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MITCHELL v. HOWARD, 14-CV-1068-WYD-NYW. (2015)

Court: District Court, D. Colorado Number: infdco20150903892 Visitors: 16
Filed: Sep. 01, 2015
Latest Update: Sep. 01, 2015
Summary: ORDER NINA Y. WANG , Magistrate Judge . This civil action is before the court on the following Motions filed by Plaintiff Lisa Mitchell: 1. Motion for Accommodations for Learning Disability ("Motion for Relief") [#89, filed August 26, 2015]; 2. Motion and Declaration of Indigent Pro Se seeking free access to the Public Access to Court Electronic Records ("PACER") ("Motion for Access") [#96, filed August 28, 2015]; and 3. Motion to Bifurcate ("Plaintiff Mitchell's Motion to Bifurcate") [#
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ORDER

This civil action is before the court on the following Motions filed by Plaintiff Lisa Mitchell:

1. Motion for Accommodations for Learning Disability ("Motion for Relief") [#89, filed August 26, 2015]; 2. Motion and Declaration of Indigent Pro Se seeking free access to the Public Access to Court Electronic Records ("PACER") ("Motion for Access") [#96, filed August 28, 2015]; and 3. Motion to Bifurcate ("Plaintiff Mitchell's Motion to Bifurcate") [#97, filed August 28, 2015].

Also before the court is Plaintiffs J.R.M., Su. M., and T.L.'s Motion to Bifurcate ("Represented Plaintiffs' Motion to Bifurcate") [#93, filed August 27, 2015]. These matters were referred to the undersigned Magistrate Judge pursuant to the Order Referring Case dated April 16, 2014 [#4], the Order of Reassignment dated February 10, 2015 [#52], and the memoranda dated August 27, 2015 [#92], August 28, 2015 [#94], and August 31, 2015 [#98]. Finally, before the court sua sponte is Plaintiff Samuel Mitchell's Letter and Plaintiff Lisa Mitchell's Notice of Entry of Appearance. [#90 and #91, filed August 26, 2015].

BACKGROUND

Plaintiffs Lisa Mitchell and her son, Samuel Mitchell,1 initiated this action on April 14, 2014, through their attorney Alison Ruttenberg, by filing a Complaint pursuant to 42 U.S.C. § 1983 asserting violations of the First and Fourteenth Amendments and a state law claim for negligence against Cindy Howard, Judy Griego, Sherrie Baca, Carrie Archuletta, Scott Epstein, "El Pueblo, an Adolescent Treatment Community," and various John Does. [#1]. Ms. Mitchell and Samuel, through Ms. Ruttenberg, filed an Amended Complaint on July 14, 2014 adding Plaintiffs T.L., by and through his next friend Lorraine Ortega, J.R.M., by and through her next friend William Montez, and Su. M., by and through his next friend Susan Murray, and naming as Defendants Ms. Baca, Ms. Howard, El Pueblo Boys and Girls Ranch, Inc. ("El Pueblo Ranch"), and John and Jane Does. [#14]. The Amended Complaint asserts one claim for relief pursuant to § 1983 for violation of Plaintiffs' First, Fourth, Eighth, and Fourteenth Amendment rights as to Defendants Howard, Baca, and the John and Jane Does, and a second claim for relief for negligence as to El Pueblo Ranch. [Id.] The client-attorney relationship between Ms. Mitchell, Samuel, and Ms. Ruttenberg thereafter deteriorated irreparably, and this court granted Ms. Ruttenberg's Motion to Withdraw as Counsel on August 21, 2015. See [#62, #75, and #83]. Ms. Ruttenberg continues to represent T.L., J.R.M., and Su. M.

