SUSAN ILLSTON, District Judge.
Eddie Chau filed this pro se prisoner's civil rights action under 42 U.S.C. § 1983, claiming that defendants violated his rights under the First Amendment's Free Exercise Clause, RLUIPA, and the Fourteenth Amendment's Equal Protection Clause based on their decisions that caused him to be denied access to group religious activities for approximately three weeks. Defendants now move for summary judgment against Chau, and Chau opposes the motion. For the reasons discussed below, the motion will be granted and judgment entered in defendants' favor.
The following facts are undisputed, unless otherwise noted:
The events at issue in this action occurred on and after August 22, 2011 at Salinas Valley State Prison's Facility A, where Chau was an inmate. Defendant R. Binkele was the facility captain of Facility A, defendant J. Young was a prison chaplain, and defendant A. Solis was the chief deputy warden at the prison.
One of the disruptive groups at Salinas Valley was the "2-5" disruptive group, which was comprised primarily, but not exclusively, of Hispanic and Latino inmates.
After prison officials stopped the riot, they implemented a modified program on Facility A for all known members and associates of the "2-5" and "Mexican Nationals" disruptive groups. Under the modified program, affected inmates were not allowed dayroom or exercise yard access, inmate jobs were suspended, all out-of-cell inmate movement was under escort and in restraints, inmates were fed in their cells, and inmates had to conduct any religious worship in their cells. The disallowance of religious group activities applied to all affected inmates, regardless of religious affiliation.
Chau was among the inmates put on the modified program. Facility staff put Chau on the modified program because confidential information in his prison file showed that he was an associate of the "2-5" disruptive group since at least 2010. As a result of his placement on the modified program, Chau was denied access to group religious services out-of-his-cell. He was denied access to Jumu'ah (Friday prayer which is "an obligatory practice of Islam)," "all Islamic study classes," "participation in Ramadan (the month of fasting obligatory to Islam) with other Muslim prisoners," and "all group prayer and communal study services." Docket # 1 at 7.
On September 8, 2011, prison staff began incremental releases of the inmates on modified program in Facility A. Five inmates from each disruptive group in each housing unit were released to the exercise yard or the dayroom. When there were no additional incidents of violence, staff determined that it was safe to return the facility to normal program. On September 13, 2011, Facility A was returned to normal program and the modified program was terminated, about three weeks after it had begun.
Chau was on the religious services list for August 2011. When the modified program was implemented after the August 22, 2011 riot, he was unable to attend group religious services because he was subject to the modified program. Chau could not leave his cell to participate in some special Ramadan services, Jumu'ah, Islamic study classes, and group prayer. He was, however, able to engage in the in-cell observance of Ramadan, engage in other in-cell worship and could meet with the Islamic services chaplain at this cell to discuss spiritual matters upon request. After the modified program was lifted in mid-September, captain Binkele approved Chau to attend group Islamic services for the following month, October 2011.
Chau submitted a grievance on August 25, 2011 contending that he was not a member of the "2-5" disruptive group and therefore was wrongly put on the modified program and removed from the religious services list. Defendant Binkele, as Facility A captain, signed the first level decision that rejected Chau's inmate appeal.
Federal Rule of Civil Procedure 12(b)(6) permits a defendant to move to dismiss on the ground that there is a "failure to state a claim upon which relief may be granted." A motion to dismiss should be granted if plaintiff fails to proffer "enough facts to state a claim to relief that is plausible on its face." Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007) (abrogating Conley v. Gibson, 355 U.S. 41 (1957)). The court "must accept as true all of the factual allegations contained in the complaint," Erickson v. Pardus, 551 U.S. 89, 94 (2007), and must construe pro se pleadings liberally, Hebbe v. Pliler, 627 F.3d 338, 341-42 (9th Cir. 2010).
Chau alleges a claim for a violation of his rights under the Religious Land Use and Institutionalized Persons Act ("RLUIPA"), 42 U.S.C. § 2000cc-1. RLUIPA does not authorize suits against state actors acting in their individual capacity. Wood v. Yordy, 753 F.3d 899, 904 (9th Cir. 2014). Chau was the master of his complaint and explicitly wrote that he sued the remaining three defendants only in their individual capacities. See Docket # 1 at 6. An RLUIPA claim for damages against them fails as a matter of law. Defendants are entitled to dismissal of the RLUIPA claim for damages.
