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PEOPLE v. RODRIGUEZ, D070866. (2017)

Court: Court of Appeals of California Number: incaco20170621072 Visitors: 6
Filed: Jun. 21, 2017
Latest Update: Jun. 21, 2017
Summary: NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115. AARON , J. I. INTRODUCTION Pursuant to a plea agreement, Eder Gilnar Rodriguez pled guilty to one count of robbery (Pen. Code, 211). 1 At sentencin
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NOT TO BE PUBLISHED IN OFFICIAL REPORTS

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

I.

INTRODUCTION

Pursuant to a plea agreement, Eder Gilnar Rodriguez pled guilty to one count of robbery (Pen. Code, § 211).1 At sentencing, pursuant to the plea agreement, the trial court suspended imposition of sentence and placed Rodriguez on probation subject to various conditions, including that he serve 365 days in local custody.

Approximately six months later, Rodriguez filed a motion to withdraw his plea on the ground that former defense counsel, Attorney Joel Bailey, provided ineffective assistance in incorrectly advising Rodriguez regarding the immigration consequences of his plea. Specifically, Rodriguez claimed that Attorney Bailey told him that his guilty plea would not "harm him in immigration," but in fact, the plea resulted in a conviction that provided an "absolute and permanent basis for removal." (Boldface omitted.) Rodriguez further noted that he was currently facing immigration removal proceedings. Rodriguez also claimed that there was a reasonable probability that, but for Bailey's ineffective assistance, he would not have pled guilty.

The trial court held a hearing on the motion at which both Rodriguez and Attorney Bailey testified. Bailey testified that he had advised Rodriguez that "he would be deported" as a result of his guilty plea.2 The trial court denied the motion to withdraw the plea. The court found Bailey's testimony "credible," and specifically found that "[Bailey] did advise Mr. Rodriguez that, as a result of the plea, he would be deported." The court also rejected Rodriguez's argument that he should be permitted to withdraw his plea because Bailey had incorrectly advised Rodriguez of the legal basis upon which he was eventually subjected to removal proceedings. With respect to this latter argument, the court reasoned that there was no "causal link" between any such error and Rodriguez's decision to plead guilty, given that Attorney Bailey told Rodriguez that he would be deported as a result of his plea.

On appeal, Rodriguez claims that the trial court abused its discretion in denying the motion to withdraw his guilty plea, given Bailey's "clear lack of credibility." (Formatting omitted.) We reject this argument because there is substantial evidence in the record to support the court's credibility determination. Rodriguez also contends that the trial court abused its discretion in denying the motion to withdraw the plea because Bailey incorrectly advised Rodriguez concerning the legal basis under which he was eventually subjected to removal proceedings. We conclude that Rodriguez suffered no prejudice from any such ineffective assistance, given our conclusion that there is substantial evidence to support the trial court's finding that Bailey told Rodriguez that he would be deported as a result of his plea. Finally, Rodriguez claims that the trial court erred in relying on language in the plea agreement and plea colloquy to negate Attorney Bailey's alleged ineffective assistance. We reject this argument because the record is clear that the trial court did not rely on the plea agreement or plea colloquy for this purpose. Accordingly, we affirm the trial court's order denying Rodriguez's motion to withdraw his guilty plea.

II.

FACTUAL AND PROCEDURAL BACKGROUND

In August 2015, the People charged Rodriguez, together with several codefendants, with robbery (§ 211) (count 1), assault with a deadly weapon (§ 245, subd. (a)(1)) (count 2), and assault with force likely to produce great bodily injury (§ 245, subd. (a)(4)) (count 3).

The following month, Rodriguez entered into a plea agreement with the People. The agreement provided that Rodriguez would plead guilty to one count of robbery, the People would dismiss the balance of the charges, and Rodriguez would be placed on felony probation and serve 365 days in local custody as a condition of probation. The plea form states, "Any conviction of a non-citizen for an `aggravated felony' as defined under 8 U.S.C. 1101(a)(43) willresult in removal/deportation. . . ." The form further states, "`Aggravated felonies' include, but are not limited to, the following crimes. . . . [¶] . . . [¶] . . . Robbery*" (Formatting omitted.) At the bottom of the page, the form states, "* Where the term imposed is at least one year, whether or not any or all of that term is stayed or suspended at the time of sentencing." (Boldface omitted.) On the same day that the parties entered into the plea agreement, the court held a change of plea hearing and accepted Rodriguez's guilty plea.

