Marcia S. Krieger, Chief United States District Judge.
The Court assumes the reader's familiarity with the proceedings to date. Thus, it offers only a limited factual summary here and elaborates as necessary in the analysis.
This action arises from an incident that occurred on January 9, 2009. On that date, the Defendants, Denver Police Officers, went to the Plaintiffs' residence, ostensibly to conduct a "knock and talk," inquiring about possible criminal activity occurring in the neighborhood. The parties sharply disputed the ensuing events, but it is sufficient to note that the Defendants entered the residence and a physical altercation ensued between the Plaintiffs and Defendants inside the house. The Defendants eventually subdued the Plaintiffs and placed them under arrest. The Defendants were charged with various forms of criminal assault, supported primarily by the testimony of the Defendants. Plaintiffs Nathan Martinez ("Nathan") and Daniel Martinez III ("Daniel III") proceeded to trial on those criminal charges and were acquitted by a jury; the charges against the remaining Defendants were thereafter dropped.
The Plaintiffs commenced this civil action against the Defendants, raising various claims under 42 U.S.C. § 1983 arising from the Defendants' entry into the residence, the altercation, the arrests, and the ensuing criminal prosecution. The case proceeded to a jury trial in September 2014. The jury entered the following verdict:
Based on these verdicts, the jury awarded the following damages against the following Defendants:
Type ofDefendant Defendant Defendant Defendant Plaintiff DamagesMartinez Motyka Jackson Valdez Actual $ 60,000 $0 $0 $40,000Daniel Jr. Punitive $ 100,000 $ 62,500 $0 $100,000 Total $ 160,000 $ 62,500 $0 $140,000 Actual $ 25,000 $75,000 $0 $25,000Nathan Punitive $ 100,000 $62,500 $0 $100,000 Total $ 125,000 $137,500 $0 $125,000 Actual $25,000 $0 $40,000 $25,000Daniel III Punitive $100,000 $62,500 $0 $100,000 Total $125,000 $62,500 $40,000 $125,000 Actual $25,000 $0 $0 $200,000Johnathan Punitive $100,000 $62.500 $0 $300,000 Total $125,000 $62,500 $0 $500,000
The parties then filed the instant post-verdict motions. The Plaintiffs moved for an award of prejudgment interest
Because the Plaintiffs' motions presuppose the verdict standing (in whole or part), it is appropriate to first consider the Defendants' motion seeking either a new trial or remittitur.
The Defendants first argue that the verdict should be set aside and a new trial granted because the jury's verdict is inherently inconsistent and irreconcilable in three different respects: (i) the finding that all of the Defendants lacked probable cause to arrest (Claim 3) is inconsistent with the finding that Defendants Motyka and Jackson had probable cause for the statements they made later during the prosecution of Daniel Jr. and Nathan Martinez, such that they were not liable for malicious prosecution (Claim 4); (ii) the finding that Defendant Motyka's entry into the residence was justified by exigent circumstances (Claim 1) is inconsistent with the finding that no probable cause existed to arrest the Plaintiffs (Claim 4), as Defendant Motyka testified that he entered the residence to protect Defendant Valdez from being assaulted; and (iii) the finding that Defendant Valdez engaged in malicious prosecution by continuing the prosecution of Plaintiff Jonathan Martinez (Claim 4a) is inconsistent with the finding that Defendant Valdez did not engage in the malicious prosecution of Jonathan initially (Claim 4). The Defendants argue that the jury's failure to follow an instruction on the verdict form is further evidence of jury "confusion."
Courts may set aside jury verdicts that are fundamentally inconsistent, but they must do so with great reluctance and considerable deference to the jury's factfinding. Johnson v. Ablt Trucking Co., 412 F.3d 1138, 1143-44 (10th Cir.2005). A new trial is warranted only where "the essential controlling findings are in conflict" and there is no "plausible theory that supports the verdict." Id. The mere fact that it may be difficult to reconcile apparently conflicting verdicts is not, of itself, grounds for granting a new trial. Id. Relief is appropriate only when it is impossible to reconcile the verdicts. Id.
Before turning to the merits of the Defendants' argument, the Court must first address two preliminary issues. First, the Court notes that an attack on a jury verdict because it is inherently inconsistent is a factually-intensive matter, requiring careful examination of the trial record to ascertain precisely what evidence was presented in support of each claim and what factual theories counsel presented in closing arguments. Especially in cases such as this, where the operative facts were highly disputed and the key evidence was testimonial rather than documentary, it is nearly impossible to present such a challenge without supplying a trial transcript. It is not sufficient for counsel to present such a motion relying entirely on counsel's recollections and characterizations of the testimony, rather than by means of specific citations to and quotations from the trial record; such recollections
Accordingly, a party seeking to set aside a verdict on the grounds of inconsistency will almost always be required to supply the Court with a transcript of the pertinent portions of the record (as will a party opposing such a motion). Because the Defendants here did not file a transcript of the trial and have relied solely upon their own recollections and characterizations of the trial testimony, the Court denies the Defendants' motion for that reason alone. (Nevertheless, for purposes of completeness, the Court will proceed to discuss the Defendants' motion in light of the record as reflected in the unofficial rough transcript prepared by the Court Reporter during trial.)
