THOMAS J. WHELAN, District Judge.
Pending before the Court are: (1) a combined motion for summary judgment filed by all defendants [Doc. 98]; (2) a motion for summary judgment filed by Defendant United States on its counterclaim [Doc. 98]; and (3) a motion for summary judgment on the FOIA cause of action, filed by Defendants U.S. Department of Homeland Security ("DHS"), and U.S. Customs and Border Protection ("CBP"). [Doc. 101.]
The Court decides the matters on the papers submitted and without oral argument pursuant to Civil Local Rule 7.1(d)(1). For the reasons that follow, the Court
On August 9, 2014, Alton Jones began a run onto a restricted Border Patrol surveillance road adjacent to the U.S.-Mexico border fence. When federal agents confronted him and attempted to remove him from the area, he ran away. They gave chase and apprehended him. In the process, an agent suffered a severe ankle injury and was rushed to the hospital via ambulance. Jones was detained overnight and released without charge the next morning. He filed this lawsuit seeking damages from the United States and the agents who took him into custody. The United States counterclaimed seeking damages for the agent's injured ankle.
Taken in the light most favorable to Jones, the facts are as follows.
Alton Jones is a former Navy SEAL, honorably discharged in 1990. (TAC [Doc. 72] ¶ 1
Jones embarked on a run on a restricted surveillance road directly adjacent to the border fence. This area was marked with several types of barriers and with signs indicating it was off-limits, but these were visible only from the north—not from the west, the direction from which Jones began his run. (See Defs.' Photos of Paved Road [Doc. 98-2]; Jones' Photos of Dirt Path [Doc. 98-2] 72-75; Defs.' MSJ [Doc. 98] 4-5.) Sensors detected Jones' presence on the road, and agents in the field were notified by radio. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:17:38-15:18:10.)
Border Patrol Agent Johnson was the first to respond. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:19:00.) He drove his marked Border Patrol Chevrolet Tahoe towards Jones and stopped it just beside him. (Id. [Doc. 53, Password: !USAO_Cv1986] 15:19:00-15:19:15.) The video shows Johnson backing up his marked SUV slowly as though trying to speak to Jones or get his attention. (Id.) Jones ignored him. (Id.) He testified that he did not recall Johnson speaking to him, but that he was on the phone with his wife—ostensibly through earphones—and "not paying attention" to the SUV immediately adjacent to him on the narrow road. (Jones Depo. [Doc. 52-6] 63-65.) Jones did notice the vehicle, however, as he testified that he yelled out, "I'm running up the hill[,]" and otherwise continued running. (Id.; RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:19:01-15:19:20.)
After this brief encounter, Agent Hernandez drove up beside Agent Johnson. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:19:24-15:19:30.) Johnson drove up to briefly meet him, with Johnson's SUV facing westward and Hernandez's SUV facing eastward—towards Jones. (Id.) The two had a brief exchange through open windows. Johnson told Hernandez that he had instructed Jones to stop, but had been ignored. (Johnson Depo. [Doc. 98-5] 135.) Hernandez acknowledged and said that he would go and talk to Jones. (Id.)
Hernandez took up pursuit, as Johnson's SUV was facing the opposite direction. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:19:28-15:19:45.) Hernandez quickly caught up with Jones and cut him off with his vehicle so as to block Jones' continued run eastward on the surveillance road. (Id.) Hernandez did not initially get out of the vehicle. (Id.)
Jones simply ran around Agent Hernandez's SUV. In order to do so, he had to briefly run off the paved road to get around the Border Patrol vehicle that was now directly in front of him. (Id.) Jones testified that the SUV "pulled in front of [him]" in a "very sudden" manner, but that that he nonetheless "proceeded around[.]" (Jones Depo. [Doc. 52-6] 67.) Jones again testified that he was on the phone with his wife during this encounter, ostensibly through earphones. (Id.)
At this point, Hernandez accelerated forward and cut Jones off a second time. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:19:40-15:20:00.) This time, Hernandez got out of his SUV and confronted Jones. (Id.) Hernandez told Jones to turn around. (Hernandez Depo. [Doc. 98-6] 192-93; Jones Depo. [Doc. 52-6] 78.) Jones moved from side to side as though trying to get around Hernandez, with the agent blocking Jones' path with his body. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:19:50-15:20:10.) The agent called for backup, and Jones backed away. (Id. [Doc. 53, Password: !USAO_Cv1986] 15:20:00-15:20:20.)