The trial court placed Rodriguez on formal probation for three years, subject to various conditions, including that he serve 365 days in local custody.

Approximately six months after the trial court placed Rodriguez on probation, Rodriguez filed a motion to withdraw his guilty plea pursuant to section 1108 on the ground that Bailey had provided ineffective assistance in incorrectly advising Rodriguez regarding the immigration consequences of his plea. Specifically, Rodriguez claimed that Bailey incorrectly told him that his robbery conviction "would not have any effect on future immigration proceedings." (Formatting omitted.) Rodriguez stated that upon his release from local custody, he was immediately taken into custody by federal immigration authorities pending the adjudication of removal proceedings that had been commenced against him. Rodriguez argued that he would "not have pled guilty if he was correctly advised that a guilty plea would surely have subjected him to removal and/or prevent him from obtaining his legal residency in the United States forever." (Boldface omitted.) Rodriguez attached documents from the pending immigration removal proceedings to his motion. The documents indicated that Rodriguez faced removal proceedings in light of his conviction for a "crime involving moral turpitude" under federal immigration law.

After the People filed an opposition, the trial court held a hearing on the motion during which both Rodriguez and Attorney Bailey testified. At the conclusion of the hearing, the court denied the motion.

Rodriguez obtained a certificate of probable cause from the trial court and timely appealed the trial court's order denying his motion to withdraw his guilty plea.

III.

DISCUSSION

The trial court did not err in denying Rodriguez's motion to withdraw his plea

Rodriguez claims that the trial court erred in denying his motion to withdraw his guilty plea. Specifically, Rodriguez argues that the trial court erred in denying his request to withdraw his guilty plea on the ground that Attorney Bailey provided ineffective assistance in failing to properly advise him with respect to the immigration consequences of his plea.

A. Governing law and standard of review

1. The law governing a motion to withdraw a guilty plea

In People v. Patterson (2017) 2 Cal.5th 885, 894 (Patterson), the Supreme Court outlined the law governing a motion to withdraw a guilty plea and the standard of review to be applied in reviewing a ruling on such motion:

"At any time before judgment, or within six months after an order granting probation if entry of judgment is suspended,3 a trial court may permit a defendant to withdraw a guilty plea for `good cause shown.' (§ 1018.) `Mistake, ignorance or any other factor overcoming the exercise of free judgment is good cause for withdrawal of a guilty plea' under section 1018 [citation], and section 1018 states that its provisions `shall be liberally construed . . . to promote justice.' A defendant seeking to withdraw a guilty plea on grounds of mistake or ignorance must present clear and convincing evidence in support of the claim. [Citation.] A trial court's decision whether to permit a defendant to withdraw a guilty plea under section 1018 is reviewed for abuse of discretion."

2. A defendant's right to the effective assistance of counsel with respect to advice concerning the immigration consequences of a guilty plea

In Padilla v. Kentucky (2010) 559 U.S. 356 (Padilla), the United States Supreme Court held that a criminal defendant has a Sixth Amendment right to effective assistance of counsel with respect to advice concerning the immigration consequences of a guilty plea. (Padilla, at pp. 373-374.) In describing the scope of that right, the Padilla court stated:

"Padilla's counsel provided him false assurance that his conviction would not result in his removal from this country. This is not a hard case in which to find deficiency: The consequences of Padilla's plea could easily be determined from reading the removal statute, his deportation was presumptively mandatory, and his counsel's advice was incorrect. "Immigration law can be complex, and it is a legal specialty of its own. Some members of the bar who represent clients facing criminal charges, in either state or federal court or both, may not be well versed in it. There will, therefore, undoubtedly be numerous situations in which the deportation consequences of a particular plea are unclear or uncertain. The duty of the private practitioner in such cases is more limited. . . . When the law is not succinct and straightforward . . . a criminal defense attorney need do no more than advise a noncitizen client that pending criminal charges may carry a risk of adverse immigration consequences. But when the deportation consequence is truly clear, as it was in this case, the duty to give correct advice is equally clear." (Id. at pp. 368-369, fn. omitted.)