The second threshold issue concerns the Plaintiffs' contention that the Defendants have waived any ability to seek a new trial based on an inconsistent verdict because they failed to object to the verdict on that ground prior to the Court discharging the jury. In Johnson, the 10
A "general verdict" is one that "requires the jury to announce the ultimate legal result of each claim"; a "special verdict" is one which "presents the jury with specific questions of fact such that after the jury returns its verdict, the court applies the law to the facts found by the jury and enters judgment accordingly." Id. at 1142. The verdict form used by this Court is unambiguously a special verdict form, requiring the jury to make specific factual determinations; the Court then enters judgment on the various claims consistent with the jury's factual findings. At no time is the jury asked to make findings of legal liability or to announce the legal rights of a party. Indeed, the verdict on Claim 4 demonstrates the point. The jury made factual findings that, for example, Defendants Jackson and Motyka's statements during the Plaintiffs' prosecution were not without probable cause. The legal effect of such a finding is that it defeats a malicious prosecution claim because a lack of probable cause is an essential element of such a claim. But the jury was not asked to go on and affirmatively state that it was finding a verdict for those Defendants as a result of its factual findings. Put differently, applying
Thus, because it is apparent that the verdict form used here was a special verdict, not a general verdict with interrogatories, the Defendants' failure to object to the alleged inconsistency prior to the jury's discharge does not preclude the instant request for a new trial.
The Court then turns to the particular inconsistencies asserted by the Defendants.
To avoid double negatives (and admittedly misrepresenting the burden of proof in the process) the Court restates the jury's findings with regard to Claim 3 and Claim 4. On Claim 3, knew the jury found that each Plaintiff proved that he was arrested for assaulting a police officer without probable cause (that is, without the officer having an objectively-reasonable basis to believe that the Plaintiff had committed a crime); this resulted in a verdict against each individual Defendant. However, the jury also found on Claim 4 that the Plaintiffs did not prove that Defendants Motyka and Jackson made statements the criminal proceedings against the Plaintiffs without probable cause (that is, without the officer having a subjectively-reasonable basis to believe that the testimony was truthful and accurate); this resulted in a judgment for Defendants Motyka and Jackson. Thus, the Defendants argue that there is an inherent inconsistency between the jury finding that Defendant Motyka and Jackson
Based on the limited evidentiary record regarding these Defendants' involvement in the prosecution of the Plaintiffs, the Court disagrees. The Court will assume, for purposes of this motion, that the jury's verdict on the False Arrest claim was properly supported by the record — i.e. that the Defendants lacked probable cause to arrest the Plaintiffs for assault. (The Defendants do not argue that such a verdict is contrary to the evidence.) Then the Court turns to the factual record regarding the precise statements Defendants Motyka and Jackson made during the Plantiffs' criminal prosecution. That record is fairly skeletal. Only two admitted exhibits relate to any of the Plaintiffs' criminal prosecutions, Exhibits 163 and 164. Exhibit 163 consists of a two-page Criminal Summons and Complaint, charging Daniel III with 3d Degree Assault on a Police Officer. (The remainder of the exhibit consists of the docket sheet for that criminal prosecution.) The Summons page is apparently signed by Police Officer James Medina, a non-party to this case.
The Court then turns to the oral testimony regarding the criminal prosecution and the role played by Defendants Motyka and Jackson in it. Considering Defendant Motyka first, he testified here that he gave testimony in "their criminal trial" — apparently the joint trial of Daniel III and Nathan — on or about January 4, 2010. Defendant Motyka was not asked about, and did not generally describe, the testimony he gave at the trial. However, there is some indirect testimony that revealed certain details about the contents of Defendant Motyka's 2010 testimony. On one occasion, the Plaintiffs' counsel here sought to impeach Defendant Motyka's testimony with the transcript of his 2010 trial testimony,
The record appears to reflect that Defendant Motyka also testified on or about August 13, 2009 (or possibly August 7, 2009), at a "pretrial motions hearing" in Daniel III and Nathan's criminal case. As with the 2010 criminal trial, the testimony Defendant Motyka gave at the motions hearing was transcribed and used to impeach Defendant Motyka's testimony in this trial. But, like the trial transcript, the transcript from the motions hearing was not offered as an exhibit and thus, the record here contains only indirect references as to what Defendant Motyka's 2009 testimony may have been. Defendant Motyka appeared to agree with the Plaintiffs' counsel here that the transcript from the motions hearing referenced Defendant Motyka testifying that he punched Nathan
From this record, it is clear that the jury's response to Question 7 on the verdict form — finding that Defendant Motyka made statements that caused the criminal prosecution of Daniel III and Nathan to proceed
On Question 8, however, the jury apparently found that Defendant Motyka had probable cause for — that is, a reasonable belief in the accuracy of — the statements he made at the time they were given in 2009 and 2010. Framed as such, it is immediately apparent that there is no inconsistency between the finding that the Defendants lacked probable cause to arrest the Plaintiffs and the first five statements by Defendant Motyka. The sequence in which officers entered the residence or the fact that Defendant Motyka punched Nathan in the jaw, for example, do not bear in any way on the question of whether the Defendants had probable cause to believe that the Plaintiffs had engaged in criminal assaults upon police officers. Because the jury's finding on Question 7 might arguably have included only one or more of the first five statements, a finding that Defendant Motyka reasonably believed in the truth of those statements is in no way inconsistent with a finding that the Defendants lacked probable cause to arrest the Plaintiffs.