ANALYSIS

I. Motion for Relief

In the Motion for Relief, Ms. Mitchell asks the court for accommodations for her "learning disability and PTSD-based challenges." [#89 at 1]. She states that "[w]ritten communication and extended time are two accommodations that are very helpful," and asks that the court appoint a specific person, Debbie Carroll, to assist her with her "learning needs, psycho-social interactions, and especially verbal communications." [Id.] As a pro se litigant, Ms. Mitchell is entitled to have the court liberally construe her pleadings and other papers. See Haines v. Kerner, 404 U.S. 519, 520-21 (1972); Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991). Where appropriate, Ms. Mitchell may ask the court for an extension of time, and when possible this court will endeavor to issue its rulings in writing. However, Ms. Mitchell must follow the same rules of procedure that govern other litigants, Kay v. Bemis, 500 F.3d 1214, 1218 (10th Cir. 2007), including the Federal Rules of Civil Procedure and the Local Rules of the United States District for the District of Colorado; and Ms. Mitchell is expected to comply with an order of the court, regardless of whether it is issued orally or in writing.2 In addition, it does not appear appropriate to "appoint" Ms. Carroll to assist Ms. Mitchell in this case. Ms. Carroll does not appear to be an attorney licensed to practice in the State of Colorado or before this court. See http://www.coloradosupremecourt.com/search/attsearch.asp; https://www.cod.uscourts.gov/CMECF/AttorneyStatus.aspx. Nor has Ms. Mitchell established that she is either a minor or incompetent as required by Rule 17 of the Federal Rules of Civil Procedure. Fed. R. Civ. P. 17(c) (providing that "[t]he court must appoint a guardian ad litem — or issue another appropriate order — to protect a minor or incompetent person who is unrepresented in an action"). Therefore, the court GRANTS IN PART and DENIES IN PART Ms. Mitchell's Motion for Relief.

II. Motion for Access

In the Motion for Access, Ms. Mitchell asks the court for a "free-exempt account on [PACER] in order that she may have access to any and all of the document entries, including all sealed records, exhibits and any and all other materials." [#96]. PACER is the electronic docket maintained by federal courts. The District of Colorado's Electronic Public Access Fee Schedule ("Fee Schedule") provides that "[a]ttorneys of record and parties in a case (including pro se litigants) receive one free electronic copy of all documents filed electronically, if receipt is required by law or directed by the filer. No fee is owed under this provision until an account holder accrues charges of more than $15 in a quarterly billing cycle." http://www.cod.uscourts.gov/Portals/0/Documents/PACER/pacer_fees.pdf. The Fee Schedule further instructs that the court may, "upon a showing of cause, exempt indigents...from payment of those fees." Id. In finding such cause, the court must find that the person seeking exemption has "demonstrated that an exemption is necessary in order to avoid unreasonable burdens and to promote public access to information." Id. Ms. Mitchell asserts in her Motion for Access that she is indigent; however, she has not filed a Motion and Affidavit for Leave to Proceed Pursuant to 28 U.S.C. § 1915. Nor does her Motion for Access explain why receiving copies of docket entries mailed to her by the Clerk of the Court creates an unreasonable burden necessitating an exemption, or how receiving an exemption would promote public access to information. Therefore, the court DENIES Ms. Mitchell's Motion for Access, with leave to refile should Ms. Mitchell be able to establish that she is indigent.

III. Motions to Bifurcate

The Represented Parties' Motion to Bifurcate seeks a court order separating their case from Lisa and Samuel Mitchell's case. [#93]. They assert they will be prejudiced if the court does not bifurcate their claims, and represent that they have raised no claims as to Defendant Howard, that they will proceed only as to El Pueblo Ranch and Defendant Baca, and that Ms. Mitchell and Samuel assert claims as to Ms. Howard alone. See [Id. at 4]. Ms. Mitchell similarly asks the court to bifurcate her and Samuel's claims from those of the other Plaintiffs, but fails to confirm or dispute that her claims are directed only to Ms. Howard. [#97]. On August 31, 2015, Defendants El Pueblo Ranch and Sherri Baca filed a Response to both Motions to Bifurcate stating their non-opposition.3 [#102]. On August 31, 2015, Ms. Ruttenberg filed a Response to the Motion to Bifurcate on behalf of her clients, stating they do not oppose. [#103].