Summary judgment is proper where the pleadings, discovery and affidavits show that there is "no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The Court will grant summary judgment "against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial . . . since a complete failure of proof concerning an essential element of the nonmoving party's case necessarily renders all other facts immaterial." Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986) (a fact is material if it might affect the outcome of the suit under governing law, and a dispute about a material fact is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party"). The moving party bears the initial burden of identifying those portions of the record which demonstrate the absence of a genuine issue of material fact. The burden then shifts to the nonmoving party to "go beyond the pleadings and by her own affidavits, or by the `depositions, answers to interrogatories, and admissions on file,' designate `specific facts showing that there is a genuine issue for trial.'" Celotex, 477 U.S. at 324 (citation omitted). The court's function on a summary judgment motion is not to make credibility determinations or weigh conflicting evidence with respect to a disputed material fact. See T.W. Elec. Serv. v. Pacific Elec. Contractors Ass'n, 809 F.2d 626, 630 (9th Cir. 1987). The evidence must be viewed in the light most favorable to the nonmoving party, and the inferences to be drawn from the facts must be viewed in a light most favorable to the nonmoving party. See id. at 631.
A verified complaint may be used as an opposing affidavit under Rule 56, as long as it is based on personal knowledge and sets forth specific facts admissible in evidence. See Schroeder v. McDonald, 55 F.3d 454, 460 & nn.10-11 (9th Cir. 1995) (treating plaintiff's verified complaint as opposing affidavit where, even though verification not in conformity with 28 U.S.C. § 1746, plaintiff stated under penalty of perjury that contents were true and correct, and allegations were not based purely on his belief but on his personal knowledge). Here, Chau's verified complaint is considered along with the evidence in his opposition (Docket # 43) in evaluating the motion for summary judgment.
The First Amendment provides that "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof." U.S. Const. amend I. "The first of the two Clauses, commonly called the Establishment Clause, commands a separation of church and state. The second, the Free Exercise Clause, requires government respect for, and noninterference with, the religious beliefs and practices of our Nation's people." Cutter v. Wilkinson, 544 U.S. 709, 719 (2005). The free exercise right is necessarily limited by the fact of incarceration, and may be curtailed in order to achieve legitimate correctional goals or to maintain prison security. See O'Lone v. Shabazz, 482 U.S. 342, 348-49 (1987). In order to prevail on a free exercise claim, a prisoner must show a defendant burdened the practice of his religion without any justification reasonably related to legitimate penological interests. See Shakur v. Schriro, 514 F.3d 878, 883-84 (9th Cir. 2008).
Chau has offered evidence that he was a practicing Muslim and was denied access to out-of-cell religious services, at least some of which were obligatory for his Islamic religion. The court will assume for present purposes that his statements in his verified complaint are sufficient for a reasonable jury to conclude that he had a sincerely held religious belief in the need for participation in group religious services for Jumu-ah, Ramadan and group prayer. The analysis of his free exercise claim thus proceeds to a consideration of whether the denial of access to these group religious services was reasonably related to legitimate penological interests. See O'Lone, 482 U.S. at 349 (citing Turner v. Safley, 482 U.S. 78, 89 (1987)).
The Supreme Court has identified four factors for courts to consider when determining whether a regulation or practice is reasonably related to legitimate penological interests: (1) whether there is a "`valid, rational connection' between the prison regulation and the legitimate governmental interest put forward to justify it," (2) "whether there are alternative means of exercising the right that remain open to prison inmates," (3) "the impact accommodation of the asserted constitutional right will have on guards and other inmates, and on the allocation of prison resources generally," and (4) the "absence of ready alternatives," or, in other words, whether the rule at issue is an "exaggerated response to prison concerns." Turner, 482 U.S. at 89-90 (citation omitted). The task in considering the Turner factors is not to balance the four factors, but, rather, to determine whether the state shows a "reasonable" relation between the policy and legitimate penological objectives, rather than simply a "logical" one. Beard v. Banks, 548 U.S. 521, 533 (2006). While all justifiable inferences must be drawn in the non-movant prisoner's favor with respect to matters of disputed fact, the Court's inferences must accord deference to the views of prison authorities in disputed matters of professional judgment. See id. at 529-30. Unless a prisoner can point to evidence showing the policy is not reasonably related to legitimate penological objectives, sufficient to allow him to prevail on the merits, he cannot prevail at the summary judgment stage. Id. at 530.
With respect to the first Turner factor, the undisputed evidence shows a rational and valid connection between a legitimate government purpose and the implementation of the modified program that caused Chau to be unable to attend group religious services. Prison security is a compelling government interest, see Cutter v. Wilkinson, 544 U.S. 709, 725 n.13 (2000), and protecting inmate safety is required under the Eighth Amendment, see Farmer v. Brennan, 511 U.S. 825, 832 (1994). Prison officials had a legitimate penological purpose in restricting the gathering/planning/fighting abilities of inmates thought to be affiliated with those who had engaged in a riot in light of officials' constitutional duty to protect prisoners from violence at the hands of other prisoners. See Farmer, 511 U.S. at 833; Hearns v. Terhune, 413 F.3d 1036, 1040 (9th Cir. 2005). The undisputed evidence is that officials implemented the modified program in response to a small riot, limited the modified program to inmates thought to be affiliated with the disruptive groups that took part in the riot, intended the modified program to reduce further violence, and terminated the modified program within about three weeks after starting it.