During this encounter, Agent Johnson had turned his SUV around on the dirt path parallel to the paved road. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:20:00-15:20:20.) He reemerged onto the paved road several seconds later, at which point he pulled up alongside Jones and just behind Hernandez. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:20:05-15:20:25.)
Johnson then got out of his vehicle. Jones slowly backpedaled for several seconds. (Id.; Johnson Depo. [Doc. 98-5] 139-40.) Jones then turned and ran away in earnest when Hernandez turned his SUV around to pursue him. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:20:30-15:21:00.) Jones kept running from Hernandez's SUV for at least 45 seconds, after which he exited the view of the camera. (Id. [Doc. 53, Password: !USAO_Cv1986] 15:20:30-15:21:15.) All the while, the two Border Patrol SUVs were following just behind. (Id.) Just as Jones led the pursuing agents out of view of the surveillance camera, the pursuing Border Patrol SUV stopped, and its drivers'-side door opened. The second Border Patrol SUV then passed. (Id. [Doc. 53, Password: !USAO_Cv1986] 15:21:00-15:21:55.) A third Border Patrol SUV pulled up just behind. (Id.)
Out of view of the RVSS camera system, two more agents came from ahead (the west) on all-terrain vehicles: Agents Bowen and Faatoalia. (Jones Depo. [Doc. 52-6] 84-105; Faatoalia Depo. [Doc. 98-8] 124; Bowen Depo. [Doc. 98-7] 186-209.) They tried to stop Jones, but he once again tried to run around them. (Jones Depo. [Doc. 52-6] 100.) The agents tackled Jones. (Id. [Doc. 52-6] 100-04, 125-28, 135, 142-45; Bowen Depo. [Doc. 98-7] 197-205; Faatoalia Depo. [Doc. 98-8] 137-44.) Agent Johnson suffered a severe ankle injury that required emergency hospital transport, surgery, and months of light duty. (RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:22:00-15:45:00; Johnson Depo. [Doc. 98-5] 102-05.) Jones suffered abrasions consistent with a fall onto a hard surface. (Injury Photographs [Doc. 98-2] 13-44.) Jones also experienced stiffness and tenderness in his neck, stiffness and decreased range of motion in his right shoulder, and stiffness and tenderness in his left wrist. (See Wesley Progress Notes [Doc. 59]; Wesley Depo. [Doc. 52-3] 24-31.)
After being handcuffed, Jones was placed in a locked Border Patrol SUV with the windows up and the heater on for about twenty minutes—on a sunny August afternoon. (Jones Depo. [Doc. 52-6] 150-51; RVSS Recording [Doc. 53, Password: !USAO_Cv1986] 15:22:00-15:45:00.) Jones was held at the Imperial Beach Border Patrol Station until the next morning. His requests for medical care were met with threats of being strapped to a restraint chair with a spit bag over his head. (See Jones Depo. [Doc. 52-6] 232-35.) He was released without charge the next morning.
Jones has filed the expert report of Dr. Colin Koransky, Ph.D, clinical psychologist, who evaluated Jones. Dr. Koransky's eighteen-page expert report opines that being arrested by the Border Patrol "reactivated" Jones' post-traumatic stress disorder ("PTSD"). (Koransky Expert Report [Doc. 114] (filed under seal).)
Summary judgment is appropriate under Rule 56 when the moving party demonstrates the absence of a genuine issue of material fact and entitlement to judgment as a matter of law.
A party seeking summary judgment always bears the initial burden of establishing the absence of a genuine issue of material fact.
"[T]he district court may limit its review to the documents submitted for the purpose of summary judgment and those parts of the record specifically referenced therein."
If the moving party meets its initial burden of production on the motion, the nonmoving party cannot defeat summary judgment merely by demonstrating "that there is some metaphysical doubt as to the material facts."
When making this determination, the court must view all inferences drawn from the underlying facts in the light most favorable to the nonmoving party.
"The doctrine of qualified immunity shields officials from civil liability so long as their conduct `does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'"
"The dispositive question is `whether the violative nature of particular conduct is clearly established.'"
"`[The Supreme Court of the United States has] repeatedly told courts—and the Ninth Circuit in particular—not to define clearly established law at a high level of generality.'"
Proceeding to the second step of the qualified immunity analysis,
"The Fourth Amendment protects `[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.' In conformity with the rule at common law, a warrantless arrest by a law officer is reasonable under the Fourth Amendment where there is probable cause to believe that a criminal offense has been or is being committed."
