Elaine E. Bucklo, United States District Judge.
In these twin patent infringement suits, plaintiff Technology Development and Licensing, LLC, alleges that defendants Comcast (in No. 08-cv-3584) and Dish and Echostar (in No. 09-cv-430) infringe various claims of U.S. Patent Re. 35,952, titled "Television Receiver Having Memory Control for Tune-By-Label Feature." The claimed invention provides a "television
Before me are defendants' motions for judgment on the pleadings, which argue that claims 1 and 2 of the patent — the only claims now at issue — are directed to patent-ineligible subject matter under 35 U.S.C. § 101. For the reasons explained below, I grant the motions.
The '952 patent generally relates to a television control system that offers novel ways of selecting and tuning to television channels provided by cable and satellite providers. Claims 1 and 2 are directed to a system that allows an "operator" to assign individualized labels identifying the various channels on which programming is broadcast, and thereafter allows a viewer to use those labels, rather than the preassigned channel numbers, to select programming. The Background of the Invention explains that historically, television channels were identified by numbers corresponding to both a particular signal frequency and a number on the control of the television receiver. With the advent of cable and satellite television, however, whose providers broadcast programming on different frequencies from traditional over-the-air providers, it became increasingly difficult for viewers to find the channels and programs they were looking for. Accordingly, viewers needed a "conversion chart" to locate their desired channels, which the specification explains was awkward and inconvenient to use, particularly in large cities with more than one cable service provider, or for travelers or other viewers unfamiliar with the local system. '952 Pat. at 2:2-8 (Pl.'s Resp., Exh. A). Claims 1 and 2 of the '952 patent aim to solve this problem by allowing a TV operator to assign labels, or "channel select designations," to various "channel tuning designations," the latter of which correspond to particular signal frequencies. The viewer can then use the operator-assigned labels to select programming.
TDL filed the instant cases in June of 2008 and January of 2009, respectively, but both cases were stayed in 2009 and again in 2014 pending reexamination by the Patent and Trademark Office. TDL also asserted many — but not all — of the claims asserted here in another case, captioned Technology Development and Licensing, LLC v. General Instrument Corp. No. 07-cv-04512 (N.D. Ill.) ("Motorola"), which was also stayed pending reexamination.
Although the Motorola Order is now final, it did not resolve the § 101 patent eligibility of claims 1 and 2, which are conceptually distinct from the claims at issue in Motorola. Specifically, claims 1 and 2 are drawn to the "tune-by-label" feature described above, while claims 8, 9, 37, and 38 are directed to a distinct, "favorites list" feature of the invention, which allows an operator to create multiple lists of favorite channels that are stored in memory for later use by a viewer to select programming. Indeed, at step 1 of the
Under 35 U.S.C. § 101, "[w]hoever invents or discovers any new and useful process, machine, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title." The Supreme Court has long recognized that this provision contains "an important implicit exception: Laws of nature, natural phenomena, and abstract ideas are not patentable." Alice Corp. Pty. Ltd. v. CLS Bank Int'l, ___ U.S. ___, 134 S.Ct. 2347, 189 L.Ed.2d 296 (2014), (quoting Ass'n for Molecular Pathology v. Myriad Genetics, Inc., 569 U.S. 576, 133 S.Ct. 2107, 2116, 186 L.Ed.2d 124 (2013)). The Alice Court cautioned, however, that because "[a]t some level, all inventions ... embody, use, reflect, rest upon, or apply laws of nature, natural phenomena, or abstract ideas," courts must "tread carefully in construing this exclusionary principle lest it swallow all of patent law." Id. (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 132 S.Ct. at 1293-94) (ellipses in Alice, internal quotation marks omitted).
Alice established a two-part framework for determining whether patent claims are drawn to patent-eligible subject matter. First, the court must determine whether the claims at issue are directed to a patent-ineligible concept, such as an abstract idea. Id. at 2355. If so, the court must determine whether the claim elements, individually or in combination, contain an "inventive concept" that "transform[s] the nature of the claim" into a patent-eligible application. Id. (quoting Mayo, 566 U.S. 66, 72, 78, 132 S.Ct. 1289, 182 L.Ed.2d 321 (2012)). Although the two steps are "plainly related" and involve "overlapping scrutiny of the content of the claims," the first stage inquiry looks at the "focus" of the claims, i.e., their "character as a whole," while the second stage inquiry looks "more precisely at what the claim elements add." Elec. Power Group, LLC v. Alstom S.A., 830 F.3d 1350, 1353 (Fed. Cir. 2016) (citations omitted).
"Whether a claim is drawn to patent-eligible subject matter under § 101 is an issue of law." In re Bilski, 545 F.3d 943, 951 (Fed. Cir. 2008) (en banc), aff'd, 561 U.S. 593, 130 S.Ct. 3218, 177 L.Ed.2d 792 (2010). Patent eligibility may be resolved on the pleadings and the prosecution history when no material facts are in dispute. Genetic Technologies Ltd. v. Merial L.L.D., 818 F.3d 1369, 1373 (Fed. Cir. 2016); Joao Control & Monitoring Systems, LLC v. Telular Corp., 173 F.Supp.3d 717, 724 (N.D. Ill. 2016).
