CHRISTOPHER J. BURKE, Magistrate Judge.
In this action filed by Plaintiff Techno View IP, Inc. ("Techno View" or "Plaintiff") against Oculus VR, LLC ("Oculus") and Facebook, Inc. ("Facebook" and collectively with Oculus, "Defendants"), Plaintiff alleges infringement of United States Patent Nos. 7,666,096 (the "'096 patent") and 8, 206, 218 (the '"218 patent" and collectively with the '096 patent, "the asserted patents"). Presently before the Court is the matter of claim construction. The Court recommends that the District Court adopt the constructions as set forth below.
Plaintiff is a California corporation, and the exclusive licensee of the asserted patents. (D.I. 8 at ¶¶ 1-2) Defendant Oculus is a Delaware limited liability company with its principal place of business in Menlo Park, California. (Id. at ¶¶ 3, 6; D.I. 12 at ¶¶ 3, 6) Defendant Facebook is a Delaware corporation with its principal place of business in Menlo Park, California. (D.I. 8 at ¶¶ 8, 10; D.I. 12 at ¶¶ 8, 10)
Defendants are in the business of making, using, and selling the Oculus Rift product. (D.I. 8 at ¶ 30; D.I. 17 at 1) In this action, Plaintiff alleges that Defendants directly and indirectly infringe the asserted patents by the manufacture, use, sale, and offers to sell of products, including their Oculus Rift product. (D.I. 8)
The '096 patent is entitled "Method for Generating the Left and Right Perspectives in a 3D Videogame[,]" and was issued on February 23, 2010. (D.I. 8, ex. A (hereinafter, the "'096 patent")) The '218 patent is entitled "3D Videogame System" and was issued on June 26, 2012. (Id., ex. B (hereinafter, the '"218 patent")) The '218 patent is a continuation of the '096 patent, and the patents therefore share a specification. (See '218 patent; D.I. 53 at 1) Both patents claim priority to application No. PCT/MX03/00112, filed on December 19, 2003. ('096 patent; '218 patent; D.I. 56, Slide 1)
The patents relate to "the display of three-dimensional [hereinafter, '3D'] television images, more specifically to a hardware and software design for viewing [] 3D[] images, easy to be integrated to the existing television, personal computer and videogame system equipment." ('096 patent, col. 1:14-18; see also D.I. 73 at 8 (Plaintiff's counsel explaining that the patents "describe ways to efficiently process information for the generation and display of 3D images used in video game applications, whether on [personal computers], televisions, or virtual and augmented reality systems")) The Abstract of the patents describes the invention as a "3D videogame system capable of displaying a left-right sequences through a different, independent VGA or video channel, with a display device sharing a memory in an immerse manner." ('096 patent, Abstract)
Plaintiff filed the instant case on April 6, 2017. (D.I. 1) The case was assigned to the Vacant Judgeship docket on April 12, 2017, and referred to the Court on that date "for handling through case-dispositive motions[,]" including "making recommendations as to the resolution of dispositive matters[.]"
The parties filed simultaneous opening claim construction briefs on April 20, 2018 and simultaneous responsive briefs on May 18, 2018. (D.I. 52, 53, 57, 59) The Court held a Markman hearing on June 19, 2018. (D.I. 73 (hereinafter, "Tr.")) Following the hearing, Plaintiff submitted a supplemental letter brief to address caselaw newly disclosed by Defendants during the Markman hearing. (D.I. 69)
It is well-understood that "[a] claim in a patent provides the metes and bounds of the right which the patent confers on the patentee to exclude others from making, using, or selling the protected invention." Corning Glass Works v. Sumitomo Elec. US.A., Inc., 868 F.2d 1251, 125.7 (Fed. Cir. 1989). Claim construction is a generally a question of law, although subsidiary fact finding is sometimes necessary. Teva Pharms. USA, Inc. v. Sandoz, Inc., 135 S.Ct. 831, 837-38 (2015).
The Court should typically assign claim terms their "`ordinary and customary meaning[,]'" which is "the meaning that the term[s] would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application." Phillips v. AWH Corp., 415 F.3d 1303, 1312-13 (Fed. Cir. 2005) (citations omitted). However, when determining the ordinary meaning of claim terms, the Court should not extract and isolate those terms from the context of the patent; rather it should endeavor to reflect their "meaning to the ordinary artisan after reading the entire patent." Id. at 1321; see also Eon Corp. IP Holdings LLC v. Silver Spring Networks, Inc., 815 F.3d 1314, 1320 (Fed. Cir. 2016).