Pursuant to Federal Rule of Civil Procedure 42(b), the Court may bifurcate the issues in a case into separate trials "[f]or convenience, to avoid prejudice, or to expedite and economize...." Fed. R. Civ. P. 42(b). See also King v. McKillop, 112 F.Supp.2d 1214, 1221 (D. Colo. 2000). The Parties represent in the Scheduling Order that Ms. Mitchell is suing Defendant Howard for "denial of her right to familial association with her son," and that Samuel is suing Defendant Howard for violations of the Fourteenth Amendment, and that the remaining Plaintiffs are suing only El Pueblo Ranch and Defendant Baca. [See #55]. However, the Amended Complaint does not clearly reflect that Ms. Mitchell and Samuel are the only two Plaintiffs who assert a claim as to Defendant Howard, and that Ms. Mitchell and Samuel do not assert claims as to El Pueblo Ranch or Defendant Baca. [See #14 at 28-33, ¶¶ 52-58, 61-64]. In the Represented Plaintiffs' Response to the Motion to Bifurcate, Plaintiffs' counsel suggested that there are pending claims against El Pueblo by Ms. Mitchell and Samuel. [#103 at ¶ 6]. Accordingly, the court DIRECTS Ms. Mitchell and Samuel to file Notice(s) to clarify what claims they intend to assert and against whom in a bifurcated action, and the court will address the issue of the operative causes of action after it disposes of the pending Motion for Order to Set Aside Settlement [#63] and the related Motion to Enforce Settlement Agreement [#74].

Finally, on August 26, 2015, the Clerk of the Court docketed a letter signed by Samuel informing the court that he had directed Ms. Mitchell serve as his attorney, representative, or next friend. [#90]. The same day, Ms. Mitchell entered an appearance for herself and for Samuel "as his attorney-in-fact, next friend, representative, and decision maker whenever necessary due to his ongoing incarceration." [#91]. Based on the record before the court, Ms. Mitchell does not appear to be qualified to serve as Samuel's attorney, given the fact that she is, in fact, not a licensed attorney. In addition, it is unclear whether Ms. Mitchell should be permitted to be Samuel's representative under Rule 17 of the Federal Rules of Civil Procedure, given the representations of former counsel as well as the fact that the previously appointed next of friend, Michael LaJoie, has not withdrawn or appeared to take a position.

Ms. Ruttenberg represented in an August 18, 2015 filing with the court that Samuel turned eighteen on June 16, 20154 and was "deemed to be restored to competency earlier in the year." [#67 at 3, ¶ 4]. Ms. Ruttenberg further represented in an August 20, 2015 filing that Ms. Mitchell "is not a licensed attorney and has not been appointed as [Samuel's] guardian." [#75 at 3, ¶ 1]. Neither Ms. Mitchell nor Samuel has disputed these assertions. The Amended Complaint states that Samuel has been appointed a Guardian Ad Litem ("GAL"), Mr. LaJoie [#14 at 20, ¶ 37]; and on September 19, 2014, the court granted a motion to substitute Mr. LaJoie for Ms. Mitchell as Samuel's next friend. [#36]. At the Status Conference held August 21, 2015, this court instructed Mr. LaJoie to "file papers reflecting whether [he] will continue to represent [Samuel] as his next of friend pursuant to Fed. R. Civ. P. 17(c)," and has not yet received such notice. [#83]. A person is entitled to a representative, GAL, or next friend only if he or she is a minor or deemed incompetent. See Fed. R. Civ. P. 17(c). While Ms. Mitchell has the right to appear in propria persona, she does not have the right to represent her adult son. "Colorado law prohibits the unauthorized practice of law, i.e., the practice of law by a person who is not a licensed attorney in good standing with the State Bar." People v. Shell, 148 P.3d 162, 170 (Colo. 2006) (citation omitted). See also Sanders v. Funk, No. 07-cv-00192-LTB-CBS, 2007 WL 1158531, at * 3 (D. Colo. August 6, 2007) (collecting cases).

IV. Court Decorum

Finally, the court addresses various statements made by Ms. Mitchell and Ms. Ruttenberg in court filings since August 13, 2015 when the court received the first of many filings by Ms. Mitchell regarding the status of the case. See, e.g., [#62, #63, #70, #75, #93, #103]. While the court understands that there has been a breakdown in the relationship between Ms. Mitchell, Samuel, and Ms. Ruttenberg, which formed the basis of the court's Order granting Ms. Mitchell's Motion to Dismiss Counsel and Ms. Ruttenberg's Unopposed Motion to Withdraw as Counsel for Lisa Mitchell and S.M. [#83], this court is concerned that the tenor and substance of the allegations made in these papers is not appropriate. Public court filings are not the proper place to air and then to respond to allegations that are not relevant to the pending motions or this instant litigation, and are personal and, in some cases, inflammatory in nature. The Parties are instructed to limit their filings to facts relevant to and supported by the pleadings of the case and applicable law. The use of invective language by any Party is not appropriate, and will not be tolerated by the court. Ms. Ruttenberg is further reminded of her obligations under the Colorado Rules of Professional Conduct, even to third persons and Parties whom she no longer represents.

