ALLISON CLAIRE, Magistrate Judge.
Plaintiff is a state prisoner proceeding pro se and in forma pauperis with a civil rights action pursuant to 42 U.S.C. § 1983. This proceeding was referred to this court by Local Rule 302 pursuant to 28 U.S.C. § 636(b)(1). Presently before the court are defendants' motion for summary judgment, ECF No. 34, plaintiff's motion for costs, ECF No. 35, and plaintiff's motion for a temporary restraining order, ECF No. 40. Each motion will be addressed in turn.
Plaintiff is currently confined at Mule Creek State Prison. However, the claims in the present action arise from his incarceration at California State Prison-Sacramento ("CSP-Sac") during 2009 and 2010.
At the screening stage, the court found that the verified first amended complaint set forth a colorable Eighth Amendment claim against Defendants Harvey, Baker, Woods, Maserut, and Mini for failing to protect plaintiff from physical harm on February 24, 2009 when he was stabbed multiple times by his cell mate.
On September 26, 2013 defendants filed a motion for judgment on the pleadings and/or summary judgment. Included in that motion was a separate and distinct motion to dismiss pursuant to Rule 12(b) on the unenumerated ground that plaintiff had failed to exhaust his administrative remedies prior to filing his § 1983 lawsuit. ECF No. 34-3 at 7. Defendants also filed a warning pursuant to
On April 3, 2014, the Ninth Circuit overruled
Because defendants have moved for dismissal of the amended complaint as administratively unexhausted pursuant to Rule 12(b), and have not complied with the requirements of Rule 56, the court will recommend denying the motion without prejudice in light of the
Defendants request this court to take judicial notice of the civil docket, original complaint, the findings and recommendations, and the final order dismissing plaintiff's prior civil case raising the same allegations as those herein. ECF No. 34-4,
With respect to count one of the amended complaint, Defendants Mini, Woods, Harvey, Masuret, and Baker assert that they are entitled to judgment on the pleadings and/or summary judgment because they were unaware of any information that would have led them to believe that plaintiff was in danger of an attack by his cell mate. ECF No. 34-3 at 11. Defendant Bal contends that summary judgment is appropriate on count two because he: 1) did not know of or intentionally disregard any serious risk to the plaintiff's health; 2) his actions did not cause plaintiff any harm or unnecessary pain; and, 3) he did not have a sufficiently culpable mental state to establish deliberate indifference.
At the outset, the court notes the deficiencies in plaintiff's opposition to summary judgment. First and foremost, plaintiff presents his opposition to summary judgment in question format. He identifies the material issues of fact as follows: "Who is responsible for the plaintiff's safety as well as the safety of the prisons? What does it mean when a Warden declares an inmate ADA? Who is responsible to insure the plaintiff receives due process on an investigation ordered by the Warden? Who has the authority to change or alter a medical program on an entire prison population?" ECF No. 38 at 3-4. Summary judgment is not the stage to discover the proper parties to sue. The discovery period has closed and the only remaining question is whether there is a triable issue of material fact.
Plaintiff also failed to reproduce defendant's itemized facts and admit or deny each one, which makes the court's job more arduous.
On the same date that his opposition to the summary judgment motion was filed, plaintiff also submitted a "Demand for a Jury Trial." ECF No. 39. Plaintiff attached a January 3, 2008 Institutional Classification Committee report recommending his transfer to CSP-SAC despite plaintiff's statement that he does have enemies at that institution.
The court also notes that in his introductory remarks, plaintiff indicates that "he never received any information from this Court since June 2013. The plaintiff filed a motion to compel for discovery on July 8, 2013 and never heard any ruling." ECF No. 38 at 1. However, a review of the court's docket since June 2013 indicates that proper service of the court's orders was made on plaintiff's address of record, and no document has been returned to sender. Furthermore, no motion to compel discovery was ever filed. Since plaintiff failed to provide a copy of the purported discovery motion or even a copy of his prison mail log from July 2013, this court will not rule on issues that are not before it.
Plaintiff is a California prison inmate diagnosed with HIV who was incarcerated at California State Prison-Sacramento (CSP-SAC) at all times relevant to the instant proceedings. ECF No. 14 at 4. The Classification Committee at the prison determines whether an inmate's case warrants single cell status. ECF Nos. 34-12 at ¶ 4, 34-8 at ¶ 7. Plaintiff was denied a single-cell, but he was often celled alone and refused to house with other inmates. ECF Nos. 34-8 at ¶ 3, 34-9 at ¶ 4, 34-11 at 4. Because plaintiff was not designated as a single-cell inmate, he was required to find a compatible cell mate. ECF No. 34-8 at ¶ 5.
