ALKA SAGAR, Magistrate Judge.
On October 7, 2016, Plaintiff Alice M. Gunter ("Plaintiff") filed a Complaint seeking review of the Commissioner's denial of Plaintiff's application for Social Security period of disability, Disability Insurance Benefits and Supplemental Security Income disability benefits. (Docket Entry No. 1). On February 28, 2017, Defendant filed an Answer to the Complaint along with the Certified Administrative Record ("AR"). (Docket Entry Nos. 15-16). The parties have consented to proceed before a United States Magistrate Judge. (Docket Entry Nos. 11, 12). The parties filed a Joint Stipulation ("Joint Stip.") on July 5, 2017, setting forth their respective positions on Plaintiff's claims. (Docket Entry No. 19).
On October 22, 2012, Plaintiff, formerly employed as a retail sales clerk, security guard, bank teller, assistant manager, and waitress, (AR 61-64, 235), filed an application for Social Security Disability benefits, alleging disability beginning on December 1, 2009. (AR 78-79). On January 23, 2015, Administrative Law Judge ("ALJ") Sally Reason held a hearing. (AR 18). However, in order to obtain additional evidence as well as expert witness testimony, the hearing was postponed. (
The ALJ applied the five-step process in evaluating Plaintiff's case. At step one, the ALJ found that Plaintiff met the insured status requirements of the Act on December 31, 2014 and had not engaged in substantial gainful activity from the amended onset date of January 1, 2012 through her date last insured of December 31, 2014. (AR 20). At step two, the ALJ found that Plaintiff had the following severe impairments: Post Traumatic Stress Disorder (PTSD)
The ALJ then found that Plaintiff had the residual functional capacity ("RFC") to perform medium work as defined in 20 CFR 404.1567(c) except she can sustain posturals frequently (but not constantly); and she can tolerate occasional interaction with the public, co-workers, and supervisors. (AR 25).
In arriving at her conclusion, the ALJ found that Plaintiff's medically determinable impairments could reasonably be expected to cause the alleged symptoms; however, Plaintiff's statements concerning the intensity, persistence and limiting effects of these symptoms are not entirely credible. (AR 27).
At step four, the ALJ determined that Plaintiff could not perform any past relevant work. (AR 34). At step five, the ALJ found that through the date last insured, considering Plaintiff's age, education, work experience, and RFC, there were jobs that existed in significant numbers in the national economy that Plaintiff could perform. (AR 35).
This court reviews the Administration's decision to determine if it is free of legal error and supported by substantial evidence.
Plaintiff alleges that the ALJ (1) failed to fully and fairly develop the record; and (2) erred in holding that Plaintiff's limited activities of daily living demonstrate that her symptoms are not severe enough to be considered disabling. (Joint Stip. at 3, 12-14).
After reviewing the record, the Court finds that the Commissioner's findings are supported by substantial evidence and are free from material legal error.
Plaintiff alleges that, by closing the record before additional evidence was submitted, the ALJ failed to properly discharge her duty to fully and fairly develop the record. (Joint Stip. at 3-6). Specifically, Plaintiff contends that the ALJ closed the record before Plaintiff submitted her United States Department of Veteran Affairs ("VA")
"The ALJ always has a `special duty to fully and fairly develop the record and to assure that the claimant's interests are considered.'"
Plaintiff contends that the ALJ "explicitly acknowledged that Plaintiff's VA disability determination — a vital document that would have been accorded `great weight' [ ] — was missing from the record at the time of the decision." (Joint Stip. at 5). Despite this, Plaintiff argues, the "ALJ's decision gives no indication that she made any efforts whatsoever to obtain these highly probative records." (Joint Stip. at 5).
