TED STEWART, District Judge.
Plaintiff filed her Complaint in this matter on March 13, 2017. This case was subsequently referred to the Magistrate Judge pursuant to 28 U.S.C. § 636(b)(1)(B). The Magistrate Judge issued a Report and Recommendation on August 30, 2018, recommending the decision of the Commissioner be affirmed. Plaintiff has objected to the Report and Recommendation and Defendant has responded. This matter is before the Court for consideration of the Report and Recommendation. For the reasons discussed below, the Court sustains in part and overrules in part Plaintiff's Objection, adopts the Report and Recommendation in part, and remands this matter for further proceedings.
Pursuant to 28 U.S.C. § 636(b), a party has 14 days after being served with a copy of the Report and Recommendation to file an objection. Plaintiff has filed an objection to the Magistrate Judge's Report and Recommendation. As Plaintiff has objected, the Court reviews the Report and Recommendation de novo.
On August 20, 2013, Plaintiff filed an application for disability insurance benefits, alleging disability beginning on November 1, 2012. The claim was denied initially and upon reconsideration. Plaintiff then requested a hearing before an administrative law judge ("ALJ"), which was held on January 6, 2016.
The ALJ issued a decision on March 30, 2016, finding that Plaintiff was not disabled. The ALJ followed the five-step sequential evaluation process in deciding Plaintiff's claim. At step one, the ALJ determined that Plaintiff had not engaged in substantial gainful activity since November 1, 2012, the alleged onset date. At step two, the ALJ found that Plaintiff had a number of medically determinable impairments, but none of them were severe. As a result, the ALJ found that Plaintiff was not disabled.
The Appeals Council denied Plaintiff's request for review on February 3, 2017, making the ALJ's decision the Commissioner's final decision for purposes of judicial review.
Plaintiff first asserts that the ALJ erred in his step two analysis. Plaintiff argues that the ALJ erred in finding that her diarrhea, neuropathy, and cognitive impairments were not severe. Plaintiff next argues that the ALJ erred in his treatment of medical opinion evidence. The Court will discuss each argument in turn.
At step two of the sequential evaluation, the issue is whether the claimant suffers from at least one "severe" medically determinable impairment. Plaintiff argues that the ALJ erred in failing to find Plaintiff's diarrhea, neuropathy, and cognitive impairments to be severe impairments.
An impairment is "severe" if it "significantly limits [a claimant's] physical or mental ability to do basic work activities."
Plaintiff complained to her doctor of diarrhea and incontinence beginning on July 25, 2013.
On September 16, 2013, Plaintiff again complained of ongoing diarrhea, dating back to the previous November.
Plaintiff again complained of diarrhea on January 22, 2014.
On June 26, 2014, Plaintiff complained of both fecal and urinary incontinence.
At the hearing before the ALJ, Plaintiff testified that she had ongoing problems with diarrhea and incontinence, needing to go to the bathroom up to eight times a day. Plaintiff further stated that she wears adult protective undergarments due to her incontinence.
As set forth above, the ALJ found that Plaintiff's incontinence was a medically determinable impairment, but was not severe. In his decision, the ALJ stated that Plaintiff complained of diarrhea and incontinence on three occasions: July 25, 2013, September 16, 2013, and January 22, 2014. The ALJ stated that Plaintiff "did not complain about having diarrhea or incontinence to her treating providers after this."
The ALJ is not required to discuss in detail each piece of evidence, but the record must demonstrate that the ALJ considered all of the evidence.
Here, the ALJ incorrectly noted that Plaintiff had only complained of diarrhea three times and had not complained about having diarrhea or incontinence after January 2014.
The ALJ also found Plaintiff's incontinence to be non-severe because Plaintiff was not prescribed other treatment after Dr. Johnson prescribed Imodium. However, in his June 26 treatment notes, Dr. Johnson noted Plaintiff could not afford surgery, which may provide an explanation as to why no further treatment was prescribed. But, as stated, the ALJ did not address this.
The ALJ also relied on the state agency physicians who opined that Plaintiff's physical impairments were non-severe. However, those opinions were rendered on November 11, 2013, and February 12, 2014, respectively.
Based upon the above, remand is required to allow the Commissioner to weigh all of the medical evidence relevant to determining whether Plaintiff's incontinence is a severe impairment, including the June 26, 2014 treatment notes.
Plaintiff argues that the ALJ erred in finding her neuropathy non-severe. The ALJ stated that the medical evidence did not establish that Plaintiff had peripheral neuropathy in her hands or feet and that Plaintiff had not complained of numbness, tingling, pain or other neuropathic symptoms.
