AMY BERMAN JACKSON, United States District Judge.
Plaintiff Dolores Barot filed this case against defendant Embassy of the Republic of Zambia, alleging that defendant violated Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e-2(a), 2000e-3(a) (2012), the Age Discrimination in Employment Act of 1967 ("ADEA"), 29 U.S.C. § 623(a) (2008), and the District of Columbia Wage Payment and Collection Law, D.C. Code § 32-1303 et seq. (2001), when it denied her a raise, terminated her employment, and withheld funds plaintiff alleges were owed to her under her employment agreement. Am. Compl. ¶¶ 48-65 [Dkt. #17]. Defendant filed a motion to dismiss plaintiff's amended complaint, arguing, among other things, that the case should be dismissed for insufficient service of process and for lack of personal jurisdiction pursuant to Federal Rules of Civil Procedure 12(b)(5) and 12(b)(2). Def.'s Mot. to Dismiss & Mot. to Strike ("Def.'s Mot.") [Dkt. #21]; Def.'s Mem. of Law in Supp. of Def.'s Mot. ("Def.'s Mem.") [Dkt. #21-1]. Plaintiff opposed the motion. Pl.'s Opp. to Def.'s Mot. ("Pl.'s Opp.") [Dkt. #24]. Because the Court finds that plaintiff failed to perfect service on defendant in accordance with the strict requirements of section 1608(a)(3) of the Foreign Sovereign Immunities Act ("FSIA"), and because insufficient service of process also deprives this Court of personal jurisdiction over defendant, the Court will grant defendant's motion to dismiss pursuant to Federal Rules of Civil Procedure 12(b)(5) and 12(b)(2).
Plaintiff Dolores Barot began working as a secretary for the Embassy of the Republic of Zambia on January 5, 1995. Am. Compl. ¶ 9. She alleges that in 2002, she was assigned to perform additional duties that were not within her job description. Id. ¶ 16. Seven years later, on September 8, 2009, plaintiff requested that defendant increase her salary to reflect an increase in her in job duties, but on September 9, 2009, defendant denied the request and instead decreased plaintiff's responsibilities.
Plaintiff believed her termination was the result of gender and age discrimination and that she was the victim of unlawful retaliation, so she filed a charge of discrimination with the Equal Employment Opportunities Commission ("EEOC") on July 20, 2010. See id. ¶ 40. The EEOC investigated plaintiff's charge and issued a determination letter in her favor. Id. ¶ 41. The agency informed plaintiff on December 21, 2012 that the Embassy would not participate in conciliation, and that she therefore had ninety days to file suit in a federal district court. Id. ¶ 43. Plaintiff filed the original complaint giving rise to this case in the spring of 2013. See id. ¶ 44; see also Compl. [Dkt. #1].
The Court granted plaintiff's motion to proceed in forma pauperis, and as a result, the U.S. Marshal's Service aided plaintiff in her attempt to perfect service on defendant, albeit unsuccessfully. See 28 U.S.C. § 1915(d); Fed. R. Civ. P. 4(c)(3). After the summons was returned unexecuted, plaintiff made three more attempts at effectuating service in this case.
On August 16, 2013, the Court ordered plaintiff to provide it with the necessary information so that service could be effected pursuant to FSIA, 28 U.S.C. § 1608(a)(3) by having the Clerk of the Court mail the required documents to the head of the ministry of foreign affairs in Zambia. Order, Aug. 16, 2013 [Dkt. #4]. Plaintiff properly complied with that request. Resp. to Order of the Court [Dkt. #5]. But on September 4, 2013, the Court incorrectly instructed the Clerk of the Court to mail the summons and complaint to the Embassy of Zambia pursuant to FSIA, 28 U.S.C. § 1608(b), Order, Sept. 4, 2013 [Dkt. #6], and service was mailed by the Clerk of the Court to the Embassy's Washington, D.C. address on September 6, 2013. Certificate of Clerk [Dkt. #8].