To refuse to leave restricted federal land upon request by law enforcement is a criminal offense.
On this record, it is beyond genuine dispute that agents had probable cause to arrest Jones for violation of all three of these statutes. Jones ignored Johnson's initial attempts to remove him from the restricted road when the agent drove up alongside—despite acknowledging that he saw him. He ran around Agent Hernandez when the latter then pulled his marked Border Patrol SUV directly in front to cut him off. When Hernandez got out of his car to try to stop him, the RVSS video shows that Jones' actions forced the agent to call for backup. Jones then ran away for another 45 seconds. When four agents finally caught up with him, Jones' attempts to keep running resulted in a serious ankle injury to an arresting agent.
In light of the foregoing, it cannot be said that arresting Jones and detaining him overnight violated a Fourth Amendment right "`sufficiently clear that every reasonable official would have understood that what he is doing violate[d] that right.'"
All individual defendants are entitled to summary judgment on the first
Proceeding to the second step of the qualified immunity analysis,
"Determining whether the force used to effect a particular seizure is `reasonable' under the Fourth Amendment requires a careful balancing of `the nature and quality of the intrusion on the individual's Fourth Amendment interests' against the countervailing governmental interests at stake."
Jones initially testified that agents kicked him in the head after they had already brought him to the ground. (Jones Depo. [Doc. 52-6] 101.) But he later backtracked, testifying, "I think I might have been kicked, but I can't tell you that for sure." (Id. [Doc. 52-6] 143.) Agents testified that Jones was not kicked during his arrest. (Bowen Depo. [Doc. 98-7] 209; Faatoalia Depo. [Doc. 98-8] 141.)
The evidentiary record is inconsistent with the theory that the force used in Jones' arrest violated Fourth Amendment rights of which any reasonable agent would have been aware.
Jones ignored agents' attempts to remove him from a restricted area. He offered physical resistance, compromising the safety of agents involved—as is evident from the serious and long-lasting injuries suffered by Agent Johnson. Nonetheless, faced with a rapidly evolving situation and a combative suspect, the evidence leaves no room for genuine dispute that agents were able to subdue Jones without causing him serious physical harm. The question at this stage is not whether the force used in the arrest was reasonable. It is whether, viewed without the advantage of hindsight from the perspective of agents on scene rather than that of a judge's chambers,
The motion for summary judgment as to the excessive force
Proceeding to the second step of the qualified immunity analysis,
After Agent Johnson's ankle was injured in the act of arresting Jones, agents had probable cause to believe that Jones had engaged in criminal trespass, Cal. Penal Code § 602(o), willfully resisting, obstructing, or delaying law enforcement, Cal. Penal Code § 148, and assaulting a federal officer. 18 U.S.C. § 111. As there was probable cause to arrest Jones, it was lawful to search him incident to arrest.
All individual defendants are entitled to summary judgment on the third
"The United States shall be liable, respecting the provisions of this title relating to tort claims, in the same manner and to the same extent as a private individual under like circumstances, but shall not be liable for interest prior to judgment or for punitive damages." 28 U.S.C. § 2674. This section, known as the Federal Tort Claims Act ("FTCA"), "provides a limited waiver of the sovereign immunity of the United States for torts committed by federal employees acting within the scope of their employment."
Pursuant to the FTCA, Jones brings claims for False Arrest/Imprisonment, Battery, Assault, Negligence, Intentional Infliction of Emotional Distress, and for violation of Cal. Civ. Code § 52.1. (TAC [Doc. 72] ¶¶ 101-121.) The government moves for summary judgment on each claim. (Defs.' MSJ [Doc. 98-1] 29-39.) The court addresses each in turn.
In California, "[f]alse imprisonment is the unlawful violation of the personal liberty of another." Cal. Penal Code § 236. "The elements of a tortious claim of false imprisonment are: (1) the nonconsensual, intentional confinement of a person, (2) without lawful privilege, and (3) for an appreciable period of time, however brief."
For the reasons discussed above in Part IV.A.1., supra, agents had probable cause to arrest Jones for criminal trespass, Cal. Penal Code § 602(o), willfully resisting, obstructing, or delaying law enforcement, Cal. Penal Code § 148, and assaulting a federal officer. 18 U.S.C. § 111. As there was probable cause to arrest Jones, the arrest was with lawful privilege and there was no false arrest.
Defendants' motion for summary judgment will be granted as to the false arrest/imprisonment claim.