In 2009, Defendant Baker was the Correctional Sergeant on "B" Facility at CSP-SAC. In this capacity, he was responsible for assigning inmates to cells and reviewing inmate cell moves. ECF No. 34-8 at ¶ 2. On February 17, 2009, Defendants Harvey and Baker informed plaintiff that he would have to accept a cell mate or go to administrative segregation. ECF No. 14 at 4. Plaintiff decided to accept a cell mate.
Before inmates are assigned to become cell mates, their central files are reviewed to ensure compatibility and lack of enemy concerns. ECF Nos. 34-12 at ¶ 7, 34-8 at ¶ 5. Inmate Simmons's central file did not contain any information to suggest inmate Simmons was a danger to inmate Smith or inmates in general, as his file was void of evidence of violence against inmates before February 25, 2009. ECF No. 34-10 at ¶ 3. Inmates always have the opportunity to voice a concern regarding fears of danger of their cell mate. ECF No. 34-8 at ¶ 5. Plaintiff did not state he was in fear for his life or safety when he was celled with inmate Simmons. ECF Nos. 34-12 at ¶ 6, 34-8 at ¶ 8. None of the Defendants had any knowledge or information that inmate Simmons was a danger to Plaintiff before February 25, 2009. ECF Nos. 34-8 at ¶ 8, 34-9 at ¶ 4, 34-12 at ¶ 7, 34-5 at 6-8 (plaintiff's deposition).
On January 11, 2010 plaintiff was once again given the option of accepting a cell mate or going to administrative segregation. ECF Nos. 14 at 12, 34-4 at 43. This time, plaintiff was placed in administrative segregation because he complained to Defendant Baker that he could not keep a cell mate due to safety concerns. ECF Nos. 34-9 at ¶ 6, 34-4 at 43. On January 13, 2010 plaintiff appeared before an initial classification committee which ordered a 60 day administrative segregation stay and an investigation to be completed into plaintiff's safety concerns. ECF No. 14 at 12.
An investigation was conducted regarding plaintiff's safety concerns by Correctional Officer Karelas. ECF No. 34-9 at ¶ 6. Officer Karelas interviewed Plaintiff, reviewed his file, and concluded that Plaintiff "was attempting to use his health issues as a tool to navigate where he feels he should be housed and that he does not have any documented enemies on `B' Facility." ECF No. 34-9 at ¶ 6. Plaintiff admitted he did not have any enemies on "B" Facility and Officer Karelas recommended that he be evaluated to return to "B" Facility. ECF No. 34-9 at ¶ 6. Defendant Mini did not interfere with Officer Karelas' investigation.
On February 10, 2010, the Institutional Classification Committee, of which Defendant Mini was a member, cleared plaintiff for release from ad-seg to return to general population. ECF No. 34-4 at 44. Plaintiff was also denied single cell status.
Defendant Dr. Bal was the Chief Medical Officer at CSP-SAC. ECF No. 34-11 at ¶ 1. Dr. Bal has never treated or met the Plaintiff. ECF Nos. 34-11 at ¶ 3, 34-5 at 9. Dr. Bal was not responsible for signing off on single-cell chronos and did not deny Plaintiff's single-cell chrono. ECF No. 34-11 at ¶ 4, 4. Dr. Bal did not make policy decisions regarding classifying medications as formulary or non-formulary or distributions of medications. ECF Nos. 34-11 at ¶ 5, 38 at 9. Dr. Bal was not involved in Plaintiff's request to be given medical marijuana.
According to plaintiff, Defendant Baker told the plaintiff on February 25, 2009 that he knew plaintiff's former cell-mate was an "asshole" and nobody wanted to be double celled with him because he was already in court for stabbing someone at another prison. ECF No. 14 at 7.
Defendant Baker denies informing plaintiff that inmate Simmons was an "asshole" or that he was violent. ECF No. 34-8 at ¶ 6. Defendant Baker would never disclose another inmate's history to an inmate.
