SIMONS, J. —
Defendant Jose Antonio Ochoa (defendant) appeals from the judgment following his conviction for various offenses, including threatening public officers. We affirmed the judgment in an opinion filed March 25, 2015, and the California Supreme Court granted review and deferred further action
On June 22, 2012, the Grand Jury of the County of Contra Costa returned an indictment accusing defendant of first degree residential burglary (Pen. Code, §§ 459, 460, subd. (a);
In December 2012, a jury found defendant guilty on counts one, two, three, and five. The jury found true the enhancements to counts one and three. The jury did not reach a verdict on count four or the enhancement to count five; that count and enhancement were dismissed on the prosecution's motion. The trial court found true the prior conviction allegations.
In January 2013, the trial court sentenced defendant to state prison for a total term of 11 years four months. This appeal followed.
As noted previously, we affirmed the judgment and the California Supreme Court granted review and deferred further action in the case. On September 21, 2016, the court transferred the present case back to this court for reconsideration in light of the Sanchez decision. (Sanchez, supra, 63 Cal.4th 665.) No party filed the supplemental brief permitted under California Rules of Court, rule 8.200(b).
In May 2012, Raul Moreno Chavez (Moreno) and Antonio Sandoval Navarro (Sandoval) (jointly, victims) lived in an apartment on Detroit Avenue
At around 3:00 a.m. on May 19, 2012, Concord Police Officers Carl Cruz and David Greenfield responded to the area of the victims' apartment. Officer Cruz encountered defendant in the apartment complex's central "quad." The officer asked to speak to defendant, and defendant responded with verbal aggression. Officer Cruz noticed Sandoval coming down stairs nearby, and he went to speak with Sandoval while Officer Greenfield stayed with defendant.
Officer Greenfield tried to calm defendant down. The officer got defendant to sit down, but he remained belligerent. He told Officer Greenfield, "Fuck you. You know who you're fucking with? I'm a validated Sureño. I run this County." Defendant also told the officer, "I'll fuck you up." While this was happening, Officer Cruz was speaking to Sandoval within earshot, and defendant was also yelling over his shoulder to them in Spanish.
Subsequently, a struggle ensued when defendant attempted to stand up: Officer Greenfield pushed him back down, defendant shoved the officer, and the officer struggled to restrain defendant. Officer Cruz offered his assistance, and they managed to handcuff defendant after Officer Greenfield applied a "carotid control hold," which caused defendant to lose consciousness for about five seconds. Defendant was still aggressive when he regained consciousness, yelling and "kicking and flailing around." Because the hold was employed, the officers summoned medical assistance, per departmental policy. Defendant was taken to the hospital in an ambulance.
At the hospital, Officer Greenfield joined Officer Cruz, who was already with defendant. Defendant spoke to Officer Cruz in a threatening manner and referred to his ties to La Eme (also known as the Mexican Mafia), a prison
The prosecution presented testimony from another Concord police officer who had contact with defendant in 2010. Defendant was photographed, and he asked if he could "represent" during the photographs; when he was told he could, he "flashed common SSL gang ... signs." Another officer testified he had contact with defendant in 2011 and defendant identified himself as an "SSL Sureño." Yet another officer testified having contact with defendant in February 2012; he was in the company of at least one other SSL gang member and was wearing blue clothing (which is associated with the Sureños).
The prosecution's gang expert, Corporal Michael Kindorf, testified regarding the history and activities of La Eme, the Sureños, and the SSL. They are all affiliated gangs, with La Eme occupying "Tier I," the Sureños "Tier II," and the SSL "Tier III." At the time of the present offenses, the SSL claimed as its territory "the southern district of the three policing districts" in Concord, which is where the present offenses occurred. Kindorf testified that defendant has numerous tattoos that demonstrate his affiliation with the Sureños and the SSL. Kindorf also identified various specific people as members of the SSL. Finally, Kindorf was presented with hypotheticals that mirrored the circumstances of the incident shown at trial, and he explained how the hypothesized conduct would benefit a gang.
Defendant contends the testimony of the prosecution's gang expert, Corporal Kindorf, violated his confrontation rights under the Sixth Amendment to the United States Constitution. In particular, he argues the expert relied on testimonial hearsay to support the prosecution's showing that SSL members engaged in a "pattern of criminal gang activity," as required to sustain the gang enhancement to count three. (§ 186.22, subds. (b), (e) & (f).)
In the present case, the prosecution submitted into evidence records of convictions of various persons that Corporal Kindorf opined were SSL members. In her closing, the prosecutor referenced convictions for offenses committed between 2008 and 2012 by various persons. Defendant's argument on appeal regarding the proof of the predicate offenses is that "there was considerable dependency on hearsay evidence garnered through expert testimony for the proposition that certain [persons] were members or were acting as such at the time the specified criminal acts were committed."
