SHERRY R. FALLON, Magistrate Judge.
Presently pending before the court in this asbestos-related personal injury action is a motion to dismiss for failure to state a claim upon which relief can be granted, pursuant to Federal Rule of Civil Procedure 12(b)(6) filed by six existing or dissolved Delaware entities. The moving defendants are as follows: Avborne Accessory Group, Inc. ("Avborne"), Dover Corporation, Dover Engineered Systems, Inc. ("Dover Engineered"), Roller Bearing Company of America, Inc. ("Roller Bearing"), Sargent Aerospace and Defense, LLC ("Sargent Aerospace"), and Sargent Industries, Inc.
On September 22, 2017, plaintiff Helen Thomas-Fish ("Mrs. Thomas-Fish" or "plaintiff') originally filed this personal injury action individually and as executrix of the Estate of Robert C. Fish against ten defendants in the Superior Court of New Jersey, asserting claims arising from the decedent's alleged harmful exposure to asbestos.
Plaintiff alleges that Mr. Fish developed mesothelioma as a result of exposure to asbestos-containing products that defendants manufactured, supplied, distributed, or installed during his service as a civilian at New York Shipbuilding and Drydock ("NY Ship") in Camden, New Jersey. (D.I. 1, Ex. A at ¶¶ 4, 6) Plaintiff asserts claims for strict liability, negligence, breach of express and implied warranties (Count I), marketing of an ultra-hazardous product (Count II), failure to warn (Count III), civil conspiracy (Count IV), and loss of consortium (Count V). (Id. at ¶¶ 9-30) In addition, plaintiff demands an award of punitive damages in each count. (Id. at 4-9)
Plaintiff alleges that in 1960, Mr. Fish's work placed him in close proximity on a frequent basis to joiners installing asbestos-containing panels on the NS Savannah, which was under construction.
Mr. Fish was diagnosed with mesothelioma on September 23, 2015 and passed away on September 24, 2016. (D.I. 1, Ex. A)
Rule 12(b)(6) permits a party to move to dismiss a complaint for failure to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). When considering a Rule 12(b)(6) motion to dismiss, the court must accept as true all factual allegations in the complaint and view them in the light most favorable to the plaintiff. Umland v. PLANCO Fin. Servs., 542 F.3d 59, 64 (3d Cir. 2008).
To state a claim upon which relief can be granted pursuant to Rule 12(b)(6), a complaint must contain a "short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). Although detailed factual allegations are not required, the complaint must set forth sufficient factual matter, accepted as true, to "state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007); see also Ashcroft v. Iqbal, 556 U.S. 662, 663 (2009). A claim is facially plausible when the factual allegations allow the court to draw the reasonable inference that the defendant is liable for the misconduct alleged. Iqbal, 556 U.S. at 663; Twombly, 550 U.S. at 555-56.
When determining whether dismissal is appropriate, the court must take three steps.
Prior to being transferred to this District, this action was removed to the District Court for the District of New Jersey based on federal officer jurisdiction. (D.I. 1) A federal court's role under federal officer jurisdiction is "similar to that of a federal court sitting in diversity." Introcaso v. Meehan, 2008 WL 161213, at *1 (E.D. Pa. Jan. 14, 2008). Thus, the court must "apply the choice of law rule of the forum state to determine the law applicable to this action, as it would in a diversity action." Gallelli v. Prof'l Ins. Mgmt., 1994 WL 45729, at *3 (E.D. Pa. Feb. 10, 1994). In tort actions such as this, Delaware has adopted the "`most significant relationship'" test for choice of law. ACCU Pers., Inc. v. AccuStaff, Inc., 846 F.Supp. 1191, 1212 (D. Del. 1994) (quoting Travelers Indem. Co. v. Lake, 594 A.2d 38, 47 (Del. 1991)). "That is, the state law which `has the most significant relationship to the occurrence and the parties' will govern." Id. (quoting Travelers Indem. Co., 594 A.2d at 47).
The parties dispute whether New Jersey or maritime law applies to the plaintiff's claims. Defendants argue that maritime law governs. (D.I. 51 at 11) Defendants further argue that, based upon the deficiencies in the pleadings, dismissal is warranted regardless of the choice of law selection.
A plaintiff's "products liability action `may rest on grounds of negligence, strict liability, or both.'"
