RAYMOND P. MOORE, District Judge.
This matter is before the Court on Defendant/Counter-Plaintiff Alliance for Sustainable Energy, LLC's ("Alliance" or "Defendant") motion for summary judgment (ECF No. 25) on claims asserted in Plaintiff Todd Borandi's ("Borandi" or "Plaintiff") Complaint (ECF No. 1) as well as on its counter-claims (ECF No. 10).
Plaintiff brought suit against Defendant for allegedly violating (1) Title VII of the Civil Rights Act of 1964 ("Title VII"), as amended, 42 U.S.C. § 2000e-2(a)(1) by discriminatorily discharging him on the basis of his gender (ECF No. 1 ¶¶ 31-37) and (2) Colorado public policy by discharging him because he engaged in protected conduct when he objected to his employer's alleged unlawful use of federal funds (ECF No. 1 ¶¶ 38-42). Defendant counterclaimed against Plaintiff for alleged (1) breach of contract (ECF No. 10, Countercl. ¶¶ 12-19) and (2) quantum meruit (ECF No. 10, Countercl. ¶¶ 20-28).
For the reasons stated below, the Court GRANTS, in part, Defendant's motion for summary judgment and DENIES, in part, Defendant's motion for summary judgment.
Summary judgment is appropriate only if there is no genuine dispute of material fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986); Henderson v. Inter-Chem. Coal Co., Inc., 41 F.3d 567, 569-70 (10th Cir. 1994). "A party seeking summary judgment bears the initial responsibility of informing the district court of the basis for its motion . . . ." Robertson v. Bd. of Cty. Comm'rs of the Cty. of Morgan, 78 F.Supp.2d 1142, 1146 (D. Colo. 1999) (citation omitted). Whether there is a genuine dispute as to a material fact depends upon whether the evidence presents a sufficient disagreement to require submission to a jury or is so one-sided that one party must prevail as a matter of law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52 (1986); Stone v. Autoliv ASP, Inc., 210 F.3d 1132, 1136 (10th Cir. 2000). Once the moving party meets its initial burden of demonstrating an absence of a genuine dispute of material fact, the burden then shifts to the non-moving party to move beyond the pleadings and to designate evidence which demonstrates the existence of a genuine dispute of material fact to be resolved at trial. See 1-800-Contacts, Inc. v. Lens.com, Inc., 722 F.3d 1229, 1242 (10th Cir. 2013) (citation omitted). A fact is "material" if it pertains to an element of a claim or defense; a factual dispute is "genuine" if the evidence is so contradictory that if the matter went to trial, a reasonable jury could return a verdict for either party. Anderson, 477 U.S. at 248. In considering whether summary judgment is appropriate, the facts must be considered in a light most favorable to the non-moving party. Cillo v. City of Greenwood Vill., 739 F.3d 451, 461 (10th Cir. 2013) (citations omitted).
If a movant properly supports a motion for summary judgment, the opposing party may not rest on the allegations contained in his complaint, but must respond with specific facts showing a genuine factual issue for trial. Fed. R. Civ. P. 56(e); Scott v. Harris, 550 U.S. 372, 380 (2007) (holding that "[t]he mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact") (citation omitted).
The content of evidence must be admissible to be considered when ruling on a motion for summary judgment. Adams v. Am. Guarantee & Liability Ins. Co., 233 F.3d 1242, 1246 (10th Cir. 2000); Jaramillo v. Colo. Judicial Dep't, 427 F.3d 1303, 1314 (10th Cir. 2005) (citation omitted) (holding that hearsay evidence is not acceptable in opposing a summary judgment motion); World of Sleep, Inc. v. La-Z-Boy Chair Co., 756 F.2d 1467, 1474 (10th Cir. 1985). Affidavits must be based on personal knowledge and must set forth facts that would be admissible evidence at trial. Murray v. City of Sapulpa, 45 F.3d 1417, 1422 (10th Cir. 1995) (quotations and citation omitted). "Conclusory and self-serving affidavits are not sufficient." Id. The Court will not consider statements of fact, or rebuttals thereto, which are not material or are not supported by competent evidence. Fed. R. Civ. P. 56(c)(1)(A), 56(e)(2), 56(e)(3). "[O]n a motion for summary judgment, it is the responding party's burden to ensure that the factual dispute is portrayed with particularity, without depending on the trial court to conduct its own search of the record." Cross v. The Home Depot, 390 F.3d 1283, 1290 (10th Cir. 2004) (internal quotation and citation omitted). The Court is "not obligated to comb the record in order to make [Plaintiff's] arguments for him." See Mitchell v. City of Moore, Okla., 218 F.3d 1190, 1199 (10th Cir. 2000). Further, Local Rule 7.1(e) provides that "[e]very citation in a motion, response or reply shall include the specific page or statutory subsection to which reference is made." D.C. Colo. L. Civ. R. 7.1(e).
