OSTERHAUS, J.
Shands Teaching Hospital and Clinics, Inc., d/b/a Shands Vista, an adult psychiatric hospital, seeks a writ of certiorari to quash an order denying its motion to dismiss a negligence action. Shands asserts that the Estate of Ashley Lawson failed to comply with mandatory presuit requirements under chapter 766, Florida Statutes (2014), before bringing a medical negligence claim cloaked in allegations of ordinary negligence. We have certiorari jurisdiction and conclude that because the claim arises from the services and care Shands was giving to a patient in a locked psychiatric unit, the complaint alleges medical negligence under section 766.106(1)(a), Florida Statutes. We thus grant the petition and quash the order.
The Estate filed a complaint against Shands on the heels of a tragic accident. In January 2013, more than two months
Certiorari review of the denial of a motion to dismiss is ordinarily unavailable. Baptist Med. Ctr. of Beaches, Inc. v. Rhodin, 40 So.3d 112, 114-15 (Fla. 1st DCA 2010) (citing Martin-Johnson, Inc. v. Savage, 509 So.2d 1097, 1099 (Fla.1987)). But an exception applies to cases, like this one, where a defendant asserts that an order erroneously excuses a plaintiff from complying with chapter 766's presuit requirements. Id. Chapter 766 requires potential plaintiffs to investigate the merits of a claim and provide notice of intent to litigate before filing suit. Id. at 115. Where disputes arise regarding compliance with chapter 766's requirements, "[c]ertiorari review is proper to review the denial of a motion to dismiss." Goldfarb v. Urciuoli, 858 So.2d 397, 398 (Fla. 1st DCA 2003); see also Rhodin, 40 So.3d at 115; S. Baptist Hosp. of Fla., Inc. v. Ashe, 948 So.2d 889, 890 (Fla. 1st DCA 2007).
For a court to grant certiorari relief from the denial of a motion to dismiss, a petitioner must establish three elements: (1) a departure from the essential requirements of the law, (2) resulting in material injury for the remainder of the case (3) that cannot be corrected on post-judgment appeal. Williams v. Oken, 62 So.3d 1129, 1132 (Fla.2011). As for elements (2) and (3), we have recognized that allowing noncomplying medical negligence litigation to proceed frustrates the purposes of the Medical Malpractice Reform Act and imposes material and irreparable harm to medical defendants. See Rhodin, 40 So.3d at 115; see also Holmes Reg'l Med. Ctr., Inc. v. Dumigan, 151 So.3d 1282, 1284-85 (Fla. 5th DCA 2014). As for element (1), the legal merits prong of the test, we have said an order departs from the essential requirements of chapter 766 when a respondent fails to satisfy presuit requirements before bringing a medical negligence claim. Rhodin, 40 So.3d at 115-16.
The specific presuit issue here — whether the claim sounds in medical negligence (requiring presuit compliance), or ordinary negligence (no presuit requirements) — is a familiar one which courts have analyzed in familiar ways under the applicable statute. See, e.g., Rhodin, 40 So.3d at 115-16; Lakeland Reg'l Med. Ctr., Inc. v. Pilgrim, 107 So.3d 505 (Fla. 2d DCA 2013); S. Miami Hosp., Inc. v. Perez, 38 So.3d 809 (Fla. 3d DCA 2010); Indian River Mem'l Hosp., Inc. v. Browne, 44 So.3d 237 (Fla. 4th DCA 2010); Dumigan, 151 So.3d 1282. "[W]hether a claimant has satisfied threshold requirements [of chapter 766], warranting denial of the defendant's motion to dismiss, presents an issue of law." Rhodin, 40 So.3d at 116;
The key allegations in the Estate's complaint state:
Shands argues that the trial court's order departed from the essential requirements of law by elevating conclusory "ordinary negligence" labels alleged in the complaint over patently conflicting fact allegations that amount to a medical negligence claim. The complaint alleges that Shands had a legal duty to confine Ms. Lawson within the locked unit, where she had been admitted because her psychiatric condition demanded the safety and security of a "locked unit." Shands apparently provided this 24-7 confinement service to Ms. Lawson for some two and a half months before she, "[a]s a direct and proximate cause of [Shands'] breach of its duty,... impulsively eloped." Despite the Estate's disavowals of medical negligence, we agree with Shands because under § 766.106(1)(a), the harm alleged in the Complaint arose from Shands' duty (and failure) to confine Ms. Lawson inside the hospital, which was the very service that the locked unit existed to provide. Because the breach arose from Shands' provision, and ultimate failure, to keep Ms. Lawson confined within its locked unit, and was
We recognize that the Estate alleged "[t]his is not an action for medical malpractice. This is not an action for negligent psychiatric treatment, negligent psychiatric diagnosis, or negligent psychiatric care ... [and that Shands' employee] was not rendering medical or psychiatric care to Ashley Lawson" when the breach occurred. But simply labeling allegations as "ordinary negligence" is not dispositive. Omni Healthcare, Inc. v. Moser, 106 So.3d 474, 475 (Fla. 5th DCA 2012). Courts must look beyond the legal labels urged by plaintiffs and "must[] apply the law to the well-pleaded factual allegations and decide the legal issue of whether the complaint sounds in simple or medical negligence." Dr. Navarro's Vein Ctr. of Palm Beach, Inc. v. Miller, 22 So.3d 776, 778 (Fla. 4th DCA 2009).