The elements of a civil battery claim in California are: "(1) defendant intentionally performed an act that resulted in a harmful or offensive contact with the plaintiff's person; (2) plaintiff did not consent to the contact; and (3) the harmful or offensive contact caused injury, damage, loss or harm to plaintiff."
Jones' testimony that agents hit him during his arrest (Jones Depo. [Doc. 52-6] 141-44), together with evidence of mild injuries afterwards (Injury Photographs [Doc. 98-2] 14-45, Wesley Progress Notes [Doc. 59]; Wesley Depo. [Doc. 52-3] 24-31), leave room for genuine dispute as to whether the force used to subdue Jones during the arrest was reasonable. (Jones Depo. [Doc. 52-6] 142-44.)
The motion for summary judgment on the battery claim will be denied.
"`Generally speaking, an assault is a demonstration of an unlawful intent by one person to inflict immediate injury on the person of another then present.'"
The evidence discussed in Part IV.B.2, supra, leaves room for genuine dispute as to whether agents intended to cause harmful or offensive contact during Jones' arrest.
Second, Jones contends that Agent Kulakowski's driving him to the Imperial Beach Border Patrol Station via a dirt road while wearing gloves constitutes assault. (MSJ Opp'n [Doc. 104] 35.) It does not. He suggests through the use of the term "rough ride" that he was either injured in the back of Kulakowski's SUV, or that Kulakowski intended to cause him imminent fear of harm. (Id.) There is no evidence of this. Merely riding in a law enforcement vehicle, without more, is not assault. Defendants' motion for summary judgment will be granted as to this theory.
Third, Jones argues that he was assaulted when agents threatened to strap him to a chair during his detention at the Border Patrol station. (MSJ Opp'n [Doc. 104] 36.) The evidence gives rise to a genuine dispute as to whether agents intended to place Jones in imminent apprehension of harm. (Jones Depo. [Doc. 52-6] 237.) Defendants contend that any threats were conditional and lacked sufficient imminence, but this construction is inconsistent with that afforded to assault by California courts.
"The elements of a negligence cause of action [in California] are: (1) a legal duty to use due care; (2) a breach of that duty; (3) the breach was the proximate or legal cause of the resulting injury; and (4) actual loss or damage resulting from the breach of the duty of care."
The government argues that the FTCA negligence claim "should be dismissed for the same reason that the battery claim should be dismissed, discussed above." (Defs.' MSJ [Doc. 98-1] 34.) It does not elaborate further. This is not persuasive. Viewing the evidence in the light most favorable to the plaintiff, there is a genuine dispute as to whether agents kept Jones in a hot car for about 20 minutes with the heater on during a sunny August afternoon in Southern California. (Jones Depo. [Doc. 104-1, Exh. A] 151; RVSS Recording [Doc. 53, Password: !USAO_Cv1986].) There is a dispute as to whether they denied requests for medical care through an overnight detention. (Id. [Doc. 104-1, Exh. A] 228-29.) And finally, there is evidence to show that when Jones complained of pain in his shoulder, agents threatened him with a restraint chair. (Id. [Doc. 104-1, Exh. A] 70, 215, 234-35, 237-39.) A reasonable jury could find negligence on these facts, and injury in the form of exacerbation of Jones' preexisting post-traumatic stress disorder ("PTSD").
Defendants' motion for summary judgment as to the FTCA negligence claim will be denied.
"`The elements of a prima facie case for the tort of intentional infliction of emotional distress are: (1) extreme and outrageous conduct by the defendant with the intention of causing, or reckless disregard of the probability of causing, emotional distress; (2) the plaintiff's suffering severe or extreme emotional distress; and (3) actual and proximate causation of the emotional distress by the defendant's outrageous conduct. [Citations.] . . . Conduct to be outrageous must be so extreme as to exceed all bounds of that usually tolerated in a civilized community.'"
The government argues that there is no evidence that the agents engaged in extreme and outrageous conduct, or that Jones suffered extreme or severe emotional distress as a result. (Defs.' MSJ [Doc. 98-1] 34-35.) It is mistaken. The conduct described in Part IV.B.4. as to negligence is sufficiently outrageous as to exceed all bounds usually tolerated in a civilized community.
Defendants' motion for summary judgment as to the FTCA IIED claim will be denied.
The government advances two arguments as to Jones' Bane Act cause of action.
First, it argues that the FTCA's sovereign immunity waiver does not extend to claims for violations of the Bane Act. (Defs.' MSJ [Doc. 98-1] 36.) The Ninth Circuit has implicitly decided that it does in a recent published opinion.
