Ann Aiken, United States District Judge.
In this Endangered Species Act ("ESA") citizen suit, plaintiff environmental organizations seek to permanently enjoin defendant logging companies from logging a forty-nine-acre section of the Elliott State Forest known as the Benson Snake Parcel. Plaintiffs allege that the Benson Snake Parcel is occupied habitat of marbled murrelets, sea birds that are listed as threatened species under the ESA. Plaintiffs further contend that logging the Benson Snake Parcel will result in "take" of the marbled murrelet, in violation of Section 9 of the ESA. Defendants moved to dismiss the lawsuit for lack of jurisdiction, on the ground that plaintiffs failed to provide statutorily adequate pre-suit notice.
This case concerns the effect of logging on marbled murrelets, "small sea bird[s]" that "spend most of their time at sea feeding on fish, but nest and engage in courtship behaviors and breeding inland in contiguous mature and old-growth forests." First Am. Compl. ¶ 39, Since 1992, marbled murrelets in Washington, Oregon, and California have been listed as "threatened" under the ESA. Id. ¶ 49. Plaintiffs—Cascadia Wildlands, the Center for Biological Diversity, and Audubon Society of Portland—allege that "[t]he primary reason marbled murrelets are listed as a threatened species is the loss of older coastal forests that provide marbled murrelet nesting and breeding habitat." Id. ¶ 50. They further allege that "[t]he primary cause of forest loss and resulting marbled murrelet population declines is commercial timber harvest and related wind throw or blow down of trees, fire, and other natural events." Id.
On May 31, 2012, plaintiffs sued Governor John Kitzhaber and other state defendants under the ESA, seeking "to enjoin State-authorized logging activities and forest management decisions that are causing the `take' of threatened marbled murrelets. . . in violation of Section 9 of the Act." Complaint for Declaratory & Injunctive Relief at 1, Cascadia Wildlands v. Kitzhaber, No. 3:12-cv-00961-AA (D. Or. May 31, 2012) (dismissed Feb. 18, 2014). I presided over that case, in which several logging companies, including defendant Scott Timber Company ("Scott Timber"), obtained defendant-intervenor status. In November 2012, I granted plaintiffs' motion for a preliminary injunction, enjoining eleven specific timber sales and other logging activities on certain state-owned lands in the
In January 2014, just before I dismissed the Kitzhaber case, the State of Oregon announced a plan to auction off several tracts of the land at issue in the Kitzhaber lawsuit, including a 355-acre tract of the Elliot State Forest called the Benson Ridge Parcel. The appraisal for the Benson Ridge Parcel noted that the property "ha[d] not been surveyed for murrelets" and took into account the likelihood that some or all of the property was occupied by marbled murrelets. Cady Decl. Ex. 5 at 10, 17 (doc 2-11 at 115, 122).
On March 13, plaintiffs sent a letter to Scott Timber and eighteen other logging companies. That letter was addressed to companies that had "offered or may offer a bid for the purchase of lands in the Elliott State Forest in Coos County, Oregon, including the Adams Ridge Parcels, the Benson Ridge Parcel, and/or the East Hakki Ridge Parcel." Id. at 2. The letter went on to state:
Id. The letter then provided two pages of background on the ESA (with citations to Ninth Circuit and District of Oregon decisions concerning marbled murrelets) and a page of information about marbled murrelets. In a section titled "NOTICE OF VIOLATION," the letter asserted:
Id. at 5-6.
The state's auction closed April 11, 2014. Scott Timber was the winning bidder for the Benson Ridge Parcel. On June 3, 2014, after learning the identities of the winning bidders, plaintiffs sent another letter ("the 2014 Notice") to Scott Timber and Seneca Sawhill Company. The 2014 Notice repeats much of the content of the March 13 letter and adds new content, including the following statement at the end of the "NOTICE OF VIOLATION" section:
Folk Decl. Ex. 108 at 5-6, Sept. 23, 2016 (doc. 18-2 at 19-20) (footnote omitted). Copies of both the March letter and the 2014 Notice were sent to the Secretary of the Interior and to the State Director of the Fish and Wildlife Service's Oregon office.
On June 4, 2014, the State of Oregon signed a bargain and sale deed conveying the Benson Ridge Parcel to Scott Timber. On June 9, 2014, Scott Timber responded to the 2014 Notice. In its response, Scott Timber stated that:
Folk Decl. Ex. 110 at 1, Sept. 23, 2016 (doc. 18-2 at 24).