Accordingly, IT IS ORDERED:

1. The Motion for Relief [#89] is GRANTED to the extent this court will endeavor to issue its orders in writing and allow, on motion and where appropriate, extensions of time, and DENIED as to all other requests; 2. The Motion for Access [#96] is DENIED, with leave to refile if Ms. Mitchell can establish she is indigent; 3. Ms. Mitchell and Samuel are DIRECTED to file Notice(s) no later than September 18, 2015, specifically identifying from the paragraphs as set forth in the Amended Complaint [#14] what claims are being asserted by Ms. Mitchell and Samuel and against whom in any bifurcated matter; 4. Plaintiff Lisa Mitchell's Notice of Entry of Appearance [#91] is STRICKEN; and 5. Samuel is ORDERED to provide an address at which he can be provided court documents directly on or before September 18, 2015. Not Reported in F.Supp.2d, 2007 WL 1158531 (D.Colo.) (Cite as: 2007 WL 1158531 (D.Colo.)) United States District Court, D. Colorado. Linda SANDERS, Plaintiff, v. Margaret FUNK, Colorado Attorney Regulatory Board, and Supreme Court State of Colorado, Defendants. Civil Action No. 07-cv-00192-LTB-CBS. April 6, 2007.

Friedrick C. Haines, Colorado Attorney General's Office-Tort Litigation, Denver, CO, for Defendants.

RECOMMENDATION AND ORDER OF UNITED STATES MAGISTRATE JUDGE

CRAIG B. SHAFFER, Magistrate Judge.

*1 This civil action comes before the court on: (1) Defendants'"Motion to Remand Pursuant to 28 U.S.C. § 1447(c) and to Abstain" (filed February 15, 2007) (doc. # 6); and (2) "Linda Sanders' Motion for Leave to File Surreply to Address Newly Raised Issue" (filed March 12, 2007) (doc. # 13). Pursuant to the Order of Reference dated January 29, 2007 (doc. # 3) and the memoranda dated February 16, 2007 (doc. # 7) and March 13, 2007 (doc. # 14), these matters were referred to the Magistrate Judge. The court has reviewed the pending matters, Ms. Sanders' Response (filed February 20, 2007) (doc. # 9), Defendants' Reply (filed March 8, 2007) (doc. # 12), Defendants' Response (filed March 13, 2007) (doc. # 15), the pleadings, the entire case file, and the applicable law and is sufficiently advised in the premises.

I. Statement of the Case

This civil action arose out of a request for investigation of the unauthorized practice of law. (See attachment to Notice of Removal (doc. # 1-2) at pp. 3, 4 of 47). Pursuant to Colorado's Unauthorized Practice of Law Rules, the Office of Attorney Regulation Counsel for the Colorado Supreme Court commenced an investigation into Ms. Sanders' alleged unauthorized practice of law. (See doc. # 1-2 at pp. 3-22 of 47). Pursuant to Rule 232.5(f) of the Unauthorized Practice of Law Rules, Regulation Counsel issued a Notice to Take Deposition and a Subpoena to Produce. (See doc. # 1-2 at pp. 24-26 of 47). Ms. Sanders moved to quash the Notice to Take Deposition and a Subpoena to Produce. (See doc. # 1-2 at pp. 28-42 of 47). On January 25, 2007, the Colorado Supreme Court denied Ms. Sanders' Petition to Quash. (See doc. # 1-2 at p. 47 of 47).

On January 26, 2007, Ms. Sanders filed a "Notice of Removal ..." and "Verified Counterclaim" pursuant to 28 U.S.C. § 1441(a) and (b) and § 1443(1). (See docs. # 1 and # 2; see also Verified Amended Counterclaim (doc. # 10)). Ms. Sanders alleges that this civil action "is removable because the Plaintiff/Petitioner in the state action (Attorney Regulation Counsel, by and through the Colorado Supreme Court) is moving against Linda Sanders without jurisdiction, and threatening Sanders with fines and jail; and because the state action involves federal questions under 28 U.S.C. 1331." (See Notice of Removal (doc. # 1) at p. 1). In her "Verified Amended Counterclaim," Ms. Sanders alleges that Assistant Regulation Counsel, the Office of Attorney Regulation Counsel, the Unauthorized Practice of Law Committee, and the Colorado Supreme Court violated her rights under the Fourth and Fifth Amendments to the United States Constitution and tortiously interfered with a contract. (See doc. # 10).

