ALLISON CLAIRE, Magistrate Judge.
This matter is before the court on a motion for summary judgment brought by the three remaining defendants: Doctors Saukhla, Sanders, and Osman. ECF No. 35. Plaintiff is a former prisoner appearing pro se. This matter was accordingly referred to the undersigned for pretrial proceedings by Local Rule 302(c)(21). Defendants' motion was scheduled for hearing on February 20, 2019. Robert Perkins appeared on behalf of defendants, and plaintiff failed to appear. ECF No. 44.
Plaintiff brings this civil rights lawsuit pursuant to 42 U.S.C. § 1983. The lawsuit was commenced on December 26, 2015, and plaintiff was released from prison shortly thereafter. ECF Nos. 1, 9. The original complaint was dismissed in part on screening with leave to amend. ECF No. 12. On screening of the operative First Amended Complaint, ECF No. 25, the undersigned recommended dismissal of all defendants other than Doctors Saukhla, Sanders, and Osman, and all claims other than deliberate indifference to medical needs in violation of the Eighth Amendment. ECF No. 30. The district judge adopted the recommendation. ECF No. 32. The gravamen of plaintiff's remaining claim is that the defendant doctors failed to identify and treat plaintiff's atrial fibrillation while he was in custody.
The summary judgment motion has been fully briefed. ECF Nos. 35 (motion); 41 (plaintiff's opposition); 42 (defendants' reply).
Unless otherwise specified, the following facts are either expressly undisputed by the parties or have been determined by the court, upon a full review of the record, to be undisputed by competent evidence.
Plaintiff was an inmate at California Medical Facility (CMF) until he was released on parole in February 2016. Defendants' Statement of Undisputed Facts (DSUF) (ECF No. 35-3) ¶¶ 1, 5. Prior to incarceration, plaintiff had a primary care physician who he saw multiple times from 2007 until October 2011, and there is no documentation that he ever received a diagnosis of atrial fibrillations before his incarceration. DSUF ¶ 3. While at CMF, defendant Saukhla was plaintiff's primary care physician. DSUF ¶ 5. The following timeline sets forth the treatment plaintiff received at CMF related to his complaints of chest pain, beginning with his first complaint and continuing through his last appointment before being released on parole.
• November 24, 2014: During an appointment with Saukhla, plaintiff complained of sharp chest pains and was given an EKG. DSUF ¶ 6. His EKG was unchanged from his previous EKG and did not indicate any irregularities.
• December 31, 2014: Saukhla saw plaintiff for a follow-up appointment and plaintiff made the same complaint about pain in his left chest. DSUF ¶ 7. Again, Saukhla determined that plaintiff's symptoms were not consistent with a heart condition.
• January 28, 2015: Saukhla saw plaintiff for a follow-up appointment to discuss the results of his January 6, 2015 x-ray, which was negative for cardiopulmonary disease. DSUF ¶¶ 8, 9. At the appointment, plaintiff complained of left chest pain and Saukhla examined his chest and pectoral areas but did not feel any lumps or masses. DSUF ¶ 9.
• March 10, 2015: Defendant Osman saw plaintiff for his complaints of chest wall pain and administered an EKG to determine if plaintiff's reported chest pain was related to any developing cardiac issue. DSUF ¶ 11. The EKG was unchanged from plaintiff's previous EKG and did not indicate any developing issues.
• March 17, 2015: Plaintiff saw Saukhla for a follow-up appointment and he complained of chest pains. DSUF ¶ 12. Plaintiff's vital signs were normal and his heart rate was regular.
• March 23, 2015: Plaintiff saw Osman for complaints of sharp, left-sided chest pain after going "man down," and had another EKG. DSUF ¶ 14; Feinberg Decl. ¶ 14. The results of the EKG were unchanged and did not indicate that plaintiff had a heart condition. DSUF ¶ 14. Osman determined that plaintiff's symptoms indicated the chest pain was not related to any heart condition.
• March 31, 2015: Plaintiff was seen by defendant Sanders who administered an EKG after plaintiff complained that he had been experiencing intermittent sharp chest wall pain on his left side for over a year and that he was currently experiencing sharp chest pain at a level of 8 out of 10. DSUF ¶ 15; Feinberg Decl. ¶ 15; ECF No. 35-4 at 32. The EKG results were unchanged from his previous EKGs. DSUF ¶ 15. Sanders concluded that plaintiff's complaints were not consistent with an acute heart condition and administered Toradol for the pain. DSUF ¶¶ 15, 16. The Toradol reduced plaintiff's pain and Sanders concluded that plaintiff's chest pain was musculoskeletal and not related to a heart condition.
