KENDALL J. NEWMAN, Magistrate Judge.
Petitioner, a state prisoner, is proceeding pro se and in forma pauperis. Respondent moves to dismiss the petition as a mixed petition, based on petitioner's alleged failure to exhaust. Petitioner filed a motion for stay and abeyance. Respondent opposes the motion for stay.
As discussed below, the undersigned recommends that respondent's motion to dismiss be granted, and petitioner's motion for stay be denied.
1. Petitioner was convicted of three counts of robbery, two counts of assault with a firearm, one count of attempted murder, one count of burglary, and one count of false imprisonment. (ECF No. 1; Respondent's Lodged Document ("LD") 1 at 1.) The jury also found various gun use enhancements true, among other enhancements. (LD 1 at 1.) Petitioner was sentenced to 83 years-to-life.
2. Petitioner filed a timely appeal in the California Court of Appeal, Third Appellate District. Petitioner raised four claims on appeal: (1) the 83 year sentence was cruel and unusual punishment because he was a juvenile when he committed the offenses; (2) the trial court abused its discretion by relying on improper factors in aggravation to impose an upper term sentence; (3) petitioner received ineffective assistance of trial counsel who failed to object at sentencing to preserve sentencing issues on appeal; and (4) the trial court imposed an unauthorized sentence in violation of petitioner's due process rights. (LD 2.)
3. On November 21, 2014, the state appellate court reversed petitioner's judgment of sentence and remanded the case to the trial court for a new sentencing hearing consistent with United States Supreme Court and California Supreme Court decisions regarding juvenile offenders,
4. On December 23, 2014, the Attorney General filed a petition for review in the California Supreme Court, No. S223330. (LD 5.) On February 20, 2015, the California Supreme Court granted the petition, but deferred action pending consideration and disposition of related issues in a number of other pending cases.
5. On August 17, 2016, the California Supreme Court transferred the case to the California Court of Appeal with directions to vacate its decision and reconsider the case in light of
6. On September 28, 2016, the California Court of Appeal affirmed the judgment of conviction, but remanded the case to the trial court:
(LD 8.) The trial court held a
7. Petitioner did not file a petition for review in the California Supreme Court.
8. Petitioner did not file any collateral challenges in state court.
9. On October 3, 2017, under the mailbox rule, petitioner filed the instant federal petition.
(ECF No. 1 at 72.) Petitioner claims that his sentence of 83 years-to-life constitutes a de facto sentence of life without parole in violation of the Eighth Amendment; the trial court abused its discretion by relying on improper factors in aggravation to impose an upper term sentence; petitioner suffered ineffective assistance of counsel because counsel failed to make sufficiently specific objections at sentencing to preserve sentencing issues on appeal; the failure to stay the eight month sentence on count 15 (felony false imprisonment) violated petitioner's due process rights; the state used suggestive identification tactics, specifically a highly suggestive line-up, irreversibly prejudicing petitioner.
Rule 4 of the Rules Governing Section 2254 Cases allows a district court to dismiss a petition if it "plainly appears from the face of the petition and any exhibits annexed to it that the petitioner is not entitled to relief in the district court. . . ."
The exhaustion of state court remedies is a prerequisite to the granting of a petition for writ of habeas corpus. 28 U.S.C. § 2254(b)(1). If exhaustion is to be waived, it must be waived explicitly by respondent's counsel. 28 U.S.C. § 2254(b)(3).
The state court had an opportunity to rule on the merits when the petitioner has fairly presented the claim to that court. The fair presentation requirement is met where the petitioner has described the operative facts and legal theory on which his claim is based.
The Supreme Court has refused to recognize an exhaustion exception even for clear constitutional violations.
Petitioner concedes that he did not exhaust his claims. (ECF No. 1 at 2, 3, 6, 12.) With regard to claim 5, petitioner alleges that there were multiple impediments, such as unreasonable separations between petitioner and his legal file, and contends he is entitled to equitable tolling on claim five. Petitioner also concedes ground 5 was not raised on direct appeal. (ECF No. 1 at 12.) Petitioner did not file a formal opposition, but rather filed a motion for stay. (ECF No. 31.)
As of June 29, 2018, petitioner had not filed a petition for review or a petition for writ of habeas corpus in the California Supreme Court.
Because none of petitioner's claims have been presented to the California Supreme Court, the petition is wholly unexhausted. Absent the grant of a stay in this action, the petition must be dismissed as unexhausted.
