JON S. TIGAR, District Judge.
In this action for claims under 42 U.S.C. § 1983, Defendants City of San Rafael, Twin Cities Police Authority, Officer Wanda Spaletta, and Officer Anthony Shaw, move for summary judgment. Plaintiffs have not opposed the motion. For the reasons set forth below, the motion is GRANTED IN PART and DENIED IN PART.
Plaintiffs Jose Hernandez, Alma Hernandez, Scott Hernandez, and Josh Hernandez, bring this action on their own behalf and as guardians ad litem for T.H., a minor, against Defendants the City of San Rafael ("the City"), Twin Cities Police Authority, ("TCPA"), City Officer Wanda Spaletta, TCPA Officer Anthony Shaw, the County of Marin ("the County"), and County Officer Keith Boyd for claims arising out of the arrests of Jose, Scott, and Josh Hernandez on July 4, 2010. Second Am. Compl. ("SAC"), ECF No. 40.
Plaintiffs assert the following claims against Defendants: (1) violations of California Civil Code Section 52.1; (2) violations of California Civil Code Section 51.7; (3) battery against Boyd and Shaw; (4) intentional infliction of emotional distress; (5) respondeat superior with respect to the City and the County only; (6) violations of their rights under the Fourth and Fourteenth Amendments in violation of 42 U.S.C. § 1983 against the individual officers only; (7) false arrest; and (8) conspiracy.
At the time of the July 4, 2010, arrests, Jose lived in San Rafael, California, with his two sons, Josh and Scott; his wife, Alma; and his daughter, T.H. Osman Decl., Ex. A, Jose Hernandez Dep. ("Jose Dep.") at 31. On July 4, 2010, at approximately 9:30 a.m., Jose left his home in his Chevy pickup truck with his sons Josh and Scott with the intent of dropping off Josh at his place of employment in Corte Madera. Scott sat in the front passenger seat and Josh sat behind Scott in the back seat. Jose had recently had surgery on his knee and used a cane and a walker to assist him with walking. Jose put his walker in the bed of the truck and his cane in the cab of the truck before starting to drive. Jose Dep. at 26, 31, 59-62; Osman Decl., Ex. B, Scott Hernandez Dep. ("Scott Dep.") at 23, 43-45; Osman Decl., Ex. C., Joshua Hernandez Dep. ("Josh Dep.") at 7-8, 16-17, 48, 50, 52; Osman Decl., Ex. D, Alma Hernandez Dep. ("Alma Dep.") at 12; Osman Decl., Ex. E, T.H. Dep. ("T.H. Dep.") at 10, 65-68.
Before arriving at Josh's place of employment, Jose rear-ended a Toyota Corolla at an intersection. After hitting the car, Jose exited his vehicle and approached the Corolla driver's side window to exchange information with the driver. The driver of the Corolla and his passenger remained inside the car. The driver of the Corolla said something to Jose about the laws in California and then drove away before Jose gave him his insurance information. Jose Dep. at 64, 65-68, 72, 74; Scott Dep. at 48-57; Josh Dep. at 53-56.
Jose returned to his truck and resumed driving toward Corte Madera. He noticed the Corolla driving in front of him. The Corolla stopped in front of Jose's vehicle at the next red light. When the light turned green, Jose passed the Corolla and eventually lost sight of it. Jose arrived at the Village shopping center in Corte Madera, the place where Joshed worked, and dropped off Josh. Jose then started driving back to his house with Scott sitting in the passenger's seat. Jose Dep. at 70, 73-75, 79, 80, 84, 86-87; Scott Dep. at 53, 56, 58-64; Josh Dep. at 58, 61, 63.
At approximately 9:50 a.m., the driver of the Corolla, Emerson Reyes, contacted the San Rafael Police Department and reported that he had just been involved in a shooting. Reyes advised dispatch that three men in a gray Chevrolet pickup truck shot at him following a minor traffic collision. Reyes also told dispatchers that the suspects fled southbound on Highway 101 and gave dispatchers the suspects' license plate number, which was registered to Jose Hernandez at his home address. Casalnuovo Decl. ¶¶ 2-4, ECF No. 80.