• April 9, 2015: Plaintiff was seen by Osman for complaints of parasternal and rib cage area pain and an EKG was performed. DSUF ¶ 17; Feinberg Decl. ¶ 16; ECF No. 35-4 at 34. The EKG indicated a normal sinus rhythm with no acute changes and Dr. Osman concluded plaintiff was experiencing musculoskeletal chest wall pain. DSUF ¶ 17. Plaintiff's medical records reflect that he requested an MRI, which was denied as not indicated; that there was no evidence of acute coronary syndrome, pulmonary embolism, or pneumonia; and that he was to follow up with his primary care physician the following week as scheduled. Feinberg Decl. ¶ 16; ECF No. 35-4 at 34.
• April 13, 2015: Plaintiff was seen by Saukhla for a follow-up and made the same complaint of chest pains and another request for an MRI. DSUF ¶ 18. He stated that the pain lasted from a few seconds to all day. Feinberg Decl. ¶ 17; ECF No. 65-4 at 36. His heart rate and rhythm were regular and he was advised that an MRI was not indicated because his symptoms were consistent with musculoskeletal chest wall pain. DSUF ¶ 18; Feinberg Decl. ¶ 17; ECF No. 65-4 at 36. Saukhla noted that plaintiff was still awaiting scheduling on the cardiology referral for a stress test. Feinberg Decl. ¶ 17; ECF No. 65-4 at 36.
• May 29, 2015: Plaintiff had his cardiac stress test. The results were normal and did not reveal any cardiac rhythm abnormalities. DSUF ¶ 19.
• June 12, 2015: Plaintiff had a follow-up appointment with Saukhla, and again reported that he felt chest pains. DSUF ¶ 20. Saukhla concluded, based on the results of the stress test and plaintiff's symptoms, that plaintiff's chest pain was not related to a heart condition.
• July 10, 2015:
• July 22, 2015: During a follow-up appointment, Saukhla decided to switch plaintiff from terasozin to Flomax. DSUF ¶ 22. Plaintiff's vital signs, including heart rate and rhythm, were normal.
• October 28, 2015: Plaintiff had a follow-up appointment with Saukhla on another matter and reported no chest pain and his heart rate and rhythm were normal. DSUF ¶ 23; Feinberg Decl. ¶ 23; ECF No. 35-4 at 44.
• December 16, 2015: Plaintiff saw Saukhla for a chronic care visit during which they discussed his chest pains. DSUF ¶ 24; Feinberg Decl. ¶ 24; ECF No. 35-4 at 45. Plaintiff described his chest pains as sharp and lasting a few seconds with no shortness of breath. Feinberg Decl. ¶ 24; ECF No. 35-4 at 45. Plaintiff asked for pain medications and Saukhla provided Tylenol as needed. DSUF ¶ 24. Saukhla concluded that plaintiff's chest pain was non-specific but not cardiac in nature.
• February 4, 2016: Saukhla had his last appointment with plaintiff and noted that plaintiff would parole later that month. DSUF ¶ 25; Feinberg Decl. ¶ 25; ECF No. 35-4 at 46. Plaintiff again complained of sharp pain in the left side of his chest wall that lasted for a few seconds before going away. Feinberg Decl. ¶ 25; ECF No. 35-4 at 46. Saukhla concluded that plaintiff's pain was musculoskeletal, rather than cardiac or pulmonary, in nature. DSUF ¶ 25; Feinberg Decl. ¶ 25; ECF No. 35-4 at 46.
Summary judgment is appropriate when the moving party "shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Under summary judgment practice, "[t]he moving party initially bears the burden of proving the absence of a genuine issue of material fact."
"Where the non-moving party bears the burden of proof at trial, the moving party need only prove that there is an absence of evidence to support the non-moving party's case."
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor.
"In evaluating the evidence to determine whether there is a genuine issue of fact, [the court] draw[s] all inferences supported by the evidence in favor of the non-moving party."
In order to state a §1983 claim for violation of the Eighth Amendment based on inadequate medical care, plaintiff "must allege acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical needs."
"A `serious' medical need exists if the failure to treat a prisoner's condition could result in further significant injury or the `unnecessary and wanton infliction of pain.'"