Id. (internal quotations and citations omitted) (citing Sholtis v. American Cyanamid Co., 568 A.2d 1196, 1207 (NJ. Sup. Ct. App. Div. 1989) (plaintiff must prove "an exposure of sufficient frequency, with a regularity of contact, and with the product in close proximity")).
In the instant case, plaintiff's conclusory allegations fail to state a claim for failure to warn for which defendants could be found strictly liable or negligent. The conclusory allegations themselves fail to identify any of the elements of what constitutes a failure to warn. More importantly, the only allegations made are that, collectively, all defendants are in some unspecified way responsible for some failing to warn of hazards as to some unknown type of products utilized with unknown frequency and in unknown proximity to the plaintiff's decedent, allegedly causing him harm. This is "precisely the type of vague, `defendant-unlawfully-harmed me accusation' that the Supreme Court [] condemned' in Iqbal." Bulanda v. A.W. Chesterton Co., 2011 WL 2214010, at *2 (N.D. Ill. June 7, 2011).
The court is left only with allegations "collective to all Defendants, and specific to none." Baldonado v. Avrinmeritor, C.A. No. 13-833-SLR-CJB, 2014 WL 2116112, at *10 (D. Del. May 20, 2014). Plaintiff argues that she is "faced with the uncertainty surrounding the identity/ies of the successor(s)-in-interest to the joiner contractor, [and] has properly pled [that] `one, some or all' of the Moving Defendants are the successor to or are otherwise liable for the tortious conduct of the joiner contractor that performed work on the N.S. Savannah."
However, plaintiff must demonstrate a "showing of a certain set of facts[] that a theory exists upon which [plaintiff] may be able to hold defendants liable." AJZN, Inc. v. Yu, C.A. No. 13-149, 2015 WL 331937, at *16 (D. Del. Jan. 26, 2015) (internal quotations omitted) (quoting Corp. Property Assocs. 8, L.P. v. Amersig Graphics, Inc., 1994 WL 148269, at *5 (Del. Ch. Mar. 31, 1994)). Here, plaintiff has not pleaded that any of the defendants are the successor-in-interest to the joiner contractor, and the complaint does not mention the words "successor" or "predecessor." (See D.I. 1, Ex. A) Plaintiff speculates that all of the defendants are related to the joiner contractor "(or its putative successor(s))" because they "appear to be related through a string of complex corporate transactions and maneuvering, the details of which cannot be fully ascertained based on publicly available information." (D.I. 63 at 3) Plaintiff additionally argues that she is simply pleading in the alternative. (D.I. 57 at 10-11) Plaintiff disregards that all claims, regardless of whether pleaded as alternative claims, must meet federal pleading standards. See Fed. R. Civ. P. 8(d)(2); Kovach v. Turner Dairy Farms, Inc., 929 F.Supp.2d 477, 500 (W.D. Pa. 2013) (citing Iqbal, 556 U.S. at 663); Synesiou v. DesignToMarket, Inc., 2002 WL 501494, at *4 (E.D. Pa. Apr. 3, 2002). Plaintiff has not pleaded the elements for successor liability, nor sufficient factual matter to suggest any one of the defendants is a successor-in-interest to an entity allegedly responsible for plaintiff's asbestos exposure.
Furthermore, plaintiff argues that defendants are "on notice" of the substantive claims because their Notice of Removal "demonstrated a thorough knowledge of the factual and legal basis for plaintiff's claims in the Complaint." (D.I. 57 at 3, 5-6) A Rule 12(b)(6) motion is directed to the complaint, not any other pleading or filing. It is the complaint itself which must satisfy the requirements under Iqbal and Twombly. See Pension Benefit Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir. 1993); H.Y.C. v. Hyatt Hotels Corp., C.A. No. 15-887-RGA, 2016 WL 107924, at *1 (D. Del. Jan. 8, 2016).
Therefore, I recommend granting defendants' motion to dismiss plaintiff's strict liability and negligence claims in Count I without prejudice.
In order to state a claim for breach of express warranty under New Jersey law, a plaintiff must properly allege:
In Count I, plaintiff alleges that defendants "breached their warranties, both express and implied, for fitness of purpose and merchantability." (D.I. 1, Ex. A at ¶ 10) Plaintiff has not pleaded which defendants would be responsible for express warranties. The complaint does not state what each defendant's products are, or any affirmation, promise, or description made by any defendant on which plaintiff or Mr. Fish relied. See Huber v. Howmedica Osteonics Corp., 2008 WL 5451072, at *4 (D.N.J. Dec. 31, 2008). Consequently, the court recommends granting defendants' motion to dismiss plaintiff's breach of express warranty claim in Count I without prejudice.