Two years passed. Then, on August 13, 2016, Roseburg Resources Company submitted a Notification of Operations/Permit to Operate Power-Driven Machinery ("NOAP") to the Oregon Department of Forestry announcing its plans to clear-cut the 49-acre Benson Snake parcel, which is located in the middle of the larger Benson Ridge Parcel. State regulations require an operator, landowner, or timber owner to submit a NOAP at least fifteen days prior to commencing a timber harvest. Or. Admin. R. 629-605-0150. Plaintiffs learned about the plans to log the Benson Snake Parcel on August 19, 2016, through the
On August 25, 2016, plaintiffs filed this action against Scott Timber and Roseburg Forest Products Company, asserting a single claim for violation of Section 9 of the ESA. That same day, plaintiffs moved for a preliminary injunction to prevent Scott Timber from logging the Benson Snake Parcel. Scott Timber agreed not to initiate logging on the Benson Snake Parcel pending resolution of the motion for a preliminary injunction, and I set a briefing schedule.
On October 12, 2016, the U.S. Fish and Wildlife Service Sent Scott Timber a letter indicating that it had learned of the Benson Snake harvest operation from the NOAP and offering technical assistance in determining how future forest management activities within the Benson Ridge Parcel may affect marbled murrelets.
On November 22, 2016, the parties appeared for a hearing on the motion for a preliminary injunction. In its written and oral opposition to the motion, Scott Timber argued that this Court lacked subject matter jurisdiction over plaintiffs' claim because the 2014 Notice did not constitute adequate pre-suit notice under the ESA.
On December 19, 2016, I granted plaintiffs' motion and entered a preliminary injunction. The opinion and order granting plaintiffs' motion for a preliminary injunction contained a section addressing pre-suit notice. That section stated, in full:
Cascadia Wildlands v. Scott Timber Co., 190 F.Supp.3d 1024, 1029-30 (D. Or. 2016).
Defendants appealed the entry of the preliminary injunction. They did not raise the notice issue on appeal. On November 16, 2017, the Ninth Circuit reversed and remanded.
On February 12, 2018, plaintiffs sent a "Supplemental Notice of Intent to Sue for Violations of the Endangered Species Act" ("2018 Notice") to Scott Timber, Roseburg Forest Products, Roseburg Resources, and RLC Industries Co. Carollo Decl. Ex. 134 at 1-6, May 8, 2018 (doc. 59-1 at 77-82), That notice was "largely duplicative" of the 2014 Notice. Id. at 2. However, unlike the 2014 Notice, the 2018 Notice specifically referred to the Benson Snake logging project. On April 15, 2018, plaintiffs filed a First Amended Complaint naming Scott Timber, Roseburg Resources, and RLC Industries as defendants. Roseburg Forest Products was dismissed that same day.
On remand from the Ninth Circuit, the parties agreed to forego relitigating the preliminary injunction in favor of an expedited trial schedule. A bench trial is scheduled to begin August 6, 2018. Dispositive motions were due June 11, 2018. Defendants have filed two such motions. This opinion and order addresses the first, a motion to dismiss for lack of jurisdiction. Defendants' motion for summary judgment remains pending and will be taken under advisement at the end of the regular briefing schedule.
Federal Rule of Civil Procedure 12(b)(1) governs a motion to dismiss for lack of subject matter jurisdiction. A 12(b)(1) motion may attack the substance of the complaint's jurisdictional allegations and the court is not required to accept those allegations as true. Corrie v. Caterpillar, Inc., 503 F.3d 974, 979-80 (9th Cir. 2007). The court may look outside the
The ESA requires plaintiffs to give written notice to the Secretary of the Interior and to "any alleged violator" at least sixty days before filing a citizen suit. 16 U.S.C. § 1540(g)(2)(A)(i), The purpose of the notice requirement is "to put the agencies on notice of a perceived violation of the statute and an intent to sue. When given notice, the agencies have an opportunity to review their actions and take corrective measures if warranted." Sw. Ctr. for Biological Diversity v. U.S. Bureau of Reclamation, 143 F.3d 515, 520 (9th Cir. 1998) (quoting Forest Conservation Council v. Espy, 835 F.Supp. 1202, 1210 (D. Idaho 1993)). In the Ninth Circuit, "[t]his sixty-day notice requirement is jurisdictional," and a "failure to strictly comply with the notice requirement acts as an absolute bar to bringing suit under the ESA." Id. (citations omitted).
Defendants argue that the 2014 Notice did not meet the statutory requirements for pre-suit notice under the ESA,
Plaintiffs argue that because I already considered—and rejected—defendants' arguments about the adequacy of the 2014 Notice, I should decline to revisit that decision pursuant to the law of the case doctrine. "As most commonly defined, the [law of the case] doctrine posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case." Arizona v. California, 460 U.S. 605, 618, 103 S.Ct. 1382, 75 L.Ed.2d 318 (1983). "The doctrine is not a limitation on a tribunal's power, but rather a guide to discretion." United States v. Alexander, 106 F.3d 874, 876 (9th Cir. 1997).