"In order to survive summary judgment, the content of the evidence that the nonmoving party points to must be admissible." Adams, 233 F.3d at 1246 (alteration in original and citation omitted). "The nonmoving party does not have to produce evidence in a form that would be admissible at trial, but "`the content or substance of the evidence must be admissible.'" Adams, 233 F.3d at 1246 (citation omitted). "Evidence presented must be based on more than `mere speculation, conjecture, or surmise' to defeat a motion for summary judgment." Southway v. Cent. Bank of Nigeria, 149 F.Supp.2d 1268, 1274 (citations omitted). "Rule 56 expressly prescribes that a summary judgment affidavit must `be made on personal knowledge, set forth facts that would be admissible in evidence, and show that the affiant is competent to testify on the matters stated.'" Johnson v. Weld Cty., Colo., 594 F.3d 1202, 1210 (10th Cir. 2010) (citation omitted); accord Fed. R. Civ. P. 56(c)(4). "If a party fails to properly support an assertion of fact or fails to properly address another party's assertion of fact . . ., the court may: (1) give an opportunity to properly support or address the fact; (2) consider the fact undisputed for purposes of the motion; (3) grant summary judgment if the motion and supporting materials—including the facts considered undisputed—show that the movant is entitled to it; or (4) issue any other appropriate order." Fed. R. Civ. P. 56(e).
The facts as recited below are based on adequate citations to the record, the contents of which would be admissible, or to uncontested averments in the parties' pleadings or to facts marked as undisputed pursuant to the Court's Civil Practice Standards. The facts are recited in a light most favorable to the non-moving party.
Plaintiff submits an e-mail exchange dated May 8, 2012 between him and Robert Hanson. (ECF No. 28-6 at 2, Email Dated May 8, 2012.) Plaintiff does not submit any information to authenticate Exhibit E. (See generally Dkt.) Plaintiff submits that Jill Deem testified that "the email identified as Exhibit E is not conveying to Plaintiff that his job is in jeopardy." (ECF No. 33-5 ¶ 34; ECF No. 28-5 at 10, Deem Dep. 221:9-222:12.) But a closer reading of the cited deposition testimony does not identify to which document Deem is referring in her testimony. (See generally ECF No. 28-5 at 10, Deem Dep. 221:9-222:12.) Thus, the document is inadmissible. See Fed. R. Evid. 602, 701, 901(b)(1), 1007.
Further, Plaintiff states that Exhibit E demonstrates that he received a salary increase. (ECF No. 33-5 at ¶ 34.) Exhibit E does not state so. (See generally ECF No. 28-6 at 2, Email Dated May 8, 2012.) Rather, Exhibit E refers to a "bump." (ECF No. 28-6 at 2, Email Dated May 8, 2012.)
Plaintiff submits an affidavit from Charles Powers ("Chuck Powers") who was employed by Defendant from 1990 until 2013. (ECF No. 29-2 at 1, C. Powers Aff. ¶ 1.) Chuck Powers served as "the manager for the IT Infrastructure and Operations group of the Information Services Office" and reported directly to Jill Deem in that role for fifteen years. (ECF No. 29-2 at 1, C. Powers Aff. ¶ 2-3.) Chuck Powers' affidavit, however, presents no foundation as to how he has knowledge as to Plaintiff's job duties. (See generally ECF No. 29-2, C. Powers Aff.) Therefore, Chuck Powers' affidavit, to the extent that Plaintiff seeks to use it to show what Plaintiff's job duties were (ECF No. 33-5 ¶ 51), is inadmissible because Chuck Power's has not shown he has such personal knowledge and the affidavit is mere conjecture. Johnson, 594 F.3d at 1210; Southway, 149 F. Supp. 2d at 1274.
Defendant submits a document labeled "10 Years of Gender Discrimination Against Males in IT Senior Leadership Roles in NREL's Information Services Office." (ECF No. 25-13, Power Point Presentation.) Chuck Powers created this document. (ECF No. 29-2 at 2, C. Powers Aff. ¶ 6.) Chuck Powers states he gathered information to create this document. (ECF No. 29-2 at 2, C. Powers Aff. ¶ 6.) Chuck Powers' affidavit, however, fails to identify how he has knowledge as to the facts asserted in this document. (See generally ECF No. 29-2, C. Powers Aff.) Specifically, Chuck Powers' affidavit fails to allege how he has knowledge of the identified individual's employment status, age, education, and role. (See generally ECF No. 29-2, C. Powers Aff.) Therefore, the "10 Years of Gender Discrimination Against Males in IT Senior Leadership Roles in NREL's Information Services Office" document is inadmissible hearsay (within hearsay) and is mere conjecture. Fed. R. Evid. 801(c), 805; Johnson, 594 F.3d at 1210; Southway, 149 F. Supp. 2d at 1274.
Defendant submits a document which it states "identifies the persons who were under Ms. Deem's supervision whom she promoted." (ECF No. 33-5 ¶ 75 (citing Exhibit 14, ECF No. 25-14).) Defendant does not submit a declaration or affidavit to authenticate this document. (See generally Dkt.) Defendant concedes that this is not a business record. (See ECF No. 33-5 ¶ 75.) During Deem's deposition, she admitted that she had not seen this "Promotion List." (ECF No. 33-4 at 5, Deem Dep. 230:18-21.) Further, Deem testified that the "Promotion List" does not reflect whom she promoted but rather reflects whom she "supported" for promotion. (ECF No. 33-4 at 5-6, Deem Dep. 230:18-231:13.) Therefore, to the extent the parties use the "Promotion List" for anything other than to show who Deem "supported" for promotion, the Promotion List is inadmissible.
In 2007, Defendant hired Plaintiff, male, to work at the National Renewable Energy Lab ("NREL") located in Colorado. (ECF No. 33-5 ¶¶ 2, 4, 7.) NREL is a laboratory that is government-owned and funded by the United States Department of Energy ("DOE") and operated by Defendant. (ECF No. 33-5 ¶¶ 2-3.) In 2008, Plaintiff received a promotion to the title of Manager III for Cyber Security. (ECF No. 33-5 ¶ 5.) From his date of hiring until October 1, 2011, Plaintiff's manager and supervisor was Ms. Jill Deem ("Deem"). (ECF No. 33-5 ¶ 7.) From October 1, 2011 until July 12, 2012, Mr. Bob Hanson ("Hanson") served as Plaintiff's manager and supervisor. (ECF No. 33-5 ¶ 8.)