In order for the implied warranty of merchantability to be breached in New Jersey, "the product at issue must have been defective or not fit for the ordinary purpose for which it was intended." Lieberson v. Johnson & Johnson Consumer Companies, Inc., 865 F.Supp.2d 529, 542 (D.N.J. 2011) (internal quotations omitted) (quoting In re Toshiba Am. HD DVD Marketing & Sales Practices Litig., 2009 WL 2940081, at *16 (D.N.J. Sept. 11, 2009)). "[T]he warranty of merchantability simply means that the thing sold is reasonably fit for the general purpose for which it is manufactured and sold." Id. (internal quotations and emphasis omitted) (quoting Ferrari v. Am. Honda Motor Co., Inc., 2009 WL 211702, at *3 (N.J. Super. Ct. App. Div. Jan. 30, 2009)).
The implied warranty of fitness for a particular purpose is breached when "the seller at the time of contracting has reason to know any particular purpose for which the goods are required and that the buyer is relying on the seller's skill or judgment to select or furnish suitable goods." Kuzian v. Electrolux Home Prods., Inc., 937 F.Supp.2d 599, 612 (D.N.J. 2013) (internal quotations omitted) (quoting N.J. Stat. Ann. 12A:2-314).
In the present complaint, plaintiff generally alleges that defendants collectively have breached their implied warranties "for fitness of purpose and merchantability." (D.I. 1, Ex. A at ¶ 10) Plaintiffs have not pleaded what defendants' products are, or why they would not be reasonably fit for their general purpose. Plaintiff has not identified any "particular purpose" for which defendants' products were required. There is no factual support that any defendant engaged in conduct giving rise to a claim for breach of implied warranties. Consequently, the court recommends granting defendants' motion to dismiss plaintiff's implied warranty claims in Count I without prejudice.
In Count II of the complaint, plaintiff states that the defendants "marketed an ultra-hazardous product and placed that product in the stream of commerce." (D .I. 1, Ex. A at ¶ 15) In Leslie v. U.S., 986 F.Supp. 900 (D.N.J. 1997), the court concluded that alleging that a product was "unsafe and ultrahazardous" does not state any independent recognized cause of action under New Jersey law. Leslie, 986 F. Supp. at 910. An amendment to the pleading cannot cure a cause of action that is not recognized, so to grant such leave would be futile. Therefore, the court recommends granting defendants' motion to dismiss Count II with prejudice.
In Count III, plaintiff alleges that defendants "breached their non-delegable duty to warn and negligently supplied defective materials and products without ensuring that [Mr. Fish] and his employers were warned about the dangers of asbestos exposure." (D.I. 1, Ex. A at ¶ 18) The failure to warn allegations have been previously addressed in section (IV)(B)(i) supra. Therefore, for the same reasons as have already been stated, the court recommends granting defendants' motion to dismiss Count III without prejudice.
In Count IV, plaintiff alleges that defendants "willfully, wantonly and intentionally conspired, and acted in concert, to withhold information from [Mr. Fish] and his employers . . . concerning the known hazards associated with the use of, and exposure to, asbestos-containing products, and asbestos products," "to withhold information from [Mr. Fish] and his employers . . . relating to the fact that asbestos fiber inhalation could be fatal," "to disseminate false product safety information to [Mr. Fish] and his employers," and "to prevent the dissemination of information concerning their products' hazards and dangers." (D.I. 1, Ex. A at ¶¶ 22-25)
In order to plead civil conspiracy under New Jersey law, a plaintiff must show "a combination of two or more persons acting in concert to commit an unlawful act, or to commit a lawful act by unlawful means, a principal element of which is to inflict a wrong against or injury upon another, and an overt act that results in damage." John Wiley & Sons, Inc. v. Rivadeneyra, 179 F.Supp.3d 407, 411-412 (D.N.J. 2016). The complaint fails to assert facts suggesting unlawful conduct or lawful conduct done through unlawful means. See id. at 412. Plaintiff's civil conspiracy claims are no more than legal conclusions. Even if the allegations are accepted as true, none of the allegations plausibly describe any particular defendant's conduct, but instead generally assert all defendants engaged in a conspiracy. There is no factual support that any defendant engaged in any conduct giving rise to a claim of civil conspiracy. See Baldonado, 2014 WL 2116112, at *10. Therefore, I recommend granting defendants' motion to dismiss Count IV without prejudice.