City Officers Hornstein and Casalnuovo went to Jose's home and told Alma that they were looking for Jose because he had shot at someone on the street. Alma told the officers that Jose left their house a short time earlier and confirmed he was driving the gray Chevrolet pickup truck with the license plate number reported by Reyes and that their son Josh was in the truck with him. She confirmed that Jose was driving towards Corte Madera. Casalnuovo Declaration ¶ 6; Alma Dep. at 29, 44-46; T.H. Dep. at 40-41, 45-47.
City dispatch advised officers over the radio that the Marin County Sheriff's Office had located a possible match for Jose's truck in Corte Madera and that Sheriff's Deputies were following it northbound on Highway 101. Casalnuovo Decl. ¶ 7. Officer Casalnuovo then saw Jose driving directly in front of him and activated his emergency lights to make a "high-risk" stop due to the suspected presence of a firearm in Jose's truck. Casalnuovo also alerted another officer that Jose was driving back to the residence.
As Jose got closer to his house, he noticed several patrol cars but did not notice that the cars' emergency lights were activated. Jose Dep. at 91-92. Jose realized that the cops were there for him when he noticed that they were pointing their "pistols and rifles" at him. Jose Dep. at 93. Several police officers told him that they were going to kill him if he moved, and Jose became frozen with fear. Jose Dep. at 111-112.
When multiple police vehicles arrived at Jose's residence, Alma and T.H. ran out of the house and towards the parking area where the police activity was occurring. Officers pointed their guns at Alma and T.H. and told them go back inside of the house or they would be shot. Alma and T.H. did not return to the house. Alma testified that she became paralyzed with shock. Jose Dep. at 122; Alma Dep. at 49-51, 110, 113; T.H. Dep. at 47-49, 51, 57-59, 61, 71.
Officers asked Scott, who was in the passenger's seat, if he was Josh. Sargent Boyd and Officer Casalnuovo then ordered Scott to get out of the truck. Casalnuovo Declaration ¶¶ 10-11. Scott exited the truck with his hands raised and walked backward. Scott Dep. at 76, 78-79, 82-83, 85-86, 125-126. Boyd then threw Scott to the ground and pushed his face onto the cement. Alma Dep. at 61, 65, 67, 68. As Boyd handcuffed Scott, Boyd told him to "get down on the ground, you dirty Mexican." Scott Dep. at 126. Scott "just felt pain."
Officer Sabido ordered Jose out of the driver's seat. Before Jose exited the car, he reached for his cane because he could not walk without it but Boyd did not allow him to do so. Instead, Boyd pulled Jose out of the car, knocked him onto his knees, pushed his face onto the cement, put his foot on Jose's back, and handcuffed him. T.H. Dep. at 65-66; Alma Dep. at 57. When Alma remembered that Jose could become paralyzed "if his back was hurt," she became hysterical and began to cry. Alma Dep. at 71-72. Jose felt pain while he was on the ground and felt that the police had "beat[en] him up." Jose Dep. at 88, 121, 126-127, 129-132, 137, 139-141, 199-201; Alma Dep. at 65-66, 71-72, 75; T.H. Dep. at 65-55, 68-69. Alma felt that Boyd was the "only one that abused his strength." Alma Dep. at 133.
While Jose was on the ground, he heard the cops say "words about Mexicans" in connection with his family and noticed that the cops were "celebrating the whole thing." Jose Dep. at 120-122. Alma also heard the officers say "[f]inally we are going to fuck this family" and then saw them give each other high fives while laughing. Alma Dep. at 72. Several neighbors witnessed the incident. Jose Dep. at 123-124.
Boyd then pulled Jose up by the arms and took him to a patrol car. Alma noticed that Jose's face was bleeding. Alma Dep. at 72; Casalnuovo Decl. ¶ 12; Jose Dep. at 8, 89-94, 111-113, 117; Scott Dep. at 64-66, 72, 74.