In proceeding with claim construction, the Court should look first and foremost to the language of the claims themselves, because "[i]t is a bedrock principle of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." Phillips, 415 F.3d at 1312 (internal quotation marks and citations omitted). For example, the context in which a term is used in a claim may be "highly instructive." Id. at 1314. In addition, "[o]ther claims of the patent in question, both asserted and unasserted, can . . . be valuable" in discerning the meaning of a particular claim term. Id. This is "[b]ecause claim terms are normally used consistently throughout the patent, [and so] the usage of a term in one claim can often illuminate the meaning of the same term in other claims." Id. Moreover, "[d]ifferences among claims can also be a useful guide[,]" as when "the presence of a dependent claim that adds a particular limitation gives rise to a presumption that the limitation in question is not present in the independent claim.'' Id. at 1314-15.
In addition to the words of the claims, the Court should look to other intrinsic evidence. For example, the Court should analyze the patent specification, which "may reveal a special definition given to a claim term . . . that differs from the meaning [that term] would otherwise possess" or may reveal an intentional disclaimer of claim scope. Id. at 1316. Even if the specification does not contain such revelations, it "is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term." Id. at 1315 (internal quotation marks and citation omitted). That said, however, the specification "is not a substitute for, nor can it be used to rewrite, the chosen claim language." SuperGuide Corp. v. DirecTV Enters., Inc., 358 F.3d 870, 875 (Fed. Cir. 2004). And a court should also consider the patent's prosecution history, if it is in evidence, because it "can often inform the meaning of the claim language by demonstrating how the inventor understood the invention and whether the inventor limited the invention in the course of prosecution[.]" Phillips, 415 F.3d at 1317.
Extrinsic evidence, "including expert and inventor testimony, dictionaries, and learned treatises[,]" can also "shed useful light on the relevant art[.]" Id. (internal quotation marks and citations omitted). Overall, while extrinsic evidence may be useful, it is "less significant than the intrinsic record in determining the legally operative meaning of claim language." Id. (internal quotation marks and citations omitted); accord Markman v. Westview Instruments, Inc., 52 F.3d 967, 981 (Fed. Cir. 1995).
In utilizing these resources during claim construction, courts should keep in mind that "[t]he construction that stays true to the claim language and most naturally aligns with the patent's description of the invention will be, in the end, the correct construction." Renishaw PLC v. Marposs Societa' per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998).
The parties currently have disputes regarding eight terms or sets of terms (hereafter, "terms").
At the outset, the Court notes that following the submission of claim construction briefing (but prior to the Markman hearing) the parties continued to meet and confer about the appropriate construction for many of the disputed terms at issue, in an effort to narrow the issues in dispute. (See Tr. at 5-6)
The claim term "buffer" (or "buffers") appears in, inter alia, claims 8, 9, 10, 11, 13, 14, 16, 17, 18 and 19 of the '096 patent, and claims 7, 8, 11, 12 and 13 of the '218 patent. The use of the disputed term in claims 8 and 13 of the '096 patent is representative. Accordingly, these claims are reproduced below, with the disputed term highlighted:
('096 patent, col. 14:12-32 (emphasis added))
(Id., col. 14:50-51 (emphasis added))
The parties' current competing proposed constructions for "buffer" are set out in the chart below:
(June 18 e-mail; Tr. at 12, 36) As reflected in these proposals, the crux of the parties' dispute with respect to "buffer" is whether, in the context of the inventions disclosed in the asserted patents, the term refers to a memory location that temporarily stores: (1) any kind of data; or (2) image-related data. (See Tr. at 12-13; D.I. 59 at 1)
Although Plaintiff's original proposed construction for the term reflected that a "buffer" was associated with storing images,
Plaintiff points out that certain claims of the asserted patents recite, in addition to a "buffer," other memory-related buffer terms—i.e., "backbuffer" and "frontbuffer." (D.I. 59 at 1) Plaintiff's contend that while "buffers" may store any kind of data, it is these other specialized forms of buffers (backbuffers and front buffers) that are specifically configured to temporarily store image-related data. (Id.; Tr. at 14-15, 17, 22) These terms are not meant to be synonyms, Plaintiff insists, and thus "buffer" must be construed more broadly than backbuffer and frontbuffer. (D.I. 59 at 1) To demonstrate that these terms should not be construed synonymously, Plaintiff points to, for example, dependent claim 13 of the '096 patent, which limits the type of buffer being utilized to a backbuffer. (Tr. at 15-16, 37)
For their part, Defendants assert that while it may be true that, as a general matter, a "buffer" is a memory location for the storage of data, in the context of the asserted patents, the term "buffer" is used only in relation to the storage of images and image-related data. (D.I. 57 at 16 ("Whether [the claimed] buffers theoretically could store other types of `data' other than images is irrelevant, and not discussed by the specification or recited in the claims."); Tr. at 32, 35-36) During the Markman hearing, Defendants clarified that while their proposal does not necessarily preclude the claimed buffers from storing additional data, such buffers must contain image-related data. (Tr. at 41).