The law of the case doctrine has limited application to determinations made in issuing (or denying) a preliminary injunction. Because "haste . . . is often necessary" in deciding whether to grant a preliminary injunction, such relief "is customarily granted [or denied] on the basis of procedures that are less formal and evidence that is less complete than in a trial on the merits." Univ. of Tex. v. Camenisch, 451 U.S. 390, 395, 101 S.Ct. 1830, 68 L.Ed.2d 175 (1981). Accordingly, findings of fact and conclusions of law issued at the preliminary injunction phase generally are not binding at later stages in the proceeding. Shell Offshore Inc. v. Greenpeace, Inc., 815 F.3d 623, 631 n.5 (9th Cir. 2016).
Citing Ranchers Cattlemen Action Legal Fund United Stockgrowers of America v. U.S. Department of Agriculture, 499 F.3d 1108, 1114 (9th Cir. 2007), plaintiffs argue that the law of the case doctrine applies to "conclusions on pure issues of law" at the preliminary injunction phase.
I note that there is disagreement among the federal courts regarding whether the pre-suit notice requirements in the ESA and other environmental statutes are jurisdictional "in the strict sense of the term." Sierra Club v. Yeutter, 926 F.2d 429, 437 (5th Cir. 1991) (citing Hallstrom v. Tillamook Cty., 493 U.S. 20, 30, 110 S.Ct. 304, 107 L.Ed.2d 237 (1989)); see generally Karl S. Coplan, Is Citizen Suit Notice Jurisdictional and Why Does It Matter?, 10 Widener L. Rev. 49, 54-57 (2003) (collecting cases and arguing that the Supreme Court's decision in Steel Co. v. Citizens for a Better Environment, 523 U.S. 83, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998), "suggest[s] that notice . . . is not a jurisdictional requirement in a citizen suit"). In Hallstrom, the Supreme Court considered the pre-suit notice requirement of the Resource Conservation and Recovery Act, which is identical in relevant respects to the pre-suit provision of the ESA. 493 U.S. at 31, 110 S.Ct. 304. The Court held that sixty-day pre-suit notice was "mandatory" but declined to decide whether it was jurisdictional:
Hallstrom, 493 U.S. at 34 n. *, 110 S.Ct. 304 (Marshall, J., dissenting) (citations omitted).
In Sierra Club, the Fifth Circuit Court of Appeals held that pre-suit notice is "mandatory" and that district courts lack discretion to disregard absence of pre-suit notice when the issue is timely raised. 926 F.2d at 437. The court concluded, however, that the notice requirement was not jurisdictional and that a challenge to pre-suit notice could be waived. Id. The court analogized to Eleventh Amendment immunity, which the Supreme Court has said "partakes of the nature of jurisdictional bar" but can be waived and need not be raised sua sponte by the court. Id. at 436 (quoting Patsy v. Bd. of Regents of the State of Fla., 457 U.S. 496, 515 n. 19, 102 S.Ct. 2557, 73 L.Ed.2d 172 (1982)). For my part, I find the reasoning of the courts who have concluded that pre-suit notice is not strictly jurisdictional quite persuasive. But I am bound to follow the precedential rulings of the Ninth Circuit, which has unequivocally held that, in this circuit, pre-suit notice is a jurisdictional requirement.
Even if pre-suit notice were not jurisdictional, however, application of law of the case would be inappropriate here for two reasons. First, Ranchers Cattlemen's statement about pure questions of law
In addition, the adequacy of pre-suit notice under the ESA is not a pure question of law. It is true that the Ninth Circuit reviews determinations about the adequacy of pre-suit notice de novo, a standard of review generally reserved for legal rather than factual questions. Waterkeepers N. Cal. v. AG Indus. Mfg., Inc., 375 F.3d 913, 917 (9th Cir. 2004). But de novo review also applies to some mixed questions of law and fact. See U.S. Bank Nat'l Ass'n ex rel. CWCapital Asset Mgmt. LLC v. Vill. at Lakeridge, LLC, ___ U.S. ___, 138 S.Ct. 960, 966-67, 200 L.Ed.2d 218 (2018) ("In short, the standard of review for a mixed question all depends-on whether answering it entails primarily legal or factual work."). The Ninth Circuit has explained that adequacy of notice turns on the content of the notice "and the behavior of its recipients[.]" Klamath-Siskiyou Wildlands Ctr. v. MacWhorter, 797 F.3d 645, 651 (9th. Cir. 2015). The inquiry thus involves not a pure question of law but the application of law to the evidence, which implicitly requires factual findings. Cf. McCormack v. Herzog, 788 F.3d 1017, 1024 (9th Cir. 2015) ("Questions of standing are also reviewed de novo, but underlying factual findings are reviewed for clear error."). When a court undertakes that sort of inquiry at the preliminary injunction stage, the law of the case doctrine does not apply.