After Jose was in the police car, Jose and T.H saw the officers, including a woman officer, celebrating by giving each other high fives. Jose Dep. at 146-47; T.H. Dep. at 75-77. T.H. heard Officer Spaletta say "[w]e finally got these fucking dirty Mexicans." T.H. Dep. at 75-77. Alma felt "humiliated." Alma Dep. at 72.
The officers placed bags over Jose and Scott's hands for gunshot-residue testing and transported them to the SRPD. Jose and Scott were arrested for discharging a firearm at an occupied vehicle in violation of California Penal Code Section 246, assault with a deadly weapon in violation of California Penal Code Section 245(a)(1), and fighting in public in violation of California Penal Code Section 415(1). Casalnuovo Decl. ¶¶ 14-17; Jose Dep. at 86, 150, 159; Scott Dep. at 97-98.
The SRPD dispatch then notified the TCPA that Josh was an outstanding suspect. Casalnuovo Decl. ¶ 13. Two TCPA officers located Josh at his place of employment and asked him whether he was Josh, but he refused to answer. The officers told Josh to put his hands on the back of his head. Then, one of the officers hit Scott on the back of his head with handcuffs before handcuffing him. Josh Dep. at 76. Josh did not lose consciousness, bleed, or vomit as a result of being hit on the head, but he suffers from "head pain" caused by having been struck with handcuffs on the top of his head. Josh Dep. at 28, 123. The officers did not say anything to Josh between the time he put his hands on top of his head and when he was handcuffed. One of the officers transported him to the City police department. Josh Dep. at 28, 68-74, 76-80, 86, 123. Josh was arrested for violations of California Penal Code sections 246, 245(a)(1), and 415. Casalnuovo Decl. ¶ 18.
After the arrests, T.H.'s grades worsened significantly and Alma had anxiety attacks and had to go to the emergency room. T.H. Dep. at 37-38; Alma Dep. at 133. Jose has testified that he "had no stress" and "was very happy" before the arrests but now he "feel[s] bad all the time" and remembers the incidents "all the time." Jose Dep. at 127.
The Court has jurisdiction over this action under 28 U.S.C. §§ 1331, 1343, and 1367.
Summary judgment is proper when a "movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "A party asserting that a fact cannot be or is genuinely disputed must support the assertion by" citing to depositions, documents, affidavits, or other materials. Fed. R. Civ. P. 56(c)(1)(A). A party also may show that such materials "do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact." Fed. R. Civ. P. 56(c)(1)(B). An issue is "genuine" only if there is sufficient evidence for a reasonable fact-finder to find for the non-moving party.
Where the party moving for summary judgment would bear the burden of proof at trial, that party bears the initial burden of producing evidence that would entitle it to a directed verdict if uncontroverted at trial.
Defendants the City, TCPA, Spaletta, and Shaw move for summary judgment with respect to each of the claims Plaintiffs have asserted against them.
Plaintiffs filed a statement in lieu of an opposition stating that they "are unable to effectively oppose" Defendants' motion and "can only protest the state of the law." ECF No. 83. While the Court may not grant Defendants' motion on the basis that it is unopposed, the Court may grant the motion if Defendants' submissions are sufficient to support the motion and do not reveal a genuine issue of material fact.
Jose, Scott, and Josh allege that Shaw and Spaletta violated their Fourth and Fourteenth Amendment rights by (1) depriving them of liberty without due process, (2) discriminating against them based on race, and (3) using excessive force against them. SAC ¶¶ 53-54.
Shaw and Spaletta move for summary judgment on this claim, arguing that they are protected from liability under 42 U.S.C. § 1983 by qualified immunity. Defendants further argue that in the event the Court finds that they are not protected by qualified immunity, Plaintiffs cannot meet their burden of proof on these claims in light of the undisputed evidence.
"Section 1983 imposes two essential proof requirements upon a claimant: (1) that a person acting under color of state law committed the conduct at issue, and (2) that the conduct deprived the claimant of some right, privilege, or immunity protected by the Constitution or laws of the United States."