The Padilla court further stated that whether a defendant who has received ineffective assistance of counsel in this context is entitled to relief "depends on whether he has been prejudiced." (Padilla, supra, 559 U.S. at p. 360.) Although the Padilla court declined to address the issue of prejudice in that case (id. at p. 360), the California Supreme Court explained in Patterson that, with respect to ineffective assistance in the context of a guilty plea, "[t]o establish that he was prejudiced by counsel's alleged errors, [a defendant] must show `that a reasonable probability exists that, but for counsel's incompetence, he would not have pled guilty.'" (Patterson, supra, 2 Cal.5th at p. 901.)

B. The trial court did not err in crediting Bailey's testimony that he informed Rodriguez that he would be deported as a result of his guilty plea

Rodriguez contends that the trial court "arbitrarily ignored an otherwise clear lack of credibility" (formatting omitted) on the part of Attorney Bailey concerning whether Bailey advised Rodriguez that he would be deported as a result of his guilty plea. Rodriguez argues that the trial court should have instead credited his testimony that Attorney Bailey did not tell him that he would be deported.

1. Governing law

In People v. Dillard (2017) 8 Cal.App.5th 657, 665, the Court explained the law governing credibility determinations in the context of a defendant's motion to withdraw a plea:

"In ruling on a motion to withdraw a plea, the trial court may take into account the defendant's credibility and his or her interest in the outcome of the proceedings. [Citation.] [A reviewing court] will defer to a trial court's credibility determinations that are supported by substantial evidence."

2. Factual and procedural background

a. Rodriguez's testimony at the hearing on the motion to withdraw

During the hearing on the motion to withdraw the plea, defense counsel asked Rodriguez whether, in discussing the People's plea bargain offer, Attorney Bailey had said "anything about the immigration consequences of this offer." Rodriguez responded, "He did. But only because I asked him."

Defense counsel then asked, "And what did [Attorney Bailey] say about the immigration consequences, if you remember?" Rodriguez responded, "Well, he said that . . . since I wasn't doing the whole year, that I was only going to do six months, that it wasn't going to affect me." Rodriguez explained that he understood this to mean that after serving his sentence he would "go back home to my family." Rodriguez further stated that Attorney Bailey had never mentioned the term "crime of moral turpitude."

On cross-examination, Rodriguez acknowledged that he had not read the change of plea form before initialing it despite representing on the form that he had read each item on the form and despite stating at the change of plea hearing that he had read the plea form. When asked by the prosecutor whether the trial judge who accepted his guilty plea had asked Rodriguez whether he understood that he could be deported, Rodriguez stated, "[T]he judge never brought it up." Rodriguez further stated that he had told Bailey "that the judge never mentioned that [i.e., the immigration consequences of his plea]," and that, in response, Attorney Bailey "confirmed me too [sic] that I was going to . . . do my time and go home." Rodriguez subsequently read a copy of the transcript of the plea hearing and acknowledged that the judge had asked him at the change of plea hearing whether he understood that the "guilty plea could have consequences of deportation, denial of naturalization, or exclusion from admission to the United States."

b. Attorney Bailey's testimony at the hearing on the motion to withdraw the plea

Attorney Bailey also testified at the hearing. The prosecutor asked Bailey, "When you conveyed [the plea bargain offer] to [Rodriguez], did you discuss the immigration consequence of that offer?" Attorney Bailey responded, "Yes, I did."