Having determined that my prior determination that the pre-suit notice was adequate is not the law of the case, I now must consider de novo whether the 2014 Notice satisfied the requirements of the ESA, Citizen suit provisions balance the benefits of citizen enforcement against the risk of excessive lawsuits "by allow[ing] Government agencies to take responsibility for enforcing environmental regulations and giv[ing] the alleged violator an opportunity to bring itself into complete compliance with the Act." Alliance for the Wild Rockies v. US. Dep't of Agric., 772 F.3d 592, 603 (9th Cir. 2014) (internal quotation marks omitted). When providing notice of a citizen suit, the plaintiff "is not required to list every specific aspect or detail of every alleged violation. Nor is the citizen required to describe every ramification of a violation." Cmty. Ass'n for Restoration of the Env't v. Henry
Defendants argue that the 2014 Notice is invalid because it did not provide sufficient notice of the specific violation challenged in this lawsuit: the proposed clear-cut of the Benson Snake Parcel. Defendants' hypertechnical approach to the pre-suit notice requirement is not supported by the statutory text or the case law. The question is whether the notice was specific enough to put both defendants and the relevant governmental agencies on notice of the particular violation being challenged—that is, should defendants have known from the content of the 2014 Notice that when it announced the Benson Snake logging project, plaintiffs would sue due to concerns about the marbled murrelet. Answering that question is a fact-specific inquiry that does not lend itself to bright-line rules. Here, I conclude based on the 2014 Notice both that a reasonable logging company in Scott Timber's position would have understood the nature of the noticed violation and that Scott Timber in fact understood the nature of the noticed violation.
The 2014 Notice cannot be viewed in isolation; it must be considered in the context of the Kitzhaber case, the prior injunction, Oregon's decision to sell the land, and plaintiffs' longstanding advocacy for the marbled murrelet, Scott Timber intervened in the Kitzhaber lawsuit, so it knew about the injunction entered against the government defendants in that case. It also knew, based on disclosures in the appraisal, that the three tracts of land for sale at the auction were likely to be inhabited by marbled murrelets. As soon as plaintiffs knew that Scott Timber was planning to make an offer on one or more of the parcels, they wrote a letter outlining the history of the Kitzhaber litigation, providing legal and scientific background, and specifying that they would file a suit under the ESA if any logging activity were undertaken in murrelet-occupied portions of the tracts of land sold at the auction. When plaintiffs learned that Scott Timber was the winning bidder on the Benson Ridge parcel, they wrote again to reiterate their concerns about murrelet occupation and logging on that parcel specifically. Scott Timber is a logging company and plaintiffs reasonably (and correctly) assumed that its participation in the auction meant it planned to cut down trees in the Benson Ridge Parcel.
Of course, some descriptions would be too broad to provide meaningful notice. For example, defendants posit a hypothetical letter sent to the Bureau of Land Management in which an environmental organization asserts plans to sue to stop "any logging authorized by BLM in ESA-listed critical habitat for spotted owls or marbled murrelets[.]" Defs.' Reply in Supp. of Mot. to Dismiss 9 n.4. I agree that such a broad letter, which refers neither to specific geographic areas nor any evidence that logging is about to take place, would not satisfy the demands of the statute. But here, as explained above, the 2014 Notice—particularly
Moreover, it is clear from Scott Timber's actions that it in fact understood the nature of the violation; it hired an expert and commissioned a murrelet occupancy study in anticipation of litigation. Those "are not the actions of a company that has not received enough information for purposes of the statutory notice provisions of the Act." See Atl. States Legal Found. v. Stroh Die Casting Co., 116 F.3d 814, 820 (7th Cir. 1997) (describing the defendant company's response to the allegedly inadequate notice, which included "secur[ing] a permit that covered exactly [the] discharges" described in the notice, "beg[inning] construction of a treatment facility," and "re-rout[ing] the very same die casting wastewater").