Qualified immunity is an affirmative defense that "shied[s] an officer from personal liability when an officer reasonably believes that his or her conduct complies with the law."
Jose, Scott, and Josh allege that Shaw and Spaletta deprived them of liberty without due process in violation of the Fourth Amendment because they arrested them without probable cause and kept them in jail for four days even though no charges ultimately were filed against them. SAC ¶¶ 53-54, 65-67.
"When a law enforcement officer asserts qualified immunity from liability for Fourth Amendment violations, the district court must determine whether, in light of clearly established principles governing the conduct in question, the officer objectively could have believed that his conduct was lawful."
Here, the Court concludes that Shaw and Spaletta have qualified immunity with respect to Plaintiffs' § 1983 claim for deprivation of liberty without due process, because Shaw and Spaletta could have believed that their arrests of Jose, Scott, and Josh were lawful under the totality of the circumstances test. The undisputed facts show that the driver of the Corolla called the police department, identified Jose's vehicle to dispatchers as having been involved in a road rage incident, and told dispatchers that Jose had fired gunshots at his vehicle and that two other men were in Jose's truck at the time Jose allegedly fired the gun shots. Casalnuovo Decl. ¶¶ 2-4. Additionally, prior to the executing the arrests, City police officers spoke with Alma to confirm that Jose owned the truck with the license plate that the driver of the Corolla had identified. In light of this evidence, Shaw and Spaletta had probable cause to believe that Jose, Scott, and Josh had committed a crime. Accordingly, Shaw and Spaletta are entitled to summary judgment on qualified immunity grounds with respect to this claim.
Plaintiffs allege that Shaw and Spaletta willfully deprived them of their "right to be free from discrimination based on race, gender or disability" and their "right to equal protection of the law." SAC ¶¶ 54-55. The Court interprets these allegations as pertaining to the racially derogatory comments that Spaletta made after Jose and Scott were arrested by other officers.
"Qualified immunity protects government workers from civil liability if their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known."
The Court concludes that Spaletta is titled to qualified immunity with respect to this claim, because racially derogatory statements by police officers, without more, do not rise to the level of an established constitutional violation under the Fourteenth Amendment.
The Court also concludes that Shaw is entitled to summary judgment with respect to this claim, as no evidence has been presented to show that he was present at the time Spaletta made the derogatory comments at issue or that he committed any acts that could give rise to a § 1983 claim based on violations of Plaintiffs' Fourteenth Amendment rights.
Jose, Scott, and Josh allege that Shaw and Spaletta used excessive force when arresting them. SAC ¶¶ 53-55. Specifically, Josh alleges that Shaw struck him on the head with a pair of handcuffs and yanked his arms behind his back before handcuffing him even though Josh did not resist the arrest.
"When a law enforcement officer asserts qualified immunity from liability for Fourth Amendment violations, the district court must determine whether, in light of clearly established principles governing the conduct in question, the officer objectively could have believed that his conduct was lawful."
The "use of excessive force in effecting an arrest is a clearly established violation of the Fourth Amendment[.]"
The Court concludes that Shaw's motion for summary judgment on Josh's excessive force claim must be denied, because Shaw has neither produced evidence to negate an essential element of Josh's excessive force claim nor shown that Josh does not have enough evidence to prove that the contact at issue was excessive. First, Defendants argue that the hit that Josh suffered was "nothing more than negligence" because he did not bleed or vomit following the incident. The question of whether this contact constitutes excessive force turns on the jury's credibility determinations. Defendants have produced transcripts of Josh's deposition, which establishes that Josh continues to suffer from "head pain" caused by having been struck with handcuffs on the top of his head. Josh Dep. at 28, 123. In light of this evidence, a reasonable jury could find that Shaw used excessive force when arresting Josh. Second, Defendants argue that "Plaintiffs' deposition testimony in fact does not specifically attribute any conduct to Officer Shaw." Mot. at 11. This argument is insufficient to show that Shaw is entitled to summary judgment on this claim, because the argument does not establish that Josh would not be able to meet his burden of persuasion at trial with respect to the identity of the officer who struck him.