A similar, albeit simpler, analysis applies to Defendant Jackson. The jury found that Defendant Jackson made statements that furthered the criminal prosecutions of Daniel III and Jonathan Martinez, but did not make statements regarding Nathan or Daniel Jr.
Accordingly, the Court finds no inconsistency between the jury's verdicts as to Defendant Jackson on Claims 3 and 4.
This argument focuses on a narrower question. On Claim 1, Unlawful Entry, the jury found that Defendant Motyka entered the Plaintiffs' residence without probable cause or consent, but found that the Defendants had proven an affirmative defense that Defendant Motyka's entry was justified by exigent circumstances. The Defendants argue that the exigency in question was because Defendant Motyka "saw Officer Valdez being assaulted by the Plaintiffs." Thus, the Defendants argue, "if ... Defendant Motyka's entry into the home was justified by ... the immediate need to protect the life or safety of Defendant Valdez[,] then probable cause necessarily existed for Defendant Motyka's arrest of Nathan Martinez."
This argument suffers from a fatal logical flaw because it depends on an unstated premise — that "if an exigency exists, police therefore have probable cause to arrest the person creating the exigency" — that is false. The Court will assume, for the moment, that Defendant Motyka did indeed see Defendant Valdez under attack and that that was a valid reason for Defendant Motyka to enter the residence in order to quell the altercation. But for the same reasons discussed above, the mere fact that Defendant Motyka saw Nathan (among others) striking Defendant Valdez is
Finally, the Defendants argue that there is an inherent inconsistency between the jury's finding that Defendant Valdez did not act with malice when he made
The record reflects that Jonathan was initially charged with Assault in the Second Degree on a Police Officer, a felony. Defendant Valdez testified that he completed a "probable cause statement" after the incident, but that the decision as to what charges to file was made independently by a District Attorney. Although the Plaintiffs attempted to impeach Defendant Valdez about whether he had discussions with the District Attorney prior to the initial filing of charges, the substantive evidence in the record is unrebutted that it was a District Attorney, not Defendant Valdez, who made the initial decision to charge Jonathan.
However, Jonathan's testimony established that Defendant Valdez did eventually appear and testify in a court hearing in the case against Jonathan. Jonathan had been detained at a juvenile correctional facility following the incident, and the hearing apparently concerned whether Jonathan should be released pending trial. According to Jonathan, Defendant Valdez testified at the hearing that he was "terrified" of Jonathan and he opposed Jonathan's release. Jonathan was ultimately released, but was subject to a restraining order concerning Defendant Valdez, the contents of which were not otherwise described.
Jonathan brought two separate malicious prosecution claims. The initial malicious prosecution claims by all Plaintiffs — Claim 4 — concerned the Plaintiffs' contention that the Defendants collaborated on a falsified story that would justify criminal charges being initiated against each of the Plaintiffs. As the Court understands it, Claim 4a, Jonathan's "Continued Malicious Prosecution" claim, was based on Defendant Valdez's efforts to oppose Jonathan's release on bond — that is, that Defendant Valdez maliciously sought to prolong Jonathan's confinement. See Novitsky v. City of Aurora, 491 F.3d 1244, 1258 (10th Cir. 2007) (elements of malicious prosecution under § 1983 are that "the defendant caused the plaintiff's continued
Accordingly, the Court finds no merit in the Defendants' contention that the jury's
The Defendants argue that either a new trial or remittitur is required because the compensatory damages awarded by the jury were excessive. Remittitur or a new trial are appropriate remedies to cure a jury's compensatory damage award that is "so grossly excessive as to shock the judicial conscience" or if it "raise[s] an irresistible inference that passion, prejudice, corruption, or other improper influence invaded the trial." Prager v. Campbell County Mem. Hosp., 731 F.3d 1046, 1061 (10th Cir.2013).