Defendant counters that the ALJ fulfilled her duty to develop the record when she indicated to Plaintiff's counsel that she wanted more information regarding the VA rating decision and then offered Plaintiff's counsel the opportunity to submit such evidence. (Joint Stip. at 8). Defendant points out that "Plaintiff's counsel neglected to timely obtain evidence from the VA, and also neglected to inform the ALJ if they needed more time to pursue this evidence. The ALJ, by contrast, made no error by closing the record." (
The ALJ recognized the need to consider any VA disability rating and did so. While the ALJ must consider the VA's finding and must ordinarily give great weight to the VA's determination of disability, "[t]hat is not to say that the VA rating is conclusive. [The Ninth Circuit has] commented that `because the VA and SSA criteria for determining disability are not identical,' [] the record may establish adequate reason for giving the VA rating less weight. In some circumstances, the VA may assign a partial rather than a total disability rating to a veteran, [] and a partial disability rating might cut against rather than in favor of an SSA determination that the individual could not perform remunerative work of any kind."
As Defendant correctly points out, the VA's determination of Plaintiff's partial disability was based on records through May 2012. (Joint Stip. at 10, AR 617). At the May 11, 2015 hearing, Plaintiff alleged disability beginning on January 1, 2012. (AR 58). In evaluating Plaintiff's claim, however, the ALJ considered significant evidence to which the VA did not have access, including Plaintiff's statements to SSA and her testimony at the hearing in May 2015 (AR 26-27), treatment evidence from 2010 through 2015 (AR 21-23), opinions from three different consultative examinations (AR 30-33), and the testimony of a medical expert in 2015. (AR 33-34). Since the VA's determination regarding Plaintiff's disability relied on limited evidence — all dated prior to May 2012 — the ALJ's decision to give less weight to the VA rating was reasonable, given the substantial evidence in the record that supported the ALJ's decision to deny Plaintiff's application for SSA benefits. Therefore, even if the ALJ kept the record open until this evidence was submitted, it would not have altered her ultimate decision to deny benefits. The ALJ'S error, if any, in closing the record prior to obtaining the VA disability determination was harmless.
Plaintiff contends that the ALJ erred in holding that her limited activities of daily living demonstrate that her symptoms are not severe enough to be considered disabling. (Joint Stip. at 12-14). Defendant counters that the ALJ properly evaluated Plaintiff's activities of daily living. (Joint Stip. at 14-16). The Court agrees.
The ALJ found that Plaintiff has mild restrictions in her activities of daily living. (AR 24). In so finding, the ALJ evaluated the entire record and determined that Plaintiff's level of activity was inconsistent with her allegations regarding her functional limitations. (AR 28-29). The ALJ stated:
(AR 24).
As the ALJ noted, Plaintiff admitted, in her reports to the State Agency, that she was able to leave the house by herself, as well as drive, and socialize with others about every two weeks. (AR 28). However, Plaintiff also complained that she needed to be accompanied when she left the house. (
The ALJ stated that:
(AR 29-30).
Plaintiff asserts that the ALJ contravened "established legal precedent by penalizing Plaintiff for her attempts to lead as normal a life as possible in the face of her numerous severe impairments." (Joint Stip. at 13). The Court disagrees. The ALJ appropriately found that Plaintiff's inconsistent accounts undermined her credibility and that the record demonstrated that she was capable of doing more than she alleged. The ALJ properly concluded, based on a thorough review of the entire record, that Plaintiff has only mild restrictions in activities of daily living.
The Ninth Circuit has made clear that when a plaintiff's reports about her activities of daily living are subject to more than one interpretation, the ALJ's interpretation is entitled to deference as long as it is reasonable.
On this record, the Court finds the ALJ's interpretation of Plaintiff's activities of daily living was reasonable and supported by the evidence. Therefore, the Court finds that the ALJ did not improperly evaluate Plaintiff's activities of daily living.
Accordingly, the ALJ's findings are free of legal error and will not be disturbed.
For the foregoing reasons, the decision of the Commissioner is AFFIRMED.
LET JUDGMENT BE ENTERED ACCORDINGLY.