Defendants move pursuant to 28 U.S.C. § 1447(c) for remand to the Colorado Office of Attorney Regulation Counsel and the Unauthorized Practice of Law Committee of the Colorado Supreme Court based on lack of subject matter jurisdiction. Defendants alternatively move for this court to abstain from hearing Ms. Sanders' claims pursuant to the Younger abstention doctrine. See Younger v. Harris, 401 U.S. 37 (1971).

II. Standard of Review

A. 28 U.S.C. § 1447

*2 "The district courts of the United States ... are `courts of limited jurisdiction. They possess only that power authorized by Constitution and statute.'" Exxon Mobil Corp. v. Allapattah Servs., 545 U.S. 546, 552, 125 S.Ct. 2611, 162 L.Ed.2d 502 (2005) (quoting Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377, 114 S.Ct. 1673, 128 L.Ed.2d 391 (1994)). A civil action is removable only if plaintiffs could have originally brought the action in federal court. 28 U.S.C. § 1441(a). The court is required to remand "[i]f at any time before final judgment it appears that the district court lacks subject matter jurisdiction." 28 U.S.C. § 1447(c).

The remand of a case after removal to federal court is limited to the grounds specified in 28 U.S.C. § 1447(c), which states:

A motion to remand the case on the basis of any defect other than lack of subject matter jurisdiction must be made within 30 days after the filing of the notice of removal under section 1446(a). If at any time before final judgment it appears that the district court lacks subject matter jurisdiction, the case shall be remanded.... The State court may thereupon proceed with such case.

Miller v. Lambeth, 443 F.3d 757, 759 (10th Cir.2006).

Remand is authorized under § 1447(c) only when there is a defect in the removal procedure under § 1447(a) or if the district court lacks subject matter jurisdiction. 28 U.S.C. § 1447(c). See also Miller, 443 F.3d at 759 ("The two categories of remand within § 1447(c), ... are remands for lack of subject matter jurisdiction and for defects in removal procedure"); Kennedy v. Lubar, 273 F.3d 1293, 1297 (10th Cir.2001) ("Section 1447(c) specifically allows district courts to order remand if there has been a defect in removal procedure, or if it determines, at any time prior to final judgment, that it lacks subject matter jurisdiction") (internal quotation marks omitted).

B. Younger Abstention Doctrine

"Younger abstention dictates that federal courts not interfere with state court proceedings by granting equitable relief—such as injunctions of important state proceedings or declaratory judgments regarding constitutional issues in those proceedings—when such relief could adequately be sought before the state court." Rienhardt v. Kelly, 164 F.3d 1296, 1302 (10th Cir.1999). "The Supreme Court has established three factors to be relevant to [the court's] decision as to whether abstention is required under Younger." Chapman v. Oklahoma, 472 F.3d 747, 749 (10th Cir.2006) (citation omitted). "These factors ask [the court] to determine whether:

(1) there is an ongoing state criminal, civil, or administrative proceeding, (2) the state court provides an adequate forum to hear the claims raised in the federal complaint, and (3) the state proceedings involve important state interests, matters which traditionally look to state law for their resolution or implicate separately articulated state policies.

Chapman, 472 F.3d at 749 (citation omitted). "Once these three conditions are met, Younger abstention is non-discretionary and, absent extraordinary circumstances, a district court is required to abstain." Chapman, 472 F.3d at 749 (internal quotation marks and citation omitted).

III. Analysis

A. Remand

*3 Defendants seek remand under § 1447(c) because there is no basis for federal jurisdiction over this action. As the party invoking federal jurisdiction, Ms. Sanders bears "the burden of proving that federal jurisdiction is proper." Plog v. Colorado Assn. of Soil Conservation Districts, 841 F.Supp. 350, 351 (D.Colo.1993). See also Baby C v. Price, 138 Fed. Appx. 81 (10th Cir.2005) ("[t]he removing party has the burden to demonstrate the appropriateness of removal from state to federal court") (citing McNutt v. General Motors Acceptance Corp., 298 U.S. 178, 189, 56 S.Ct. 780, 80 L.Ed. 1135 (1936)).