In Count V, plaintiff alleges that due to defendants' actions, she was "wrongfully deprived of her husband's society, services, and consortium." (D.I. 1, Ex. A at ¶ 30) Plaintiff's loss of consortium claim is derivative of her other claims. See Hoffenberg v. U.S., 2013 WL 135134, at *1 (D.N.J. Jan. 8, 2013) ("Plaintiff cannot succeed on a loss of consortium claim, a derivative claim, when the underlying tort claims have been dismissed.") (citing Banks v. Int'l Rental & Leasing Corp., 680 F.3d 296, 300 n.6 (3d Cir. 2012)). Therefore, I recommend granting defendants' motion to dismiss Count V without prejudice.
Plaintiff claims that defendants acted willfully, wantonly, and intentionally, and demands punitive damages. (Id. at 9) Under New Jersey law, a plaintiff may recover punitive damages by demonstrating "by clear and convincing evidence, that the harm suffered was the result of the defendant's acts or omissions, and such acts or omissions were actuated by actual malice or accompanied by a wanton and willful disregard of persons who foreseeably might be harmed by those acts or omissions." Gillman v. Rakouskas, 2017 WL 379433, at *2 (D.N.J. Jan. 26, 2017).
Plaintiff has not pleaded any facts that suggest actual malice or willful or wanton conduct. The complaint is bare of factual allegations of any defendant's alleged act or omission, and such other conduct that would arguably be a predicate for survival of a claim for punitive damages. The complaint relies on general, conclusory allegations that refer to all defendants collectively, and does not allege any facts supporting any particular defendant's conduct. See Baldonado, 2014 WL 2116112, at *6. Without any factual allegations, plaintiff "(1) cannot plausibly suggest that Plaintiff[] [is] entitled to punitive damages as a result of the alleged misconduct at issue, and (2) do not plausibly establish that these particular Defendants have engaged in that misconduct." Id. (emphasis in original). Therefore, the court recommends granting defendants' motion to dismiss plaintiff's claim for punitive damages without prejudice.
It is well-settled that when a complaint is dismissed for lack of factual specificity, the plaintiff "should be given a reasonable opportunity to cure the defect, if [s]he can, by amendment of the complaint. . . ." Shane v. Fauver, 213 F.3d 113, 116 (3d Cir. 2000) (internal citation omitted). The court has already addressed the recommended nature of dismissal as to the claims for strict liability, negligence, breach of express and implied warranties, failure to warn, civil conspiracy, loss of consortium, and punitive damages. Accordingly, the court recommends dismissal without prejudice for those claims, and that, if the District Court adopts this court's recommendation of dismissal, the District Court thereafter permit plaintiff fifteen (15) days to file an amended complaint. As discussed in section (IV)(C) supra, the court recommends dismissing plaintiff's marketing of an ultra-hazardous product claim in Count II with prejudice.
For the foregoing reasons, the court recommends granting defendants' motion to dismiss for failure to state a claim in the manner set forth in this report and recommendation. (C.A. No. 18-1195, D.I. 50)
This Report and Recommendation is filed pursuant to 28 U.S.C. § 636(b)(1)(B), Fed. R. Civ. P. 72(b)(1), and D. Del. LR 72.1. The parties may serve and file specific written objections within fourteen (14) days after being served with a copy of this Report and Recommendation. Fed. R. Civ. P. 72(b)(2). The objections and responses to the objections are limited to ten (10) pages each. The failure of a party to object to legal conclusions may result in the loss of the right to de novo review in the District Court. See Sincavage v. Barnhart, 171 F. App'x 924, 925 n. 1 (3d Cir. 2006); Henderson v. Carlson, 812 F.2d 874, 878-79 (3d Cir. 1987).
The parties are directed to the court's Standing Order For Objections Filed Under Fed. R. Civ. P. 72, dated October 9, 2013, a copy of which is available on the court's website, http://www.ded.uscourts.gov.
Fed. R. Civ. P. 26(a)(1)(C). A Rule 26(f) conference has not yet taken place and no other time has been set by stipulation or court order. Therefore, it is premature to consider whether defendants have improperly withheld initial discovery disclosures.
Plaintiff also argues that defendants failed to provide proper service. (D.I. 57 at 4-5 & n.5) This argument is misplaced in its briefing in opposition to the pending Rule 12(b)(6) motion. See Fed. R. Civ. P. 12(b)(5).