As noted earlier, the second Turner factor is "whether there are alternative means of exercising the right that remain open to prison inmates." Turner, 482 U.S. at 89-90. The denial of access to group religious services did not deprive Chau of all means of exercising his religious beliefs. Chau remained able to worship alone in his cell and had access, upon request, to an Islamic services to discuss spiritual matters. See O'Lone, 482 U.S. at 352-53 (although there were no alternative means for the prisoners on work detail to attend Jumu'ah services, the prisoners nevertheless retained their ability to participate in other Muslim religious ceremonies and practices, and that ability supported the reasonableness of the restriction). This factor favors the conclusion that the restrictions on group religious activities caused by the implementation of the modified program were reasonable. See O'Lone, 482 U.S. at 352.
The third Turner factor requires the Court to consider the "impact accommodation of the asserted constitutional right will have on guards and other inmates, and on the allocation of prison resources generally." Turner, 482 U.S. at 90. Allowing Chau access to the group religious services during the modified program would have defeated the purpose of the modified program, which sought to stem prison violence by disallowing inmates thought to be affiliated with those who recently rioted from gathering and planning or engaging in further violence. Allowing Chau (or any other affiliate of the "2-5" or "Mexican Nationals" disruptive groups) to gather with other inmates would have given him the opportunity to communicate with other inmates with whom he might engage in violence or plan further violence as a follow-up to the riot. Allowing inmates aligned with those who had just rioted to congregate would have been at a cost of increased risk of danger to the inmate population as well as the staff. This factor weighs in favor of upholding the restrictions on group religious activities.
The fourth Turner factor requires the Court to consider whether there is an "absence of ready alternatives" to the prison policy. Turner, 482 U.S. at 90. The burden is on the prisoner challenging the regulation to show that there are obvious, easy alternatives to the regulation. See O'Lone, 482 U.S. at 350; see also Mauro v. Arpaio, 188 F.3d 1054, 1063 (9th Cir. 1999). The same safety concern arising from allowing inmates aligned with recent rioters to congregate freely also weighs in favor of defendants on the fourth Turner factor. This factor weighs in favor of upholding the restrictions on group religious activities because Chau has identified no ready alternatives to the modified program.
Having considered the various Turner factors, the court concludes that the implementation of the modified program and resulting ban on religious group activities was reasonably related to the legitimate penological interests in staff and inmate safety. Chau does not show or raise a triable issue of fact that his right to free exercise of religion was improperly impinged upon by defendants. Defendants are entitled to judgment in their favor on Chau's First Amendment claim.
Chau states that he was not a participant in the violence that led to the modified program and was not a member in the "2-5" disruptive group. See Docket # 1 at 7. These statements do not create a triable issue of fact. First, prison officials permissibly could put more than just the participants in the riot on a modified program. Implementing a modified program for the riot participants from the two disruptive groups, plus other known members and associates of those two disruptive groups, was legitimately aimed at stopping the spread or recurrence of violence among those two groups and improving the quality of the investigation of the incident. Cf. Norwood v. Vance, 591 F.3d 1062, 1065, 1069 (9th Cir. 2010) (defendants entitled to qualified immunity on claim by non-gang member for deprivation of outdoor exercise that occurred during lengthy extended lockdowns following repeated episodes of violence at prison); id. at 1069 (officials must balance the requirement to keep inmates safe with the other obligations that our laws impose, such as providing outdoor exercise. When violence rises to unusually high levels, prison officials can reasonably believe it is lawful to temporarily restrict outdoor exercise to help bring the violence under control). The absence of evidence that Chau participated in the riot did not rule out his potential involvement in future acts of violence by the disruptive groups with which he reportedly was aligned. Second, his declared non-membership in the "2-5" disruptive group does not exactly answer defendants' evidence because he does not deny that he was an associate of the disruptive group, which is what the defendants stated was his relationship to the group. Third, there was documentation in his file that he was associated with the "2-5" disruptive group, and prison officials reasonably could rely on that documentation in determining that he should be included in the modified program. Fourth, even if he was not an associate of the "2-5" disruptive group, Chau had no federal constitutional right to have his prison records corrected to eliminate incorrect information, and the relatively brief modified program did not implicate a liberty interest of real substance protected by the Due Process Clause. See Sandin v. Conner, 515 U.S. 472, 484, 487 (1995); see, e.g., id. at 486 (30-day disciplinary segregation was not an atypical and significant hardship giving rise to a protected liberty interest) see also Docket # 38 at 2-3 (explaining that this is not a gang validation case). Chau's statements do not undermine the undisputed evidence that there was documentation in his prison file that identified him as an associate of the "2-5" disruptive group and that he was placed on modified program because of that association.