The Court agrees with Defendants. In each and every claim that includes the term "buffer," that component is utilized to store an image. (See, e.g., '096 patent, cols. 14:12-43, 53-56, 15:11-16:21; '218 patent, col. 14:18-42, 52-65; Tr. at 34 (Defendants' counsel noting that "in the claims" it is "images" that are stored in the buffers)) Indeed, Plaintiff itself acknowledges that in representative claim 8, the "buffers" recited therein "are fully functional as independent temporary storage locations for the data specified in the claim—an `image' temporarily stored in the `first buffer' and the 'second camera position view image' temporarily stored in the `second buffer.'" (D.I. 59 at 2 (emphasis added)) Yet Plaintiff's briefing did not point to any portions of the intrinsic record that support the notion that—in the context of these claims—buffers could store any kind of data (other than, or to the exclusion of, image-related data).
During the Markman hearing, when pressed on the question of whether any portions of the patents' specifications describe the storage in a buffer of anything other than image-related data, Plaintiff's' counsel cited to three portions thereof. (Tr. at 20-21) However, the Court has reviewed these citations, and none of them support the notion that the "buffer" recited in the claims stores something other than image-related data. (See '096 patent, col. 5:50 (explaining that Figure 5 depicts the graphical adapter that "allows the information handling of the data associated with the images set"); id., col. 6:7-9 ("Typically, the central processing unit processes software in order to generate geometric data referring to the image to be displayed[.]"); id., col. 6:67 (referring to the transfer of "backbuffer data to the screen"); see also Tr. at 32 (Defendants' counsel noting that "the portions of the specification cited by [P]laintiff do not actually discuss storage of any kind of non-image-related data in a buffer"))
For these reasons, the Court recommends that the term "buffer" be construed as "memory location for temporary storage of image-related data."
The claim term "backbuffer" appears in claims 1, 2, 3, 6, 7 and 13 of the '096 patent, and claims 1 and 6 of the '218 patent. The use of the disputed term in claims 1 and 13 of the '096 patent is representative. Claim 13 is reproduced above, and claim 1 recites:
('096 patent, col. 13:39-58 (emphasis added)) The parties' current competing proposed constructions for "backbuffer" are set out in the chart below:
(June 18 e-mail; Tr. at 29-30, 43-44)
In support of its proposal, Plaintiff explains that: (1) a backbuffer is not actually responsible for outputting data stored therein; and (2) that the memory contents of a backbuffer are always transferred to a frontbuffer before they are displayed on a screen. (Tr. at 27-28, 39-40) Thus, any construction for the term "backbuffer," in Plaintiff's view, should get across these two points. (Id. at 28, 39-40) Plaintiff criticized Defendants' respective proposals in the above chart as failing to make one or the other of these points clearly enough.
In response, Defendants' counsel clarified Defendants' view that the backbuffer's memory contents are not transferred directly to a display, and that instead, the memory contents are transferred to a frontbuffer, where they are then pulled out to a display. (Id. at 42) Accordingly, Defendants explained that they would not object to modifying their proposal to make clear that data is transferred from a backbuffer to a frontbuffer—i.e., construing "backbuffer" as "memory location for temporary storage of an image without outputting to the display, before being transferred to a front buffer" (the second of Defendants' two proposals above). (See id. at 43-44) When pressed as to why they found Plaintiff's proposal wanting, Defendants' counsel explained that the construction for "backbuffer" should make clear the difference between a "backbuffer" and a "frontbuffer." That is, a frontbuffer is the location from where the memory contents are output to the display, while the backbuffer does not have its memory contents output to the display. (Id. at 43) Defendants also noted that their proposed language aligns more closely with that in the patent specification, (id. at 42-43), which states that "[a] backbuffer is used, which is a memory location where the image to be displayed is temporarily `drawn' without outputting it to the video [display][,]" ('096 patent, col. 6:40-42).
