MARK A. GOLDSMITH, United States District Judge
Plaintiff National Wildlife Federation ("NWF") seeks a ruling that Defendant Secretary of the United States Department of Transportation ("the Secretary") has failed — for some two decades — to fulfill responsibilities under the Federal Water Pollution Control Act ("Clean Water Act" or "CWA"), 33 U.S.C. § 1321(j)(5), to review spill response plans for certain oil facilities: namely, inter-connected pipelines that traverse both land and navigable waters, landward of the Nation's coasts. The essence of NWF's claims is that neither the Secretary nor the sub-agencies to which authority was delegated reviewed plans for the water segments using criteria mandated by the CWA, and instead used regulations that can only apply to the land segments of such pipelines. As explained below, the Court agrees with the Secretary that NWF has failed to establish standing to raise its claims, as it cannot show how any alleged procedural error affected agency action. Thus, the Secretary's cross motion for summary judgment (Dkt. 52) must be granted, and NWF's summary judgment motion (Dkt. 51) must be denied.
A review of the applicable legislative and regulatory history puts NWF's claims in focus. A year after the 1989
The OPA broadly defines the term "facility," which unquestionably includes a pipeline.
The statute does not expressly address whether inter-connected pipelines over both land and water should be viewed as embracing a single facility — and characterized as solely offshore or onshore — or whether they should be viewed as a compendium of different facilities with separate land and water segments. According to NWF, interconnected pipelines consist of two kinds of facilities; the land portion is an onshore facility, while the portion in or over water is offshore. The Secretary contends that the entire network of pipelines is an onshore facility, both the portion that traverses land and the portion that traverses water. This fundamental disagreement informs the parties' respective views of the post-enactment regulatory history and their legal positions in this case.
The President delegated his authority under the statute — to issue regulations and review and approve response plans — to different executive branch departments.
In 1993, the Secretary re-delegated authority for onshore facilities to an agency within DOT, the Research and Special Programs Administration ("RSPA"). This authority was delegated once again, in 2005, to RSPA's successor within DOT, the Pipeline and Hazardous Materials Safety Administration ("PHMSA").
At the same time, DOI issued an Interim Final Rule, 58 Fed. Reg. 7489-01 (February 8, 1993), which established "requirements for spill-response plans for offshore facilities including associated pipelines." The rule was meant to provide guidance to pipeline operators who were soon required to submit certain spill response plans to DOI. The interim final rule included proposed regulations, which defined the term "offshore" as "the area seaward of the line of ordinary low water along that portion of the coast which is in direct contact with the open sea and the area seaward of the line marking the limit of inland waters."
Since that time, both RSPA and PHMSA have reviewed response plans for pipelines situated landward of the Nation's coasts, without challenge to their authority or the propriety of their actions until this lawsuit was filed. After this suit was initiated, the Secretary ratified RSPA's and PHMSA's approvals, including plans "covering pipeline segments located in, on, or under inland waters ..."
NWF notes that RSPA and PHMSA reviewed the entirety of the inter-connected pipelines under regulations promulgated for "onshore" facilities, rather than reviewing separately the portions that traverse land under onshore regulations and the portions that traverse water under offshore regulations. Pl. Mot. at 21. NWF claims that this means that no review was done for the water segments, which it views as offshore facilities. NWF also contends that the review and approval process was deficient in that the Secretary only considered whether the plans conformed to regulations, rather than to requirements of the CWA.
According to the Secretary, the entire network of pipelines is an "onshore" facility, both the portion that traverses land and the portion that traverses water, such that approval of the response plans for the entire pipeline under "onshore" regulations for over two decades has been appropriate. Def. Resp. at 21. She notes that nothing in the statutory provisions expressly addresses inter-connected pipelines over both land and water.
The Court need not, and may not, wade into the merits of the respective claims and defenses. As explained below, the threshold doctrine of standing requires dismissal.
When standing is challenged by way of a summary judgment motion, the factual predicates of all aspects of standing must be established by the plaintiff through proper evidence of specific facts.
Jurisdictional issues must be addressed first, because if jurisdiction is lacking, a district court may not proceed to address the merits of the case.
To establish constitutional standing under Article III, a plaintiff must show "(1) it has suffered an `injury in fact' that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to the challenged action of the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision."
The APA, 5 U.S.C. § 701,
Furthermore, where an association invokes standing as a representative of its members — as NWF does here — it must demonstrate that "its members would have standing to sue in their own right, the interests at stake are germane to the organization's purpose, and neither the claim asserted nor the relief requested requires
Regarding the APA's prudential standing requirements, NWF's complaint satisfies the first factor, because it alleges what is unquestionably agency action — the Secretary's alleged failure to review spill response plans for pipeline segments that NWF claims are "offshore" facilities. Am. Compl. ¶ 1 (Dkt. 14). In regard to the second factor, NWF has alleged injuries "to their members' enjoyment of the aesthetic, recreational, and scientific values" of the bodies of water through which the pipelines in question run. Am. Compl. ¶ 15-19. These values fall within the "zone of interests" that the CWA was designed to protect.
Regarding the requirements for organizational standing, an organization like NWF "can establish standing through two routes: on behalf of its members, in what we have called `representational standing,' or on its own behalf if directly injured."
