CHARLES S. HAIGHT, JR., Senior District Judge.
Pro se plaintiff, David A. Abrams, an inmate currently incarcerated at Garner Correctional Institution at Newtown, Connecticut, filed this civil rights action pursuant to 42 U.S.C. § 1983 against various prison officials employed at Cheshire Correctional Institution ("Cheshire C.I."), where he was previously housed. Upon entry of the Court's Initial Review Order ("IRO"), three federal Eighth Amendment claims remain pending in this case: (1) excessive force against Corrections Officer Phillips, (2) "failure to protect from harm" against Captain Nunez, and (3) unlawful subjection to hazardous conditions of confinement against Captain Watson. Abrams v. Waters, No. 3:17-CV-1659 (CSH), 2018 WL 691717, at *17 (D. Conn. Feb. 2, 2018). The Court also permitted the state law claims of assault, battery, and intentional infliction of emotional distress to proceed against Phillips in his individual capacity for damages. Id., at *14-15.
Subsequently, Plaintiff moved for leave to amend his Complaint. That motion was granted because a plaintiff may file an amended complaint once as a matter of course within 21 days after service of the complaint, Fed. R. Civ. P. 15(a). However, in performing its mandatory sua sponte review of the amended claims under 28 U.S.C. § 1915A, the Court determined that "the claims Plaintiff ha[d] attempted to reinstate and the newly added claim for First Amendment retaliation against Erfe and Watson fail[ed] to state claims upon which relief may be granted." Abrams v. Waters, No. 3:17-CV-1659 (CSH), 2018 WL 2926294, at *2 (D. Conn. June 8, 2018) (citing 28 U.S.C. §§ 1915A(b)(1), 1915(e)(2)). Therefore, Abrams's amended complaint was "allowed to proceed only with respect to claims upon which relief may be granted," id., at *2, namely, those previously designated as viable by the Court in its original IRO, id., at *9.
Upon the Court's acceptance of the Amended Complaint, the remaining defendants in the action, Phillips, Nunez, and Watson (herein collectively "Defendants") were required to answer or respond to that pleading by July 6, 2018. Id., at *9. When the Defendants failed to file such a responsive pleading by that deadline, Plaintiff filed a Motion for Default Entry pursuant to Rule 55(a), Fed. R. Civ. P., and three weeks later a Motion for Default Judgment. Doc. 26, 27. The Court denied these motions without prejudice because it determined that the Amended Complaint was not actually filed on the case docket by the Clerk's Office until August 20, 2018, "so that the defendants in the action had no opportunity to respond to it by the Court's previously imposed deadline of July 6, 2018." Doc. 29. Accordingly, the Court "re-set [the] deadline for defendants to respond to the Amended Complaint [to] September 17, 2018." Id.
Defendants failed to appear or answer by the Court's re-set deadline so that Plaintiff moved again for entry of default under Rule 55(a). Doc. 33. The Clerk entered an "Order" granting the motion and set the deadline for Plaintiff to move for default judgment to December 5, 2018.
"Federal Rule of Civil Procedure 55 is the basic procedure to be followed when there is a default in the course of litigation." Vt. Teddy Bear Co. v. 1-800 Beargram Co., 373 F.3d 241, 246 (2d Cir. 2004). Under Rule 55, there is a "two-step process" for the entry of judgment against a party who fails to appear or otherwise defend. First, the Plaintiff seeks and obtains entry of a default, and second, Plaintiff obtains entry of a default judgment. New York v. Green, 420 F.3d 99, 104 (2d Cir. 2005).
Under Rule 55(a), the entry of default "formalizes a judicial recognition that a defendant has, through its failure to defend the action, admitted liability to the plaintiff." City of New York v. Mickalis Pawn Shop, LLC, 645 F.3d 114, 128 (2d Cir. 2011). As a first step to default, Rule 55(a) provides:
Fed. R. Civ. P. 55(a).
