KENDALL J. NEWMAN, Magistrate Judge.
Plaintiff is a state prisoner proceeding without counsel. On October 12, 2011, defendants filed a motion for summary judgment. Plaintiff filed an unverified opposition on October 19, 2011, and defendants filed a reply on October 24, 2011. As set forth below, this court recommends that defendants' motion for summary judgment be granted.
On July 28, 2010, plaintiff filed a verified amended complaint against eleven defendants. Plaintiff's statement of the claim consists of two paragraphs alleging:
(Dkt. No. 16 at 3-4.) Appended to the amended complaint are copies of the felony complaint alleging plaintiff committed battery upon defendant Smith on March 20, 2010; the crime report supporting the felony complaint; and incident reports filed in connection with the March 20, 2010 incident.
Summary judgment is appropriate when it is demonstrated that the standard set forth in Federal Rule of Civil Procedure 56(c) is met. "The judgment sought should be rendered if . . . there is no genuine issue as to any material fact, and that the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c).
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually exists.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
In resolving a summary judgment motion, the court examines the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed.
By order filed September 20, 2010, the court advised plaintiff of the requirements for opposing a motion brought pursuant to Rule 56 of the Federal Rules of Civil Procedure. (Dkt. No. 22);
On October 19, 2011, plaintiff filed a document styled, "Response to Defendants' Request for Summary Judgment," which is not signed under penalty of perjury. (Dkt. No. 74.) Plaintiff states that "the defendants must be held accountable for their actions. I was assaulted by jail employees. . . ." (Dkt. No. 74.) Plaintiff claimed "Officer Smith lied in his most recent declaration" where he stated that plaintiff "punched him in the face," because in the incident report, Officer Smith stated plaintiff "threw a right cross which he blocked and he gained control of [plaintiff's] upper torso." (
"`It is a general rule that a party cannot revisit theories that it raises but abandons at summary judgment.'"
Moreover, when a pro se litigant presents no evidence to support his allegations, a district court ruling on a summary judgment motion does not have a duty to search for evidence that would create a factual dispute because "[a] district court lacks the power to act as a party's lawyer, even for pro se litigants."
In addition, Local Rule 260(b) provides, in pertinent part:
Here, defendants' motion is supported by a separate statement of undisputed facts, affidavits, deposition testimony, and duly authenticated documentary evidence.
By contrast, plaintiff did not file his own separate statement of undisputed facts. Plaintiff did not admit or deny the facts set forth by defendant as undisputed, as required by Local Rule 260(b). Plaintiff did not sign his opposition under penalty of perjury,
In his unverified opposition, plaintiff states generally that he "was assaulted by jail employees." However, he addresses only one factual allegation as to only defendant Smith, claiming defendant Smith lied, and concludes that defendant Smith used excessive force, without providing any factual support for such a conclusion. Although the verified amended complaint generally alleges claims of "assault" by defendants Clemente, Kamman, Prowell and Prior, plaintiff does not specifically address these claims in his opposition.
In addition, the verified amended complaint raises multiple claims unrelated to the claims of excessive force, but plaintiff does not address or mention these unrelated claims in his opposition, despite defendants' briefing on these claims. Plaintiff provided no evidence or further factual support for these unrelated claims. Other than plaintiff's claim that defendant Smith allegedly lied concerning one fact underlying plaintiff's excessive force claim against defendant Smith, plaintiff's one page opposition is conclusory and devoid of specific facts or evidence supporting all of the claims raised in the verified amended complaint.
Finally, as noted above, on September 20, 2010, plaintiff was advised of the requirements for filing an opposition to a motion for summary judgment, and plaintiff was provided a copy of the Local Rules of Court. (Dkt. No. 22 at 4-5.)
Accordingly, the court finds that plaintiff has abandoned all of his claims save for his excessive force claim as to defendant Smith. Plaintiff did not file a cross motion for summary judgment; therefore, by failing to address these claims in his opposition, plaintiff took a position that removed the issues from the case by conceding that defendants are entitled to summary judgment on these claims. Thus, the court recommends that defendants be granted summary judgment on these abandoned claims. Fed. R. Civ. P. 56(e)(4). The court turns now to defendants' motion for summary judgment as to defendant Smith.