From October 2008 until November 2011, Plaintiff received yearly performance evaluations
(ECF No. 25-2 at 8, 2011 Performance Review at 8.)
During the course of Plaintiff's employment with Defendant, he attended Safety and Security Quarterly meetings. (ECF No. 33-5 ¶¶ 50-51.) Plaintiff was not precluded from attending Safety and Security Quarterly meetings while employed. (ECF No. 25-6 at 20-21, Borandi Dep. 94:9-95:9.) Plaintiff, however, at some point no longer presented at those meetings. (ECF No. 29-1 at 2, Borandi Aff. ¶ 8.)
In June 2012, Plaintiff met with Ken Powers ("Ken Powers"). (ECF No. 29-1 at 2, Borandi Aff. ¶ 6.) At that meeting, Plaintiff advised Ken Powers of Plaintiff's "concerns about direct funding regarding cyber security, specifically, that money was being inappropriately used by [Deem;] [and, Plaintiff] further expressed concerns about Scott Blumenreich's departure from NREL and the hiring of Mr. [Bob] Hanson [("Hanson")] to fill that position." (ECF No. 29-1 at 2, Borandi Aff. ¶ 6.) Plaintiff believes Defendant failed to follow OMB Circular No. A-122. (ECF No. 28-10 at 8-9, Pl's. Interrog. Answer ¶ 8.)
Defendant terminated Plaintiff on July 12, 2012. (ECF No. 33-5 ¶ 30.) Deem informed Plaintiff that he was terminated. (ECF No. 28-5 at 4, Deem Dep. 113:14-16.) At the time Defendant terminated Plaintiff, NREL had a policy in place called Problem Resolution, Policy Number 5-5.4. (ECF No. 33-5 ¶ 40; ECF No. 25-9, Laboratory-Level Procedure 5-5.4; ECF No. 25-10 at 8-9, Burton Dep. 72:24-73:4.) Problem Resolution 5-5.4 constitutes a "guideline for [Defendant] in dealing with corrective and disciplinary actions" on a "case-by-case basis." (ECF No. 25-10 at 5-6, Burton Dep. 20:1-10, 21:10-18.) At the time Defendant terminated Plaintiff, NREL had a policy in place called Correction and Disciplinary Actions, Policy Number 5-5.5. (ECF No. 33-5 ¶ 43; ECF No. 25-11, Laboratory-Level Procedures 5-5.5.) Corrective and Disciplinary Actions Policy Number 5-5.5 provides that "[d]isciplinary actions can range from an informal discussion with the employee about the matter to immediate involuntary termination of employment." (ECF No. 25-11 at 2, Laboratory-Level Procedures 5-5.5 at 2.)
Subsequent to Plaintiff's termination, Plaintiff met with Ken Powers who served as NREL's COO ("Chief Operating Officer") at the time. (ECF No. 33-5 ¶ 31.)
Prior to Defendant's terminating Plaintiff's employment, Plaintiff did not meet with his line manager or a Human Resource representative to discuss his performance or a corrective action plan. (See ECF No. 28-3 at 2-3, Borandi Dep. 28:19-30:1.) Problem Resolution 5-5.4 provides that a "worker and/or the line manager may request assistance from the Human Resources Office director or the Human Resources Office Representative. Workers may bypass their line manager and other resources and work with a Human Resources Office representative with their problem or concern." (ECF No. 25-9 at 2, Laboratory-Level Procedures 5-5.4 at 2.) Defendant "hope[s]" that either an employee or manager would initiate Problem Resolution Policy Number 5-5.4. (ECF No. 25-10 at 11, Burton Dep. 75:9-22.)
Defendant has used corrective action plans for other managers. (ECF No. 28-7 at 6, Burton Dep. 45:11-14.) Defendant's Human Resource Director believes that a corrective action plans is beneficial for an employee because it clearly defines employer expectations and employee behaviors. (ECF No. 28-7 at 7, Burton Dep. 70:24-71:7.)
Plaintiff had annual performance review meetings with Deem. (ECF No. 29-1 at 2, Borandi Aff. ¶ 5.)
To Deem, Plaintiff questioned her verbally as to how NREL was using DOE money. (ECF No. 28-5 at 3, Deem Dep. 109:19-110:7; ECF No. 28-8 at 3, Blumenreich Aff. ¶¶ 8-10.) At some point, Plaintiff "provided written notification to [Deem] and [her] management team that the monies being spent for things other than Cyber Security was inappropriate." (ECF No. 29-1 at 2, Borandi Aff. ¶ 7.) At some point, Plaintiff went to his supervisor and Defendant's finance department with a concern regarding DOE money being spent for work done in a group other than cyber security. (ECF No. 28-3 at 6, Borandi Dep. 134:21-136:4.) At the time, Plaintiff's supervisor was Hanson. (ECF No. 28-3 at 6, Borandi Dep. 136:3-4.) With the finance department, Plaintiff raised his concern with Sue Budden "who was in charge of the budget at the time." (ECF No. 28-3 at 6, Borandi Dep. 135:17-24.) Plaintiff does not know whether NREL's expenditure of DOE money constituted fraud. (ECF No. 28-3 at 5, Borandi Dep. 128:3-11.)