Defendants contend that plaintiff has failed to show they acted with deliberate indifference. They rely on the records of plaintiff's medical care at CMF to argue that he received timely and appropriate medical care, and that his complaints of chest pain were not ignored. They point to the absence of any documentation that plaintiff had been diagnosed with atrial fibrillation prior to incarceration, together with repeated normal test results at CMF, to demonstrate that they had no reason to suspect atrial fibrillation. And they point to plaintiff's inability at his deposition to identify facts indicating an intentional failure by defendants to provide necessary treatment, and plaintiff's failure to identify any harm from defendants' alleged omissions. ECF No. 35-2 at 7-10.
The undisputed facts demonstrate that plaintiff was seen regularly by medical staff at CMF, that the defendant doctors responded to his complaints of chest pain, that diagnostic procedures were undertaken, that the defendants concluded plaintiff did not suffer from a cardiac condition, and that plaintiff's pain was treated.
The moving parties have thus identified a failure of proof on essential elements of plaintiff's claim. Accordingly, they have satisfied their initial burden under
In his effort to identify factual disputes, plaintiff repeatedly states that "a proper Doctor from outside of the Prison would have detected Plaintiff's A-Fib problem" and cites to paragraph four of his own declaration. Response to Defendants' Statement of Undisputed Facts (ECF. No. 41-2) ¶¶ 4, 6-9, 11-12, 14-25, 28-30. Paragraph four of plaintiff's declaration states as follows:
ECF No. 41-1 at 2.
Rule 56(c)(4) of the Federal Rules of Civil Procedure states that affidavits and declarations submitted for or against a summary-judgment motion "must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters stated." In other words, only admissible evidence may be considered by the court.
Even if accepted as an offer of proof, the declaration regarding Dr. Merla's statements does not defeat summary judgment. At most, the statements attributed to Dr. Merla suggest the possibility of a disagreement among doctors, or the possibility of negligence by prison doctors. Neither negligence nor medical malpractice rises to the level of an Eighth Amendment violation.
Plaintiff's evidence that he was diagnosed with atrial fibrillation after release from prison does not support a conclusion that his condition during incarceration was such that the failure to diagnose it earlier was negligent, let alone deliberately indifferent. Most importantly, plaintiff has not identified any evidence that would permit a jury to find that the defendants knew at the time they were treating plaintiff that he was placed at serious risk of harm by their failure to conduct different diagnostic tests or pursue a different course of treatment. Plaintiff asserts in his opposition brief that defendants "hoped that Plaintiff would have died and shorten the numbers of prisoners in the overcrowded State Prison System." ECF No. 41 at 2. Plaintiff identifies no direct or circumstantial evidence of defendants' state of mind, however. Without admissible evidence from which a jury could conclude that defendants' state of mind was deliberately indifferent to a known medical risk, plaintiff has not demonstrated the existence of a triable factual dispute as to intent.
On the issue of harm, plaintiff asserts without evidence that he would have died if he had remained in prison with an undiagnosed cardiac condition.
To the extent plaintiff contends that he suffered unnecessary pain due to defendants' failure to correctly diagnose and treat him, his records show that he received aspirin both for coronary artery disease prevention and for pain (Feinberg Decl. ¶¶ 9, 14; ECF No. 35-4 at 17, 20-21, 30); a Toradol shot when he presented to Sanders in severe pain (DSUF ¶¶ 15-16; Feinberg Decl. ¶ 15; ECF No. 35-4 at 32); a trial of Zantac when it appeared that his pain might be due to gastritis (DSUF ¶ 20); and a prescription for Tylenol when he requested pain medication (DSUF ¶ 24). There is no evidence before the court from which a trier of fact could conclude that the pain plaintiff experienced in CMF was caused by defendants' acts and omissions, such that it could constitute harm, or that the treatment of his pain was itself deliberately indifferent.
For all these reasons, plaintiff has failed to demonstrate the existence of a triable issue of fact regarding defendants' state of mind or regarding harm caused by their actions. Because the record reflects a failure of proof on essential elements of plaintiff's claim, defendants are entitled to summary judgment.
Defendants seek summary judgment on the alternative ground that they are entitled to qualified immunity. ECF No. 35-2 at 10-12. Because the court finds no triable issue as to deliberate indifference, it declines to reach the issue of qualified immunity.
It is being recommended that the motion for summary judgment be granted because you have not provided evidence that defendants were aware that you had a serious medical need and failed to provide treatment with the knowledge that this put you at risk. At most, you have shown that they may have been negligent, which is not enough to support a claim under the Eighth Amendment.
For the reasons explained above, IT IS HEREBY RECOMMENDED that:
1. Defendants' motion for summary judgment (ECF No. 35) be GRANTED, and judgment be entered in favor of the defendants.
2. This case be closed.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be served and filed within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.