At the outset, we note defendant is mistaken in asserting the prosecution was required to prove the SSL members were "acting as such" in committing the predicate offenses. (See Gardeley, supra, 14 Cal.4th at pp. 621-622.) To
Corporal Kindorf also testified about how to recognize gang members by their dress, tattoos, and hand gestures, and noted that some people "brag" about their gang membership, including to police officers. With respect to defendant, Kindorf testified he had "personally" seen defendant's tattoos and he explained how the numerous tattoos were indicative of membership in the Sureños and the SSL. The initials SSL appeared at least four times; Kindorf had seen one of the "SSL" tattoos on eight other SSL gang members. In addition to the gang expert's testimony about defendant's tattoos, another officer testified defendant flashed SSL gang signs when photographed and another officer testified defendant identified himself as an "SSL Sureño."
Kindorf also testified regarding at least twelve other individuals who he opined were members or associates of the SSL or the Sureños. As to many of the individuals, he reported they had admitted being members of the SSL and/or the Sureños; sometimes it was unclear to whom the admissions were made — whether to Kindorf or to another officer in unidentified circumstances — and other times it was clear Kindorf was relating admissions that appeared in police reports. In a few instances, he identified photographs of individuals and opined that tattoos, clothing, or gestures therein demonstrated membership in the SSL and/or the Sureños. Kindorf also asserted that two individuals (Robert Ortega Gomez and Sandra Gomez) were SSL members without explaining or relating the basis for the assertion.
In her closing argument, the prosecutor referenced convictions for offenses committed between 2008 and 2012 by various persons who had been identified as gang members by Corporal Kindorf. The convictions included: (1) a conviction of Robert Gomez Ortega (also known as Robert Ortega Gomez) for a grand theft committed in September 2008; (2) convictions of defendant and Gomez for a robbery committed in July 2010; (3) a conviction of Adrian Navarro for being a felon in possession of a firearm in February
Because the challenged testimony was hearsay under Sanchez, the critical question under the confrontation clause is whether the out-of-court statements were "testimonial," as required to implicate the clause under Crawford v. Washington (2004) 541 U.S. 36, 51-52, 68 [158 L.Ed.2d 177, 124 S.Ct. 1354] (Crawford). (Sanchez, supra, 63 Cal.4th at pp. 685-686; see also id. at p. 685 ["only when a prosecution expert relies upon, and relates as true, a testimonial statement would the fact asserted as true have to be independently proven to satisfy the Sixth Amendment"].) The Sanchez decision surveyed the substantial body of case law regarding the proper formulation of "testimonial" and summarized the concept as follows: "Testimonial statements are those made primarily to memorialize facts relating to past criminal activity, which could be used like trial testimony. Nontestimonial statements are those whose primary purpose is to deal with an ongoing emergency or some other purpose unrelated to preserving facts for later use at trial." (Sanchez, at p. 689.) Also, in order to be considered testimonial, "the statement must be made with some degree of formality or solemnity." (People v. Dungo (2012) 55 Cal.4th 608, 619 [147 Cal.Rptr.3d 527, 286 P.3d 442] (Dungo); see also Sanchez, at pp. 692-694.)
In the present case, we are unable to compare the out-of-court admissions to gang membership related to the jury by Corporal Kindorf to the out-of-court statements considered in Sanchez, because defendant failed to object to the expert's testimony on the ground it violated his right to confrontation, resulting in an undeveloped record. Had defendant lodged contemporaneous objections during trial, the People, as the proponent of the evidence, would have had the burden to show the challenged testimony did not relate testimonial hearsay. (United States v. Jackson (5th Cir. 2011) 636 F.3d 687, 695 ["the government bears the burden of defeating [defendant's] properly raised Confrontation Clause objection by establishing that its evidence is nontestimonial"]; see also Idaho v. Wright (1990) 497 U.S. 805, 816 [111 L.Ed.2d 638, 110 S.Ct. 3139] [the state has burden of proof regarding admissibility under confrontation clause]; People v. Livaditis (1992) 2 Cal.4th 759, 778 [9 Cal.Rptr.2d 72, 831 P.2d 297] ["`if a hearsay objection is properly made, the
However, as no such contemporaneous objections were lodged, we cannot simply assume the admissions to gang membership related by Corporal Kindorf were testimonial hearsay.
Even if this court assumes that Corporal Kindorf was relating testimonial hearsay from police reports or other records every time he said an individual had admitted gang membership, admission of such testimony was harmless beyond a reasonable doubt.