During Plaintiff's tenure with the Defendant, there were seven males with higher education who were Plaintiff's "peers." (ECF No. 33-5 ¶ 66; ECF No. 25-3 at 5, Pl's. Interrog. Answer ¶ 4.) Defendant terminated three of the seven males. (ECF No. 25-3 at 5, Pl's. Interrog. Answer ¶ 4.) One of the seven males transferred. (ECF No. 25-3 at 5, Pl's. Interrog. Answer ¶ 4.) One of the seven males was advised to seek other opportunities. (ECF No. 25-3 at 5, Pl's. Interrog. Answer ¶ 4.) One of the seven males was demoted. (ECF No. 25-3 at 5, Pl's. Interrog. Answer ¶ 4.) During Plaintiff's tenure with the Defendant, there were four females
Including Plaintiff, and without regard to the period during Defendant employed Plaintiff, Deem terminated the following males
Plaintiff identified that he was treated less favorably than the following females
Plaintiff and Defendant entered into a Nonstandard Tuition Reimbursement Repayment Agreement ("Agreement"). (ECF No. 33-5 ¶ 81.) The Agreement provides, in pertinent part, that "if the employee voluntarily terminates employment or is terminated for cause after completion of tuition reimbursement-funded courses, he or she will be required to reimburse NREL for the cost of the educational assistance as follows:. . . ." (ECF No. 25-15, Agreement.) For either graduate or undergraduate degree or certification, or individual courses, if an employee terminates within 12 months, the employee must repay 100% of Defendant's expenditure. (ECF No. 25-15, Agreement.) In 2011, Defendant paid $17,263.40 for Plaintiff to take courses at Capella University. (ECF No. 33-5 ¶¶ 83, 84.) Plaintiff has not paid or reimbursed Defendant for the tuition payments. (ECF No. 33-5 ¶ 85.)
Under a Title VII disparate treatment claim, a discrimination plaintiff may oppose summary judgment under the direct and indirect methods of proof. Orr v. City of Albuquerque, 417 F.3d 1144, 1149 (10th Cir. 2005) (citation omitted). Plaintiff pursues only the indirect method. (ECF No. 28 at 2-9.)
In this case, Plaintiff brings a "reverse discrimination claim," alleging that Defendant discriminated against him on his gender, male. (See ECF No. 1 ¶ 1 (alleging Defendant "discriminated against the Plaintiff because of his gender").) In a reverse-discrimination case, the Tenth Circuit has modified the McDonnell-Douglas burden shifting analysis wherein the plaintiff is not a member of a historically discriminated against group. Notari v. Denver Water Dep't, 971 F.2d 585, 589 (10th Cir. 1992). Here, Plaintiff is not a member a historically discriminated group. Rather, Plaintiff is male. (See ECF No. 33-5 ¶¶ 2, 4, 7.) Thus, the Tenth Circuit instructs that Plaintiff's burden to establish a prima facie case "requires a stronger showing." Argo v. Blue Cross & Blue Shield of Kan., Inc., 452 F.3d 1193, 1201 (10th Cir. 2006) (citing Notari, 971 F.2d at 589). In a reverse-discrimination claim, the first element of establishing a prima facie case is modified and the plaintiff "must, in lieu of showing that he belongs to a protected group, establish background circumstances that support an inference that the defendant is one of those unusual employers who discriminates against the majority." Argo, 452 F.3d at 1201 (quoting Notari, 971 F.2d at 589). If the plaintiff can make this showing along with the other prima facie elements, the remaining elements of the McDonnell-Douglas burden-shifting method are applied which allow for the defendant to provide a legitimate, non-discriminatory reason for its action which then shifts the burden to the plaintiff to establish that the proffered reason is merely a pretext for discrimination. Mattioda v. White, 323 F.3d 1288, 1291-93 (10th Cir. 2003).
Alternatively, in a reverse-discrimination claim, a plaintiff can demonstrate discrimination without reliance on the modified McDonnell-Douglas analysis by presenting either direct or indirect evidence sufficient "to support a reasonable inference that but for plaintiff's status the challenged decision would not have occurred. Notari, 971 F.2d at 590.
Neither party analyzes Plaintiff's Title VII claim under the correct "reverse-discrimination" rubric. (See generally ECF Nos. 25; 28; 33.) Even as structured by the parties under the lower, traditional prima facie threshold, Argo, 452 F.3d at 1201, however, Plaintiff still fails to set forth a prima facie of discrimination; therefore, Defendant is entitled to summary judgment on Plaintiff's Title VII claim.