Ms. Sanders argues that the federal court has jurisdiction over this action based upon her Counterclaims. However, "plaintiff's purported federal law counter claim does not create federal question jurisdiction, nor can jurisdiction be conferred by counterclaim." See Rivet v. Regions Bank of Louisiana, 522 U.S. 470, 471, 118 S.Ct. 921, 139 L.Ed.2d 912 (1998) ("removal of a case to federal court may not be predicated on the presence of a federal defense") (citation omitted); Baby C v. Price, 138 Fed. Appx. at 81 ("Except for narrow circumstances not present here, `a case may not be removed to federal court solely because of a defense or counterclaim arising under federal law'") (quoting Topeka Housing Authority v. Johnson, 404 F.3d 1245, 1247 (10th Cir.2005)).

Ms. Sanders further claims that Defendants are "impair[ing]" her "contract authorized by" the Power of Attorney Act, Colo.Rev.Stat. § 15-1-1301. (See doc. # 9 at p. 3 (emphasis in original)). However, the authorization to act under a power of attorney is not an authorization to practice law. Both state and federal courts agree that a statutory power of attorney may not be used to circumvent state law prohibitions on the unauthorized practice of law. See, e.g., Title 28 U.S.C. § 1654 (federal law allows two types of representation in court: that by an attorney admitted to the practice of law by the applicable regulatory body, and that by a person representing himself); Harris v. Philadelphia Police Dept., 2006 WL 3025882 (E.D.Pa.2006) ("federal courts do not permit a non-attorney to engage in the unauthorized practice of law by pursuing an action pro se with the plaintiff's power of attorney"); DePonceau v. Pataki, 315 F.Supp.2d 338, 341 (W.D.N.Y.2004) (authority conferred on another by a power of attorney could not be used to circumscribe state laws that prohibit the practice of law by anyone other than a licensed attorney); People ex rel. Field on Behalf of Field v. Crenshaw, 138 A.D.2d 765, 526 N.Y.S.2d 579 (N.Y.A.D.1988) ("New York law prohibits the practice of law in this state on behalf of anyone other than himself or herself by a person who is not an admitted member of the bar, regardless of the authority purportedly conferred by execution of a power of attorney"); Shell, 148 P.3d at 175 (relying on stipulation that statutory powers of attorney did not allow respondent to act as an attorney at law); Kohlman v. Western Pennsylvania Hospital, 438 Pa.Super. 352, 652 A.2d 849, 852-53 (Pa.Super.1994) (rejecting claim that an agent authorized to act for a pro se litigant may bring suit for that person as contrary to the constitution, the laws, and the public policy of Pennsylvania); Drake v. Superior Court, 21 Cal.App.4th 1826, 26 Cal.Rptr.2d 829 (Cal.App.4th 1994) (power of attorney is not a vehicle which authorizes an attorney in fact to act as an attorney at law).

*4 Regulation of the unauthorized practice of law is a state matter. Doyle v. Oklahoma Bar Assn., 998 F.2d 1559, 1569 n. 6 (10th Cir.1993) (citation omitted). "Article VI of the Colorado Constitution grants the Colorado Supreme Court jurisdiction to regulate and control the practice of law in Colorado to protect the public." Smith v. Mullarkey, 121 P.3d 890, 891 (Colo.2005) (citations omitted), cert. denied, 547 U.S. 1071, 126 S.Ct. 1792, 164 L.Ed.2d 519 (2006). "Colorado law prohibits the unauthorized practice of law, i.e., the practice of law by a person who is not a licensed attorney in good standing with the State Bar." People v. Shell, 148 P.3d 162, 170 (Colo.2006) (en banc) (citation omitted), petition for cert. filed (Mar 19, 2007). The Colorado Supreme Court's jurisdiction to regulate and control the practice of law in Colorado "is exclusive." Smith v. Mullarkey, 121 P.3d at 891 (citations omitted). See also Shell, 148 P.3d at 170 (Colorado Supreme Court "has the exclusive authority to punish the unauthorized practice of law with contempt"). Ms. Sanders' purported counterclaims do not create federal question jurisdiction.