The trial court credited the complaint's conclusory and internally inconsistent allegations that Ms. Lawson wasn't receiving care at the time of the breach, but overlooked those allegations defining the breach in terms of the unit's failure to keep her confined. Notably, the complaint set Shands' breach in the context of allegations of (1) Ms. Lawson's psychiatric condition, as "a psychiatric patient with a history of psychiatric illness, ... impulsive behavior, and multiple suicide attempts," and (2) Shands' psychiatric care and services, stating: "For her own safety, [she] was transferred to Shands Vista's inpatient locked unit ... [where Shands] owed a legal duty to provide adequate security for [her] and other psychiatric patients who resided in the locked unit." The complaint then defined the harm in terms of Ms. Lawson's poor psychiatric condition — impulsivity, mental infirmity, and suicidal tendencies — which Shands failed to keep in check: "[she] impulsively eloped and made her way to the interstate in a confused condition ... resulting in her death."
Although courts must liberally construe, and accept as true, factual allegations in a complaint, as well as reasonable inferences therefrom, there is no obligation to accept internally inconsistent factual claims, conclusory allegations, unwarranted deductions, or mere legal conclusions made by a party. W.R. Townsend Contracting, Inc. v. Jensen Civil Const., Inc., 728 So.2d 297, 300 (Fla. 1st DCA 1999) (citing Response Oncology,
Furthering our view that the Estate's claim sounds in medical negligence is that the proof required in this case will inevitably involve the medical negligence standard of care, or "that level of care, skill, and treatment which, in light of all relevant surrounding circumstances, is recognized as acceptable and appropriate by reasonably prudent similar health care providers." § 766.102(1), Fla. Stat. Our court said in Broadway v. Bay Hospital, Inc., 638 So.2d 176 (Fla. 1st DCA 1994), that the test for determining if presuit requirements apply is "whether the defendant is directly or vicariously liable under the medical negligence standard of care as set forth in section 766.102(1), Florida Statutes." Now, to be sure, some negligence suits alleged in medical contexts don't implicate medical standards of care. See, e.g., Quintanilla v. Coral Gables Hosp., Inc., 941 So.2d 468 (Fla. 3d DCA 2006) (spilling hot tea on a patient); Tenet St. Mary's Inc. v. Serratore, 869 So.2d 729 (Fla. 4th DCA 2004) (inadvertently kicking a patient); Lake Shore Hosp., Inc. v. Clarke, 768 So.2d 1251 (Fla. 1st DCA 2000) (garden variety slip and fall in a hospital). Just because a negligent act occurred in a medical setting doesn't make it medical negligence subject to chapter 766's presuit requirements. Robinson v. W. Fla. Reg'l Med. Ctr., 675 So.2d 226, 228 (Fla. 1st DCA 1996). In Broadway, for instance, a hospital bed collapsed and injured a patient. Our court concluded that the claim sounded in ordinary negligence. 638 So.2d 176. In that situation, medical standards of care didn't matter when evaluating the act of offering a dangerous bed. Jurors could resolve the negligence question by referring to common experience, the same as if a hotel, cruiseline, or other bed-providing proprietor had supplied the collapsed bed.
Conversely, the claim alleged here was grounded in Shands' duty to confine Ms. Lawson in its locked unit against her will. The Estate's claim is not that there is a duty to constantly guard one's keys and badge in the workplace. Rather, the complaint repeatedly highlighted the unique setting giving rise to the harm — in a "locked unit" of psychiatric patients — because it was critical to the allegations. In this special context, expert testimony is necessary to evaluate the "unattended" keys allegation and whether Shands appropriately handled Ms. Lawson's security. Cf., Sierra v. Associated Marine Insts., Inc., 850 So.2d 582, 586 (Fla. 2d DCA 2003) (recognizing a policy at a residential juvenile detention camp not to keep keys on one's person, but to leave them in a locked box in an administrative office). Medical experts might address questions like:
Without the help of experts to establish what is acceptable, appropriate, and prudent in this psychiatric context, jurors cannot be expected to determine through common experience whether Shands or its employee breached relevant standards. See, e.g., Robison v. Faine, 525 So.2d 903, 906 (Fla. 3d DCA 1987) (allowing medical standards of care testimony where an unwatched, suicidal patient escaped a bed restraint, exited onto the hospital's roof, and fell); Young v. Bd. of Hosp. Dirs. of Lee Cnty., 426 So.2d 1080, 1081 (Fla. 2d DCA 1983) (tendering a physician to testify about medical care standards where a psychiatric patient escaped, ran into the streets, and was struck and injured by a car).