The Court addresses the compensatory awards as categories. The first category consists of those damage awards that can only be attributed to the Unlawful Entry claim. All four Plaintiffs asserted this claim against all four Defendants, but the jury found that only Defendants Martinez and Valdez were liable to the Plaintiffs. Through process of elimination, it is possible to ascertain that the awards in favor of certain Plaintiffs against certain Defendants can only be tied to the Unlawful Entry claim. Specifically, (i) the award of $ 25,000 each to Nathan, Daniel III, and Jonathan against Defendant Martinez, and (ii) the award of $ 25,000 each to Nathan and Daniel III, and the award of $ 40,000 to Daniel Jr. against Defendant Valdez, can only be attributed to the Unlawful Entry claim.
These awards are supported by substantial evidence: the record reflects that all four Plaintiffs were residents of the home, had possessory and privacy interests against intrusion into the home, and that all four were present when the Defendants unlawfully entered. All four Plaintiffs testified to being upset by the intrusion, thus warranting some award of damages as compensation for such upset. (The Court assumes that the higher award to Daniel Jr. reflects his status as head of the household and his seemingly greater privacy interest in controlling the flow of visitors into the home.)
The Court cannot say that these awards shock the judicial conscience. They are, to be sure, generous awards for an intrusion that caused minimal property damage and lasted a fairly short period of time. At the same time, the Court cannot diminish the emotional distress that any citizen would feel when police officers forcibly entered one's residence without justification or consent. The unreasonableness of this conduct is only magnified by the jury's apparent conclusion that the Defendants tendered a spurious justification for the action (that they were merely attempting to perform a "knock-and-talk") and the evidence that they overlooked pre-existing, readily-available information about a recent change in residents that would have dissipated, if not entirely ameliorated, the need for the visit itself or a forceful police presence during it. Under all these circumstances, the Court cannot say that the compensatory awards to these Plaintiffs on the Unlawful Entry claim shock the judicial conscience or reflect improper jury decisionmaking.
The second category of awards are those that are, in large part, for False Arrest. Each of the Defendants was found liable for falsely arresting the individual Plaintiff they interacted with. Three of those awards can be meaningfully addressed here:
• Defendant Motyka as to Nathan, $ 75,000, and
• Defendant Jackson as to Daniel III, $ 40,000.
It is undisputed that each of these Plaintiffs were arrested at the home, taken to the police station for booking, then detained in the Denver Jail for several hours until they were released on bond. The Plaintiffs' injuries were primarily in the form of emotional distress, anxiety, and embarrassment.
Finally, there is the award of $ 200,000 in favor of Jonathan against Defendant Valdez. That award reflects compensation for three separate wrongs by Defendant Valdez: unlawful entry, the false arrest of Jonathan, and malicious prosecution arising from Defendant Valdez's subsequent testimony in opposition to Jonathan's release on bail. (As above, assuming the jury's verdict roughly tracks the awards to other Plaintiffs on the Unlawful Entry and False Arrest claims, it may be that the $ 200,000 can be allocated as approximately $ 25,000 for Unlawful Entry, $40,000 to $70,000 for False Arrest, and $ 105,000 to $135,000 for Continued Malicious Prosecution.)
Whether construed as a whole or as the hypothetical sum of its component parts, the award is considerably higher than any of the other awards in this case. But to some extent, the circumstances involving Defendant Valdez and Jonathan warrant a somewhat higher award than those given to other Plaintiffs. At the time of the
Accordingly, the Court denies the Defendants' motion for new trial on damages or remittitur.
The Defendants argue that the jury's award of punitive damages, totaling $ 1.25 million, is excessive, particularly when measured against the jury's award of actual damages in the amount of $ 540,000. The Defendants argue that the punitive damage award runs afoul of the Due Process clause of the U.S. Constitution.
The Due Process clause prohibits the imposition of grossly excessive punishments on a tortfeasor.
The degree of reprehensibility is "the most important indicium of the reasonableness of a punitive damage award." Gore, 517 U.S. at 575, 116 S.Ct. 1589. In examining this factor, the Court considers a number of sub-factors, including whether the harm was physical or merely economic, whether the defendant acted with indifference to the health and safety of others, the financial vulnerability of the plaintiff, whether the conduct involved repeated actions or was an isolated incident, and whether the harm was the result of intentional action or mere accident. Jones, 674 F.3d at 1207, citing State Farm Mut. Auto Ins. Co. v. Campbell, 538 U.S. 408, 419, 123 S.Ct. 1513, 155 L.Ed.2d 585 (2003).
The jury awarded different amounts of punitive damages against each of three Defendants (the jury awarded no punitive damages against Defendant Jackson), and thus, it is necessary to address the question of reprehensibility separately for each.
Turning first to Defendant Motyka, the Court encounters an early obstacle. The jury awarded punitive damages to all four Plaintiffs against Defendant Motyka, in the amount of $62,500 for each Plaintiff. But the jury found Defendant Motyka liable only on one substantive claim — False Arrest — that was asserted only by Plaintiff Nathan Martinez. As to the claims for which all four Plaintiffs were claimants against Defendant Motyka — Unlawful Entry and Malicious Prosecution — the jury found in favor of Defendant Motyka.
