No. 2, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
30. Plaintiff, however, declined Dr. Leramo's recommendation for surgical intervention. (Defs.' Req. for Admission No. 3, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
31. Instead, Plaintiff elected to wear a Kydex jacket on or around April 18, 2012. (Defs.' Req. for Admission No. 4, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
32. Dr. Leramo informed Plaintiff that it could take six months to a year before his fracture could heal after wearing the Kydex jacket. (Defs.' Req. for Admission No. 5, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
33. Dr. Leramo, however, cautioned Plaintiff that he may never regain full or proper function. (Defs.' Req. for Admission No. 6, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
34. After the September 11, 2012 incident, Plaintiff underwent an x-ray examination on his lower back that revealed an "[o]ld fracture of L1, otherwise unremarkable study" on September 25, 2012. (Defs.' Req. for Admission No. 32, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
35. Plaintiff returned to neurosurgeon Dr. Rahimifar on October 26, 2012, who noted that Plaintiff's "compression fracture has practically completely healed with slight wedging anteriorly." (Defs.' Req. for Admission Nos. 33-34, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
36. As a result, Dr. Rahimifar told Plaintiff that he no longer needed to wear the Kydex jacket. (Defs.' Req. for Admission No. 35, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
37. Dr. Rahimifar also told Plaintiff that he did "not advise any surgery at [that] time since the fracture [had] matured and . . . healed at [that] time." (Defs.' Req. for Admission No. 36, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
38. Plaintiff's Kydex jacket was removed on or around November 30, 2012. (Defs.' Req. for Admission No. 37, ECF No. 65; Order Deeming Requests Admitted, July 29, 2016, ECF No. 70.)
Defendants move for summary judgment because the undisputed facts show that Plaintiff was transporting Mexican Mafia correspondence and heroin, and that the officers used permissible and minimal force to retrieve the contraband. Defendants also argue that Plaintiff's Eighth Amendment claim is barred because he has not overturned his sentence for possession of drugs before bringing his section 1983 complaint, and in the alternative, Defendants are entitled to qualified immunity.
In moving for summary judgment, Defendants rely in part on the deemed admissions by Plaintiff. A matter admitted under Rule 36 is "conclusively established." Fed. R. Civ. P. 36(b). "Such a matter `cannot be overcome at the summary judgment stage by contradictory affidavit testimony or other evidence in the summary judgment record.'"
The unnecessary and wanton infliction of pain constitutes cruel and unusual punishment forbidden by the Eighth Amendment.
What is necessary to show sufficient harm under the Eighth Amendment depends upon the claim at issue, with the objective component being contextual and responsive to contemporary standards of decency.
In determining whether the use of force was wanton and unnecessary, courts may evaluate the extent of the prisoner's injury, the need for application of force, the relationship between that need and the amount of force used, the threat reasonably perceived by the responsible officials, and any efforts made to temper the severity of a forceful response.
39. In applying the
Plaintiff has presented no evidence to support the finding that he suffered any physical injury as a result of the incident. After the items were retrieved, Plaintiff was transported to Receiving and Release where a medical evaluation was conducted. The CDCR 7219 medical evaluation form did not note any injuries. (Defs' Ex. 4, ECF No. 74-7.) Plaintiff was also evaluated by Dr. Akanno later that day who determined Plaintiff was "okay," gave Plaintiff a Toradol non-steroidal anti-inflammatory pill, and released him back to custody. (Compl. at pp. 9-10, 45-46, 49, 51, ECF No. 1.) In addition to the lack of visible injuries, Plaintiff's preexisting back injury healed as scheduled. Indeed, Plaintiff had an x-ray examination just days after the incident that revealed an old fracture, but was otherwise unremarkable, and Plaintiff offers no contrary evidence.
To overcome the motion for summary judgment, Plaintiff must raise a trial issue of fact establishing that Defendants Herrera and Lozano applied force "maliciously and sadistically to cause harm," rather than in a good-faith effort to maintain or restore discipline. Based on the evidence presented, viewed in the light most favorable to Plaintiff, the Court finds that there is no triable issue of material fact as to whether Defendants Herrera and Lozano used excessive force to Plaintiff on September 11, 2012. The purported use of force by Defendants Herrera and Lozano was justified because it was a good-faith effort to restore order, and there is no evidence from which a reasonable jury could find that these Defendants applied such force maliciously and sadistically to cause harm.
Based on the foregoing, it is HEREBY RECOMMENDED that:
These Findings and Recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within
IT IS SO ORDERED.