The Estate's argument relies mostly on Robinson and Joseph v. University Behavioral LLC, 71 So.3d 913 (Fla. 5th DCA 2011), both of which involved physical attacks by dangerous patients in psychiatric facilities. In Robinson, the plaintiff alleged that the hospital "negligently failed to maintain the premises ... in a safe condition," after an unsupervised patient with a violent history attacked the plaintiff while she was alone in her room. 675 So.2d at 227. Our Court considered the claim to be "in effect, a premises liability case arising out of a criminal attack by a third party," emphasizing that the harm was "independent of any medical diagnosis, treatment, or care." Id.
Joseph is similar. A patient with a violent background attacked Mr. Joseph — for the second time — after Mr. Joseph had warned the residential facility about that patient's violent tendencies and sought to be removed from his ambit. Joseph, 71 So.3d at 919. The Fifth District also concluded that the claim sounded in ordinary negligence, noting that "there [was] no record evidence that Joseph's injuries resulted from any decision made in the course of Joseph's psychiatric treatment." Id. In both cases, the negligence allegations translated easily to non-medical contexts where an entity is sued for ignoring known dangers on its premises.
The Estate also points to our decision in Ashe, which found ordinary negligence where a psychiatric patient was released without documented approval of a psychiatrist or other approved physician, violating both "mandatory and non-discretionary requirements of Florida's Baker Act." 948 So.2d at 891. The neglect of legally required documentation in Ashe has little bearing on the claim here that Shands failed in its duty to keep Ms. Lawson confined.
This case more closely resembles two patient confinement cases decided by other district courts in 2010. In Perez, the Third District Court of Appeal quashed an order denying a motion to dismiss where a patient fell from a hospital bed in the critical care unit and died. 38 So.3d 809. The complaint alleged ordinary negligence because hospital employees left the patient
The Fourth District found a similar complaint to allege medical malpractice where a 76-year-old, disoriented, and confused man fell from a stretcher after being admitted to a hospital and suffered fatal head injuries. Indian River Mem'l Hosp., Inc. v. Browne, 44 So.3d 237 (Fla. 4th DCA 2010). The court held the claim to be subject to presuit requirements because it related to the hospital's standard of care in evaluating the condition of patients and to the adequacy of the hospital's patient-safety management procedures. The Fourth District noted that the failure to "implement adequate procedures to protect emergency room patients from falling from hospital beds" includes a medical component. Id. at 239. And it concluded that the fall arose out of the rendering of, or the failure to render, medical care or services.
The claims in both Perez and Browne dealt with inadequately confined patients, just like the Estate's claim here that Shands failed to keep Ms. Lawson adequately confined within the locked unit as her condition required. And the same result is called for here. We agree with these two courts that "[t]hese types of issues arise out of the rendering of, or the failure to render, medical care or services." Browne, 44 So.3d at 239.
Finally, this matter has been determined en banc in order to maintain uniformity in the court's decisions. The three-judge panel could not reach a definitive result, with one judge favoring a return of the issue to the trial court for a motion-to-dismiss-stage evidentiary process. Shands did not request an evidentiary proceeding below and our cases have not required one, even when chapter 766 presuit-involved claims have been difficult to interpret, vague, or raised unanswered questions about whether a claim sounds in ordinary versus medical negligence. Requiring a novel evidentiary process would be a time- and resource-intensive departure both from traditional pleading standards and from the manner that trial courts have always handled these cases. Even in Lakeland Regional Medical Center, Inc. v. Pilgrim, 107 So.3d 505, 508 (Fla. 2d DCA 2013), the decision underpinning this proposed approach, the court didn't simply require an evidentiary process upon remand. Rather, it granted the defendant's petition and stated that the trial court should have dismissed the complaint without prejudice so that the plaintiff could more definitively allege an ordinary negligence claim, or replead in medical negligence. Dismissal along these same lines was called for here, without resorting to a new way of handling these cases.
Because the Estate's complaint alleges medical negligence, the trial court should have granted Shands' motion to dismiss without prejudice for the Estate either to allege presuit compliance under chapter 766, see Hosp. Corp. of Am. v. Lindberg, 571 So.2d 446, 449 (Fla.1990), or to reallege their theory with details manifesting an ordinary negligence claim.
The Petition is GRANTED and the order denying Shands' motion to dismiss is QUASHED.
ROBERTS, C.J., and BENTON, LEWIS, ROWE, MARSTILLER, RAY, and WINOKUR, JJ., concur.