For purposes of summary judgment as to defendant Smith, the court finds that the following facts are either not disputed, or, following the court's review of the evidence submitted, are deemed undisputed:
1. From March 6, 2010, until September 22, 2010, plaintiff was a pretrial detainee housed in the Solano County Jail.
2. At all times relevant to this action, defendant Smith was a custodial staff member at the Solano County Jail.
3. The Solano County Sheriff's Department established written rules and disciplinary penalties to guide inmate conduct, pursuant to the California Code of Regulations, Title 15 § 1080. The rules are applicable to all Solano County detention facilities, including the Solano County Jail in Fairfield, California. Each inmate is issued a copy of the rules upon booking. Violations of the rules may result in minor, major, or criminal penalties, depending upon the type and severity of the violation. Altering or destroying county property can result in a major violation and/or criminal charges. Failing to obey a lawful order from jail staff, including an order to lock down, is a major violation. Fighting is prohibited, and can result in a major violation and/or criminal charges.
4. On March 19, 2010, defendant Smith confiscated a ripped county-issued towel from plaintiff's cell.
5. Defendant Smith warned plaintiff that altering or destroying county property was against the rules, and informed plaintiff that he would lose his recreation privileges on March 20, 2010.
6. Officer Herndon was aware of plaintiff's loss of privileges when he unlocked the cell doors in plaintiff's unit on March 20, 2010, and reminded plaintiff that he was on lock down and could not come out of his cell. Plaintiff replied by stating, "Oh hell no, I'm comin' out," and proceeded down the stairs to the day room.
7. Officer Herndon notified defendant Smith, who ordered plaintiff to lock down, which means go back to one's cell.
8. Plaintiff ignored the order and began arguing with defendant Smith.
9. Defendant Smith ordered plaintiff to lock down a second time.
10. Plaintiff stated, "you're gonna have to lock me down," then ran back upstairs, removed his shirt, and stood in front of his cell in a fighting stance.
11. When defendant Smith approached plaintiff and attempted to close the cell door, plaintiff placed his foot in the door.
12. Defendant Smith pushed plaintiff in the chest with two open palms in an attempt to physically move plaintiff into the cell and close the cell door without causing plaintiff harm.
13. Defendant Smith contends plaintiff punched defendant Smith in the face with a closed right fist. Plaintiff testified in his deposition that he did not punch defendant Smith or any other officer.
14. Officer Herndon radioed for emergency assistance.
15. Defendant Smith declares that he defended himself by using open-handed palm strikes, and attempted to take control of plaintiff by wrapping his arms around plaintiff's upper torso, but plaintiff continued trying to punch defendant Smith. At deposition, plaintiff testified that defendant Smith punched plaintiff in the face three or four times. (Pl.'s Depo. at 28.)
16. Defendants Kamman and Clemente arrived in response to Officer Herndon's call for assistance.
17. Plaintiff refused multiple orders to stop fighting and get down on the ground, so defendant Kamman struck plaintiff twice on the left shin with a baton.
18. Defendant Clemente took hold of plaintiff's right wrist and placed him in an arm bar, which is a technique used by officers to control and bring an inmate to the ground with the least amount of force and injury to the officer and the inmate, using physics and momentum.
19. Although plaintiff continued to resist, defendants Kamman and Clemente were eventually able to get plaintiff to the ground and restrain him.
20. With regard to plaintiff's injuries, Reporting Deputy A. Miller observed:
(Dkt. No. 16 at 13.) In deposition, when asked what injuries he incurred, plaintiff responded: "Both my eyes were swollen. I believe my back and my leg were swollen, red marks." (Pl.'s Depo. at 52.)
21. Defendant Smith suffered facial injuries, including swelling and redness below his right eye, and redness on his left cheek. (Dkt. No. 71-6 at ¶ 5.)
22. The incident reports reflect that the incident took place in a brief period of time; the exchange between plaintiff and defendant Smith began at 8:25 a.m. on March 20, 2010 (dkt. no. 16 at 11), and when Officer Herndon responded at approximately 8:30 a.m., restraints had been applied and plaintiff was secured (dkt. no. 16 at 17).
Defendants Smith, Clemente, and Kamman provided declarations stating that they did not subject plaintiff to excessive force on March 20, 2010, that plaintiff's refusal to follow Smith's direct orders and other officers' verbal orders demonstrated the need for the use of force, that only reasonable and necessary force needed to overcome plaintiff's resistance was used, and that force was used to gain compliance with Smith's lawful order, and was used in a good faith effort to maintain and restore discipline. Defendants Smith, Clemente, and Kamman declare that the relationship between the need for force and the amount of force used was reasonable given that plaintiff was combative and refused to obey verbal orders. Defendants argue that the minor injuries sustained by plaintiff support their position that excessive force was not used.