On the other hand, the Court concludes that Spaletta is entitled to summary judgment with respect to Plaintiffs' excessive force claim, as no evidence has been presented showing that she had any physical contact with any of the Plaintiffs.
Plaintiffs allege that Defendants "interfered" with their rights under the Constitutions of California and the United States "by means of intimidation, coercion, threats and violence." SAC ¶ 22. The Court interprets this claim as being premised on Shaw and Spaletta's alleged violations of Plaintiffs' rights under the Fourth and Fourteenth Amendments, as discussed above.
California Civil Code Section 52.1 provides a claim for relief "against anyone who interferes, or tries to do so, by threats, intimidation, or coercion, with an individual's exercise or enjoyment of rights secured by federal or state law."
When a claim under Section 52.1 is premised on the violation of a right guaranteed by the United States Constitution, courts in the Ninth Circuit look to the elements of the constitutional claim to determine whether the Section 52.1 claim is meritorious.
Here, Shaw's summary judgment motion with respect to Josh's excessive force claim has been denied; accordingly, his motion for summary judgment with respect to the Section 52.1 claim, which is premised on the same alleged conduct and constitutional deprivations, also must be denied.
On the other hand, Spaletta's motion for summary judgment on Plaintiffs' claim for violations of the Fourteenth Amendment has been granted; accordingly, her summary judgment motion with respect to the Section 52.1 claim, which is premised on the same alleged conduct and constitutional deprivations, also must be granted.
Plaintiffs allege that Defendants violated their right under California Civil Code Section 51.7 to be free from violence or intimidation by threat of violence on the basis of their race, color, or ancestry. SAC ¶¶ 25-27. This claim is premised on allegations that the arrests of Jose, Scott, and Josh and the treatment that each of them received during the arrests were motivated by racial animus and a "desire to get [Plaintiffs] out of the country on account of their race."
Section 51.7 grants the "right to be free from any violence, or intimidation by threat of violence, committed" against "persons or property" based a characteristic such as sex, race, color, religion, ancestry, national origin, disability, medical condition, marital status, or sexual orientation. Cal. Civ. Code § 51.7(b), (e).
The Court concludes that Shaw's motion for summary judgment on this claim must be granted, because no evidence has been presented showing that Shaw's actions, namely his alleged use of excessive force against Josh, was motivated by Josh's race, color, or ancestry.
The Court also concludes that Spaletta's motion for summary judgment on this claim must be granted, because there no evidence has been presented showing that Spaletta committed an act of violence or threatened violence against Plaintiffs.
Josh alleges that Shaw used excessive force when arresting him despite his "lack of resistance and complete cooperation" during the arrest. SAC ¶¶ 29-30.
"In order to prevail on a claim of battery against a police officer, the plaintiff bears the burden of proving the officer used unreasonable force."
Here, Shaw's motion for summary judgment on this claim fails for the same reasons that his motion for summary judgment on Josh's § 1983 claim for excessive force fails, as both claims are analyzed under the reasonableness standard of the Fourth Amendment. Accordingly, Shaw's motion for summary judgment on this claim must be denied.
Plaintiffs allege that Defendants acted with the intent to inflict severe mental, physical, and emotional distress upon them and that they suffered severe emotional distress because of Defendants' conduct in executing the arrests of Jose, Scott, and Josh. SAC ¶¶ 33-34.
"Under California law, the elements of intentional infliction of emotional distress ("IIED") are: (1) extreme and outrageous conduct by the defendant with the intention of causing, or reckless disregard of the probability of causing, emotional distress; (2) the plaintiff's suffering severe or extreme emotional distress; and (3) actual and proximate causation of the emotional distress by defendant's outrageous conduct."