WOLF, J., dissents in an opinion in which THOMAS and WETHERELL, JJ., join.
SWANSON, J., dissents in an opinion in which BILBREY, J., joins.
KELSEY, J., recused.
MAKAR, J., concurring in part, dissenting in part.
Shands Teaching Hospital and Clinics, Inc., seeks review of the trial court's order denying its motion to dismiss the complaint of the Estate of Ashley Lawson, which seeks to proceed against the Hospital with a negligence claim without resorting to the medical malpractice presuit screening requirements of chapter 766, Florida Statutes (2013). Our three judge panel divided evenly, one member voting to deny the petition, one to grant the petition, leaving the opinion that follows (modified a bit) as a middle ground, one that would adopt the Second District's opinion in Lakeland Regional Medical Center v. Pilgrim, 107 So.3d 505 (Fla. 2d DCA 2013). Like our panel, the en banc court has splintered its vote, albeit producing a majority view. Because the question of whether the presuit requirements apply in this case involves a mixed question of fact and law that cannot be determined from the complaint alone, the case should be remanded for further proceedings consistent with Pilgrim.
The Estate's complaint arises from the death of Ashley Lawson, a psychiatric patient who received medical services in the secured psychiatric care facility at the Hospital. According to the complaint, Ms. Lawson "was admitted to [the Hospital] on November 1, 2012, as a psychiatric patient with a history of psychiatric illness, drug abuse, impulsive behavior, and multiple suicide attempts." It further stated that "[f]or her own safety, [she] was transferred to [the Hospital's] inpatient locked unit" and that the Hospital "owed a legal duty to provide adequate security for [her] and other psychiatric patients who resided in the locked unit."
As the basis for liability, the complaint alleged that the Hospital "breached its [legal] duty when its employee negligently left her keys and badge unattended and kept them unattended for an unreasonable period of time which allowed [Ms. Lawson] to exit the locked unit with said keys and badge." As a result, she "impulsively eloped and made her way to the interstate in a confused condition and without any money, cell phone, or warm clothing. She was, then, struck by a tractor trailer, resulting in her death on January 23, 2012."
The Estate's complaint expressly disavowed that the action was based on medical negligence. The complaint specified that it was "an ordinary negligence action" and "not an action for medical malpractice." Further, it stated it was "not an action for negligent psychiatric treatment, negligent psychiatric diagnosis, or negligent psychiatric care." Paragraph twelve of the complaint specifically alleged that "[a]t the time the employee negligently left her keys and badge unattended, the employee was not rendering medical or psychiatric care" to Ms. Lawson.
Notwithstanding these disavowals, the Hospital moved to dismiss the complaint for failure to satisfy presuit requirements, arguing that the allegations sounded in medical negligence. The Hospital pointed out that the complaint alleged a duty was owed to psychiatric patients in the "locked unit" of the psychiatric facility to be kept safe while being treated for psychiatric illnesses, including — in Ms. Lawson's
The Estate responded that its complaint, on its face, alleged only ordinary, not medical, negligence that happened to occur in a medical facility. Specifically, the breach occurred when the Hospital's "employee negligently left her keys and badge unattended and kept them unattended for an unreasonable amount of time, which allowed Ashley Lawson to exit a locked unit with said keys and badge." This negligent act, though occurring in the psychiatric care unit, "involved no medical skill or knowledge ... misdiagnosis on admission or afterwards or any improper treatment."
At the hearing on its motion, the Hospital urged that the complaint's allegations of inadequate security had to be judged by the standard for security of a psychiatric hospital overseeing psychiatric patients in a locked unit; the provision of security in this environment must be viewed "in light of the particular type of patient and the psychiatric illness and the threat that that patient represents, all of which entails a medical judgment, a psychiatric analysis of that patient, as well as that facility." The Estate again countered that its complaint did not allege medical negligence, and no medical treatment or evaluation was alleged. It analogized the alleged security breach as akin to the decision of whether to leave a gurney rail up or down, which lacks a medical basis.
After argument, the trial court denied the Hospital's motion, saying "I don't know what the facts are going to show one way or the other, but I have to take that allegation particularly in Paragraph 12 on its face value and say this particular employee was not rendering medical or psychiatric care at the time." In denying the motion, the trial court made "perfectly clear to everyone [that] I'm not resolving this issue overall. I'm saying that at this stage, having to give deference to the allegations and the complaint, I don't think I could grant a motion to dismiss." An unelaborated written order followed.