The prosecutor then asked, "What specifically did you tell him?" Attorney Bailey responded, "I told him that a 2114 is an aggravated felony. If he's convicted of a crime of violence, that constitutes an aggravated felony. He would be deported." The following colloquy then occurred:

"[The prosecutor]: Did . . . you tell him that as you were going over everything with him, or did he ask first about the immigration consequences? "[Attorney Bailey]: I don't recall the specific conversation. It's a standard practice that I go through not only with the change of plea, but talking about the offer and the results of the case. "[The prosecutor]: Were you aware at that time that he was not a citizen? "[Attorney Bailey]: We had discussed his citizenship, but I reiterated that if he is not a U.S. citizen, the plea would subject him to deportation."

During cross-examination, Bailey stated that his understanding of federal immigration law was that "a 211 is an aggravated felony, so he's deportable no matter what," and that "the sentence becomes irrelevant if you have an aggravated felony conviction." Rodriguez's counsel also asked Bailey whether he knew that a person "can be deported for what's called a crime of moral turpitude. . . ." Attorney Bailey stated that he was aware that a "crime of moral turpitude can result in deportation. . . ." However, in describing his discussions with Rodriguez, Attorney Bailey stated, "I discussed the aggravated felony issue. I did not directly address a crime of moral turpitude issue."

The court also asked Attorney Bailey several questions, including the following:

"You're not testifying based on a specific recollection of a conversation you had, but you're saying this comes up in my practice on a regular basis. This is how I handle it. I don't recall anything about this case that was different, so I assume that this is the practice I followed. [¶] Is that a fair summary?" Attorney Bailey responded, "Yes, sir."

After this exchange, the prosecutor asked Attorney Bailey, "Do you have any recollection of whether you told the defendant, you will not be deported for this?" Attorney Bailey responded, "I did not tell him that, no." The prosecutor clarified, "And you specifically recall that you did not tell him that?" Attorney Bailey responded in the affirmative.

c. The trial court's ruling

After Attorney Bailey's testimony, the court heard argument from both Rodriguez's counsel and the prosecutor. During the argument, the trial court made clear that it understood that Rodriguez was contending that Bailey had been misinformed about portions of federal immigration law and in turn, had misinformed Rodriguez regarding the immigration consequences of his guilty plea. For example, Rodriguez's counsel argued that Bailey had failed to properly advise Rodriguez that he was pleading guilty to a crime that had been categorically classified as a "crime of moral turpitude," under federal immigration law. The trial court responded that it understood that Rodriguez's counsel was arguing that "while Mr. Bailey understood much of what's involved with respect to immigration consequences, he didn't get it all right." The court also acknowledged that Rodriguez was arguing that Attorney Bailey had been "wrong about his analysis" regarding whether Rodriguez would be deported on the ground that he had pled guilty to an aggravated felony. However, the court stated, "I don't see how if he pled guilty with the understanding and advice of counsel that his plea was going to result in deportation, it doesn't make any difference if Mr. Bailey said you are going to be deported [because] of Reason A. It turns out he was deported because of Reason B."

The court proceeded to deny the motion, reasoning in part:

"We have [Rodriguez's] testimony he was never told that he would be deported. In fact, he questioned Mr. Bailey and was specifically told he would not be deported. "That's a fairly compelling set of circumstances if it were true. "Mr. Bailey has testified, and he has indicated that was not the case. And although he candidly admitted that he doesn't have a specific recollection of the discussion with [Rodriguez], this issue comes up in Mr. Bailey's practice on a regular basis. He has a standard practice that he employed with regard to this. "He further corroborated that with his testimony about his understanding of the immigration consequences of a plea such as this. "And on that basis, I find Mr. Bailey's testimony about the circumstances here credible and that, in fact, he did advise [Rodriguez] that, as a result of the plea, he would be deported."

