KATHLEEN M. TAFOYA, Magistrate Judge.
This case is before this Court pursuant to the Order of Reference entered March 11, 2015, and the parties' unanimous consent to disposition of this action by a United States Magistrate Judge.
Applicant Dane S. Newton is a prisoner in the custody of the Colorado Department of Corrections. Mr. Newton has filed pro se an Application for a Writ of Habeas Corpus Pursuant to 28 U.S.C. § 2254 (ECF No. 1) ("the Application") challenging the validity of his conviction and sentence in Douglas County District Court case number 07CR434. On November 19, 2014, Magistrate Judge Gordon P. Gallagher ordered Respondents to file a Pre-Answer Response limited to addressing the affirmative defenses of timeliness under 28 U.S.C. § 2244(d) and exhaustion of state court remedies pursuant to 28 U.S.C. § 2254(b)(1)(A) if Respondents intend to raise either or both of those defenses in this action. On January 9, 2015, Respondents filed their Pre-Answer Response (ECF No. 13). Mr. Newton has not filed a reply to the Pre-Answer Response despite being given an opportunity to do so.
The Court must construe the Application liberally because Mr. Newton is not represented by an attorney. See Haines v. Kerner, 404 U.S. 519, 520-21 (1972); Hall v. Bellmon, 935 F.2d 1106, 1110 (10
The Colorado Court of Appeals described the relevant factual and procedural background as follows:
People v. Newton, No. 13CA0567, slip op. at 1-2 (Colo. App. July 17, 2014) (ECF No. 13-12 at 2-3). The trial court's order denying the Rule 35(c) motion was affirmed on appeal. (See id.) Mr. Newton did not seek certiorari review in the Colorado Supreme Court in the postconviction proceedings. (See ECF No. 13-15.)
The Application was filed on November 3, 2014. Mr. Newton raises the following seven claims for relief in the Application: (1) the trial court's failure to investigate pretrial allegations of a conflict with counsel resulted a denial of Mr. Newton's right to conflict-free counsel; (2) trial counsel was ineffective by making Mr. Newton waive his right to a speedy trial; (3) trial counsel was ineffective by failing to adequately advise Mr. Newton regarding a proposed plea agreement; (4) trial counsel was ineffective by failing to provide a timely alibi witness notice, and the trial court abused its discretion in not allowing the alibi witnesses to testify; (5) trial counsel was ineffective by failing to object to the prosecution's improper comment during closing argument about Mr. Newton's silence; (6) trial counsel was ineffective by failing to object to false information in the presentence investigation report; (7) counsel on direct appeal was ineffective by failing to raise the conflict issue.
Respondents concede that this action is not barred by the one-year limitation period in 28 U.S.C. § 2244(d).
Respondents contend that each of Mr. Newton's claims is unexhausted and procedurally defaulted. Pursuant to 28 U.S.C. § 2254(b)(1), an application for a writ of habeas corpus may not be granted unless it appears that the applicant has exhausted state remedies or that no adequate state remedies are available or effective to protect the applicant's rights. See O'Sullivan v. Boerckel, 526 U.S. 838 (1999); Dever v. Kan. State Penitentiary, 36 F.3d 1531, 1534 (10
Furthermore, the "substance of a federal habeas corpus claim" must have been presented to the state courts in order to satisfy the fair presentation requirement. Picard v. Connor, 404 U.S. 270, 278 (1971); see also Nichols v. Sullivan, 867 F.2d 1250, 1252 (10
Finally, "[t]he exhaustion requirement is not one to be overlooked lightly." Hernandez v. Starbuck, 69 F.3d 1089, 1092 (10
Respondents first contend that claim 1 is unexhausted and procedurally defaulted. Claim 1 is the conflict claim in which Mr. Newton alleges the trial court's failure to investigate pretrial allegations of a conflict with counsel resulted in a denial of his right to conflict-free counsel. Respondents concede that Mr. Newton raised the conflict claim as a federal constitutional claim in the state court postconviction proceedings. However, Respondents contend that Mr. Newton did not fairly present the conflict claim to the state courts because the Colorado Court of Appeals rejected the claim on an independent and adequate state procedural ground.