As a preliminary matter, certiorari jurisdiction exists to review the denial of the Hospital's motion, the potential effect of which would be to subject the Hospital to defending a claim in contravention of Florida's Medical Malpractice Reform Act. See Sova Drugs, Inc. v. Barnes, 661 So.2d 393, 394 (Fla. 5th DCA 1995) ("If the case is fully litigated, without resort to the presuit procedures, that purpose [of the Act] would be frustrated, and appellate courts could not properly remedy the cause on appeal."). Irreparable harm occurs when a court improperly denies a motion to dismiss for failure to follow presuit requirements because the defendant irretrievably loses the cost-saving benefits the Act was intended to provide. Holmes Reg'l Med. Ctr., Inc. v. Dumigan, 151 So.3d 1282, 1284 (Fla. 5th DCA 2014).
Turning to the merits, whether a suit raises an issue of medical negligence for purposes of statutory presuit notice requirements involves a case-by-case approach, one that is guided by the statutory definition of "medical negligence" and the panoply of cases attempting to articulate a dividing line between situations subject to the presuit process and those that are not.
As we said in Broadway v. Bay Hospital, Inc., 638 So.2d 176 (Fla. 1st DCA 1994), the test for determining if presuit screening requirements apply is "whether the defendant is directly or vicariously liable under the medical negligence standard of care as set forth in section 766.102(1), Florida Statutes." Id. at 177; see § 766.106(1)(a), Fla. Stat. (claims for medical negligence or malpractice are those "arising out of the rendering of, or the failure to render medical care or services"). The statutory standard for medical care is in section 766.102(1), which states that the "prevailing professional standard of care for a given health care provider shall be that level of care, skill, and treatment which, in light of all relevant surrounding circumstances, is recognized as acceptable and appropriate by reasonably prudent similar health care providers." § 766.102(1), Fla. Stat.
Given this statutory guidepost, the starting point in determining whether medical negligence is at issue is what is alleged in a complaint. Broadway, 638 So.2d at 177. For example, at issue in Broadway was a complaint seeking recovery from a hospital after a patient "was injured when her hospital bed collapsed." Id. Because it was apparent that the facts alleged could only support a non-medical negligence claim, "rather than for breach of some professional standard of care," this Court ruled that dismissal was improper and the lawsuit would proceed; it was unnecessary to delve beyond the "face of the complaint." See also Tenet St. Mary's Inc. v. Serratore, 869 So.2d 729, 731 (Fla. 4th DCA 2004) (negligently kicking a patient's foot while trying to adjust reclining chair is ordinary negligence because there was "clearly no professional standard of care involved in attempting to kick a footrest of the reclining chair to return it to its upright position"). Noting that "[n]ot every wrongful act by a health care provider amounts to medical malpractice," the Court in Broadway drew a contrast with Neilinger v. Baptist Hospital of Miami, Inc., 460 So.2d 564 (Fla. 3d DCA 1984), in which the "complaint alleged that the plaintiff, a maternity patient, slipped and fell on a pool of amniotic fluid while descending from an examination table under the direction and care of employees of the hospital." 638 So.2d at 177. In contrast to Ms. Broadway's purely non-medical negligence claim, the "complaint [in Neilinger] on its face alleged breach of a professional standard of care." Id.
While the starting point is what a complaint says, and plaintiffs have the right to assert what they believe is the true nature of the negligence alleged, simply labeling a claim as one not involving medical negligence is not dispositive of the judicial inquiry. See Omni Healthcare, Inc. v. Moser, 106 So.3d 474, 475 (Fla. 5th DCA 2012) (finding that although the plaintiff attempted to allege a claim in simple negligence, the claim sounded in medical negligence). Cloaking a medical malpractice claim in non-medical verbiage, if rotely accepted from the face of a complaint, could defeat the legislative intent of the presuit process; disavowals that a claim is for ordinary, versus medical, negligence do
Let's turn now to the Estate's complaint. To support its position that a medical negligence claim underlies the complaint's allegations, the Hospital contends the Estate's negligence claim implies, if not states directly, that decisions about psychiatric patient security involve some degree of medical judgment; after all, not all psychiatric patients have the same degree of risk of flight or risk of harm to self or others. Unlike other hospital patients who are free to leave if physically able to do so, psychiatric patients like Ms. Lawson may be subject to confinement as part of their treatment plans. And at least inferentially, a standard of medical care exists regarding how those overseeing a psychiatric facility are to ensure patients at risk for flight, suicide, and other such risks are appropriately restricted. See Young v. Bd. of Hosp. Dirs. of Lee Cnty., 426 So.2d 1080, 1081 (Fla. 2d DCA 1983) (physician, though excluded for lacking sufficient experience, tendered to testify about medical standard in case where involuntary patient in a psychiatric ward "escaped from the ward, ran into the streets, and was struck and injured by a car"). The presuit process on the books at the time Young was decided required that medical negligence claims be heard first by a medical mediation panel.