3. Application

As outlined above, the trial court heard testimony from both Rodriguez and Attorney Bailey, carefully explored the ramifications of that testimony, and offered a reasoned explanation for its finding that it considered Attorney Bailey's testimony credible. (See pt. III.B.2, ante.) Further, in making its credibility determination, the trial court was able to view the demeanor of the witnesses testifying, an opportunity not afforded to this court. In addition, the trial court could have reasonably found Rodriguez lacking in credibility. Rodriguez testified that the judge at the change of plea hearing did not mention immigration consequences during the plea colloquy and that, when Rodriguez informed Attorney Bailey of this fact, Attorney Bailey had "confirmed" that there would be no harmful immigration consequences from the plea. However, Rodriguez subsequently acknowledged, after reading the transcript of the change of plea hearing, that the trial judge had in fact informed him that the plea might have immigration consequences, including deportation. In short, the trial court's credibility determination that Attorney Bailey informed Rodriguez that he would be deported as a result of his plea is supported by substantial evidence in the record.

Rodriguez's argument to the contrary is not persuasive. Rodriguez argues that the trial court erred in supporting its credibility determination by stating that Attorney Bailey had "corroborated" his testimony concerning his "standard practice" in this context "with [Attorney Bailey's] testimony about his understanding of the immigration consequences of a plea such as this." Rodriguez contends that this reasoning was "arbitrarily against both the record and applicable law" because Attorney Bailey was mistaken about several aspects of federal immigration law.

Even assuming that Attorney Bailey was mistaken about certain aspects of federal immigration law, the trial court could still have reasonably found that the knowledge that Attorney Bailey did display of federal immigration law5 supported Attorney Bailey's testimony that he had a standard practice of advising his clients with respect to the immigration consequences of their pleas. More fundamentally, there is nothing in the record that would permit this court to second guess the trial court's determination that Attorney Bailey testified truthfully in stating that he told Rodriguez that he would be deported as a result of his plea. (See Nevarez v. Tonna (2014) 227 Cal.App.4th 774, 786 ["On appeal, `[t]estimony may be rejected only when it is inherently improbable or incredible, i.e., "`unbelievable per se,'" physically impossible or "`wholly unacceptable to reasonable minds.'"'"].)

Accordingly, we conclude that the trial court did not err in crediting Bailey's testimony that he informed Rodriguez that he would be deported as a result of his plea.

C. The trial court did not abuse its discretion in determining that Attorney Bailey's failure to inform Rodriguez that he was pleading guilty to a crime of moral turpitude and would be subject to removal proceedings on this basis did not warrant permitting Rodriguez to withdraw his plea

Rodriguez claims that the trial court abused its discretion in determining that Attorney Bailey's failure to inform Rodriguez that he was pleading guilty to a crime of moral turpitude and would be subject to removal proceedings on this basis did not warrant permitting Rodriguez to withdraw his plea.

1. Governing law

As discussed in part III.A.2, ante, a defendant seeking to establish prejudice from ineffective assistance of counsel in connection with the decision to plead guilty must show "`a reasonable probability exists that, but for counsel's incompetence, he would not have pled guilty' . . . ." (Patterson, supra, 2 Cal.5th at p. 901.)

2. Factual and procedural background

In his motion to withdraw his guilty plea, Rodriguez presented evidence that he was facing removal proceedings because he was "removable as a person who has been convicted of a crime involving moral turpitude. . . ."

As discussed in part III.B, ante, Attorney Bailey testified at the hearing on the motion to withdraw that he told Rodriguez that he would be deported because he was pleading guilty to an aggravated felony. Bailey further acknowledged that he "did not directly address a crime of moral turpitude issue."

In its ruling denying the motion to withdraw the plea, the trial court ruled that there was no "causal link" between Rodriguez's decision to plead guilty and Attorney Bailey's failure to inform Rodriguez that he was pleading guilty to a crime of moral turpitude and that he would be removable on this basis. In reaching this conclusion, the court reasoned in part:

"We have engaged in a very interesting academic discussion about the details of the advice with respect to aggravated felonies or crimes involving moral turpitude. [¶] And as I have explained in this dialogue, I think the fundamental flaw in that analysis is one of a lack of a causal link. [¶] Once Mr. Bailey told [Rodriguez] that he would be deported as a result of his plea, any decision made by [Rodriguez] after that point was an informed decision which indicated that [Rodriguez] was comfortable with that consequence. [¶] And having agreed to do that, he's now not in a position to come back and say that those consequences were not adequately explained to him. [¶] There is no causal link between his decision to plead guilty and any misadvice or failure to adequately advise that might be shown by the evidence."