Plaintiff also disputes the dates on which Officer Karelas' investigation into plaintiff's safety concerns were initiated and completed. According to plaintiff, Defendant Mini informed the classification committee that the investigation into plaintiff's safety concerns was complete on February 10, 2010 and that it was unfounded, even though this was a lie. ECF No. 14 at 12. Plaintiff contends that Officer Karelas did not even start his investigation until February 12, 2010. ECF No. 14 at 12.
Plaintiff disputes the "flat out lie" that he "never told any of the defendants that he feared for his safety." He cites to a number of prison chronos and grievances, most of which post-date the stabbing, without specifying where in the record they can be found. ECF No. 38 at 3.
Summary judgment is appropriate when the moving party "shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a).
Under summary judgment practice, the moving party "initially bears the burden of proving the absence of a genuine issue of material fact."
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
"In evaluating the evidence to determine whether there is a genuine issue of fact," the court draws "all reasonable inferences supported by the evidence in favor of the non-moving party."
On December 21, 2012, the court advised plaintiff of the requirements for opposing a motion pursuant to Rule 56 of the Federal Rules of Civil Procedure.
Rule 12(c) of the Federal Rules of Civil Procedure provides that,
Fed. R. Civ. P. 12(c). Judgment on the pleadings is appropriate "when there are no issues of material fact, and the moving party is entitled to judgment as a matter of law."
The Civil Rights Act under which plaintiff is proceeding provides that
42 U.S.C. § 1983. The statute requires an actual connection or link between the actions of each defendant and the deprivation alleged to have been suffered by the plaintiff.
Supervisory personnel are customarily not liable under § 1983 for the actions of their employees under a theory of respondeat superior. Thus, when a named defendant holds a supervisorial position, the causal link between him and the claimed constitutional violation must be specifically alleged.
An inmate's health and safety are conditions of confinement subject to the strictures of the Eighth Amendment.
Regarding plaintiff's initial claim that Defendants Harvey, Baker, Woods, Maserut, and Mini failed to protect him from an assault by his cell mate on February 25, 2009, the defendants have satisfied their burden of demonstrating the absence of evidence to support the claim. Upon consideration of the portions of the record cited in support of the summary judgment motion, the court finds no evidence supporting the subjective component of plaintiff's Eighth Amendment claim. Defendants Harvey, Baker, Woods, Maserut, and Mini did not know of a substantial risk of serious harm to plaintiff's safety prior to his assault. Moreover, defendants had no information which would have supported an inference that there was a substantial risk of harm to plaintiff, because inmate Simmons' prison central file did not contain any prior incident of violence towards other inmates.
The defendants having met their initial responsibility, the burden shifts to plaintiff to establish the existence of genuine issues of material fact requiring a trial. As the party who will bear the burden of proof at trial, plaintiff may not rely on the allegations of his amended complaint or on mere argument but must provide evidence that demonstrates the existence of genuine issues as to material facts. In his complaint, plaintiff alleged that defendant Baker told him on February 25, 2009 that he knew inmate Simmons was an "asshole" and that nobody wanted to be double celled with Simmons because he had stabbed someone at another prison.
Plaintiff argues further that various classification chronos and prison grievances reflect his expressed concern for his safety. ECF No. 38 at 3. Most of these documents post-date the stabbing and are therefore immaterial to the failure to protect issue. Plaintiff's exhibits demonstrate that prior to the stabbing he objected to having a cell mate due to health and safety concerns primarily related to his HIV status. None of the expressed "safety" concerns were specific to inmate Simmons or reflect information that would have put defendants on notice of a specific threat to plaintiff's safety.
In the absence of any evidence that defendants knew of and disregarded an excessive risk to plaintiff's safety on February 25, 2009, the undersigned finds that no rational trier of fact could find that defendants had a sufficiently culpable state of mind. Plaintiff's complete failure of proof concerning the subjective element of his claim renders all other facts, as well as any disputes concerning those facts, immaterial. Therefore, summary judgment should be entered for Defendants Harvey, Baker, Woods, Maserut, Mini and Bal.
No evidence links the actions of defendant Bal to the alleged violation of plaintiff's Eighth Amendment right to adequate medical care. As the Chief Medical Officer at CSP-SAC, Dr. Bal was not responsible for treating inmate patients. Even plaintiff agreed in his deposition that Dr. Bal never treated him for any of his medical conditions. There simply is no evidence linking Dr. Bal to the denial of plaintiff's single cell chrono, the decision to classify certain medications as formulary or non-formulary, or the denial of a necessary diet, chair, shoes, lotions, soaps, and medical marijuana. Put simply, plaintiff has sued the wrong individual. The undisputed material facts demonstrate that Defendant Bal had no personal participation in the daily decisions governing plaintiff's medical treatment.