Considering the reprehensibility of Defendant Motyka's unlawful conduct as to Nathan — falsely arresting him — under the factors listed above, the conduct is of a fairly mild degree of reprehensibility. The false arrest of Nathan resulted in him being taken to the police station and processed. Although Nathan was subsequently charged with a crime and prosecuted, the jury's verdict does not hold Defendant Motyka responsible for that decision. Thus, the scope of Nathan's injuries are limited to the inconvenience of being falsely arrested for assault, taken to a police station, and booked. Although not solely economic in nature, those injuries are not necessarily "physical" either; the distress and anxiety that a falsely arrested citizen suffers are more of an emotional nature. Defendant Motyka's act of falsely arresting Nathan occurred on a single occasion. The record reflects that the Plaintiffs generally,
Defendant Valdez's liability here is multi-faceted. As to Plaintiffs Daniel Jr., Daniel III, and Nathan, Defendant Valdez is liable only for unlawfully entering the residence and disrupting these Plaintiffs' privacy rights. Although the unlawful intrusion of police into a home can certainly give rise to anxiety and a feeling of insecurity, the injuries stemming from this action tip more to the economic side of the equation rather than the physical side, even more so than the injuries that result from a false arrest. Such conduct occurred on a single occasion. The jury rejected Defendant Valdez's argument that the entry was the result of a mistaken belief that Daniel Jr. had consented to the officers' entry, and apparently adopted the Plaintiffs' argument that Defendant Valdez intended to enter the home regardless of Daniel Jr.'s actions, suggesting some degree of intentional misconduct. Taken as a whole, the conduct of Defendant Valdez as to Daniel Jr., Daniel III, and Nathan is of fairly mild reprehensibility, warranting only a fairly mild punitive damage award.
As to Jonathan, Defendant Valdez's conduct is more significant. In addition to unlawfully entering the residence Jonathan shared with his family, Defendant Valdez falsely arrested Jonathan and later exacerbated Jonathan's prosecution by attempting to prevent him from being released on bond. Unlike the wrongs committed by Defendant Valdez as to the other Plaintiffs, his wrongs as against Jonathan were continuing in nature, with Defendant Valdez's testimony opposing Jonathan's release on bail occurring approximately a week after the incident in the home, giving time for tempers to cool and reason to prevail. In addition, the jury's verdict on the Continuing Malicious Prosecution claim expressly found that Defendant Valdez acted maliciously towards Jonathan. By continuing his intentional, wrongful conduct as to Jonathan after having had time for deliberation, Defendant Valdez evidenced a higher degree of reprehensibility and thus, is susceptible to a higher punitive damage award.
Finally, Defendant Martinez falls somewhere in between. Like Defendant Valdez, Defendant Martinez was found liable to all four Plaintiffs for unlawfully entering their home, although the record reflects that he did so following behind Defendant Valdez, thus moderating the reprehensibility of his conduct slightly. He was found to have falsely arrested Daniel Martinez, Jr., but like Defendant Motyka, was not found to have maliciously prosecuted any of the Plaintiffs. As with the other Defendants, the conduct underlying the unlawful entry and false arrest claims are of a fairly mild degree of reprehensibility, warranting only a fairly mild punitive damage award.
Next, the Court examines the ratio of a punitive damage award to the compensatory award made by the jury. There are no bright-line ratios or concrete rules that limit the extent to which punitive damages may multiply actual damage awards, although the Supreme Court has
Once again, it is necessary to examine the punitive damage award against each Defendant separately. Beginning with Defendant Motyka, once the Court strips away the improper awards to Plaintiffs other than Nathan, the Court is left with the jury's award of $ 75,000 in actual damages to Nathan and $ 62,500 in punitive damages. Certainly, the less-than-1:1 ratio between the two does not "push the boundaries of due process requirements." Jones, 674 F.3d at 1207-08. As to Defendant Valdez, the punitive awards of $ 100,000 each Plaintiff reflect a ratio of punitive damages to compensatory damages of 4:1 for Nathan, Daniel III, and Jonathan, and 1.6:1 as to Daniel Jr. The former sits at the edge of what State Farm suggests is "close to the line" of impropriety (although apparently not over it), although the latter is certainly within the range permitted under Jones. The award against Defendant Valdez in favor of Daniel Jr., Nathan, and Daniel III similarly falls at a ratio of 2.5:1 (as to Daniel Jr.) or 4:1 (as to Nathan and Daniel III), while the award to Jonathan grants punitive damages at a ratio of 1.5:1 compared to compensatory damages. Thus, none of the punitive damages awarded reflect a facially-excessive ratio to actual damages awarded.