3. Application

In part III.B, ante, we concluded that the trial court did not err in finding that Bailey told Rodriguez that "as a result of the plea, he would be deported." Having been provided with this information, Rodriguez elected to plead guilty. Since Rodriguez pled guilty after having been informed that he would be deported as a result of that plea, he cannot establish any prejudice in counsel's failure to correctly inform him of the legal basis on which removal proceedings were eventually commenced against him.

Rodriguez argues that Bailey's failure to advise him that he was pleading guilty to a crime of moral turpitude was prejudicial because there are "exceptions to the CMT [crime of moral turpitude] provision [with respect to removal] that do not exist with the aggravated felony provision." We fail to see how this establishes prejudice. As discussed above, Attorney Bailey testified that he told Rodriguez that he would be deported because he was pleading guilty to an aggravated felony, and Rodriguez pled guilty nonetheless. Rodriguez provides no argument as to why he would have elected not to plead guilty if Attorney Bailey had also informed Rodriguez that he was pleading guilty to a crime of moral turpitude, and that a conviction for such a crime could provide an additional and independent basis for deportation, albeit subject to some potential exceptions.

Accordingly, we conclude that Rodriguez was not prejudiced by any ineffective assistance provided by Attorney Bailey in failing to inform Rodriguez that he was pleading guilty to a crime of moral turpitude, given our affirmance of the trial court's finding that Bailey told Rodriguez that he would be deported as a result of his plea.

D. The trial court did not rely on language in the plea agreement and plea colloquy to negate Attorney Bailey's alleged ineffective assistance

Rodriguez claims that the trial court erred in relying on language in the plea agreement and statements made by the trial court during the plea colloquy that informed him that his plea might have immigration consequences, in rejecting his contention that Attorney Bailey provided ineffective assistance. Rodriguez contends that it was error for the court to rely on these admonishments in order to "negate [Rodriguez's] claims, when there was otherwise strong evidence of ineffective assistance."

As discussed above, the trial court specifically and expressly found that Attorney Bailey informed Rodriguez that he would be deported. The court further stated that since Attorney Bailey "did advise [Rodriguez] that, as a result of the plea, he would be deported," any failure by [Attorney Bailey] to properly advise Rodriguez as to legal basis on which he would be deported was not causally related to Rodriguez's decision to plead guilty. In addition, the court stated that it agreed with defense counsel that "if we were simply talking about the change of plea form, . . . you can't just come in and say the plea form trumps all. I don't care what the lawyer said. You signed the plea form." In short, the record is clear that the trial court relied on its finding that Attorney Bailey told Rodriguez that he would be deported as a result of his guilty plea in rejecting Rodriguez's claim of ineffective assistance of counsel and did not rely on statements in the plea agreement or plea colloquy in rejecting his ineffective assistance of counsel claim.6

IV.

DISPOSITION

The order denying Rodriguez's motion to withdraw his guilty plea is affirmed.

McCONNELL, P. J. and HALLER, J., concurs.

FootNotes


1. Unless otherwise specified, all subsequent statutory references are to the Penal Code.
2. We use the term "deportation," and variants thereof, interchangeably with the term "removal" and variants of that word. (See Calcano-Martinez v. INS (2001) 533 U.S. 348, 350, fn. 1 [noting that, as part of 1996 amendments to federal immigration law, references to "deportation" in the Immigration and Nationality Act were replaced with the term "removal"].)
3. It is undisputed that Rodriguez timely filed his motion.
4. As noted previously (see pt. II, ante), Rodriguez pled guilty to one count of robbery, a violation of section 211.
5. Indeed, during the proceedings concerning the motion to withdraw the plea, in discussing an aspect of federal immigration law, Rodriguez's counsel acknowledged, "I think Mr. Bailey exhibited a certain amount of knowledge of it."
6. In light of our conclusion, we need not consider the legal question of whether such admonishments might be relevant in determining the prejudicial effect of alleged ineffective assistance of counsel.
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