A review of the caselaw finds none directly on point. The Hospital's view is supported by Indian River Memorial Hospital v. Browne, 44 So.3d 237, 238 (Fla. 4th DCA 2010), which involved a 76-year-old admittee to an emergency room where he "fell off a stretcher and suffered head injuries that caused his death." The complaint against the hospital alleged that the patient "was admitted to the emergency room in a disoriented and confused state and the hospital improperly supervised him and left the bed's guardrail unsecured." Id. Concluding that the claim involved medical negligence, the Fourth District said that the "standard of care for the hospital's treatment of [the emergency room patient] is based in part on the hospital's evaluation of his medical condition when he was admitted to the emergency room." Id. at 238-39. The failure to "implement adequate procedures to protect emergency room patients from falling from hospital beds" includes a medical component. Id. at 239. ("The adequacy of the hospital's procedures depends on the prevailing professional standard for managing and supervising those admitted to emergency rooms. These types of issues arise out of the rendering of, or the failure to render, medical care or services.").
The parallel in this case to Indian River is that the face of the Estate's claim contains two key allegations that indicate that the negligence alleged may be based, at least in part, on the breach of a professional medical standard of care. The first is that Ms. Lawson "was admitted to [the Hospital] ... as a psychiatric patient with a history of psychiatric illness, drug abuse,
Much like Indian River, the standard of care for the Hospital's treatment of psychiatric patients may be "based in part on the hospital's evaluation of his medical condition when he was admitted" to the psychiatric inpatient locked facility. Id. at 238-39. By interlineation with the words of the Indian River court, the failure to "implement adequate procedures to protect [psychiatric] room patients from" escaping a locked psychiatric unit includes a medical component. Id. at 239. Because the "adequacy of the hospital's procedures depends on the prevailing professional standard for managing and supervising those admitted to [psychiatric facilities that include an inpatient locked unit], these types of issues arise out of the rendering of, or the failure to render, medical care or services." Id. A difference between Indian River and this case is that the former involved admission to an emergency room while the latter involves admission to a psychiatric facility, but Indian River is persuasive in favor of the Hospital's position.
The Estate counters that Indian River can be distinguished because it asserts no claim that the Hospital was negligent in assessing Ms. Lawson's psychiatric condition; instead, the Hospital adequately diagnosed that condition, but failed to implement its generic security plan when an employee negligently left keys and a badge where Ms. Lawson could access them. Of course, the failure to keep a psychiatric patient safe from her own actions is not unlike failing to give medicines, or leaving them unattended for the patient to take indiscriminately. Leaving a scalpel in a surgical patient could be considered an act of ordinary negligence if viewed in isolation from its medical context; similarly, leaving keys unattended in a medical facility could be considered an act of ordinary negligence if viewed in isolation from its psychiatric context. Even if Ms. Lawson's condition was assessed correctly, the Hospital's duty to patients in a locked unit is to prevent harm that could result from their acting upon their impulses or ideations. Like Indian River, the failure here appears to be based, in part, on implementation of protocols related to a patient's specific medical condition. The Estate says its claim is like the situation in Lake Shore Hospital, Inc. v. Clarke, 768 So.2d 1251, 1251 (Fla. 1st DCA 2000), where a hospital's patient "fell as she walked from her hospital bed to the bathroom." No medical dimension to the fall was evident. A mere slip and fall of this type, without more, sounds in ordinary negligence; in contrast, the adequacy of a psychiatric unit's security plan and its implementation as to a particular patient in a locked inpatient unit plausibly involves at least some degree of medical judgment, thereby distinguishing Lake Shore Hospital. See also St. Joseph's Hosp., Inc. v. Cintron, 998 So.2d 1192, 1194 (Fla. 2d DCA 2009) (anti-dumping claim, on its face, did not set for basis for medical negligence). Some degree of professional medical judgment may be necessary in balancing the relative degree of freedom and restraint a psychiatric
The Estate further relies on Joseph v. University Behavioral LLC, 71 So.3d 913, 919 (Fla. 5th DCA 2011) and Robinson v. West Florida Regional Medical Center, 675 So.2d 226, 227 (Fla. 1st DCA 1996).
What is to be done in light of the presence of a possible medical negligence claim in this case? The trial judge felt hampered, making it "perfectly clear" to the parties that he was "not resolving this issue overall," needing more information to make a reasoned judgment. And the Estate leaves open, if not encourages, the possibility that the Hospital can reassert its position at later stages of the proceeding via a summary judgment if it believes that pre-suit requirements have been met. See id. (leaving open possibility for defendant "to show, with further development of the record, by way of proof of its affirmative defense, that any wrongful conduct on its part did arise from medical diagnosis, treatment or care ...."); see also Cintron, 998 So.2d at 1194 n. 1 ("Our opinion should not be read as foreclosing St. Joseph's from raising appropriate objections should the case develop into a medical malpractice claim."). But the cost and delays of litigation are the very burdens that the presuit process was designed to avoid; a favorable summary judgment entered years and thousands of dollars in legal bills after a complaint is filed would be a Pyrrhic victory for health care entities that should never have incurred such costs at all; it could also be a calamitous setback for plaintiffs whose claims — because of the passage of time — are barred by the lapse of applicable statutes of limitations.