Count three alleges that Defendant Mini violated procedural due process when he interfered with an investigation into plaintiff's safety concerns in 2010 when he went into administrative segregation rather than be double-celled again. Procedural due process questions are examined in two steps. First, the court must determine whether the plaintiff was deprived of a protected property or liberty interest.
Second, if the court finds a deprivation of a protected interest, it must then decide whether the employed procedures were constitutionally sufficient.
Additionally, a provision that merely provides procedural requirements, even if mandatory, cannot form the basis of a constitutionally cognizable liberty interest.
It is not entirely clear whether plaintiff's due process claim is based on the February 10, 2010 decision by the Institutional Classification Committee to return plaintiff to the general population, the results of the investigation into plaintiff's safety concerns which did not find documented evidence of any threat to plaintiff in the general population, or the subsequent Rules Violation Reports and Segregated Housing term that plaintiff received as a result of his refusal to return to the general population.
Defendant Mini has established the complete failure of proof as to the existence of a due process violation related to any of these matters. Regarding the ICC's decision to return plaintiff to the general population, the only disputed fact concerns the dates that the safety investigation, upon which the committee relied in making its decision, commenced and ended. Plaintiff alleged in his amended complaint that Officer Karelas had either not commenced or not completed his investigation by the time of the ICC hearing.
Plaintiff's mere disagreement with the results of the safety investigation does not implicate procedural due process, much less demonstrate a genuine issue of material dispute warranting a trial on this claim. Defendant Mini was not alleged nor demonstrated to have any role in the investigation itself. To the extent plaintiff alleged that Defendant Mini interfered in the investigation, the allegation is entirely unsupported by evidence. Accordingly, Defendant Mini is entitled to judgment as a matter of law.
There is no evidence that Defendant Mini had any personal involvement in the disciplinary proceedings that ensued from plaintiff's persistence in refusing a cell mate.
For all these reasons, Defendant Mini is entitled to summary judgment on this claim.
On October 2, 2013, plaintiff filed a motion for payment of costs and fees pursuant to Rule 54(d)(1) of the Federal Rules of Civil Procedure. ECF No. 35. In his motion plaintiff requests reimbursement in the amount of $500 to cover the legal filings, legal copies and fees that he has had to pay to litigate this case.
Plaintiff's motion for costs is premature. It is generally understood that "the appropriate time for taxing costs is after a decision has been reached in the action." 10 Wright, Miller & Kane, Federal Practice and Procedure § 2679 at 482 (3d ed.1998). Rule 54 of the Federal Rules of Civil Procedure applies once final judgment has been entered as to any claim or claims.
Accordingly, the court will recommend denying the motion as premature.
While defendants' summary judgment motion was pending, plaintiff filed a request for a temporary restraining order. ECF No. 40. Plaintiff seeks injunctive relief against individuals at Mule Creek State Prison who are not named as defendants in this action. Plaintiff indicates that on May 15, 2014 his single cell status was removed.
This court's order of June 13, 2013 explained to plaintiff that his "current prison is not a defendant in this action, nor are any officials working at it." ECF No. 31 at 2. The allegations in the temporary restraining order concern officials at Mule Creek State Prison who are not parties to the present action. Furthermore, this court lacks jurisdiction to issue orders directing the behavior of non-defendants in another district.
IT IS HEREBY ORDERED that the Clerk of Court randomly assign this case to a district court judge.
IT IS FURTHER RECOMMENDED that:
1. Defendants' motion for summary judgment and judgment on the pleadings (ECF No. 34) be granted with respect to all defendants and all claims;
2. Defendants' request for judicial notice (ECF No. 34-4) be granted;
3. Defendants' motion to dismiss the amended complaint for failing to exhaust administrative remedies (ECF No. 34) be denied without prejudice in light of
4. Defendants' motion for judicial notice (ECF No. 34-4) be granted;
5. Plaintiff's motion for costs (ECF No. 35) be denied as premature;
6. Plaintiff's motion for a temporary restraining order (ECF No. 40) be denied; and,
7. The instant action be dismissed with prejudice.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be served and filed within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.