It appears undisputed that a backbuffer temporarily stores an image to be displayed: (1) without outputting it to the display and (2) before that image is transferred to a frontbuffer. In light of this, and the parties' arguments regarding this term, the Court recommends that "backbuffer" be construed to mean "memory location for temporary storage of an image without it being outputted to the display, and before being transferred to a frontbuffer."
The claim terms "left backbuffer" and "right backbuffer" appear in claims 1, 2, 3, 6 and 7 of the '096 patent, and claims 1 and 6 of the '218 patent. The use of the disputed terms in claim 1 of the '096 patent, reproduced above, is representative. Generally, the left backbuffer stores an image that is displayed to a user's left eye or the left camera view, whereas the right backbuffer stores an image that is displayed to a user's right eye or the right camera view; these images can ultimately be simultaneously displayed onto a display to create a 3D perspective of the image to a user. (See '096 patent, col. 13:45-57; Tr. at 52, 54-55) The parties' current competing proposed constructions for "left backbuffer" and "right backbuffer" are set out in the chart below:
(June 18 e-mail; Tr. at 44)
Thus, coming into the Markman hearing, the crux of the dispute between the parties with respect to these claim terms was whether a left backbuffer and a right backbuffer are required to be "separate from" each other (and relatedly, what exactly such "separateness" connotes). (See D.I. 53 at 4; D.I. 59 at 5 (Plaintiff asserting that Defendants' proposed "separate from . . . each other" limitation is flawed and inherently ambiguous—"Are the backbuffers in different physical memory locations on the same memory circuit, or are they totally different circuits? Or do Defendants mean the backbuffers are merely programmatically separated?"); Tr. at 45)
Defendants' proposed "separate" limitation is derived from arguments the patentee made during prosecution of the '096 patent. (D.I. 53 at 4; D.I. 57 at 5; Tr. at 53) Specifically, in a December 11, 2008 Office Action, the Examiner rejected pending claims as obvious over, inter alia, United States Patent No. 5,801,717 ("Engstrom"). (D.I. 54, ex. 2 at 7-8) This rejection led to a telephonic interview between the Examiner and the applicant on September 18, 2009, in which they discussed the applicant's arguments as to why Engstrom was distinguishable from the pending claims. (Id., ex. 3) The Examiner's Interview Summary notes that:
(Id. at TVIP 000251) Thus, Defendants contend that this portion of the prosecution history demonstrates that "the separateness of backbuffers was a critical basis for the applicant's attempt to distinguish Engstrom" and that the construction for "left backbuffer" and "right backbuffer" must take this into account. (D.I. 53 at 5; see also D.I. 57 at 5)
During the Markman hearing, the parties' positions regarding the "separateness" issue were further explored. As it turns out, the parties appear to be on the same page.