Defendants note that the Fish and Wildlife Service did not reach out to them to offer technical assistance until after they filed the NOAP. Defendants suggest that this is evidence that neither they nor the relevant governmental entities were on effective notice that plaintiffs intended to sue for violations of the ESA in connection with the Benson Snake logging project. Although the timing of the Fish and Wildlife Service's response is entitled to some weight, I find its value here to be low. As plaintiffs correctly point out, the Fish and Wildlife Service is not under an obligation to respond when it receives pre-suit notice; the question is whether the notice adequately apprised the agency of the opportunity to take action. In view of the evidence summarized above, I find that the Fish and Wildlife Service had that opportunity.
Defendants also argue that the 2014 Notice was inadequate because it was filed too early. Specifically, they contend that the 2014 Notice was not effective because it was filed one day before Scott Timber took title to the Benson Ridge Parcel and two years before defendants submitted their NOAP. They contend that courts generally have rejected such "anticipatory" or "prospective" notices. There is a split of authority on this question. See Colo. Envtl. Coal. v. Office of Legacy Mgmt., 819 F.Supp.2d 1193, 1219-20 (D. Colo. 2011) (collecting cases). Having reviewed the relevant authorities, I conclude that neither the statute nor the case law supports a bright-line rule against anticipatory notice of future violations. "Congress' overriding purpose in enacting the ESA indicates that it intended to allow citizen suits to enjoin an imminent threat of harm to protected wildlife." Forest Conservation Council v. Rosboro Lumber Co., 50 F.3d 781, 785 (9th Cir. 1995). Legislative history indicates that Congress intended to make injunctions available in order to increase the likelihood conflicts would be resolved "before harm to a species occurs," Id. at 786 (quoting S. Rep. No. 97-418, at 24 (1982) reprinted in 1982 U.S.C.C.A.N. at 1411 (emphasis in Forest Conservation Council)). In Colorado Environmental Coalition, the district court considered whether a notice of intent to sue can be effective as to an act that has not yet occurred. 819 F.Supp.2d at 1219-20. The court noted that
Next, defendants aver that statutory context demonstrates that Congress would not consider the 2014 Notice compliant with the statute. Specifically, they cite another provision of the ESA, which provides:
16 U.S.C. § 1540(g)(2)(C). Defendants argue that Congress's decision not to include a parallel "emergency" exception to the pre-suit notice requirement in the ESA's citizen suit provision must be interpreted as a rejection of notice to sue for prospective violations of the law. I disagree. Nothing in the text of 16 U.S.C. § 1540(g)(2)(C) suggests that pre-suit notice under § 1540(g)(2)(A)(i) is only valid as to violations that have already occurred. Indeed, as explained above, the fact that citizen suits may seek only prospective injunctive relief strongly suggests that Congress anticipated citizen suits would block imminent violations, not merely stop in-process violations.
Defendants also cite the regulations governing the Fish and Wildlife Service's imposition of civil penalties pursuant to 16 U.S.C. § 1540(a)(1). That section provides that "[n]o penalty may be assessed under this subsection unless such person is given notice and opportunity for a hearing with respect to such violation." 16 U.S.C. § 1540(a)(1). The governing regulations require the Service to provide "notice of violation" prior to such a hearing. 50 C.F.R. § 11.11(a). The notice must include "(1) [a] concise statement of the facts believed to show a violation, (2) a specific reference to the provisions of the statute or regulation allegedly violated, and (3) the amount of penalty proposed to be assessed." Id. Defendants concede that those regulations are not directly applicable to citizen suits, but insist that the regulations-which appear to describe how to address violations that have already taken place-inform the meaning of the term "violation" in § 1540(g)(2)(A)(i). I am not persuaded. It makes sense that the Fish and Wildlife Service would have authority to assess civil penalties only after a violation has actually taken place. When the remedy sought is an injunction, which only helps when there is still harm to be averted, the standard for describing the nature of the violation is necessarily different.
Finally, defendants contend that plaintiffs have taken the public position that, with respect to logging projects in Oregon, an effective pre-suit notice can be filed only after a logging company files a NOAP
Finally, I conclude that the 2014 Notice, though served only on Scott Timber, was also effective as to Roseburg Resources and RLC Industries. RLC Industries is the parent company of Scott Timber and Roseburg Resources, For purposes of the ESA, notice on a subsidiary or one of several "interrelated companies" satisfies the pre-suit notice requirement. Two Rivers Terminal, L.P. v. Chevron USA, Inc., 96 F.Supp.2d 426, 432 (M.D. Pa. 2000); Puget Soundkeeper Alliance v. Louis Dreyfuss Commodities LLC, 2016 WL 7718644, *5 (W.D. Wash. Mar. 11, 2016). The 2018 Notice, though good practice, was unnecessary from a jurisdictional standpoint.
Defendants' Motion to Dismiss for Lack of Jurisdiction (doc. 59) is DENIED.
IT IS SO ORDERED.