The Colorado Court of Appeals determined that the conflict claim, which was raised in state court as two claims, was barred from postconviction review because Mr. Newton "could have presented both of these claims B that the trial court erred in denying the motion to substitute counsel and in failing to further inquire into the potential of a conflict B in his direct appeal." (ECF No. 13-12 at 8.) The Colorado Court of Appeals based its conclusion on Rule 35(c)(3)(VII) of the Colorado Rules of Criminal Procedure, which provides that a postconviction court shall deny any claim that could have been brought in a prior appeal or postconviction proceeding. (See id.) Under these circumstances, the Court agrees that the conflict claim was not fairly presented to the Colorado state courts and is not exhausted. See Coleman v. Thompson, 501 U.S. 722, 732 (1991) ("a habeas petitioner who has failed to meet the State's procedural requirements for presenting his federal claims has deprived the state courts of an opportunity to address those claims in the first instance"). Therefore, Mr. Newton fails to demonstrate he has exhausted state remedies with respect to claim 1.
Respondents concede that Mr. Newton raised claims 2, 3, 5, and 6 as federal constitutional claims in the state court postconviction proceedings and that the Colorado Court of Appeals rejected each of these claims on the merits. However, Respondents contend that claims 2, 3, 5, and 6 are unexhausted and procedurally defaulted because Mr. Newton did not fairly present the claims to the Colorado Supreme Court in a petition for writ of certiorari.
Respondents are correct that, in order to exhaust state court remedies, a claim must be presented to the state's highest court if review in that court is available. See O'Sullivan, 526 U.S. at 845. However, "there is nothing in the exhaustion doctrine requiring federal courts to ignore a state law or rule providing that a given procedure is not available." Id. at 847-48. Therefore, if a state articulates that a certain avenue for relief is not part of its standard appellate review process, it is not necessary for a defendant to pursue that avenue in order to exhaust state remedies. See id.
The State of Colorado has articulated that review in the Colorado Supreme Court is not part of the standard state appellate review process. More specifically, the Colorado Appellate Rules provide that:
Colo. App. R. 51.1(a). Pursuant to Colo. App. R. 51.1(a), the Court finds that review in the Colorado Supreme Court is not required to exhaust state remedies if the claim in question was presented fairly to, and relief was denied by, the Colorado Court of Appeals. See, e.g., Valenzuela v. Medina, No. 10-cv-02681-BNB, 2011 WL 805787 (D. Colo. Feb. 28, 2011). As discussed above, Respondents concede that Mr. Newton fairly presented claims 2, 3, 5, and 6 as federal constitutional claims to the Colorado Court of Appeals and that the Colorado Court of Appeals denied relief on the merits of those claims.
The Court is not persuaded by Respondents' arguments that a petition for writ of certiorari still is necessary to exhaust state remedies in Colorado. The Court's conclusion is supported by the fact that four circuit courts have determined that state rules similar to Colo. App. R. 51.1(a) eliminate the need to seek review in the state's highest court in order to satisfy the exhaustion requirement. See Lambert v. Blackwell, 387 F.3d 210, 233 (3d Cir. 2004); Adams v. Holland, 330 F.3d 398, 401-03 (6
Respondents next argue that claim 4 is unexhausted and procedurally defaulted. Mr. Newton contends in claim 4 both that trial counsel was ineffective by failing to provide a timely alibi witness notice and that the trial court abused its discretion in not allowing the alibi witnesses to testify. Respondents maintain that claim 4 is unexhausted because, although Mr. Newton raised on direct appeal a claim that the trial court abused its discretion by not allowing testimony from an alibi witness for which he had not given proper notice, Mr. Newton has not raised in any state court proceeding a claim that trial counsel was ineffective by failing to provide a timely alibi witness notice.
The Court has reviewed Mr. Newton's opening briefs on direct appeal and on appeal from the denial of his Rule 35(c) motion and agrees that he did not raise in either appeal a claim that trial counsel was ineffective by failing to provide a timely alibi witness notice. Mr. Newton did argue on direct appeal that his constitutional right to present a defense was violated when the trial court excluded testimony of an alibi witness who was not timely disclosed. (See ECF No. 13-2 at 12-16.) However, this claim is analytically distinct from a claim that counsel was ineffective by failing to provide a timely alibi witness notice. Thus, regardless of whether Mr. Newton exhausted state remedies with respect to a claim that his federal constitutional right to present a defense was violated, he still fails to demonstrate he exhausted state remedies with respect to the ineffective assistance of counsel argument in claim 4. See White v. Mitchell, 431 F.3d 517, 525-526 (6
To the extent Mr. Newton asserts in claim 4 that the trial court abused its discretion by not allowing testimony from an alibi witness, that portion of claim 4 does not present a cognizable federal constitutional claim. "[I]t is not the province of a federal habeas court to reexamine state-court determinations on state-law questions. In conducting habeas review, a federal court is limited to deciding whether a conviction violated the Constitution, laws, or treaties of the United States." Estelle v. McGuire, 502 U.S. 62, 67-68 (1991). Therefore, this portion of claim 4 may not be raised in a federal habeas corpus action pursuant to § 2254 and must be dismissed.
