DONNA M. RYU, Magistrate Judge.
Plaintiff Infineon Technologies AG filed a motion for leave to amend its infringement contentions to add three accused products to its patent infringement case against Defendant Volterra Semiconductor. [Docket No. 241.] Volterra filed a motion to strike Plaintiff's Third Amended Infringement Contentions ("TAICs"). [Docket No. 244.] For the reasons stated below and during the June 27, 2013 hearing, the motion for leave to add the new models is granted and the motion to strike the TAICs is granted in part and denied in part.
This case has already involved several rounds of litigation on the issue of Plaintiff's infringement contentions.
Plaintiff filed suit on January 21, 2010 and amended its complaint on May 18, 2012. [Docket Nos. 1, 86.] On June 4, 2012, Plaintiff served its Initial Infringement Contentions ("IICs"). Volterra filed a motion to strike the IICs. [Docket No. 96.] The court denied the motion without prejudice, ordered the parties to meet and confer in the courthouse, and provided a deadline for filing amended infringement contentions. [Docket No. 103.]
Shortly thereafter, Plaintiff served its Amended Infringement Contentions ("AICs"), which Volterra again moved to strike. During the pendency of that motion, Plaintiff filed its Second Amended Complaint, which asserts ten causes of action. [Docket No. 130.] Of relevance here, Plaintiff alleges that, in violation of 35 U.S.C. § 271(a), Defendant has infringed Plaintiff's patent (U.S. Patent No. 5,945,730)
Second Amended Complaint ¶ 20.
On October 3, 2012, the court granted in part and denied in part the motion to strike the AICs. [Docket No. 132.] Plaintiff appealed the order to Judge Chesney on October 12, 2012. [Docket No. 137.] Judge Chesney overruled one of Plaintiff's objections to the order and partially sustained its objection to the other. [Docket No. 150.] On December 11, 2012, the court issued a second order on the motion to strike the AICs pursuant to Judge Chesney's instructions. [Docket No. 162.] One outcome of these orders was that the court found that the AICs failed to achieve the specificity mandated by Patent Local Rule 3-1(c) because they were unclear about the location of the specific structures) in the VT 1195 SFQ product
However, the SAICs suffered from the same problem: they remained unclear as to which structure(s) in the VT1195SFQ product Plaintiff contended met the limitations in Claim 1 of the '730 patent. Order on Motion to Strike SAICs [Docket No. 193]. Following a hearing, the court ordered Plaintiff to serve Volterra with its Third Amended Infringement Contentions ("TAICs") by February 14, 2013. After Plaintiff served the TAICs, Volterra filed a motion to strike the TAICs on the same basis. [Docket No. 209.] Around the same time, Plaintiff sought leave of court to add three additional model numbers—the VT1626SFQ, VT1526SFQ, and VT1676SFQ—to its infringement contentions.
At the June 27, 2013 hearing, Volterra opted to withdraw its opposition to Plaintiffs motion for leave to amend. Accordingly, the motion for leave to amend is
Claim 1 of the '730 patent requires the invention to have a "plurality of [] metal conductors" that are "in contact with" the "bumps." Plaintiff's previous infringement contentions were unclear as to which structure or structures of the VT1195SFQ met these limitations. At the hearing on the motion to strike the SAICs on January 24, 2013, Plaintiff's counsel stated for the first time that the infringing structure consisted of . The court ordered Plaintiff "to identify with specificity the [REDACTED] that [Plaintiff] is saying infringes the particular limit[ations]." Fisher MTS Decl. [Docket No. 243] Ex. A (Transcript of January 24, 2013 hearing) at 6:10-12. The court gave an example: "If Infineon can clearly state that in the VT1195SFQ, the `plurality of first [] conductors' means [REDACTED] . . . then I think I would likely rule that to be sufficient." Id. at 5:16-22 (emphasis added).
Plaintiff did not opt to amend its infringement contentions with the same specificity as the court's example. Instead, Volterra contends, and Plaintiff does not dispute, the TAICs made only two changes with respect to the three relevant limitations:
• First, Plaintiff added the phrase "under the bumps" in the annotations next to the birds-eye view images of the VT1195SF. The annotations now read: "Infineon contends that [REDACTED] of the VT comprise `a plurality of [] metal conductors coupled to the first semiconductor region' as recited in this claim." Fisher MIS Deel. Ex. B (TAICs) Appx. A at 11-12. 24-25 (emphasis added). The annotations have arrows pointing to outlined sections of the images.
• Second, rather than using an existing cross-section photograph of the product, Plaintiff added a stylized illustration of the cross-section of the VT1195SFO. showing. a product with [REDACTED] The accompanying text reads: "Volterra asserts that it cannot determine [REDACTED] Fisher MTS Decl. Ex. B Appx. A at 13, 26.
In addition, since serving the TAICs, Plaintiff has proposed adding the following sentence to the text accompanying the illustration:
Fisher MIS Decl. Ex. P (proposed amendments to TAICs) Appx. A at 13, 26 (emphasis added).
On May 23, 2013, Volterra renewed its motion to strike the TAICs. Volterra raises three principal arguments.
The TAICs still do not clarify which structure(s) of the VT1195FSFQ product Plaintiff contends meets the "plurality of [] metal conductors" limitations in Claim 1. The primary problem is that Plaintiff's identification of the "plurality of [] metal conductors" as the [REDACTED]"
• Plaintiff contends that [REDACTED] Fisher MTS Decl. Ex. B. Appx. A at 22, 36.
• Plaintiffs DOE argument with respect to the "in contact" limitation refers [REDACTED] Id. at 23, 36 [REDACTED].