Although Rule 55(a) makes entry of default a ministerial step to be performed by the clerk of court, Pinaud v. Cnty. of Suffolk, 52 F.3d 1139, 1152 n.11 (2d Cir.1995), a district judge has the inherent power to enter default as well, Beller & Keller v. Tyler, 120 F.3d 21, 22 n. 1 (2d Cir.1997). The entry of a default, while establishing liability, "is not an admission of damages." Finkel v. Romanowicz, 577 F.3d 79, 83 n.6 (2d Cir.2009).
In the second step, entry of a default judgment "converts the defendant's admission of liability into a final judgment that terminates the litigation and awards the plaintiff any relief to which the court decides it is entitled, to the extent permitted by Rule 54(c)." Mickalis Pawn Shop, 645 F.3d at 128. Under Rule 55(b), the district judge enters default judgment unless "the plaintiff's claim is for a sum certain or a sum that can be made certain by computation," in which case the clerk — "on the plaintiff's request, with an affidavit showing the amount due — must enter judgment for that amount and costs against a defendant who has been defaulted for not appearing and who is neither a minor nor an incompetent person." Fed. R. Civ. P. 55(b)(1).
In making a determination on default judgment, the District court may "conduct hearings or make referrals — preserving any federal statutory right to a jury trial — when, to enter or effectuate judgment, it needs to:
Fed. R. Civ. P. 55(b)(2).
Under Federal Rule of Civil Procedure 55(c), "[t]he court may set aside an entry of default for good cause" and "may set aside a final default judgment under Rule 60(b)," Fed. R. Civ. P 55(c). With respect to entry of default, which is at issue in this case, the defaulted party must move to have the case reopened and the default set aside.
Although Rule 55(c) does not define "good cause," the Second Circuit has "advised district courts to consider three factors in deciding a Rule 55(c) motion: (1) whether the default was willful; (2) whether the moving party has presented a meritorious defense; and (3) whether setting aside the default would prejudice the party for whom default was awarded." State Farm Mut. Auto. Ins. Co. v. Cohan, 409 F. App'x 453, 455 (2d Cir. 2011) (citing Enron Oil Corp. v. Diakuhara, 10 F.3d 90, 96 (2d Cir.1993)). See also Pecarsky v. Galaxiworld.com Ltd., 249 F.3d 167, 171 (2d Cir. 2001) ("When deciding whether to relieve a party from default or default judgment, we consider the willfulness of the default, the existence of a meritorious defense, and the level of prejudice that the non-defaulting party may suffer should relief be granted."). See also W. Sur. Co. v. Leo Const., LLC, No. 3:12-CV-1190 CSH, 2013 WL 144097, at *5 (D. Conn. Jan. 11, 2013).
In the case at bar, despite filing an "Answer" [Doc. 36], Defendants have filed no motion to open the default. An answer is insufficient to establish good cause for a district judge to set aside entry of default. As this Court has previously stated, when a defaulted party filed a brief without filing a motion to open the default:
E. Sav. Bank, FSB v. St. Germain, No. 3:13-CV-1816 CSH, 2014 WL 3687740, at *5 (D. Conn. July 22, 2014).
Although the Court accepted Defendants' filing of an Answer, that acceptance does not alter Defendants' defaulted status. In order for this case to proceed, the default must, if appropriate, be set aside. Otherwise, Defendants are subject to possible entry of default judgment, which would comprise a final disposition of this case. Consequently, despite filing an Answer, the Defendants — Phillips, Nunez, and Watson — remain defaulted parties subject to default judgment. In the interest of expediting resolution of this case, the Court will thus order that these Defendants move, if so advised, to open entry of default upon a showing of good cause or thereafter remain subject to default judgment.
For the reasons discussed above, the Court hereby ORDERS Defendants Phillips, Watson, and Nunez to file a motion with the Court demonstrating "good cause" for opening the previously entered default [Doc. 35] on or before
The foregoing is SO ORDERED.
Cablevision of S. Conn., Ltd. P'ship v. Smith, 141 F.Supp.2d 277, 281-82 (D. Conn. 2001) (citing 10 Moore's Federal Practice § 55.20 [2][b] (3d ed.1999) and Pinaud v. County of Suffolk, 52 F.3d 1139, 1152 n.11 (2d Cir.1995)).