Moreover, Ms. Sanders' putative counterclaims are legally suspect. Ms. Sanders alleges that she is acting under a statutory power of attorney that is not an authorization to practice law. Further, the Tenth Circuit has held that "absolute prosecutorial immunity... extends to `bar officials charged with the duties of investigating, drawing up, and presenting cases involving attorney discipline,' and that such officials `enjoy absolute immunity from damage claims for such functions.'" McCormick v. City of Lawrence, Kansas, 253 F.Supp.2d 1156, 1165-66 (D.Kan.2003) (quoting Clulow v. State of Oklahoma, 700 F.2d 1291, 1298 (10th Cir.1983), overruled on other grounds, 731 F.2d 640, 648-51 (10th Cir.1983) (en banc) and 827 F.2d 675 (10th Cir.1987)). It "is clear that investigating the unauthorized practice of law—though removed from the judicial process—is a function that warrants absolute immunity." McCormick, 253 F.Supp.2d at 1166. Nevertheless, it is not for this court to determine the merits of the investigation into the alleged unauthorized practice of law by Ms. Sanders.

In sum, this civil action is properly remanded for lack of subject matter jurisdiction in federal court.

B. Younger Abstention Doctrine

In the alternative, even if the court had subject matter jurisdiction over this action, the three conditions of the Younger abstention doctrine are met in this case. See Chapman, 472 F.3d at 749.

First, Ms. Sanders is involved in a state civil proceeding that is ongoing and judicial in nature. Ms. Sanders filed this federal action in the midst of the state proceedings, one day after the Colorado Supreme Court denied her Petition to Quash the Notice to Take Deposition and Subpoena to Produce.

Second, Ms. Sanders has not shown that the state court is not an adequate forum to hear her defenses and constitutional challenges to the investigation for alleged unauthorized practice of law. See Chapman, 472 F.3d at 749 (10th Cir.2006) (citing Joseph A. ex. rel Wolfe v. Ingram, 275 F.3d 1253, 1274 (10th Cir.2002) (holding that Younger abstention cannot be avoided by purported class action as long as individual relief can be provided by state court)).

*5 Finally, the investigation of Ms. Sanders' alleged unauthorized practice of law implicates a matter of paramount state interest. See Middlesex Ethics Committee v. Gaden State Bar Assn., 457 U.S. 423, 434, 102 S.Ct. 2515, 73 L.Ed.2d 116 (1982) ("States traditionally have exercised extensive control over the professional conduct of attorneys). Regulation and control of the practice of law in Colorado is within the exclusive jurisdiction of the Colorado Supreme Court. Smith v. Mullarkey, 121 P.3d at 891. See also Unauthorized Practice of Law Committee of Supreme of Colorado v. Grimes, 654 P.2d 822, 823 (Colo.1982) ("It is within our authority to promulgate rules governing the admission and regulation of lawyers, as well as prohibitions against the unauthorized practice of law"). The state's interest is further demonstrated by the fact that the Office of Attorney Regulation Counsel and the Colorado Supreme Court are named as Defendants in the instant action.

The conditions of the Younger abstention doctrine having been met, the court must abstain under Younger from hearing Ms. Sanders' claims. This civil action is properly dismissed based on the Younger abstention doctrine. See Gibson v. Berryhill, 411 U.S. 564, 577, 93 S.Ct. 1689, 36 L.Ed.2d 488 (1973) ("Younger v. Harris contemplates the outright dismissal of the federal suit ...").

IV. Ms. Sanders' Motion for Leave to File Surreply

Ms. Sanders seeks to file a surreply to address "a new issue" raised by the Defendants. Ms. Sanders' proposed surreply once again addresses the merits of the investigation of the unauthorized practice of law. Ms. Sanders' proposed surreply does not address any new issues or shed any further light on the issues before this court.

Accordingly, IT IS ORDERED that "Linda Sanders' Motion for Leave to File Surreply to Address Newly Raised Issue" (filed March 12, 2007) (doc. # 13) is DENIED. Ms. Sanders' Surreply tendered on March 12, 2007 (doc. # 13-2) is rejected.