A pivotal point is that no substantiation yet exists in this case that a medical standard of care actually exists in the real world for securing individual psychiatric patients in a psychiatric ward; perhaps affidavits or testimony of medical experts will say it exists, perhaps not. To conclude
Viewed in this light, the most reasonable approach in this type of situation is described by Judge Altenbernd in Pilgrim, which provides for the filing of affidavits and a possible "limited evidentiary hearing," the overall purpose of which is to determine expeditiously at the outset of litigation whether a claim is based on medical negligence and subject to pre-suit. Id. at 509 ("If the factual basis for the claim remains disputed, it may be necessary for the trial court to conduct a limited evidentiary hearing, comparable to the hearing used to resolve a Venetian Salami jurisdictional dispute, to determine whether this case falls within the ambit of chapter 766."). When a complaint is vague or raises an unanswered question of whether medical negligence is involved, the "parties are entitled to a process that presents evidence by affidavit or evidentiary hearing." Id. This approach best achieves the intended legislative goal of the pre-suit process, which is similar to jurisdictional and standing disputes, see Chuck v. City of Homestead Police Department, 888 So.2d 736, 751 (Fla. 3d DCA 2004) (en banc) (requiring evidentiary hearing on "the issue of standing" and adopting the procedure set forth in Venetian Salami), the point being that by adjudicating disputes at the start of a lawsuit, overall litigation costs are substantially reduced and medical negligence claims are channeled into the pre-suit process in a timely way. The upfront cost of securing affidavits that address whether a medical standard of care exists, or a limited evidentiary hearing on the matter (if the trial court deems one necessary), is a far smaller price to pay than a costly "kick-the-pre-suit-can-down-the-road" approach that serves neither party well. In this case, the Hospital's petition should be granted, allowing it to contest the Estate's allegations of ordinary negligence by, for example, filing affidavits establishing that a medical standard of care exists or seeking a limited evidentiary hearing as in Pilgrim, which we should adopt.
WOLF, J., dissenting.
Shands Hospital files a petition for writ of certiorari asserting that the trial court erred in denying its motion to dismiss because the plaintiffs failed to allege that they followed the presuit notice requirements contained in chapter 766, Florida Statutes (Medical Malpractice Act). The trial court correctly determined, in ruling on the motion to dismiss, it was required to take the allegations of the complaint as true and that the allegations therein, leaving a pass and key unattended, established simple carelessness unrelated to diagnosis and treatment. Therefore, as alleged in the complaint, the case did not constitute one for medical negligence. See St. Joseph's
The appropriate certiorari review of the trial court's decision to deny the motion to dismiss is to review the four corners of the complaint to determine whether the trial court departed from the essential requirements of law. St. Joseph's Hosp., 998 So.2d 1192; Lakeland Reg'l Med. Ctr., Inc. v. Allen, 944 So.2d 541 (Fla. 2d DCA 2006). The standard which has been defined in cases involving certiorari review of denial of a motion to dismiss in medical malpractice actions, as in other certiorari reviews, is "`a violation of clearly established principle of law resulting in a miscarriage of justice.'" See Nieves v. Viera, 150 So.3d 1236, 1238 (Fla. 3d DCA 2014) (quoting Williams v. Oken, 62 So.3d 1129, 1132 (Fla.2011)).
The complaint in this case states in pertinent part:
(Emphasis added).
The key assertions are:
At the hearing on the motion to dismiss, the trial court ruled as follows:
The trial court's ruling may be summarized as follows:
The trial court's ruling was entirely correct and did not constitute a departure from the essential requirements of law.
Chapter 766, Florida Statutes, contains a complex process which must be followed in medical negligence cases. The chapter defines a claim for medical negligence as "arising out of the rendering of, or the failure to render, medical care or services." § 776.106(1)(a), Fla. Stat.
The complex procedures contain strict presuit notice and investigation requirements. See, e.g., § 766.203, Fla. Stat. There are also extensive statutory requirements concerning breaches of standards of care and methods of proving these breaches in medical negligence actions. See, e.g., § 766.202, Fla. Stat. One specific example of a provision which would make no sense outside the context of medical judgment is section 766.203(2)(b), which requires corroboration of reasonable grounds to institute medical negligence litigation by providing "submission of a verified written medical expert opinion from a medical expert as defined" in the statute.