Issued patents generally enjoy a presumption of validity under 35 U.S.C. § 282(a). In Microsoft Corp. v. I4I Ltd. Partnership, 564 U.S. 91, 131 S.Ct. 2238, 180 L.Ed.2d 131 (2011), a case involving § 102(b)'s "on-sale bar,"
Meanwhile, district courts, and, indeed, individual judges of the Federal Circuit, have disagreed on the issue. Compare CLS Bank Int'l v. Alice Co. Pty. Ltd., 717 F.3d 1269, 1304-05 (Fed. Cir. 2013) (Rader, J., concurring-in-part and dissenting-in-part) ("any attack on an issued patent based on a challenge to the eligibility of the subject matter must be proven by clear and convincing evidence") with Ultramercial, Inc. v. Hulu, LLC, 772 F.3d 709, 720-21 (Fed. Cir. 2014) (Mayer, J., concurring) ("no presumption of eligibility attends the section 101 inquiry."); compare also Trading Technologies International, Inc. v. CQG, Inc., 05-cv-4811, 2015 WL 774655, *3 (N.D. Ill. Feb. 24, 2015) (Coleman, J.) (applying clear and convincing standard to deny motion for judgment as a matter of law under § 101), aff'd 675 Fed.Appx. 1001, n. 1 (Jan. 18, 2017) (acknowledging, but declining to resolve, dispute over whether clear and convincing standard applies); with Tranxition, Inc. v. Lenovo (U.S.) Inc., No. 3:12-cv-01065-HZ, 2015 WL 4203469, at *4 (D. Or. July 9, 2015) ("the clear and convincing evidentiary standard simply does not come into play" when resolving summary judgment motion based on § 101), aff'd 664 Fed.Appx. 968, 972 n. 1 (declining to "address the proper evidentiary standard"). See also Berkheimer v. Hewlett-Packard Co., 224 F.Supp.3d 635, 641 and n.3 (surveying case law and concluding that "the clear-and-convincing standard has no role to play in the § 101 determination" absent factual disputes to which the standard might apply).
Mindful of both the settled and the unsettled aspects of the legal landscape, I turn to my analysis of claims 1 and 2.
Defendants assert that the essence of these claims is the abstract idea of a "conversion chart," i.e., a map or guide that directs TV viewers accustomed to accessing networks (NBC, for example) or programs ("Law and Order: Criminal Intent") on certain over-the-air channels to the potentially different channels on which these networks or programs are broadcast by cable or satellite providers.
Claim 1 recites:
'952 patent at 14:18-56.
Dish and Echostar argue that claims 1 and 2 recite the use of generic computing and television equipment to implement the abstract idea of "mapping the correspondence" between one channel and another, Dish/Echostar Br. at 2, while Comcast argues that the focus of these claims is to "implement electronically what was previously done with a paper `conversion chart'" of the kind published in TV Guide, for example, which Comcast submits has long "allowed viewers to find the correct channel number by looking up the television program (or the network or local broadcast service) they wished to view." Comcast Br. at 7.
TDL disputes these characterizations of the invention and faults defendants for citing "no evidence other than the conversion chart described in the '952 Patent" to support their argument that claims 1 and 2 are directed to an abstract idea.
TDL argues that the fact that the patent disparages conversion charts means that its claims are drawn to something other than a conversion chart — specifically, a "television control system." TDL insists that the claims "represent a new structure" that improves previously known television control systems. Resp. at 10, 5. This new structure comprises "three new things: channel select designations; the use of two controls, each issuing a different signal; and transmission of the first control signal via the multi-channel signal, with one control at the origin of the signal." Id. at 10. Although examination of specific claim limitations is generally the province of Alice's second step, Elec. Power Group, 830 F.3d at 1353 (Fed. Cir. 2016), TDL insists that the combination of the foregoing elements takes the invention claimed in claims 1 and 2 outside the realm of an abstract idea. I disagree.
First, TDL highlights the Examiner's comments distinguishing the "channel select designation" from the "channel relocation table" disclosed in the Jeffers prior art reference. Resp. at 4. In TDL's view, Jeffers describes a conversion chart because it simply maps one "tuning designation" to another "tuning designation." Claims 1 and 2, by contrast, do not describe a conversion chart because the "channel select designation" is not a channel — it is a signal used to pick a channel. But I see no principled basis for concluding that the abstract idea of a conversion chart is limited to a system that maps channel-to-channel conversions, and excludes systems like the one recited in claim 1, which maps channel select designations to corresponding channel tuning designations. Indeed, claim 1 recites that each "channel selection designation" is stored in the system's memory "as corresponding to ... one channel tuning designation." '952 Pat. at 14:42-44. As the parties agree, each "channel tuning designation" is "a tuner designation at which a particular signal may be found." See Claim Construction Order at 3. At bottom, then, each channel select designation ultimately corresponds to a particular signal to which the system's "tuner means" can tune to receive programming. This correspondence describes the essence
TDL points out that unlike the conversion chart in Jeffers, the claimed system allows a viewer to select a program based on the program name alone, without knowing either the over-the-air channel or the cable or satellite channel on which the program airs. Resp. at 5, 10 and Exh. F. While this feature may represent a technical advantage over channel-to-channel conversion charts such as the one in Jeffers, the operator's ability to assign a label corresponding to the name of a program that airs on a particular channel, rather than to the channel name or number, does not change the essence of claims 1 and 2. Nothing in the Examiner's observations suggests the contrary.