Further, IT IS RECOMMENDED that:

1. Defendants'"Motion to Remand Pursuant to 28 U.S.C. § 1447(c) and to Abstain" (filed February 15, 2007) (doc. # 6) be GRANTED and that this civil action be remanded to the Colorado Office of Attorney Regulation Counsel and the Unauthorized Practice of Law Committee of the Colorado Supreme Court.

2. In the alternative, this civil action be dismissed based on the Younger abstention doctrine.

3. Should this action be remanded, a certified copy of the order of remand shall be mailed by the Clerk of the Court to the Colorado Office of Attorney Regulation Counsel and the Unauthorized Practice of Law Committee of the Colorado Supreme Court. See 28 U.S.C. § 1447(c).

Advisement to the Parties

Within ten days after service of a copy of the Recommendation, any party may serve and file written objections to the magistrate judge's proposed findings and recommendations with the Clerk of the United States District Court for the District of Colorado. 28 U.S.C. § 636(b)(1); Fed.R.Civ.P. 72(b); In re Griego, 64 F.3d 580, 583 (10th Cir.1995).

*6 The district judge shall make a de novo determination of those specific portions of the proposed findings or recommendations to which specific objection is made. 28 U.S.C. § 636(b)(1). A general objection that does not put the district court on notice of the basis for the objection will not preserve the objection for de novo review. See In re Griego, 64 F.3d at 583; United States v. One Parcel of Real Property Known As 2121 East 30th Street, Tulsa, Oklahoma, 73 F.3d 1057, 1060 (10th Cir.1996). The district judge may accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate judge. 28 U.S.C. § 636(b)(1).

"[A] party's objections to the magistrate judge's report and recommendation must be both timely and specific to preserve an issue for de novo review by the district court or for appellate review." One Parcel of Real Property, 73 F.3d at 1060. Failure to make timely objections may bar de novo review by the district judge of the magistrate judge's proposed findings and recommendations and will result in a waiver of the right to appeal from a judgment of the district court based on the proposed findings and recommendations of the magistrate judge. See Vega v. Suthers, 195 F.3d 573, 579-80 (10th Cir.1999) (district court's decision to review a magistrate's recommendation de novo despite the lack of an objection does not preclude application of the "firm waiver rule"); One Parcel of Real Property, 73 F.3d at 1059-60 (a party's objections to the magistrate judge's report and recommendation must be both timely and specific to preserve an issue for de novo review by the district court or for appellate review); International Surplus Lines Insurance Co. v. Wyoming Coal Refining Systems, Inc., 52 F.3d 901, 904 (10th Cir.1995) (by failing to object to certain portions of the magistrate's order, cross-claimant had waived its right to appeal those portions of the ruling); Ayala v. United States, 980 F.2d 1342, 1352 (10th Cir.1992) (by their failure to file objections, plaintiffs waived their right to appeal the magistrate's ruling). But see, Morales-Fernandez v. INS, 418 F.3d 1116, 1122 (10th Cir.2005) (firm waiver rule does not apply when the interests of justice require review).

FootNotes


1. Samuel had not yet reached the age of majority at the time the Complaint was filed and was identified as "S.M." and then later as "Sa. M.." Samuel reached his eighteenth birthday on June 16, 2015, and is therefore identified hereafter by his full name. [#67 at 3, ¶ 4].
2. This court notes that Ms. Mitchell has failed on multiple occasions to include the certificate of conferral required by D.C.COLO.LCivR 7.1(a). This Rule requires the moving party, before filing a motion, to "confer or make reasonable good faith efforts to confer with any opposing counsel or unrepresented party to resolve any disputed matter. The moving party shall describe in the motion, or in a certificate attached to the motion, the specific efforts to fulfill this duty." This court interprets Rule 7.1(a) to require a telephone conferral where possible, and to attempt to confer prior to the day on which the motion is filed. Ms. Mitchell is advised that failure to comply with Rule 7.1(a) in the future will result in the court striking or denying the motion.
3. Ms. Ruttenberg represents in the Represented Plaintiffs' Motion to Bifurcate that "[c]ounsel for the Defendants do not oppose this motion." [#93 at 1].
4. The representation was that Samuel turned eighteen on "June 16, 1997"; the court construes this date as his birthday and an inadvertent error on behalf of Ms. Ruttenberg. [#67 at 3, ¶ 4].
Source:  Leagle

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