There is no dispute in regard to the second and third factors. NWF states that its purpose "includes inspiring Americans to protect wildlife and natural resources for our children's future. NWF's mission includes protecting wildlife and natural resources from the impacts of spills of oil or hazardous substances." Am. Compl. ¶ 10. There also is no need for individual participation by NWF's members, as NWF members are not necessary to resolve the question whether the Secretary properly reviewed response plans. Therefore, the remaining and critical issue is whether the individual members, and thus NWF, have standing to bring these claims.
NWF's members must first establish that they have suffered "an `injury in fact' that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical."
In regard to actual or imminent harm, NWF argues that "[t]hese risks diminish the members' use and enjoyment of specific natural resources or their property ... Property ownership and the use of natural resources for recreation and aesthetic enjoyment fall within the zone of interests that the CWA is meant to protect."
Some NWF members have alleged harm in the form of risk to their aesthetic and recreational interests.
While NWF has satisfied the harm requirement, it cannot satisfy the special causation and redressability requirements applicable to challenges to agency action based on alleged procedural errors. "[A]n adequate causal chain in a case involving an agency's non-compliance with procedural requirements must contain at least two links: a link between the plaintiff's injury and some substantive decision of the agency, and a link between that substantive decision and the agency's procedural omissions."
The first link is not problematic for NWF. That is established, because NWF sufficiently alleges that its members' actual or threatened impairment of aesthetic, recreational, and property interests have resulted from the agency decision to allow oil pipelines to be operated with spill responses plans that allegedly do not comply with the CWA.
It is the second link that is NWF's standing Waterloo, as illustrated by Lueckel
In reaching this conclusion, the Sixth Circuit acknowledged that a plaintiff does not have to establish with "any certainty" that the agency's decision would have been different had the agency not failed to comply with procedural requirements.
That is a standard that NWF cannot satisfy. It makes no plausible case that a review without the claimed errors might have led to a different result in the approval process. Although NWF claims the agencies considered whether the plans conformed to regulations, rather than to the CWA itself, that is entirely without significance. The regulations faithfully track the statute. All of the requirements for spill response plans contained in the CWA are present in the regulations. Both the CWA and onshore regulations require the following for approval of a spill response plan:
The following chart demonstrates the pertinent similarities between the CWA and onshore regulations:
Clean Water Act, 33 U.S.C. § 1321(j)(5)(D) Onshore Regulations, 49 C.F.R. Pt. 194 (i) response plan shall "be consistent with the § 194.107(b): "An operator must certify in the requirements of the National Contingency Plan response plan that it reviewed the NCP and and Area Contingency Plans." each applicable ACP and that its response plan is consistent with the NCP and each applicable ACP." (ii) "identify the qualified individual having § 194.113: "The information summary for the full authority to implement removal actions, core plan must include ... The name and and require immediate communications address of the operator ... The names or titles between that individual and the appropriate and 24-hour telephone numbers of the Federal official and the persons providing qualified individual(s) and at least one personnel and equipment." alternate qualified individual(s)." (iii) "identify, and ensure by contract or other § 194.115: "Each operator shall identify and means approved by the President the ensure, by contract or other approved means, availability of, private personnel and the resources necessary to remove, to the equipment necessary to remove to the maximum extent practicable, a worst case maximum extent practicable a worst case discharge and to mitigate or prevent a discharge (including a discharge resulting substantial threat of a worst case discharge." from fire or explosion), and to mitigate or prevent a substantial threat of such a discharge." (iv) "describe the training, equipment testing, § 194.117: "Each operator shall conduct periodic unannounced drills, and response training to ensure that [a]ll personnel know actions of persons on the vessel or at the [t]heir responsibilities under the response plan facility, to be carried out under the plan to ... Each operator shall maintain a training ensure the safety of the vessel or facility and to record for each individual that has been trained mitigate or prevent the discharge, or the as required by this section." substantial threat of a discharge." (v)-(vi): "be updated periodically; and be § 194.121: "Each operator shall update its resubmitted for approval of each significant response plan to address new or different change." operating conditions or information. In addition, each operator shall review its response plan in full at least every 5 years from the date of the last submission or the last approval."
NWF offers no rebuttal to what cannot be reasonably disputed: the regulations are congruent with the CWA. This means that DOT's finding that plans complied with the regulations is the equivalent of a finding that they complied with the statute. Thus, any "error" in the review process could hardly have had any impact on the decision to approve.
Equally unconvincing is NWF's other argument — that RSPA's and PHMSA's reviews and approvals were made pursuant to regulations which, by their terms, apply to onshore facilities rather than to offshore facilities. The CWA makes no distinction between the requirements for spill response plans for onshore and offshore facilities.
Further, the onshore regulations that were utilized expressly cover navigable waters. For example, the regulations expressly account for worst-case discharges that occur from segments of a facility that cross navigable waters. The regulations state that if a discharge occurs in a "high volume area," the response time to the spill must be six hours faster than it normally would be. 49 C.F.R. § 194.115. A "high volume area" is defined as:
49 C.F.R. § 194.5. The regulations also require operators to account for areas it deems "environmentally sensitive."
The agency concern for discharges into navigable waters was manifest when the regulations were promulgated over two decades ago:
58 Fed. Reg. at 247 (emphasis added).
Given that the onshore regulations have no gap in coverage for water segments, NWF fails to substantiate how different regulations — denominated as "offshore" or containing different provisions for water segments — may have led to denials rather than approval of the submitted plans.
Like in
For the foregoing reasons, the Court denies NWF's motion for summary judgment (Dkt. 51) and grants the Secretary's cross-motion for summary judgment (Dkt. 52).
SO ORDERED.