TDL suggests that claims 1 and 2 add an inventive concept because pencil-and-paper conversion charts cannot "transmit a control signal including a data set on a channel of a multi-channel signal transmitted from far away." Resp. at 12. That is plainly true, just as it is presumably true that the claimed system offers advantages in terms of convenience and efficiency over the use of pencil-and-paper conversion charts or published guides like TV Guide. But features and advantages that flow naturally from the use of computers to perform functions previously performed manually do not establish the existence of an inventive concept. See Intellectual Ventures I LLC v. Capital One Bank (USA), 792 F.3d 1363, 1371 (Fed. Cir. 2015) ("[s]teps that do nothing more than spell out what it means to `apply [an abstract idea] on a computer' cannot confer patent-eligibility."). See also In re TLI Communications LLC Patent Litigation, 823 F.3d 607, 613-14 (Fed. Cir. 2016) ("[f]or the role of a computer in a computer-implemented invention to be deemed meaningful in the context of this analysis, it must involve more than performance of well-understood, routine, [and] conventional activities previously known to the industry") (internal quotation marks and citation omitted, original alterations).
TDL cites McRO, Inc. v. Bandai Namco Games America Inc., 837 F.3d 1299 (Fed. Cir. 2016), for the proposition that "[i]mprovements to computers — either hardware or software — can be non-abstract." Resp. at 4. That observation is correct, but it does not establish the subject matter eligibility of claims 1 and 2 because the '952 patent neither discloses nor claims an "improvement to computers." Instead, it describes a telephone control system that uses conventional technologies performing their well-known and expected functions. Indeed, the specification describes all of the system's physical components
The patents in McRO "relate[d] to automating part of a preexisting 3-D animation method." 837 F.3d at 1303. As the court explained, the preexisting animation technology required a combination of automated and human processes to produce realistic visual representations of human speech, which was both "very tedious and time consuming" and required "a visual and subjective process." Id. at 1306. The patent improved the preexisting technology by using "specific, limited mathematical rules" that obviated the need for human animators "to subjectively identify the problematic sequence and manually fix it." Id. at 1314, 1307. The court concluded that the "ordered combination of claimed steps, using unconventional rules that relate subsequences of phonemes, timings, and morph weight sets, is not directed to an abstract idea," id. at 1302-03, noting that it was "the incorporation of the claimed rules, not the use of the computer, that improved [the] existing technological process. Id. at 1314. (original alteration). As noted above, the system disclosed and claimed in the '952 patent uses only conventional elements performing their expected functions to achieve the kinds of improvements that one would expect from the automation of a manual process. Accordingly, McRO does not support its eligibility under § 101. See also Bascom Global Internet Servs., Inc. v. AT & T Mobility LLC, 827 F.3d 1341, 1350 (Fed. Cir. 2016) (claims that take an abstract idea and add the requirement "to perform it on a set of generic computer components ... would not contain an inventive concept.")
That the claims incorporate "a distant control that communicates with a viewer's television," does not change the analysis. TDL argues that the "spatial separation" of the two controls adds an inventive concept, citing Finjan, Inc. v. Blue Coat Sys., LLC, No. 15-cv-03295-BLS, 2016 WL 7212322, at *11 (N.D. Cal. Dec. 13, 2016). But the patent at issue in Finjan claimed improvements in the technology available for protecting devices and networks from malicious intrusions, which were achieved, in part, by "mov[ing] malware profiling from its traditional location on end-user computers to an intermediate location on the network." Id. at *11. In other words, the novel placement of an element of the system overcame problems associated with the traditional positioning of that element. Here, the problems the '952 patent purports to solve have nothing to do with the location of the claimed control units. As the specification explains, cable providers have long assigned channel identifiers remotely from viewers' TV receivers. '952 Pat. at 1:66-2:2. That is neither novel nor inventive.
Finally, TDL identifies the requirement "that the control signal travel over the multi-channel signal" as "something new," but it articulates no argument to explain how this features adds an inventive concept. Nor does the patent itself suggest an answer to this question, as the claim element responsible for receiving the multi-channel signal is the "tuner means," the structure of which, as TDL emphasized during claim construction, was well-known in the art. See TDL's Resp. Br. in 08-cv-3584, at 10 ("Just as a television was known, so were a variety of tuners known to persons of skill in the art. The '952 patent says so explicitly, and nowhere describes all of the detail of any specific tuner."). Accordingly, I perceive no basis on which to conclude that the limitation requiring a control signal that travels over
For the foregoing reasons, defendants' motions for judgment on the pleadings are granted.