Respondents finally contend that claim 7 is unexhausted and procedurally defaulted because Mr. Newton has not raised in any state court proceeding a claim that counsel on direct appeal was ineffective. Based on the Court's review of Mr. Newton's state court appellate briefs, the Court agrees with Respondents that Mr. Newton did not fairly present to the Colorado appellate courts a claim that counsel on direct appeal was ineffective by failing to raise the conflict issue. Therefore, Mr. Newton fails to demonstrate he has exhausted state remedies for claim 7.
Although Mr. Newton fails to demonstrate he has exhausted state remedies for claims 1, 4, and 7, the Court may not dismiss those claims for failure to exhaust state remedies if Mr. Newton no longer has an adequate and effective state remedy available to him. See Castille, 489 U.S. at 351. Furthermore, federal courts "do not review issues that have been defaulted in state court on an independent and adequate state procedural ground, unless the default is excused through a showing of cause and actual prejudice or a fundamental miscarriage of justice." Jackson v. Shanks, 143 F.3d 1313, 1317 (10
"A state procedural ground is independent if it relies on state law, rather than federal law, as the basis for the decision." English v. Cody, 146 F.3d 1257, 1259 (10
Respondents contend, and the Court agrees, that Mr. Newton no longer has an adequate and effective state remedy available to him. As the Colorado Court of Appeals determined with respect to Mr. Newton's conflict claim, Rule 35(c)(3)(VII) of the Colorado Rules of Criminal Procedure provides that, with limited exceptions not applicable to Mr. Newton, the state courts must dismiss any claim that could have been presented in a prior appeal or postconviction proceeding. The same rule would prevent Mr. Newton from raising his other unexhausted claims in a successive postconviction motion. The Court notes that Rule 35(c)(3)(VII) is independent because it relies on state rather than federal law. The rule also is adequate because it is applied evenhandedly by Colorado courts. See, e.g., People v. Vondra, 240 P.3d 493, 494 (Colo. App. 2010) (applying Crim P. Rule 35(c)(3)(VII) to reject claims that could have been raised in a prior proceeding). In addition, Mr. Newton presents no argument that Rule 35(c)(3)(VII) is not independent and adequate.
Therefore, the unexhausted claims are procedurally defaulted and cannot be considered unless Mr. Newton demonstrates either cause and prejudice or a fundamental miscarriage of justice. Mr. Newton's pro se status does not exempt him from the requirement of demonstrating either cause and prejudice or a fundamental miscarriage of justice. See Lepiscopo v. Tansy, 38 F.3d 1128, 1130 (10
To demonstrate cause for his procedural default, Mr. Newton must show that some objective factor external to the defense impeded his ability to comply with the state's procedural rule. See Murray v. Carrier, 477 U.S. 478, 488 (1986). "Objective factors that constitute cause include interference by officials that makes compliance with the State's procedural rule impracticable, and a showing that the factual or legal basis for a claim was not reasonably available to [applicant]." McCleskey v. Zant, 499 U.S. 467, 493-94 (1991) (internal quotation marks omitted). If Mr. Newton can demonstrate cause, he also must show "actual prejudice as a result of the alleged violation of federal law." Coleman, 501 U.S. at 750.
Mr. Newton asserts in claim 7 that counsel on direct appeal was ineffective by failing to raise the conflict issue and, in certain instances, ineffective assistance of counsel can constitute cause to excuse a procedural default. See Edwards v. Carpenter, 529 U.S. 446, 451-52 (2000). However, Mr. Newton cannot demonstrate cause for a procedural default premised on ineffective assistance of counsel unless the ineffective assistance of counsel claim first is raised as an independent constitutional claim in state court. See id. As noted above, Mr. Newton has not fairly presented to the state courts a claim that counsel on direct appeal was ineffective by failing to raise the conflict issue. Therefore, Mr. Newton cannot rely on direct appeal counsel's alleged ineffectiveness to demonstrate cause for his procedural default of the conflict claim.
Mr. Newton raises no other arguments that might demonstrate good cause for his procedural default or any resulting prejudice. He also fails to demonstrate or argue that a failure to consider the merits of his unexhausted claims will result in a fundamental miscarriage of justice. Therefore, claims 1, 4, and 7 are procedurally barred and must be dismissed.
In summary, Respondents do not raise the one-year limitation period as an affirmative defense. The Court finds that claims 2, 3, 5, and 6 are exhausted. However, claims 1, 4, and 7 will be dismissed as unexhausted and procedurally barred. Accordingly, it is