The Commissioner argues that remand is not required because the evidence does not show that Plaintiff experienced any significant limitations as a result of neuropathy. The Commissioner points to a number of normal foot examinations during the relevant period and to the fact that Plaintiff often did not report numbness or tingling in her feet. The Commissioner also notes that Plaintiff was able to exercise throughout the relevant period and that her treating physician opinioned that she could stand for two hours at a time and four hours total, and walk for 15 minutes at a time and two hours total.
While the Commissioner has presented good arguments in support of the ALJ's decision, the bulk of those arguments are post-hoc rationalizations not present in the ALJ's decision.
Plaintiff next argues that the ALJ erred in his determination that Plaintiff's cognitive impairments were non-severe. Plaintiff's claim relating to cognitive impairments is based on the Wechsler Adult Intelligence Scale ("WAIS") examination completed by Lori Kotter, Psy.D. The ALJ afforded partial weight to Dr. Kotter's opinion. The ALJ found that the WAIS examination supported Dr. Kotter's opinion that Plaintiff did not have borderline intellectual functioning or intellectual disability. However, the ALJ found that the evidence did not support Dr. Kotter's opinion that Plaintiff would have difficulty performing visual-spatial tasks and tasks that require quick and efficient processing.
Plaintiff argues that the ALJ's analysis is internally inconsistent, that the ALJ substituted his judgment for that of Dr. Kotter's, and that his evaluation was flawed. All of these arguments collapse into the determination of whether the ALJ's evaluation of Dr. Kotter's opinions was proper, which is discussed below.
Plaintiff next challenges the ALJ's evaluation of the medical opinion evidence. The ALJ, in reviewing the opinions of treating sources, must engage in a sequential analysis.
This does not end the analysis, however. Even if a physician's opinion is not entitled to controlling weight, that opinion must still be evaluated using certain factors.
After considering these factors, the ALJ must give good reasons for the weight he ultimately assigns the opinion.
Plaintiff's primary care physician, Dr. Johnson, completed a form entitled Physician's Assessment of Physical Capacities.
The ALJ found that Dr. Johnson's annotation—that Plaintiff was able to function quite well—was entitled to great weight because his treatment records did not document that Plaintiff had functional limitations due to her impairments. However, the ALJ found that Dr. Johnson's opinions contained in the Physician's Assessment of Physical Capacities were only entitled to partial weight. In particular, the ALJ found that Dr. Johnson's opined exertional limitations lacked objective support in the record and were inconsistent with the observation that Plaintiff could function quite well.
Plaintiff disputes the ALJ's conclusion that the record failed to demonstrate that Plaintiff had functional limitations. Plaintiff points to evidence in the record demonstrating shortness of breath and dyspnea. By pointing to this evidence, however, Plaintiff is asking the Court to reweigh the evidence and substitute its judgment for that of the ALJ, which it cannot do.
Here, the ALJ followed the correct legal standard and provided good reasons, supported by the evidence, for the weight he gave to Dr. Johnson's opinions. Therefore, the Court must reject Plaintiff's argument that the ALJ's analysis of Dr. Johnson's opinions was erroneous. However, upon remand, the ALJ may want to reconsider his analysis of Dr. Johnson's opinions in light of the above.
Plaintiff next takes issue with the ALJ's treatment of Dr. Kotter's opinions. As set forth above, the ALJ afforded partial weight to Dr. Kotter's opinion. The ALJ found that the WAIS examination supported her conclusion that Plaintiff did not have borderline intellectual functioning or intellectual disability. However, the ALJ found that the evidence did not support Dr. Kotter's opinion that Plaintiff would have more difficulty performing visual-spatial tasks and tasks that require quick and efficient processing.
Plaintiff argues that the ALJ improperly substituted his judgment for that of Dr. Kotter and impermissibly selected from her opinions those portions that support a finding of nondisability. Plaintiff is correct that the ALJ cannot substitute his judgment for that of Dr. Kotter
Finally, Plaintiff challenges the ALJ's evaluation of the state agency physicians, whose opinions he gave great weight. Plaintiff argues that the ALJ failed to evaluate these opinions using the proper framework and that the opinions should not have been given great weight because they were based on a review of an incomplete record. Because remand is necessary for the reasons discussed above, the ALJ should reconsider the weight he assigned to the state agency physicians in light of Plaintiff's subsequent medical developments. The ALJ may also consider asking for updated opinions from state agency physicians who will consider all the medical evidence.
It is therefore
ORDERED that Plaintiff's Objection (Docket No. 21) is SUSTAINED in part and OVERRULED in part. It is further
ORDERED that the Magistrate Judge's Report and Recommendation (Docket No. 20) is ADOPTED IN PART as set forth above. It is further
ORDERED that the ALJ's decision is REVERSED AND REMANDED pursuant to sentence four of 42 U.S.C. § 405(g) for the purposes of conducting additional proceedings as set forth herein.