However, that does not appear to be the end of the inquiry on this factor. In Jones, the 10
As the preceding discussion reflects, it is this Court's opinion that the Plaintiffs were the beneficiaries of fairly generous compensatory awards. There is no indication that any economic injuries suffered by the Plaintiffs went un-remedied and the Plaintiffs' non-economic injuries arising from the successful claims are almost entirely emotional in nature. The record does not reflect that these emotional injuries have been debilitating in character or prompted the Plaintiffs to seek professional care, leaving the conclusion that the Plaintiffs manage them in the same way that any other person manages the
The Defendants cite to a variety of published cases in which courts have set aside smaller punitive damage awards in what would appear to be more egregious circumstances. The Plaintiffs cite cases in their response in which considerable punitive damage awards were upheld in various false arrest cases.
Both parties appear to have missed the mark. This factor does not invite a race to the law library to find verdicts upheld or overturned in cases involving similar claims. As discussed in BMW, this factor is premised upon the notion that "
Even assuming that this factor required consideration of comparable
Type ofDefendant Defendant Defendant Defendant Plaintiff DamagesMartinez Motyka Jackson Valdez Actual $ 60,000 $0 $0 $ 40,000Daniel Jr. Punitive $ 60,000 $ 0 $ 0 $ 40,000Total $ 120,000 $ 0 $ 0 $ 80,000 Actual $ 25,000 $75,000 $ 0 $ 25,000Nathan Punitive $ 25,000 $ 62,500 $ 0 $ 25,000Total $ 50,000 $ 137,500 $ 0 $ 50,000 Actual $25,000 $0 $ 40,000 $ 25,000Daniel III Punitive $ 25,000 $ 0 $ 0 $ 25,000Total $ 50,000 $ 0 $ 40,000 $ 50,000 Actual $ 25,000 $ 0 $ 0 $ 200,000Jonathan Punitive $ 25,000 $ 0 $ 0 $ 200,000Total $ 50,000 $ 0 $ 0 $ 400,000
Accordingly, the Defendants' Motion for New Trial or Remittitur is granted in part and denied in part as set forth above.
The Plaintiffs move for an award of prejudgment interest "from the date of the constitutional violations to the date of entry of final judgment." They acknowledge that such relief is not available as of right, but rather, may be awarded at the discretion of the trial court. Zuchel v. City and County of Denver, 997 F.2d 730, 746 (10th Cir.1993). In assessing a request for prejudgment interest, the Court first considers whether an award of prejudgment interest would serve a compensatory function, then it considers whether the equities would preclude such an award. Id.
Turning to the compensatory question, the purpose of prejudgment interest is to compensate the wronged party for being deprived of the monetary value of the loss from the time of loss to the entry of judgment. Id. The Court will assume, without necessarily finding, that the jury did not necessarily include prejudgment interest as a component in any of its damage awards to the Plaintiffs. Although nothing in the jury instructions specifically precluded the jury from doing so, compare U.S. Indust., Inc. v. Touche Ross & Co., 854 F.2d 1223, 1257 (10th Cir.1988), the Plaintiffs did not itemize or request such interest as a component of damages in their closing argument and there is no reason to assume that the jury spontaneously chose to include such sums.
Thus, some portion of the jury's award to the Plaintiffs reflects the value of emotional and other injuries the Plaintiffs sustained on or about January 27, 2009 and the days immediately following it; another portion of the jury's award reflects injuries the Plaintiffs were continuing to sustain as recently as the date of trial in 2014 (and perhaps even after). Awarding prejudgment interest for the period from January 2009 to the present on the entire actual damage award would result in the Court granting interest on some damages for a period of time before the Plaintiffs actually suffered the corresponding injury. Arguably, the Court could attempt to dissect the damage awards in an attempt to determine what portion of the award related to injuries suffered in 2009 and what portion related to injuries suffered in 2010, 2012, or 2014, awarding varying amounts of prejudgment interest for each cohort of the award. But doing so would be an exercise in utter speculation given the mostly unquantifiable nature of the Plaintiffs' injuries. Compare Barnard v. Theobald, 721 F.3d 1069, 1078 & n. 12 (9th Cir.2013) (suggesting that the trial court could at least award prejudgment interest on that portion of an undivided award that likely reflected quantifiable past medical expenses). Without a meaningful way to apportion prejudgment interest to a holistic non-economic damage award covering injuries sustained over a lengthy time period — and the Plaintiffs have offered none — the Court is inclined to deny prejudgment interest entirely.
Accordingly, the Plaintiffs' motion for prejudgment interest is denied.
Finally, the Court addresses the Plaintiffs' Motion for Attorney Fees. The Plaintiffs request an award of fees in the amount of $ 477,997.50, reflecting approximately 1,200 hours expended by a variety of lawyers and paralegal staff at varying rates ranging from $ 300 to $ 500 per hour for lawyers and $ 150 per hour for paralegals. The vast majority of hours sought are claimed by three attorneys: Mr. Lane, the Plaintiffs' lead counsel, claims approximately 480 hours at $ 500 per hour; Ms. Stimson, the Plaintiffs' second-chair trial counsel, claims 196 hours at $ 350 per hour; and Mr. Mohamedbhai makes two separate claims for fees, one for 178.4 hours at $ 350 per hour for the period of time during which he was associated with Mr. Lane's firm, and a second period of 112 hours at $ 450 per hour for a time
The Defendants do not dispute that the Plaintiffs are prevailing parties or are entitled to an award of a reasonable fee, but contend that the fees claimed by the Plaintiffs are excessive, both in rates claimed and hours spent, and that reductions should be made to the claimed sum for a variety of reasons, including the pursuit of unsuccessful claims (against these and former Defendants) and non-compensable time relating to Mr. Lane's representation of the Plaintiffs in the criminal suit against them.