To establish a prima facie case for discrimination, Plaintiff must show: (1) he is a member of a protected class; (2) he suffered an adverse employment action; and (3) the challenged action took place under circumstances giving rise to an inference of discrimination. EEOC v. PVNF, LLC, 487 F.3d 790, 800 (10th Cir. 2007)
In a typical Title VII discrimination case, if a plaintiff can show that similarly situated non-minority employees were treated in a more favorable manner, this gives rise to an inference of discrimination and satisfies a plaintiff's prima facie burden. English v. Colo. Dep't of Corrs., 248 F.3d 1002, 1011 (10th Cir. 2001) (citation omitted). Plaintiff argues that Chuck Power's power-point presentation identifies that "all the male employees that worked under [Deem] that have a higher education than she has, have either been "terminated", "ran out", "demoted" and/or "transferred." (ECF No. 28 at 3 (citing ECF No. 25-13, Power Point).) Further, Plaintiff argues that "all the female employees that are in an IT Senior Leadership position under [Deem], are `still in their role.'" (ECF No. 28 at 3 (citing ECF No. 25-13, Power Point).) First, the Court has found that the content of Powers' power-point presentation (ECF No. 25-13) is not admissible. Arguendo, assuming the content of Powers' power-point presentation (ECF No. 25-13) is admissible, Powers' power-point presentation still does not support Plaintiff's contention. Specifically, Plaintiff has failed to eliminate a confounding variable, i.e., higher education among Defendant's employees, and thus, Plaintiff has not properly set forth a similarly situated analysis. See Luster v. Vilsack, 667 F.3d 1089, 1094 (10th Cir. 2011) (holding that to be "probative of discrimination, statistical evidence must `eliminate nondiscriminatory explanations for the disparity'") (quoting Tuner v. Pub. Serv. Co. of Colo., 563 F.3d 1136, 1147 (10th Cir. 2009)); see Aramburu v. Boeing Co., 112 F.3d 1398, 1404 (10th Cir. 1997) (holding that "[a] court should . . . compare the relevant employment circumstances, such as work history and company policies applicable to the plaintiff and the intended comparable employees in determining whether they are similarly situated") (emphasis added) (citing David v. City & Cty. of Den., 101 F.3d 1344, 1359-60 (10th Cir. 1996)). It is not simply males that Deem "terminated," "ran out," "demoted," and/or "transferred." Rather, it is male employees with "a higher education" which is in contrast to the males and females without higher education who remain in their roles. (ECF No. 25-13 at 2, 6, Power Point at 2, 6.) Further, Plaintiff has not shown that female employees with similar job performances as him were not terminated. (See generally ECF No. 28.)
For similar reasons, the fact that "some female employees also openly objected to DOE funding being spent by [Deem] . . . [but] `were not targeted in any fashion'" fails to establish an inference of discrimination. (ECF No. 28 at 4.) Again, Plaintiff fails to eliminate potentially confounding variables, i.e., the differences in higher education as well as job performances.
The Tenth Circuit has held that "the obligation imposed by Title VII is to provide an equal opportunity for [all] . . ., without regard to whether members of the applicant's [sex] are already proportionately represented in the work force." Pitre v. W. Elec. Co., Inc., 843 F.2d 1262, 1272 (10th Cir. 1988) (quoting Furnco Constr. Co. v. Waters, 438 U.S. 567, 579 (1978)). Further, the Tenth Circuit has held that hiring or promoting a member of a protected class is insufficient to insulate the employer from liability. Pitre, 843 F.3d at 1272 (citations omitted). Thus, the fact that Defendant hired a male to replace a male (when it hired Hanson to replace Blumenreich (ECF No. 28-8 at 3, Blumenreich Aff. ¶¶ 5-6)), does not insulate itself from liability. See Pitre, 843 F.2d at 1272-73.
Plaintiff attempts to analogize Blumenreich's termination to his own. (ECF No. 28 at 4 n.4.) Plaintiff fails, however, to argue and support with materially disputed facts that Deem's "reducing [Plaintiff's] pronounced role as the manager of cyber security" led to his termination. (See generally ECF Nos. 28; 28-8 at 4, Blumenreich Aff. ¶ 12.) Further, Plaintiff has not shown that the mere "alteration" of Plaintiff's job responsibilities, from a presenter to a non-presenter at security meetings, is an actionable adverse employment action. See Sanchez v. Den. Pub. Schs., 164 F.3d 527, 532 (10th Cir. 1998) (citations omitted).
Plaintiff argues that "[e]stablishing an inference of discriminatory conduct further, is the veracity of the [Defendant's] claim that [Deem] has never been the subject of a complaint of unfair treatment; retaliation and/or discriminatory behavior." (ECF No. 28 at 4.) Plaintiff's argument is misplaced. It goes to Defendant's credibility and at this matter's procedural posture, the Court has construed all facts in a light most favorable to Plaintiff.
A plaintiff may plead himself out of a cause of action by alleging facts which undermine his claim. See Henderson v. Sheahan, 196 F.3d 839, 846 (7th Cir. 1999); see also Blumhagen v. Sabes, Case No. 94-8022, 78 F.3d 597 (10th Cir. Mar. 4, 1996) (unpublished).
Plaintiff undermines his Title VII claim by admitting that Deem was "trying to find a way to get rid of [him]" because he disagreed with her about the way to implement the risk management approach at NREL. (ECF No. 33-5 ¶ 53; ECF No. 25-6 at 22, Borandi Dep. 98:2-23.) Clearly, a disagreement about the "way to implement the risk management approach" has nothing to do with one's gender.
Further, Plaintiff undermines his Title VII claim by admitting that Deem terminated male employees, including himself, when she felt overwhelmed or challenged by them. (ECF No. 25-3 at 7, Pl's. Interrog. Answer ¶ 6.) Plaintiff does not present the Court with a disputed material fact that Deem discharged him solely based upon his gender as opposed to his gender and a confounding variable, such as her feeling "overwhelmed or challenged" by him.
Additionally, Plaintiff undermines his Title VII claim by admitting that it was only males with higher education who Deem targeted. (ECF No. 33-5 ¶ 66; ECF No. 25-3 at 5, Pl's. Interrog. Answer ¶ 4.) Again, Plaintiff does not eliminate a confounding variable, i.e., higher education, in the analysis as to how Deem treated males as opposed to females. Plaintiff concedes this fact when he argues that he "had a concern that certain male employees were being treated differently than female employees." (ECF No. 28 at 3 (emphasis added).)