Chau alleges that prison officials treated Muslims differently than inmates of other faiths during the modified lockdown. To survive summary judgment on his equal protection claim, Chau must show a triable issue of fact that defendants intentionally treated Chau differently from similarly situated inmates. See McCollum v. California Dep't of Corrections and Rehabilitation, 647 F.3d 870, 880-81 (9th Cir. 2011) (granting summary judgment for prison officials on Wiccan prison chaplain's equal protection claim where plaintiff-chaplain, among other things, had failed to articulate which clergy were similarly situated to him). Chau fails to do so.
Chau states in his complaint that "[n]o other religious group was impacted at all," Docket # 1 at 7, but there is no evidence as to the religious affiliation of any of the other inmates put on the modified program, what (if any) religious group services/activities they were able to attend, and who was affiliated with the "2-5" but not put on the modified program. The fact that the modified program was implemented in the middle of Ramadan resulted in Muslim inmates losing access to group services at a particularly significant time for their religion, but that does not lead to any reasonable inference that defendants imposed the modified program with an intent to discriminate against Chau because he was a Muslim, especially since the modified program was in response to a riot that also had occurred in the middle of Ramadan. See generally Washington v. Davis, 426 U.S. 229, 239 (disproportionate impact alone does not establish discriminatory purpose). Chau's generalized statements that Muslim inmates were treated worse than those of other religions are not sufficient to raise a triable issue of fact. Further, the undisputed evidence shows that Chau's placement on the modified program and the subsequent restriction of his privileges (including access to group religious services) was due to his documented association with a disruptive group that had just been involved in a serious incident of violence, and not for any religious reason. On the evidence in the record, no reasonable jury could find that defendants denied Chau access to his group religious activities due to impermissible discriminatory intent against Muslim inmates. Finally, even if the Muslim inmates were subjected to worse treatment than other inmates as a result of the modified program, the modified program passes muster under the Turner test as explained in the preceding section. Defendants are entitled to judgment on the Fourteenth Amendment claim.
Defendants also are entitled to qualified immunity against the First and Fourteenth Amendment claims. The defense of qualified immunity protects government officials "from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). To determine whether an official is entitled to qualified immunity, the Court must decide whether the facts alleged show the official's conduct violated a constitutional right; and, if so, whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted. Saucier v. Katz, 533 U.S. 194, 201-02 (2001); see also Pearson v. Callahan, 555 U.S. 223 (2009) (overruling Saucier's requirement that qualified immunity analysis proceed in a particular sequence). "[I]f no constitutional right would have been violated were the allegations established, there is no necessity for further inquiries concerning qualified immunity." Saucier, 533 U.S. at 201. The Court has concluded that the evidence fails to show a violation of Chau's First or Fourteenth Amendment rights. Therefore, defendants prevail on the first prong of the Saucier test. As a matter of law, defendants are entitled to qualified immunity against the First and Fourteenth Amendment claims.
After defendants filed their motion, the court ordered them to file the confidential document(s) from Chau's prison file that supported the determination that he was an asosciate or member of the "2-5" disruptive group or otherwise supported the determination that he should be put on the modified program following the August 22, 2011 riot. See Docket # 38 at 3. Defendants then filed the confidential document under seal and moved to extend the time period the document would remain under seal. Upon due consideration, defendants' motion is GRANTED. Docket # 39. Defendants have demonstrated that the confidential information in the document, if disclosed, would create a severe risk to the safety of other prisoners and institutional security. They also have demonstrated that the risk presented by disclosure of the document will exist far longer than ten years and that the document should be sealed for longer than the normal ten-year period for the sealing of documents. Accordingly, the document attached as Exhibit A to the Lopez declaration will be filed under seal and not available for inspection by the public or plaintiff absent a court order permitting such inspection. (Defendants submitted a paper copy of Exhibit A, but Exhibit A is not attached to the e-filed document. Defendants need to e-file Exhibit A under seal.) The documents shall remain sealed for seventy-five years or until destroyed in conformance with the normal records destruction policy of the United States Courts, whichever occurs first.
For the foregoing reasons, defendants' motion to dismiss and for summary judgment is GRANTED. (Docket # 24.) Judgment will be entered in all defendants' favor and against plaintiff. The clerk shall close the file.
Cal. Code Regs. tit. 15, § 3000.