In determining the reasonable fee that may be awarded, the Court applies the familiar "lodestar" analysis: first, the Court calculates a "lodestar" figure by multiplying a reasonable hourly rate by the number of hours reasonably incurred by the Plaintiffs' counsel. See generally Gisbrecht v. Barnhart, 535 U.S. 789, 801-02, 122 S.Ct. 1817, 152 L.Ed.2d 996 (2002) ("the `lodestar' figure has, as its name suggests, become the guiding light of our fee-shifting jurisprudence"); Hensley v. Eckerhart, 461 U.S. 424, 103 S.Ct. 1933, 76 L.Ed.2d 40 (1983). Second, the Court addresses whether that lodestar figure should be adjusted upwards or downwards based on the particular circumstances of the case, although adjustments to the lodestar figure are made only in unusual situations. Pennsylvania v. Delaware Valley Citizens' Council for Clean Air, 478 U.S. 546, 564-65, 106 S.Ct. 3088, 92 L.Ed.2d 439 (1986). The goal of the exercise is to produce "an award that roughly approximates the fee that the prevailing attorney would have received if he or she had been representing a paying client who was billed by the hour in a comparable case." Perdue v. Kenny A ex rel. Winn, 559 U.S. 542, 130 S.Ct. 1662, 176 L.Ed.2d 494 (2010). The applicant seeking fees bears the burden of demonstrating that the hours expended and rates charged are reasonable. Mares v. Credit Bureau of Raton, 801 F.2d 1197, 1201 (10th Cir.1986).
Although the Defendants challenge the fee award claimed by the Plaintiffs on a number of grounds, the Court will limit its analysis to those issues of the greatest significance. First, the Court addresses the Plaintiffs' claim for compensation for time spent in handling the Plaintiffs' criminal defense. The Plaintiffs' counsel in this action, anticipating the potential for a civil suit against the Defendants, elected to provide pro bono criminal representation to the Plaintiffs with regard to the state charges against them. The Plaintiffs' counsel seeks compensation in this suit for that criminal defense, explaining that careful presentation of the criminal defense was necessary to ensure that the Plaintiffs' civil claims would not be unduly compromised by the outcome of the criminal proceeding. As the Plaintiffs note, there is no general consensus as to whether fees incurred by counsel providing criminal defense to a person charged with a crime can be recovered in a § 1983 suit against law enforcement officials for constitutional violations committed during the arrest. Some courts refuse to award criminal defense fees. Venuti v. Riordan, 702 F.2d 6, 9-10 (1st Cir. 1983) ("We conclude that nothing in the language or history of [42 U.S.C.] § 1988 or related case law supports an expansion of the sort that plaintiff urges"); Fletcher v. O'Donnell, 729 F.Supp. 422, 429 (E.D.Pa.1990). Some courts permit the recovery as a compensable attorney fee. See Kerr v. City of Chicago, 424 F.2d 1134, 1141 (7th Cir.1970) ("A plaintiff in a civil rights action should be allowed to recover the attorneys' fees in a state criminal action where the expenditure is a foreseeable result of the acts of the defendant"); See also Beltran Rosas v. County of San Bernardino,
This Court agrees with those that have found that 42 U.S.C. § 1988 does not contemplate awards of attorney fees for criminal defense. That statute permits an award of attorney fees "[i]n any action or proceeding to enforce a provision of" specific civil rights statutes. 42 U.S.C. § 1988(b). Criminal proceedings are not an "action or proceeding to enforce a provision" of a civil rights statute; at best, they are antecedents to such an "action or proceeding." Alternatively, the Court finds some wisdom in the Greer approach, at least in ordinary cases where the § 1983 plaintiff sustains actual economic damages by paying the fees of criminal defense counsel Such economic losses would properly be the subject of a jury award of damages for a constitutional violation, just like any other out-of-pocket loss.