Petitioner moves to stay this action while he returns to state court to exhaust his unexhausted claims, after which he will request leave to file an amended petition. (ECF Nos. 31 at 2; 32 at 3.) In support of his request for stay, petitioner provides evidence that he has only a fifth grade education. (ECF No. 31 at 1-2, 6.) Petitioner claims he only recently found an inmate willing to assist him, and states he believed that appellate counsel had filed a petition for review in the California Supreme Court. (ECF No. 31 at 1-2, 6.) He also states that he understood that his direct appeal was complete as appellate counsel was no longer representing him. (ECF No. 32 at 1.) He claims he believed that all of the state remedies had been exhausted, which is why the petition was filed in federal court. Petitioner states he intends to fully exhaust all state remedies. (
Petitioner also provided a copy of a petition for writ of habeas corpus addressed to the San Joaquin County Superior Court, with no file stamp by such court, and only challenging petitioner's fifth claim regarding the alleged suggestive lineup. (ECF No. 33.)
Respondent opposes the motion, arguing that the Supreme Court requires prisoners to first exhaust before seeking to overturn a state conviction in federal court, and that stay and abeyance should be available only in limited circumstances. (ECF No. 35 at 1.) In addition, respondent contends that petitioner presented no good reason for failing to exhaust, simply claiming he is not familiar with filing documents in court and believed appellate counsel had filed a petition for review in the California Supreme Court. Respondent contends that such statement is contradicted by the instant petition where petitioner marked "No" in response to the question, "Did you seek review by a higher state court?" (ECF No. 35 at 2, quoting ECF No. 1 at 2.) Respondent also points out that petitioner answered "No" to the question, "Other than the direct appeals listed above, have you previously filed any petitions, applications, or motions concerning this judgment of conviction in any state court?" (ECF No. 35 at 2, quoting ECF No. 1 at 3.) Respondent argues these responses demonstrate petitioner was in fact aware he did not seek further state review before filing the instant petition. Nevertheless, respondent contends that petitioner's claim that he believed appellate counsel filed a petition for review is insufficient to support a stay under
A federal district court may not address the merits of a petition for writ of habeas corpus unless the petitioner has exhausted state court remedies with respect to each of his federal claims.
The
First, as argued by respondent, petitioner's claim that he believed his appellate counsel filed a petition for review is insufficient to support good cause under Rhines.
Second, petitioner's statement that he thought all of his claims were exhausted contradicts his statement that he thought counsel had filed a petition for review, and contradicts his concession that his fifth claim was not exhausted at the time he filed his federal petition.
Third, the undersigned considers petitioner's lack of education. Petitioner has only a fifth grade education. However, as other courts have found, a lack of education is a routine circumstance for prisoners and does not demonstrate good cause for failing to exhaust. Finding good cause on the basis of a limited education would violate the Supreme Court's command that stays under Rhines are to be granted only in limited circumstances.
Fourth, the court has considered whether petitioner's lack of counsel following the state appellate court's decision demonstrates good cause. A prisoner who appeared pro se in state postconviction proceedings has good cause for failure to exhaust because he could not be expected to "understand the technical requirements of exhaustion."
Here, petitioner did not act pro se in any state postconviction proceeding; indeed, no state postconviction proceedings were filed. Moreover, as argued by respondent, the petition demonstrates that at the time the federal petition was filed, petitioner was aware his claims were unexhausted because he marked the pertinent response boxes "No." (ECF No. 1 at 2, 14.) Although petitioner now claims that he intends to exhaust all of his state court remedies, it appears he had not filed anything in state court prior to April of 2018.
Moreover, despite acknowledging in his petition that he had not filed in the California Supreme Court (ECF No. 1 at 2, 14), petitioner moved for a stay only after respondent filed the motion to dismiss, two and a half months later. Petitioner did not file a petition in state court as soon as he realized he had not exhausted state court remedies. Rather, it appears he waited until April to begin an attempt to exhaust, and then only as to his fifth claim. Petitioner's failure to pursue exhaustion as soon as he became aware diminishes any claim that his failure to exhaust might be due to not understanding the technical requirements of exhaustion, and also fails to demonstrate diligence.
For all of these reasons, petitioner cannot demonstrate good cause under
Finally, in his petition, petitioner states he is "proceeding pro se" and is "unsure" of his statutory deadline, but is sure it is not beyond September 28, 2017. (ECF No. 1 at 14.) Petitioner did not include this argument in his motion for stay.
Shortly after deciding
Accordingly, because petitioner fails to demonstrate good cause, he is not entitled to a stay under
On May 11, 2018, petitioner filed a motion for appointment of counsel which is addressed to the San Joaquin County Superior Court. Nevertheless, to the extent petitioner seeks appointment of counsel in the instant action, in light of the instant recommendations, petitioner's request for the appointment of counsel is denied.
Accordingly, IT IS HEREBY ORDERED that petitioner's motion for appointment of counsel (ECF No. 34) is denied; and
Further, IT IS RECOMMENDED that:
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." If petitioner files objections, he shall also address whether a certificate of appealability should issue and, if so, why and as to which issues. A certificate of appealability may issue under 28 U.S.C. § 2253 "only if the applicant has made a substantial showing of the denial of a constitutional right." 28 U.S.C. § 2253(c)(3). Any response to the objections shall be served and filed within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.