Second, it argues that Jones will be unable to satisfy the elements of the claim.
The elements of a Cal. Civ. Code § 52.1 claim are: (1) that the defendant interfered with or attempted to interfere with a legal right of the plaintiff; (2) by threatening or committing violent acts.
The government posits that Jones was threatened with a restraint chair and a spit bag for his head only after he banged on his cell door—and that, as a result, these threats cannot support a Bane Act claim. On the contrary, Jones testified that the threats came in response to requests for medical care. (Jones Depo. [Doc. 52-6] 237.) The Court may not infer in the government's favor that these threats were an appropriate response to Jones' behavior. See
However, the government is correct that Jones' arrest and detention cannot sustain a Cal. Civ. Code § 52.1 claim against it. Agents had probable cause for this arrest, and there is no evidence that any coercion used to effectuate it was part of an attempt to interfere with Jones' legal rights. Jones had no right to be where he was. Nor did he have a right to willfully delay or obstruct the officers trying to remove him. Jones contends, "[a] reasonable factfinder could conclude that Agent Hernandez's response—to call for backup, lead Jones to a blind spot of the RVSS camera system, tackle and detain him, and lie about an assault on an officer—had no reasonable purpose, and was instead intended to threaten, intimidate, and coerce Jones. . . ." (MSJ Opp'n [Doc. 104] 38-39.) Jones is incorrect. Even drawing all inferences in favor of Jones, the RVSS video leaves no room for genuine dispute that agents were trying to arrest a combative individual who ignored them and ran away in a restricted area. The motion for summary judgment will be granted as to this theory.
The government moves for summary judgment on its negligence counterclaim on the basis of the negligence per se doctrine. (Defs.' MSJ [Doc. 98-1] 37-39.)
In California, the negligence per se doctrine is statutory:
Cal. Evid. Code § 669.
The government contends that Jones' violation of Cal. Penal Code § 148(a)(1) by resisting the efforts of the agents to remove him from the road is negligence per se, and that Jones lacks evidence to rebut the presumption. (Defs.' MSJ [Doc. 98-1] 37-39.) The government is correct.
Cal. Penal Code § 148(a)(1). Even crediting Jones' testimony that Agent Hernandez told him to turn around after he had run around him once, Jones was soon chased by two agents from behind and confronted by two other agents from the west, on all-terrain vehicles. Rather than stopping, he chose to try to escape:
(Jones Depo. [Doc. 52-6] 100-01.)
Jones testified that he knew the agents on the ATVs were law enforcement officers, that they pulled up on the road in front of him to block his path, and that he still tried to run around them. (Jones Depo. [Doc. 52-6] 104-05 ("[T]hey pulled up on the road in front of me . . . they're blocking me, and it was like I was being captured. . . . [A]s soon as I went past him he jumped on me. I didn't slow down. . . . I just went — tried to go around them. . . .") By continuing to run when confronted by two agents blocking his path, Jones willfully resisted. Cal. Penal Code § 148(a)(1). This injured Agent Johnson, an occurrence of the type the statute was passed to prevent suffered by someone in the class of people for whose protection the statute was adopted.
The government's motion for summary judgment on its negligence counterclaim will be granted.
FOIA, 5 U.S.C. § 552 et seq., was enacted "to promote honest and open government" and "to ensure public access to information created by the government. . . ."
"Where the Government withholds documents pursuant to one of the enumerated exemptions of FOIA, `the burden is on the agency to sustain its action.'"
Furthermore, FOIA requires that even if some materials from the requested record are exempt from disclosure, "any reasonably segregable information from those documents must be disclosed after redaction of the exempt information unless the [non-]exempt portions are inextricably intertwined with exempt portions."
In deciding a motion for summary judgment in a FOIA matter, the Court may rely solely on affidavits submitted by the government describing the documents sought.
The government's amended
The motion for summary judgment on the FOIA cause of action will be granted.
Defendants' combined motion for summary judgment is
Specifically, it is denied as to the FTCA battery claim, the FTCA assault claim as to the theories that agents assaulted Jones by using force during his arrest and by threatening Jones at the Imperial Beach Border Patrol station, the FTCA negligence claim, the FTCA IIED claim, and the FTCA Bane Act claim as to threats delivered while Jones was in custody at the Imperial Beach Border Patrol Station. The motion is otherwise granted.
The government's motion for summary judgment on its negligence counterclaim is
The government's motion for summary judgment on Jones' FOIA cause of action is