As noted above, plaintiff's unverified opposition states that "Officer Smith lied in his most recent declaration" where he stated that plaintiff "punched him in the face," because in the incident report, Officer Smith stated plaintiff "threw a right cross which he blocked and he gained control of [plaintiff's] upper torso" and "[e]xcessive force was used." (Dkt. No. 74.)
In reply, defendants argue that plaintiff's reiteration of his contention that he was "assaulted" is insufficient to demonstrate that the force used was excessive. Defendants dispute plaintiff's unverified contention that defendant Smith lied because the evidence submitted demonstrates plaintiff threw multiple punches.
A pretrial detainee is not protected by the Eighth Amendment's proscription against cruel and unusual punishment as he has not been convicted of a crime.
Plaintiff's verified statement in the amended complaint that defendant Smith "assaulted"
On March 21, 2010, a hearing was held on the charges of battery against defendant Smith by plaintiff. (Dkt. No. 72-6 at 45.) During the disciplinary hearing, plaintiff pled not guilty to the charges, but recounted the following occurred:
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Therefore, the only evidence in the record that raises any question about the evidence tendered by defendants is plaintiff's deposition testimony that claims defendant Smith punched plaintiff in the face three or four times. It is undisputed that plaintiff failed to obey defendant Smith's verbal order to lock down, and plaintiff's actions in failing to lock down created a need for the use of force.
Even assuming arguendo that this evidence presented by plaintiff might be sufficient to create a triable issue of material fact as to whether or not defendant Smith applied force to plaintiff in a good faith effort to maintain and restore discipline, the court must separate the qualified immunity inquiry from the constitutional inquiry and "look at the situation as a reasonable officer in [the position of any of the defendants] could have perceived it."
It is undisputed that plaintiff engaged in an argument with defendant Smith and refused to follow defendant Smith's verbal order to lock down. Moreover, plaintiff presented no evidence to dispute defendants' evidence that he continued to refuse to comply with further verbal orders, resulting in defendants Kamman and Clemente being called to respond to the altercation. In his deposition, plaintiff testified he was standing when defendant Clemente used the baton, raising an inference that plaintiff was not following orders to get down. The incident reports suggest that the entire exchange between plaintiff and defendant Smith was brief, perhaps five minutes or less. Officer Herndon provided a declaration stating that he saw plaintiff "physically fighting with" defendant Smith. (Dkt. No. 71-7 at ¶ 3.)
Therefore, this court finds that reasonable correctional officers in the position that defendant Smith found himself could have believed that the force used to control plaintiff and get him in restraints was applied in a good faith effort to restore discipline and order.
On January 3, 2012, plaintiff filed a motion asking the court to direct defendants to re-send all documents sent to 943 Fallsgrove Way in Vacaville from September 6, 2011, to the present, because "the jail is not letting in [plaintiff's] legal mail from [his] previous address." (Dkt. No. 81.) Defendants oppose the request, noting that plaintiff submitted no evidence demonstrating that the Solano County Jail was not letting in plaintiff's legal mail from his prior address of residence in Vacaville. Also, defendants claim it is likely that plaintiff left no forwarding address for mail to be sent to plaintiff in custody because plaintiff was apprehended and arrested earlier in December. (Dkt. No. 84 at 1.)
In addition, the record does not reflect that any of plaintiff's mail was returned, and it is clear plaintiff received defendants' motion for summary judgment as he filed an opposition on October 19, 2011, which contained plaintiff's Fallsgrove Way address. (Dkt. No. 74.)
Therefore, plaintiff's January 3, 2012 motion (dkt. no. 81) is denied.
Accordingly, IT IS HEREBY ORDERED that plaintiff's January 3, 2012 motion (dkt. no. 81) is denied; and
IT IS HEREBY RECOMMENDED that:
1. Defendant Smith be granted summary judgment in his favor with respect to plaintiff's excessive use of force claim on the grounds of qualified immunity; and
2. Defendants' October 12, 2011 motion for summary judgment (dkt. no. 71) on plaintiff's remaining claims be granted.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.