CHARLES B. DAY, United States Magistrate Judge.
Mary E. Kendall, ("Plaintiff") brought this action under 42 U.S.C. § 405(g) for judicial review of the final decision of the Commissioner of the Social Security Administration ("Commissioner"), denying Plaintiff's claim for a period of Disability Insurance Benefits ("DIB") under Title II of the Social Security Act, 42 U.S.C. §§ 401-434. Before the Court are Plaintiff's Motion for Summary Judgment ("Plaintiff's Motion"), Commissioner's Motion for Summary Judgment ("Commissioner's Motion"), and Plaintiff's Reply Brief In Support Of Her Motion For Summary Judgment ("Plaintiff's Reply"). The Court has reviewed the motions, related memoranda, and the applicable law. No hearing is deemed necessary. See Local Rule 105.6 (D. Md.). For the reasons presented below, the Court hereby GRANTS Plaintiff's Motion, and DENIES Commissioner's Motion.
Plaintiff first filed for disability benefits on August 7, 2003. R. 53-55. The Commissioner denied Plaintiff's claim on first review on February 6, 2004, R. 39-41, and on reconsideration on May 26, 2004. R. 44-46. A hearing was held on February 24, 2005, before an Administrative Law Judge ("ALJ"), Judith Showalter. R. 254-316. On March 10, 2005, Judge Showalter issued a written decision concluding that Plaintiff was not disabled under the Social Security Act from February 10, 2002 through the date of the decision. R. 22-31. Plaintiff subsequently requested review of the ALJ's decision by the Appeals Council. R. 16. The Appeals Council denied Plaintiff's request on September 9, 2005. R. 7-11
Plaintiff then filed a complaint seeking judicial review of the ALJ's decision, and the parties consented to the jurisdiction of a United States Magistrate Judge. R. 411. While her case was pending, Plaintiff filed a new claim for DIB and this time was granted benefits on November 20, 2005. Pl.'s Br. Attach. 2. The Commissioner determined that the onset date of her disability was March 11, 2005, or the day after the ALJ's decision denying her benefits. Id.
On February 28, 2008, Magistrate Judge Leonard P. Stark of the United States District Court for the District of Delaware granted in part and denied in part Plaintiff's motion for summary judgment, and remanded the case to the Social Security Administration for further proceedings. R. 408. The court found that the ALJ had failed to consider Social Security Rulings ("SSR's") 82-63 and 85-15, which apply respectively to claimants with advanced age, limited education, and no relevant work experience; and to claimants with mental impairments such as depression. R. 430. The court held that Plaintiff met the profile for these two Rulings, and that they were "applicable and must be considered" on remand in determining whether Plaintiff retained the residual functional capacity to perform other work existing in the national economy. Id. The court rejected Plaintiff's alternative argument that her case should be remanded to consider the subsequent allowance of disability and new medical evidence which was not in the
After the remand by the district court, the Appeals Council vacated the ALJ's original decision and returned the claim to Judge Showalter with specific instructions.
Judge Showalter held a second hearing on September 11, 2008, R. 567-615, and on February 11, 2009, she issued her second opinion. R. 395-403. Despite the district court's order, Judge Showalter once again did not apply SSR 82-63 and SSR 85-15, claiming that the requirements of those Rulings were "not discussed" in the court's memorandum opinion. R. 396. She stated that "having carefully considered these two SSR's as directed by the memorandum opinion ... the claimant does not fit within the parameters of either SSR." R. 397. Judge Showalter also declined to review the new evidence in the record. R. 398. She disagreed with the Appeals Council's assertion that there was new and material evidence, because the new exhibits were dated after the ALJ's first decision. Id. For a second time, Judge Showalter concluded that Plaintiff was not disabled during the relevant time period. R. 399.
On appeal, the Court has the power to affirm, modify, or reverse the decision of the ALJ "with or without remanding the cause for a rehearing." 42 U.S.C. § 405(g). The Court must affirm the ALJ's decision if it is supported by substantial evidence and the ALJ applied the correct law. 42 U.S.C. § 405(g) ("The findings of the Commissioner of Social Security
A person is deemed legally disabled if she is unable "to do any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 20 C.F.R. § 404.1505(a) (2008). The Code of Federal Regulations outlines a five-step process that the Commissioner must follow to determine if a claimant meets this definition:
Plaintiff has the burden to prove that she is disabled at steps one through four, and Commissioner has the burden to prove that Plaintiff is not disabled at step five. Pass v. Chater, 65 F.3d 1200, 1203 (4th Cir.1995) (citing Hunter v. Sullivan, 993 F.2d 31, 35 (4th Cir.1992)).