Second, the Defendants contend that a substantial reduction in the award sought by the Plaintiffs is appropriate to reflect
Although the Court agrees with the Plaintiffs that they achieved remarkable success in obtaining generous jury verdicts on the claims on which they succeeded, that is not the measure of success for the purpose of awarding attorney fees. The purpose of reducing a fee claim to reflect partial success is to eliminate compensation for hours spent solely in the pursuit of substantive claims on which the Plaintiffs did not prevail — the Excessive Force claim in its entirety and the Malicious Prosecution and Unlawful Entry claims in part. Here, the Court finds that there was substantial, but not complete, factual overlap between the unsuccessful Excessive Force claims and the successful False Arrest claims. To a large extent, the altercation that gave rise to the Excessive Force claims is the same altercation on which the Defendants predicated the arrest of the Plaintiffs for assault. Thus, only a minor reduction of hours claimed by the Plaintiff is necessary to eliminate time spent unsuccessfully on the Excessive Force claim. The Court further finds that the Plaintiffs were almost entirely unsuccessful on the Malicious Prosecution claims, although, as noted above, the factual presentation at trial to support those claims was fairly superficial. Although the Plaintiffs were unsuccessful in asserting their Unlawful Entry claim against Defendant Motyka, relatively little time at trial was devoted to addressing facts relating solely to the reasons for Defendant Motyka's entrance (as distinct from facts that related to the reasons for
The Court also agrees in part with the Defendants that another reduction in the hours claimed is necessary to reflect the Plaintiffs' lack of success on their Monell claim. The Plaintiffs argue that Judge Blackburn found that a plaintiff's success on an individual excessive force claim against a City of Denver law enforcement employee, but the plaintiff's loss of its Monell claim against the City on summary judgment did not warrant a reduction of the plaintiff's claimed hours spent to reflect partial success because the individual and Monell claims were not "distinct in all respects," but rather, were "two sides of the same coin." See Duran v. Koehler, D.C. Colo. Civ. Case No. 10-cv-01569-REB-KMT, Docket # 151, 2014 WL 4197578 (Aug. 25, 2014).
Finally, the Court finds various instances in which the number of hours claimed for particular tasks are excessive, such as 47.5 hours for interoffice conferences, nearly 80 hours for preparation of a Pretrial Order, and an additional 76 hours spent on paralegal time preparing trial exhibits. It being impossible to effectively isolate and identify each instance of excessive hours, the Court finds that another small wholesale reduction in hours is appropriate. The Court finds that eliminating 5% of the claimed hours as a whole will accomplish this task.
Thus, the Court finds that the appropriate lodestar calculation in this case yields a presumptive fee award of ($ 477,997.50-$ 83,800) * .8 = $ 315,358.00. Although the Plaintiffs contend that the lodestar calculation should be enhanced in this case, owing to "the daunting task of seeking justice for an extremely problematic case" and the contingent nature of the fee arrangement, the Court disagrees. Civil rights cases of this type are fairly common in this District and there appear to be no shortage of counsel willing to bring them.
Accordingly, the Court grants the Plaintiffs' motion for attorney fees in the amount of $315,358.00. The Plaintiffs have not made a separate showing as to what costs not taxed by the Clerk of the Court should be reviewed here, and thus, the Court denies the Plaintiffs' motion to the extent it seeks excess costs.
For the foregoing reasons, the Plaintiffs' Motion for Prejudgment Interest
For the verdicts to be inconsistent, one would first have to assume that the jury included this statement among those that they found Defendant Motyka to have made during the criminal prosecution. Even so, the Court nevertheless finds that the jury's verdict can still be reconciled. Defendant Motyka's 2009 testimony apparently did not address the events that precipitated the Plaintiffs, including Nathan, punching Defendant Valdez. Thus, the jury might reasonably have concluded that Defendant Motyka could have reasonably described seeing the punching occurring, yet still lack probable cause to believe that such punching constituted an assault. Colorado law recognizes that an individual may resist an unlawful application of force by a police officer by responding with force of their own. C.R.S. § 18-1-704. Although the Court did not instruct the jury on this provision of law, the Plaintiffs counsel alluded to the same notion during the questioning of Defendant Motyka, suggesting to him that "you can understand the concept of provocation, right?" It may be that the jury concluded that the jury concluded that Nathan had a legal justification to punch Defendant Valdez, as he was observed doing by Defendant Motyka, and yet because Defendant Motyka did not see the events preceding Nathan's punch, Defendant Motyka lacked knowledge as to whether Nathan's punch had been provoked by Defendant Valdez, and thus, lacked probable cause to believe that the punch was a criminal act sufficient to justify arresting Nathan. Or it may simply be that the jury overlooked this statement about seeing Nathan punch Defendant Valdez when it was deliberating on the malicious prosecution claim.
There is less of an explanation for the jury's finding that Defendant Jackson made statements furthering the criminal prosecution of Jonathan Martinez. Neither Defendant Jackson nor Jonathan testified as to Defendant Jackson being involved in that proceeding, and although the Plaintiffs' counsel used Exhibit 165 — a Petition in Juvenile Delinquency concerning Jonathan, which lists Defendant Jackson as one of the potential witnesses — to refresh Jonathan's recollection on an unrelated point, that exhibit was not offered or admitted and was not considered by the jury. Ultimately, however, even a factually-unsupported finding by the jury regarding Defendant Jackson's involvement in Jonathan's criminal case is irrelevant. There is no contention that the jury's findings — that Defendant Jackson made statements in