For their part, Defendants explain that what they mean by "separate from, and not connected to, each other" is that at any given point in time, if the left and right backbuffers are both being used to store images, then at that point in time these respective left and right backbuffers cannot and will not be storing the same images. Instead, at such a point in time, the two backbuffers constitute separate memory locations that store images separately. (Tr. at 50-53) And Defendants' view of separateness does not exclude the concept of "buffer swapping," whereby left and right backbuffers could be located in the same physical memory location, i.e., a left backbuffer could become a right backbuffer and vice versa. (Id. at 52-53)
Likewise, Plaintiff agrees that at a given time, programmatically, the left and right backbuffers constitute separate memory locations, meaning they cannot be storing the same image at that point in time. (Id. at 47-48, 54, 55; D.I. 52 at 5 (Plaintiff acknowledging that the "right and left backbuffers are separate memory locations")) The left backbuffer stores images for a left view or left camera position, while the right backbuffer stores images for right view or right camera position. (Tr. at 55) Yet Plaintiff explained that it is possible that the right and left backbuffers could be located in exactly the same physical memory location, meaning they could swap, such that a right backbuffer could at some later point become a left backbuffer. (Id. at 48-49)
The parties' ultimately consistent view of what it means for the left and right backbuffers to be "separate" makes sense in terms of the cited portion of the prosecution history. There, the applicants suggested that the left and right backbuffers provide separate images for the left and right eye views, while in Engstrom, the left and right images could be stored together in backbuffers that were connected and not separated. (D.I. 54, ex. 3 at TVIP 000251)
Beyond the separateness issue, Plaintiff identified an additional concern with Defendants' proposed construction during the Markman hearing. Plaintiff asserted that Defendants' construction is silent with respect to the purposes of the right and left backbuffers-that is, that the construction does not adequately convey that the backbuffers' respective purposes are to store right and left images (i.e., an image displayed to the right eye/camera view and an image displayed to the left eye/camera view). (Tr. at 54-55) Defendants responded that they had no objection to a construction that includes this concept. (Id. at 55)
For these reasons, the Court concludes that the construction for these terms should reflect: (1) the undisputed "separateness" characteristic described above; and (2) the fact that these components store right and left images, respectively. Therefore, the Court recommends that "left backbuffer" be construed to mean "memory location where the left image is temporarily stored, and that, at a given point in time, stores a separate image from any stored in the right backbuffer" and that "right backbuffer" be construed to mean "memory location where the right image is temporarily stored, and that, at a given point in time, stores a separate image from any stored in the left backbuffer."
The claim term "frontbuffer" appears in claim 14 of the '096 patent, which is reproduced below:
('096 patent, col. 14:52-56 (emphasis added)) The parties' current competing proposed constructions for "frontbuffer" are set out in the chart below:
(June 18 e-mail; Tr. at 60-62) For the following reasons, the Court finds that Defendants' alternative proposed construction ("memory location for temporary storage of an image received from the backbuffer to be displayed") is the most appropriate construction.
During the Markman hearing, the parties agreed on three key features of the "frontbuffer." First, as discussed above in connection with "backbuffer," it is undisputed that an image to be displayed, that is temporarily stored in the frontbuffer, arrives there from the backbuffer. (Tr. at 56-57, 61-62) Defendants' alternative proposal makes this clear, while Plaintiff's proposal does not. Second, both parties agree that the image coming from the backbuffer to the frontbuffer is "to be displayed." (Id. at 57, 62) Defendants' alternative proposal reflects this concept. And third, the parties agree that the frontbuffer is not itself responsible for outputting the image to a display (instead, Plaintiff's counsel asserted that the frontbuffer obeys a command from a display driver device that pulls the image therefrom to a display). (Id. at 58-59, 60-61)
Therefore, the Court recommends that "frontbuffer" be construed to mean "memory location for temporary storage of an image received from the backbuffer to be displayed."
For the foregoing reasons, the Court recommends that the District Court adopt the following constructions:
1. "buffer" should be construed to mean "memory location for temporary storage of image-related data"
2. "backbuffer" should be construed to mean "memory location for temporary storage of an image without it being outputted to the display, and before being transferred to a frontbuffer"
3. "left backbuffer" should be construed to mean "memory location where the left image is temporarily stored, and that, at a given point in time, stores a separate image from any stored in the right backbuffer" and "right backbuffer" should be construed to mean "memory location where the right image is temporarily stored, and that, at a given point in time, stores a separate image from any stored in the left backbuffer"
4. "frontbuffer" should be construed to mean "memory location for temporary storage of an image received from the backbuffer to be displayed"
This Report and Recommendation is filed pursuant to 28 U.S.C. § 636(b)(1)(B), Fed. R. Civ. P. 72(b)(1), and D. Del. LR 72.1. The parties may serve and file specific written objections within fourteen (14) days after being served with a copy of this Report and Recommendation. Fed. R. Civ. P. 72(b)(2). The failure of a party to object to legal conclusions may result in the loss of the right to de novo review in the district court. See Henderson v. Carlson, 812 F.2d 874, 878-79 (3d Cir. 1987); Sincavage v. Barnhart, 171 F. App'x 924, 925 n.1 (3d Cir. 2006).
The parties are directed to the Court's Standing Order for Objections Filed Under Fed. R. Civ. P. 72, dated October 9, 2013, a copy of which is available on the District Court's website, located at http://www.ded.uscourts.gov.