The Court does not review the evidence presented below de novo, nor does the Court "determine the weight of the evidence" or "substitute its judgment for that of the Secretary if his decision is supported by substantial evidence." Hays, 907 F.2d at 1456; Schweiker, 795
On appeal, Plaintiff argues that the Court should reverse Commissioner's decision or remand the case to a different ALJ for additional consideration for the following two reasons:
Pl.'s Br. 12-13. The Court agrees with Plaintiff's first argument, and concludes that the SSRs compel a finding that Plaintiff was disabled throughout the period at issue. Therefore, it need not reach Plaintiff's second argument.
Plaintiff argues that the ALJ failed to comply with the order of the United States District Court on remand when she determined that the Social Security Rulings did not apply to Plaintiff's claim. The first relevant Ruling is SSR 82-63, Titles II and XVI: Medical-Vocational Profiles Showing An Inability To Make An Adjustment To Other Work.
The second relevant Ruling is SSR 85-15, Titles II and XVI: Capability To Do Other Work — The Medical-Vocational Rules As A Framework For Evaluating Solely Non-Exertional Impairments. 1985
The ALJ committed an error of law in concluding that the SSRs do not apply to Plaintiff's case. Although Plaintiff was over fifty-five years old and had a limited education, Judge Showalter dismissed SSR 82-63 because "the record clearly established that the claimant does have work experience performed within the fifteen year period." R. 396. She failed to apply the Ruling's definition of "no recent and relevant work experience" which focuses on whether the work experience enhances present job capability. This is especially problematic given the ALJ's finding of fact that Plaintiff has "no transferable skills from any past relevant work." R. 30, 398.
If this all has the distinct feeling of déjà vu, it is because the United States District Court for the District of Delaware has once before ordered Commissioner to apply these Rulings on remand, for precisely the same rationale as described above. See R. 430-33. Judge Showalter asserts that she complied with the court's order by "carefully consider[ing] these two SSRs" and deciding not to apply them. R. 397. However, in his memorandum opinion Judge Stark extensively cited the proper definition of "recent and relevant work experience" and concluded that Plaintiff met the profile for the Rulings. R. 431-32. The court's mandate was not for the ALJ to consider whether to apply the SSRs, but to apply them in determining whether Plaintiff was disabled at the relevant time. See R. 430 ("The Court finds
R. 432 (quoting SSR 82-63, 1982 WL 31390, at *2, 5). Judge Stark remanded instead of granting Plaintiff's motion for summary judgment because he interpreted the SSR as granting the Commissioner discretion even when it applies to a claimant. R. 433. Nonetheless, his finding that the SSR applied in this case was a conclusion of law binding on the Commissioner, reached in reliance on the ALJ's own findings of fact. It was a breach of Judge Showalter's statutory authority as an ALJ to effectively "overrule" Judge Stark on the application of law. See 42 U.S.C. § 405(g) (2006) ("The findings of the Commissioner of Social Security as to any fact, if supported by substantial evidence, shall be conclusive.... The judgment of the court shall be final except that it shall be subject to review in the same manner as a judgment in other civil actions."). As Judge Stark ruled previously, both SSR's apply here.