Shaw and Spaletta move for summary judgment on this claim on the basis that (1) "Jose, Scott and Josh's arrests were supported by ample probable cause and lawful" and therefore cannot form the basis of any IIED claim; (2) the officers' acts of pointing guns at Alma and T.H. cannot form the basis for any IIED claim because neither Officer Spaletta nor Officer Shaw pointed their weapons at Alma or T.H; (3) "Spaletta did not use any force against Jose or Scott and she was not present at Josh's arrest"; and (4) "Spaletta's alleged comment `we got these dirty Mexicans' and celebrating Jose and Scott's arrests does not support an IIED claim" because "[t]he evidence fails to show her statement was intended to injure plaintiffs." Mot. at 22-23.
The Court concludes that Shaw's motion for summary judgment on this claim must be granted because no evidence has been presented showing that Josh or any of the other Plaintiffs suffered severe emotional distress as a result of Shaw's conduct.
On the other hand, the Court concludes that Spaletta's motion for summary judgment on this claim must be denied. The undisputed facts show that Spaletta made a racially derogatory comment about Plaintiffs' nationality and race within the view and earshot of the Plaintiffs and several of their neighbors, and that Alma, T.H., and Jose suffered severe emotional distress as a result of this conduct and the arrests that took place at their residence.
Plaintiffs allege that the arrests of Jose, Scott, and Josh were unlawful because Defendants did not have an arrest warrant or probable cause to arrest them. SAC ¶¶ 64-67.
Shaw and Spaletta argue that they are entitled to summary judgment on this claim because officers cannot be held civilly liable for false imprisonment where the officer, "acting within the scope of his or her authority," made a "lawful" arrest or "had reasonable cause to believe the arrest was lawful." Mot. at 23 (citing Cal. Penal Code § 847(b)).
Here, as discussed above, the Court has concluded that Defendants had probable cause to execute the arrests at issue. Because the arrests are lawful, Shaw and Spaletta cannot be held liable for false arrest. Accordingly, their motion for summary judgment on this claim is granted.
Defendants Shaw, Spaletta, and the City argue that they are immune from liability for the claims that Plaintiffs have asserted against them. Specifically, they contend that Shaw and Spaletta are immune from Plaintiffs' claims under California Government Code Section 820.2 and that the City is immune under California Government Code Section 815.2.
The general rule in California is that "public employees are liable for their torts unless a statute provides otherwise."
Here, the only claims asserted against Shaw and Spaletta that have survived their motions for summary judgment are the claims for excessive force under § 1983 and Section 52.1 and for battery against Shaw, and the claim for intentional infliction of emotional distress against Spaletta.
The Court concludes that Shaw and Spaletta's motions for summary judgment on the ground of Section 820.2 immunity must be denied with respect to these surviving claims because the acts giving rise to those claims are not "policy decisions" to which immunity under Section 820.2 applies.
Plaintiffs allege that the City and County are liable under the doctrine of respondeat superior with respect to the claims they have asserted against Spaletta and Shaw for battery, intentional infliction of emotional distress, and Section 52.1 and Section 51.7 violations. SAC ¶¶ 50-52.
Defendants the City and TCPA move for summary judgment on this claim on the ground that "Plaintiffs' respondeat superior claims against the City for Officer Spaletta's alleged conduct and claims against TCPA for Officer Shaw's alleged conduct fail for the same reasons the claims against the individual officers fail." Mot. at 23.
Section 815.2 provides that "[a] public entity is liable for injury proximately caused by an act or omission of an employee of the public entity within the scope of his employment if the act or omission would, apart from this section, have given rise to a cause of action against that employee or his personal representative." Cal. Gov't Code § 815.2(a).
Here, the City has provided no evidence to show that Shaw or Spaletta acted outside of the scope of their employment with respect to the claims at issue. For this reason, the City can be held liable under Section 815.2 for any claim for which Spaletta and Shaw can be held liable. Accordingly, the City and TCPA's motion for summary judgment on the respondeat superior claim is granted with respect to any claim on which either Spaletta or Shaw have been granted summary judgment, but it is denied with respect to any claim on which Spaletta or Shaw have been denied summary judgment.
Defendants' motion for summary judgment is GRANTED IN PART AND DENIED IN PART as follows:
A case management conference will be held on September 10, 2013.