At the outset, we note that evidence of defendant's own conduct was sufficient to establish the "pattern of criminal gang activity" required to support the section 186.22 enhancement. As explained previously, proof of such a pattern requires a showing of the commission of two covered offenses by SSL members, either on separate occasions or by two or more persons. (§ 186.22, subd. (e); Duran, supra, 97 Cal.App.4th at p. 1457.) Because there was overwhelming evidence defendant was an SSL member (even ignoring his admission to that effect), his offenses could qualify as predicate offenses for purposes of the enhancement. For one, either the charged burglary or the charged attempted robbery could serve as a predicate offense. (§ 186.22, subd. (e); Duran, at p. 1457.) Additionally, the prosecution showed that defendant was convicted of a robbery in July 2010. That is a second predicate offense committed on a separate occasion from the May 2012 offenses in the present case. (People v. Tran (2011) 51 Cal.4th 1040, 1048 [126 Cal.Rptr.3d 65, 253 P.3d 239] [a predicate offense may also "be established by proof of an offense the defendant committed on a separate occasion"].)
The same was true of Francisco Cano, who was convicted of a robbery in May 2009. Kindorf testified he knew Cano and Cano "definitely was a member of the" SSL. The expert explained he knew that because he investigated the 2009 robbery and "at the time of the arrest, he admitted being an SSL gang member." Kindorf also testified he had had personal contact with Cano at Cano's home during probation checks. The expert continued, "[Cano] states now that he is no longer a member, that he has dropped out, he's married and has a child.... And he says he is no longer a [SSL] gang member." Even if Cano's admission at the time of his arrest was testimonial hearsay, we are aware of no basis to conclude his admissions to Kindorf during probation checks were testimonial hearsay. Accordingly, the robbery in May 2009 was another predicate offense by an SSL gang member shown by evidence admissible under the confrontation clause.
Finally, we turn to the evidence regarding Adrian Navarro, who was convicted of being a felon in possession of a firearm in February 2012. Corporal Kindorf related to the jury arguably testimonial hearsay that Navarro had admitted being a Sureño in police reports. The expert also testified Navarro had Sureño tattoos and dress, but he did not testify regarding tattoos or dress specifically associated with the SSL. But Kindorf also pointed out that Navarro's recent gun possession conviction was found to be an SSL-related offense. The records placed in evidence by the prosecution regarding that offense show Navarro pled no contest to the firearm possession charge, which included an enhancement allegation the offense was committed "for the benefit and at the direction of, and in association with Surenos and SSL (South Side Locos), a criminal street gang, and with specific intent to promote, further, and assist in criminal conduct by gang members." That plea was powerful evidence Navarro was an SSL member.
Defendant did not object at trial to admission of the challenged testimony on hearsay grounds or argue on appeal the testimony should have been excluded on the basis of state hearsay law. Following the decision in Sanchez, supra, 63 Cal.4th 665, and transfer of this matter back to this court, defendant did not file a supplemental brief contending that admission of the challenged testimony violated hearsay law as described in Sanchez. Accordingly, defendant has failed to present a claim for reversal based on violation of state hearsay law. (Badie v. Bank of America (1998) 67 Cal.App.4th 779, 784-785 [79 Cal.Rptr.2d 273].) Nevertheless, we recognize the Supreme Court has directed this court to reconsider our prior opinion in light of Sanchez, and there is an arguable claim that, under Sanchez, admission of some of the expert's testimony at issue violated California hearsay law. Thus, in order to fully comply with the Supreme Court's directive and to forestall a petition for writ of habeas corpus based on a claim of ineffective assistance of appellate counsel, we consider whether admission of aspects of Corporal Kindorf's testimony was prejudicial error.
It seems clear the hearsay statements at issue in the present case — out-of-court statements by individuals admitting being members of the SSL — are
Under Sanchez, if an expert seeks to testify to an out-of-court statement to establish a case-specific fact and no hearsay exception applies to the statement, the statement is inadmissible hearsay that the expert may not relate to the jury, regardless of whether the hearsay is testimonial for purposes of the confrontation clause. (Sanchez, supra, 63 Cal.4th at p. 685; see also Stamps, supra, 3 Cal.App.5th at p. 996 ["If it is a case-specific fact and the witness has no personal knowledge of it, if no hearsay exception applies, and if the expert treats the fact as true, the expert simply may not testify about it."].) Thus, when Corporal Kindorf testified various persons admitted to being members of the SSL, he related hearsay to prove case-specific facts. Under Sanchez, in the absence of a valid exception, the testimony was inadmissible as a matter of state hearsay law.
Although Corporal Kindorf arguably related inadmissible hearsay to the jury to prove certain individuals were members of the SSL, it is not reasonably probable defendant was prejudiced by admission of the testimony. (Stamps, supra, 3 Cal.App.5th at p. 997 ["We review the erroneous admission of expert testimony under the state standard of prejudice."].) As explained previously, defendant's conduct alone was sufficient to establish the "pattern of criminal gang activity" required to support the section 186.22 enhancement. Moreover, Kindorf related no hearsay to the jury to support his opinion Robert Gomez Ortega was a member of the SSL, and Adrian Navarro's affiliation with the SSL was shown by his plea of no contest to being a felon in possession of a firearm for the benefit of the SSL.
The judgment is affirmed.
Jones, P. J., and Needham, J., concurred.