Like the District Court of Delaware before it, this Court is left with the question of "what to do about" the ALJ's refusal to apply the relevant and applicable SSRs. See R. 432. It is within the Court's statutory authority to remand for a rehearing or to reverse the decision of the Commissioner. 42 U.S.C. § 405(g) (2006). If the record does not contain substantial evidence to support a contradictory finding under the correct legal standard, it would serve no purpose to remand the case to the Commissioner for further proceedings. Breeden v. Weinberger, 493 F.2d 1002, 1012 (4th Cir.1974); see also Vitek v. Finch, 438 F.2d 1157, 1158 (4th Cir.1971) (finding authority to reverse without remand "when the Secretary's determination is in clear disregard of the overwhelming weight of the evidence"). This Court has found that where there is little or no likelihood that the Commissioner could adduce substantial evidence on remand to support a denial of benefits, reversal is the appropriate remedy. Burkhart v. Apfel., No. H-98-1725, 1999 WL 33136051, at *18 (D.Md. July 14, 1999); Jones v. Schweiker, 551 F.Supp. 205, 208-09 (D.Md.1982); see also Storck v. Weinberger, 402 F.Supp. 603, 607-08 (D.Md.1975) (stating that remand is inappropriate where the "possibility of the Secretary's establishing substantial evidence for a similar conclusion seems extremely doubtful").
The Fourth Circuit has reversed without remanding in cases where significant delay has resulted or would result from the Commissioner's failure to apply the correct legal standard. See Coffman v. Bowen, 829 F.2d 514, 519 (4th Cir.1987); Taylor v. Weinberger, 512 F.2d 664, 668 (4th Cir.1975). In Breeden v. Weinberger, the ALJ applied an improper evidentiary standard in assigning weight to the witnesses' testimony. 493 F.2d at 1010. Declining
829 F.2d at 519. Concerns of delay would not be sufficient to justify reversal if there were substantial evidence to support the Commissioner's position. However, where the law as correctly applied overwhelmingly militates against the Commissioner's finding, the court need not give the Commissioner a "second chance" to deny a claimant benefits. See Taylor, 512 F.2d at 668 ("[W]e do not view this case as one that turns upon an inadvertent procedural or technical flaw in the administrative process that reasonably ought to be subject to correction. Instead, it seems to us that we are asked to allow the Secretary to start over again in his determination to deny benefits to [Plaintiff].").
Remand is unnecessary here because there is insufficient evidence to support a finding that Plaintiff was not disabled under the law as correctly applied. When SSR 82-63 applies because a claimant is of advanced age, has a limited education, and has no relevant work experience, the conclusion will "generally follow" that the claimant is disabled. 1982 WL 31390, at *5 (1982). Although the SSR requires the ALJ to consider any unskilled jobs that require only simple duties, "a finding of an inability to make a vocational adjustment to substantial work will be made, provided [the] impairment is severe." Id. at *4-5. Any ability to adjust to other work must be evaluated "in the context of the range of work the individual can do functionally and of the other vocational factors of age, education and training." Id. at *4. SSR 85-15 further clarifies that a claimant with a severe mental impairment and the same combination of advanced age, limited education, and no relevant work experience will generally be found disabled. 1985 WL 56857, at *5 (1985).
Plaintiff was fifty-seven to sixty years of age during the relevant time period, or two to five years beyond the advanced-age threshold at which a claimant's ability to adjust to new work is significantly limited. See 20 C.F.R. 404.1563 (2008); R. 29. The ALJ found that Plaintiff's depression and anxiety were severe, and that she lacked skills transferable to other lines of work. R. 30, 398. Even if Plaintiff retained some skills from her previous work as a school cafeteria manager, the ALJ found that Plaintiff would be unable to apply these skills because her impairments limited her to simple, unskilled work.
Furthermore, additional fact-finding would be inappropriate because the only issue is whether Plaintiff was disabled from February 10, 2002 to March 10, 2005. Any further evidence would likely be far attenuated from the relevant time period. Sufficient facts were available at the time of the first ALJ decision, and the only remaining task is to apply the correct law. It has been nine years since Plaintiff first filed for DIB, seven years since the first ALJ decision which failed to apply the SSRs, four years since the first district court remand, and three-and-a-half years since the ALJ failed to apply the correct law for a second time. See R. 395. To remand back to the Commissioner for a third attempt would be an unwarranted step, especially considering the narrow circumstances under which the SSRs allow for a finding of non-disabled. See Taylor, 512 F.2d at 668. "It is time to bring this matter to a close." See Coffman, 829 F.2d at 519. Therefore, the Court reverses the ALJ's decision and finds that Plaintiff was disabled from February 10, 2002, to March 10, 2005.
Based on the foregoing, the Court GRANTS Plaintiff's Motion and DENIES Commissioner's Motion, and orders the Social Security Administration to calculate benefits past due to Plaintiff.