These DOE arguments suggest that the "plurality of []' metal conductors" layer is not the [REDACTED] in the VT1195SFQ, because in both of these arguments, [REDACTED]." It is illogical that the TAICs define the "plurality of [] metal conductors" as the "[REDACTED]" but later describe it as [REDACTED]
After extensive discussion during the motion hearing, the parties tentatively agreed upon the following description of the structure in the VT1195SFQ that maps to the key Claim 1 limitations: [REDACTED]."
The parties are directed to meet and confer in the event this description needs further clarification. Volterra's motion to strike the TAICs with respect to Plaintiff's description of the structure(s) of the VT1195SFQ meeting the "plurality of [] metal conductors" limitations is granted, and Plaintiff is granted leave to amend in accordance with this order and the parties' representations at the hearing.
Previously, this court indicated that it would preclude Plaintiff from asserting its alternative literal infringement theories. However, if Plaintiff is able to clarify its literal infringement contentions with respect to the "plurality of [] metal conductors" limitations as discussed above, and is able to specifically identify the infringing structures in any alternative literal infringement contentions, Plaintiff is granted leave to amend its infringement contentions to state alternative theories of literal infringement. For example, at the hearing, Plaintiff's counsel posited that an alternative theory of literal infringement might describe the "plurality of [] metal conductors" limitations as being met by the [REDACTED]
Parties are directed to meet and confer to ensure that the alternative theories of literal infringement, if there are any, are appropriately specific. Plaintiff is also granted leave to amend its DOE arguments, e.g., to restate what was presented as a DOE argument in the TAICs as an alternative theory of literal infringement, or to revise the language of the DOE arguments so they are consistent with the revised language in the literal infringement contention(s). However, Plaintiff may not add new theories of infringement that did not appear (either as a literal infringement theory or an argument for infringement under the DOE) in the TAICs.
Volterra initially argued that some of Plaintiffs infringement contentions with respect to the dependent claims of the '730 patent (Claims 2-8) were inadequate and unclear. However in the reply brief and at the hearing, Volterra conceded that "Infineon has now offered to make certain changes which help to clarify certain minor deficiencies in the TAICs."
Volterra's counsel conceded at the hearing that all but one of its remaining concerns about the infringement contentions on Claims 2-8 would be resolved through Plaintiff's clarification of its contentions with respect to Claim 1 as described above. Volterra's outstanding concern is that Plaintiff did not explicitly assert infringement under the DOE on Claims 6-8. Plaintiff has offered to amend its infringement contentions to explicitly state that "The Accused Products infringe Claims 6-8 under the doctrine of equivalents to the extent that they meet the `metal conductor,' `bumps,' and `in contact' elements of Claims 1 and 5 under the doctrine of equivalents. The doctrine of equivalents arguments for these elements are explained in the chart for Claim 1."
Opposition at 19. Although not strictly necessary, this amendment would clarify the scope of Plaintiff's DOE arguments with respect to Claims 6-8, and Plaintiff is granted leave to so amend.
Plaintiff has provided only one claim chart for a single product: Volterra's VT1195SFQ. A patentee is not require to provide a claim chart for each accused product if the chart provided is representative of the other accused products. "A pally claiming infringement does not have to reverse engineer every one of a defendant's products. Instead, a plaintiff must only demonstrate why it believed before filing the claim that it had a reasonable chance of proving infringement." Renesas Tech. Corp., supra n. 1, 2004 WL 2600466 at *4 (finding that patentee presented sufficient evidence to accuse 160 products in a single claim chart where patentee reverse engineered only 3 products and provided declarations in support of contentions that all products infringe) (citations omitted); see also Implicit Networks Inc. v. Hewlett-Packard Co., No. 10-cv-3746 SI, 2011 WL 3954809 (N.D. Cal. Sept. 7, 2011) (approving use of single claim chart to represent 120 products where patentee did not reverse engineer any products and instead relied primarily on "citations to HP manuals and other HP documentation" to explain characteristics of other accused products).
In this version of its infringement contentions, Plaintiff has provided nearly 50 pages of analysis supporting its argument that the VT1195SFQ product is representative of the other Accused Products. This analysis is based on Plaintiff's reverse engineering of eight of the Accused Products, photographs of eighteen products (the fifteen products listed in the SAICs, plus the three newly added model numbers), materials from Volterra's website describing the internal composition of its products, and Volterra's presentation to an industry group on [REDACTED] See Fisher MTS Decl. Ex. B Appx. A at 70-117. Plaintiff asserts that the evidence and analysis demonstrate that "all of the Accused Products share substantially the same infringing structures, from [REDACTED]" Opposition at 20. Plaintiff elaborated on the characteristics shared by the Accused Products:
Id.; see also Fisher MIS Decl. Ex. B Appx. A at 70-117.
Volterra asserts that the VT1195SFQ is not representative of the Accused Products because there are [REDACTED] Motion to Strike at 23-24. However, these differences do not appear to matter. The existence of product differences does not necessarily affect the question of whether a product is representative of others. The differences must be relevant to the infringement contentions. The differences identified by Volterra are not relevant.
Next, Volterra argues that not all of the Accused Products use [REDACTED] Volterra made this argument in its opening brief, but did not explain why the distinction was significant in light of the fact that Plaintiff had described the relevant infringing structures without reference to the existence of [REDACTED].
For the reasons stated above, Plaintiff's motion for leave to amend the infringement contentions to add three new products is granted, and Volterra's motion to strike the TAICs is granted in part and denied in part. The parties are directed to meet and confer regarding the issues raised at the hearing and in this order. Plaintiff is granted leave to amend its infringement contentions only to bring them in conformity with this order. Plaintiff must serve its amended infringement contentions by
IT IS SO ORDERED.
Second Amended Complaint Ex. A ('730 Patent) at 9.