The clear import of these extensive procedures is to prevent frivolous second guessing of health care providers in their diagnosis of patients and their method of treatment of patients. The onerous procedures were not intended to provide unnecessary obstacles to injured parties attempting to institute claims against health care providers for simple carelessness. Indeed, requirements of extensive investigation and written medical expert opinions would make no sense in the context of simple careless acts, such as carelessly leaving one's keys where a patient can get them.
This court, in fact, has held on numerous occasions that where the challenged action does not involve a medical diagnosis or a decision that required professional skill or judgment, the presuit requirements need not be met. S. Baptist Hosp. of Fla., Inc. v. Ashe, 948 So.2d 889, 891 (Fla. 1st DCA 2007). See also Holmes Reg'l Med. Ctr., Inc. v. Dumigan, 151 So.3d 1282, 1286 (Fla. 5th DCA 2014). In a case clearly
Several other courts have reached similar conclusions concerning the appropriate way of analyzing the statute's applicability. "[B]ecause the presuit requirements of [Florida's Medical Malpractice Act] limit the constitutional right of access to courts, they must be narrowly construed." Holmes, 151 So.3d at 1285 (citing Acosta v. HealthSpring of Fla., Inc., 118 So.3d 246, 248 (Fla. 3d DCA 2013)).
In analyzing whether an act constitutes medical or simple negligence we cannot forget what the clear language of the statute indicates is intended to be covered and not covered.
There are many cases dealing with the distinction between medical negligence and simple negligence. On one end of the spectrum are cases involving alleged misdiagnosis or harm caused during the treatment of a patient, and on the other end are cases not involving professional judgment or skill, such as simple premises liability. Compare Broadway v. Bay Hosp., Inc., 638 So.2d 176 (Fla. 1st DCA 1994) (finding the collapse of a hospital bed did not constitute medical negligence), and Joseph v. Univ. Behavioral LLC, 71 So.3d 913 (Fla. 5th DCA 2011) (finding administrative decision not to separate patients did not constitute medical negligence), with Goldman v. Halifax Med. Ctr., Inc., 662 So.2d 367 (Fla. 5th DCA 1995) (improperly conducting mammogram on patient constituted medical negligence).
In Holmes, 151 So.3d 1282, the court addressed many of the major cases in this area and attempted to establish a framework for determining when actions constituted medical negligence versus simple negligence. The court stated that obvious cases of medical negligence involved "incorrect diagnosis or an error that occurs during treatment or surgery." Id. at 1286. Specifically, the court stated:
Id. Cases not involving medical skill or judgment, however, are simple negligence actions not subject to the presuit requirements of chapter 776. Id. at 1287. This analysis is consistent with the purpose of the presuit requirements in chapter 766.
Here, the hospital relies heavily on the case of Indian River Memorial Hospital, Inc. v. Browne, 44 So.3d 237 (Fla. 4th DCA 2010). That case is different from this case because the plaintiff in Indian River was in the course of being evaluated and treated. Here no evaluation and treatment of the deceased was alleged to have been taking place at the time of the negligence. To the extent that Indian River can be read to hold that the mere failure to properly put up a guardrail on a hospital bed after diagnosis has taken place and was unrelated to medical treatment constitutes medical negligence, we should not follow the decision of our sister court.
The hospital also relies on Young v. Board of Hospital Directors of Lee County, 426 So.2d 1080 (Fla. 2d DCA 1983). The Young court, however, never made a determination in that case that the actions of hospital personnel constituted "medical negligence." The issue before the court was whether the written decision of a medical mediation panel was admissible. Thus, Young is not helpful in reaching a decision in this case.
Because the actions alleged in the complaint are unrelated to diagnosis and treatment, the trial court was correct in denying the motion to dismiss.
SWANSON, J., dissenting.
I respectfully dissent.
The trial court's duty in determining whether to grant or deny a motion to dismiss simply is to review the four corners of the complaint. St. Joseph's Hosp., Inc. v. Cintron, 998 So.2d 1192, 1194 (Fla. 2d DCA 2009). In the present case, the trial court determined that the four corners of the complaint did not fulfill the requirements of a medical negligence case as stated in chapter 766, Florida Statutes (the Medical Malpractice Act). Appellant now seeks review of that determination by way of a petition for writ of certiorari, which requires this Court to determine whether the trial court (1) departed from the essential requirements of the law, (2) resulting in material injury for the remainder of the case (3) that cannot be corrected on postjudgment appeal. Williams v. Oken, 62 So.3d 1129, 1132 (Fla.2011). The sole issue we need to examine is whether the trial court departed from the essential requirements of the law. It did not.
A writ of certiorari must be limited in its use to maintain its effectiveness as a remedy in preventing frivolous and "piecemeal review of pretrial orders." Abbey v. Patrick, 16 So.3d 1051, 1054 (Fla. 1st DCA 2009). In this instance, when one looks at the complaint, I believe that the majority wrongly concludes the trial court departed from the essential elements of the law.