Under the rubric of pretext, Plaintiff makes several arguments for how Defendant's reason to terminate him is pretextual. (ECF No. 28 at 5-9.) Even though Plaintiff makes these arguments under the pretext rubric, the Court has considered Plaintiff's arguments and does not find that these arguments support a finding of discriminatory indicia on the basis of Plaintiff's gender.
Specifically, with respect to Defendant's allegedly violating its own policies, Plaintiff's argument fails because Plaintiff does not support this argument with admissible evidence that Defendant followed its policies with regard to other terminations for similar performance deficiencies and those individuals were similarly situated to him in all material respects. The Court acknowledges that Defendant has placed other managers in corrective actions plan for deficient performances (ECF No. 28-7 at 6, Burton Dep. 45:11-14), which is in contrast to Plaintiff's situation, but Plaintiff fails to identify who these other managers were, their genders, and whether they had similar performance deficiencies. (See generally ECF No. 28.) Further, Corrective and Disciplinary Actions Policy Number 5-5.5 provides that "[d]isciplinary actions can range from an informal discussion with the employee about the matter to immediate involuntary termination of employment." (ECF No. 25-11 at 2, Laboratory-Level Procedures 5-5.5 at 2 (emphasis added).) Thus, it was not necessary that Defendant advise Plaintiff of his performance deficiencies prior to terminating his employment. (See id.)
Specifically, with respect to Plaintiff's argument that he welcomed the switch the risk-management approach, Plaintiff's and non-management's subjective opinions that Plaintiff "embraced and led Risk Management and cyber security within the company" (ECF No. 28 at 5-6) carry no weight before the Court. See Johnson v. N.T.I., 944 F.Supp. 839, 841 (D. Colo. 1996) (holding that absent additional specific evidence, a plaintiff's "conclusory allegations and subjective beliefs" were insufficient to establish pretext) (citation omitted). Plaintiff in support of his argument cites Blumenreich's affidavit as to when the latter held the position Deputy Chief Information Officer and managed Plaintiff. (See ECF No. 28 at 6 (citing ECF No. 28-8, Blumenreich's Aff.) But Blumenreich did not serve as Plaintiff's manager at the time Defendant terminated Plaintiff. (ECF No. 33-5 ¶ 8.) Therefore, Blumenreich cannot opine as to Defendant's reasoning at the time it terminated Plaintiff's employment.
Because Plaintiff has failed to establish a prima facie case of discrimination, the Court does not need to reach the issue as to whether Defendant's articulated reason for terminating Plaintiff is pretext for discrimination. See Sorenson v. City of Aurora, 984 F.2d 349, 352 (10th Cir. 1993) (citations omitted).
The Tenth Circuit has held that "if the court relies on new materials or new arguments in a reply brief, it may not forbid the nonmovant from responding to these new materials." Pippin v. Burlington Resources Oil & Gas Co., 440 F.3d 1186, 1192 (internal quotation and citations omitted). "When a party puts forth new arguments in a reply brief, a court may avoid error by either: (1) choosing not to rely on the new arguments in determining the outcome of the motion; or (2) permitting the nonmoving party to file a surreply." E.E.O.C. v. Outback Steak House of Fla., Inc., 520 F.Supp.2d 1250, 1260 (D. Colo. 2007) (citing Pippin, 440 F.3d at 1192). Here, Defendant did not move for summary judgment on Plaintiff's claim on the basis of wrongful discharge in violation of Colorado's public policy. (See generally ECF No. 25.) Rather, Defendant moved on the basis that it did not retaliate against Plaintiff in violation of Title VII. (ECF No. 25 at 11-16.) But Plaintiff did not plead such a claim. (See generally ECF No. 1.) Ordinarily, because Defendant did not move for summary judgment as a matter of law with respect to Plaintiff's state-law claim, the Court would find that Defendant has waived that argument. See Pippin, 440 F.3d at 1192 (holding that "if the district court does preclude a surreply, then the court can avoid error only by not relying on the new materials and arguments in the movant's reply brief") (citation omitted); see also Robertson, 78 F. Supp. 2d at 1146. But the Tenth Circuit makes an exception to its rule that it does not review issues raised for the first time in a reply brief, "when the new issue argued in the reply brief is offered in response to an argument raised in the [plaintiff's] brief." In re Gold Resource Corp. Sec. Litig., 776 F.3d 1103, 1119 (quoting Beaudry v. Corr. Corp. of Am., 331 F.3d 1164, 1166 n.3 (10th Cir. 2003)). Plaintiff goes beyond arguing that Defendant waived its argument that it is entitled to summary judgment on the wrongful discharge claim because he proffers that his claim meets the elements necessary to state a claim. Thus, Defendant is permitted to reply to this argument. See In re Gold Resource Corp. Sec. Litig., 776 F.3d at 1119 (quotation omitted).
For the first time in its reply brief, Defendant argues that it is entitled to summary judgment on Plaintiff's wrongful discharge in violation of Colorado's public policy because such a claim is analyzed under the same rubric as a Title VII retaliation claim. (ECF No. 33 at 14-18). Clearly, this argument is "new" and should have been raised prior to the reply brief. Further, the Court is not persuaded that the claims are analyzed under the same rubric. Defendant's reliance upon Paloni v. City of Albuquerque Police Department, 212 F. App'x 716 (10th Cir. 2006) (unpublished), is misplaced. In Paloni, the plaintiff alleged violations of New Mexico state law for constructive discharge, a First Amendment claim of retaliatory discharge, and a claim under Title VII. Id. at *718. None of the claims in Paloni involves a wrongful discharge in violation of public policy which is the second claim at issue in this matter.
The Colorado Supreme Court has stated that
Martin Marietta Corp. v. Lorenz, 823 P.2d 100, 109 (Colo. 1992) (Lorenz). In Lorenz, the Colorado Supreme Court articulated that an employee establishes a prima facie case of wrongful discharge in violation of public policy by presenting evidence that:
Lorenz, 823 P.2d at 109.
Subsequently, the Colorado Supreme Court expressed that the "public-policy exception is grounded in the notion that an employer should be prohibited from discharging an employee with impunity for reasons that contravene widely accepted and substantial policies." Crawford Rehab. Servs., Inc. v. Weissman, 938 P.2d 540, 552 (Colo. 1997). For this reason, it is acknowledged that the "dismissal of an employee can jeopardize public policy when the employee has engaged in conduct consistent with public policy without a request by the employer to violate public policy" or a request by the employer to avoid taking actions consistent with public policy. Fitzgerald v. Salsbury Chem., Inc., 613 N.W.2d 275, 288 (Iowa 2000). Therefore, the Court's "focus is on the adverse actions of the employer in response to the protected actions of the employee, not [on] the actions of the employer which may give rise to the protected actions of the employee." Fitzgerald, 613 N.W.2d at 288. To deny a plaintiff this cause of action under circumstances in which the employer has not (1) directed the employee to take action in violation of public policy or (2) prohibited the employee from taking action to expose a violation of public policy—would be to condone the employer's breach of a duty which is not to discharge an employee for attempting to correct an illegal act. See Cummins v. EG & G Sealol, Inc., 690 F.Supp. 134, 139 (D.R.I. 1988). That is why one court within the District of Colorado
Mullin v. Hyatt Residential Group, Inc., Case No. 13-CV-248-WJM-NYM, 2015 WL 1064169, at *3 (D. Colo. Mar. 9, 2015) (internal quotations and citations omitted)
Defendant argues that Plaintiff's claim fails because he "did not complain to anyone in a position of authority to address his alleged concerns/whistleblowing prior to his termination; and, [] Plaintiff's complaints did not constitute protected whistleblowing activity." (ECF No. 33 at 15.) Further, Defendant argues that Plaintiff's claim fails because Plaintiff has not alleged that he made complaints of fraud. (ECF No. 33 at 17.) The Court is not persuaded by Defendant's arguments.
First, Plaintiff, with the Court's taking the facts in a light most favorable to him as the non-movant, complained to Ken Powers, in June 2012 regarding Deem's alleged unlawful use of federal funds. (ECF No. 29-1 at 2, Borandi Aff. ¶ 6.) Defendant correctly points out that Plaintiff testified that he met with Ken Powers in July 2012 after he was terminated. (ECF No. 33-5 ¶ 31.) But Plaintiff's affidavit is not inconsistent with his deposition testimony. Rather, it reflects two meetings. Defendant does not present the Court with facts which indicate that Plaintiff has admitted that he met with Ken Powers solely subsequent to Defendant's terminating his employment. (See generally ECF Nos. 25; 33.) Therefore, the Court can consider Plaintiff's affidavit since it is not an attempt to create a sham fact issue. See Burns v. Bd. of Cty. Comm'rs of Jackson Cty., 330 F.3d 1275, 1281-82 (10th Cir. 2003) (citation omitted).
Second, Plaintiff did make an internal complaint to an individual (Ken Powers) who could act on his whistleblowing claim regarding Deem's inappropriate use of federal funds. (ECF No. 29-1 at 2, Borandi Aff. ¶ 6.) Defendant argues that Plaintiff "did not file any internal or external complaints about his interactions and frustrations with [Deem]." (ECF No. 33 at 15 (citing ECF No. 33-5 ¶ 29).) But Plaintiff's admitting that he did not file any internal complaints regarding his "interactions and frustrations" is not the same as Plaintiff's position that he complained about his concern regarding Deem's misappropriation of federal funds. (ECF No. 29-1 at 2, Borandi Aff. ¶ 6.) Defendant should have been more precise in its questioning of Plaintiff or it should have more precisely asserted statements of undisputed material facts.
Third, at some point prior to Defendant's terminating Plaintiff's employment, Plaintiff went to his supervisor, Hanson, with a concern regarding DOE money being spent for work done in a group other than cyber security. (ECF No. 28-3 at 6, Borandi Dep. 134:21-136:4.)
Fourth, Plaintiff complained of potential misappropriation of federal funds. (ECF No. 29-1 at 2, Borandi Aff. ¶ 6.) While it is accurate that Plaintiff cannot state that Defendant's expenditures constituted fraudulent activity, it is disputed as to whether or not Defendant's actions were fraudulent or violated federal policy. (ECF No. 33-5 ¶ 64 (citing ECF No. 28-3 at 5, Borandi Dep. 126:13-128:11); ECF No. 28-10 at 8-9, Pl's. Interrog. Answer ¶ 8 (identifying that Plaintiff believes Defendant failed to follow OMB Circular No. A-122).) In Kearl v. Portage Envtl., Inc., 205 P.3d 496, 499 (Colo. App. 2008), the Colorado Court of Appeals held that the tort of wrongful discharge in violation of public policy extends to internal "whistleblowing" activities regarding activities that impact the public such as that at issue in this matter.
Thus, disputed material facts exist as to whether Plaintiff complained to someone in a position of authority regarding a public policy issue prior to Defendant's terminating him. As such, Defendant is not entitled to summary judgment on Plaintiff's wrongful discharge in violation of public policy claim.
The elements for breach of contract claim under Colorado law are: (1) the existence of a contract; (2) performance by the plaintiff or some justification for nonperformance; (3) failure to perform the contract by the defendant; and (4) resulting damages to the plaintiff. PayoutOne v. Coral Mortg. Bankers, 602 F.Supp.2d 1219, 1224 (D. Colo. 2009) (citation omitted).
Preliminarily, the Court notes that there is a confounding issue that neither party addresses. Neither party disputes that Plaintiff and Defendant entered into the Agreement. (ECF No. 33-5 ¶ 81 (citing ECF No. 25-3 at 15, Pl's. Admissions ¶¶ 1-2; ECF No. 25-15, Agreement).) The Agreement (ECF No. 25-15) presented to the Court, however, is between Plaintiff and NREL. Further, the parties agree that NREL is a separate entity than Defendant. (ECF No. 33-5 ¶¶ 2-4.) Thus, the Court finds a discrepancy between the parties' stipulation and the document relied upon in support of Defendant's motion for summary judgment. Nonetheless, the Court's ruling need not rest on this issue.
Defendant moves for summary judgment on the basis that Plaintiff has breached the Agreement between the parties by failing to repay his tuition reimbursement. (ECF No. 25 at 16-17.) The Agreement provides, in pertinent part, that "if the employee voluntarily terminates employment or is terminated for cause after completion of tuition reimbursement-funded courses, he or she will be required to reimburse NREL for the cost of the educational assistance as follows:. . . ." (ECF No. 25-15, Agreement.) The Agreement does not define "cause." (See generally ECF No. 25-15, Agreement.) Defendant has cited no record material that defines terminable offenses. (See generally Dkt.) Defendant has cited no record material that it has terminated other employees for similar performance deficiencies to Plaintiff's. (See generally Dkt.) At the time Defendant terminated Plaintiff's employment, Defendant did not provide Plaintiff with a reason. (ECF No. 29-1 at 2, Borandi Aff. ¶ 9.)
In Weir v. Anaconda Co., 773 F.2d 1073, 1080 (10th Cir. 1985), the Tenth Circuit held that because there was no definition of "cause" in the applicable agreement, a district court could properly resort to the term's ordinary meaning. "Cause" as defined by the district court in Weir, is a shortcoming in performance which is detrimental to the discipline or efficiency of the employer. Id. Incompetency or inefficiency or some other cause within the control of the employee which prohibits him from properly completing his task is also included within the definition. Id. A discharge for cause is one which is not arbitrary or capricious, nor is it unjustified or discriminatory. Id. (Citations omitted)
By not providing Plaintiff with a reason for terminating him, the Court finds a material factual issue as to whether the discharge was arbitrary or capricious at the time Defendant made the decision.
The Court has not addressed whether Defendant's stated reason to terminate Plaintiff, that as result of the shift to the risk management approach, Plaintiff's performance began to deteriorate which led to his termination (ECF No. 25 at 8-10 (citing ECF No. 25-2, 2011 Performance Evaluation)), is the actual reason for his termination. Defendant articulated this reason as non-discriminatory and proffered it in the context of the McDonnell-Douglas analysis. The Court finds that Defendant's reason for terminating Plaintiff is disputed. (See ECF Nos. 25 at 8-10; 28 at 5-9.) The Court reaches this holding especially in light of the fact that Defendant gave no reason at the time of Plaintiff's termination (ECF No. 29-1 at 2, Borandi Aff. ¶ 10). Moreover, a non-discriminatory reason is not synonymous with "cause."
Thus, Defendant fails to carry its burden that the material facts establish that it is entitled to judgment as a matter of law on its breach of contract claim.
"To recover in quantum meruit, a plaintiff must demonstrate that: (1) at plaintiff's expense; (2) defendant received a benefit; (3) under circumstances that would make it unjust for defendant to retain the benefit without paying." Dudding v. Norton Frickey & Assocs., 11 P.3d 441, 446 (Colo. 2000) (citation omitted and emphasis added). For reasons articulated previously (see supra Section III.C.2), the Court finds a material factual issue as to whether the discharge was for "cause" such that if it were not, then it would not be "unjust" for Plaintiff not to repay Defendant.
Thus, Defendant fails to carry its burden that the material facts establish that it is entitled to judgment as a matter of law on its quantum meruit claim.
Based on the foregoing, the Court:
(1) GRANTS, in part, and DENIES, in part, Defendant's motion for summary judgment (ECF No. 25), to wit, the Court:
(i) GRANTS Defendant's motion for summary judgment on Plaintiff's Title VII discrimination claim (ECF No. 1 ¶¶ 31-37);
(ii) DENIES Defendant's motion for summary judgment on Plaintiff's unlawful discharge in violation of Colorado public policy claim (ECF No. 1 ¶¶ 38-42);
(iii) DENIES Defendant's motion for summary judgment on its counter-claim for breach of contract (ECF No. 10, Countercl. ¶¶ 12-19); and
(iv) DENIES Defendant's motion for summary judgment on its counter-claim for quantum meruit (ECF No. 10, Countercl. ¶¶ 20-28).