Two months later, defendant filed a motion for reconsideration of the order permitting plaintiff to serve it pursuant to section 1608(b)(3). See Def.'s Mot. for Recons. [Dkt. #15]. It also filed a motion to dismiss and to strike based on, among other things, its argument that plaintiff had failed to properly effectuate service. See generally Def.'s Mot to Dismiss & to Strike [Dkt. #16]. The Court granted the motion for reconsideration, noting that an embassy is considered a "foreign state or political subdivision of a foreign state" under FSIA and therefore must be served in accordance with 28 U.S.C. § 1608(a), not subsection 1608(b). See Nov. 18, 2013 Minute Order, citing Ellenbogen v. The Canadian Embassy, No. 05-1553, 2005 WL 3211428, at *2 (D.D.C. Nov. 9, 2005).
After the Court granted the motion for reconsideration, it ordered plaintiff to "file with the clerk's office the necessary documents for service to be effected pursuant to 28 U.S.C. § 1608(a), including a notice of suit that complie[d] with all the requirements contained in 22 C.F.R. § 93.2, by
Pl.'s Notice of Correction at 1 [Dkt. #20]. Plaintiff attached the documents it mailed to defendant on December 12, 2013, including a copy of the certified mail receipt, which showed that plaintiff mailed the materials to "Embassy of the Republic of Zambia, 2419 Massachusetts Avenue, NW, Washington, DC 20008." Ex. 1 to Pl.'s Notice of Correction at 1 [Dkt. #20-1]. Plaintiff also filed an amended complaint, which led the Court to deny defendant's pending motions to dismiss and to strike as moot. See Jan. 6, 2014 Minute Order.
On January 15, 2014, defendant filed its motion to dismiss the amended complaint and a motion to strike plaintiff's jury demand and request for punitive damages,
Under Federal Rule of Civil Procedure 12(b)(2), the plaintiff bears the burden of establishing personal jurisdiction over each defendant. Crane v. N.Y. Zoological Soc'y, 894 F.2d 454, 456 (D.C.Cir. 1990). In order to survive a motion to dismiss for lack of personal jurisdiction, the "plaintiff must make a prima facie showing of the pertinent jurisdictional facts." First Chi. Int'l v. United Exch. Co., 836 F.2d 1375, 1378 (D.C.Cir.1988). Plaintiff "cannot rely on conclusory allegations" to establish personal jurisdiction. Atlantigas Corp. v. Nisource, Inc., 290 F.Supp.2d 34, 42 (D.D.C.2003).
The "court may consider material outside of the pleadings in ruling on a motion to dismiss for lack of ... personal
The plaintiff also bears the burden to establish that she has properly effectuated service. Light v. Wolf, 816 F.2d 746, 751 (D.C.Cir.1987). When the defendant challenges the sufficiency of service, the plaintiff "must demonstrate that the procedure employed satisfied the requirements of the relevant portions of Rule 4 and any other applicable provision of law." Id. quoting C. Wright & A. Miller, Federal Practice and Procedure § 1083, at 334 (1969). If plaintiff does not meet that burden, the Court may dismiss the complaint without prejudice for ineffective service of process. See Fed. R. Civ. P. 12(b)(5); Simpkins v. Dist. of Columbia Gov't, 108 F.3d 366, 368-69 (D.C.Cir.1997).
Defendant premises its motion to dismiss plaintiff's amended complaint on four grounds. First, defendant argues that the amended complaint should be dismissed for improper service of process and lack of personal jurisdiction pursuant to Federal Rules of Civil Procedure 12(b)(5) and 12(b)(2). See Def.'s Mot. at 1. Second, defendant argues that even if service was proper, Count IV of the amended complaint — which asserts a claim for violation of the D.C. Wage Payment and Collection Law — must be dismissed because it is time-barred under the applicable statute of limitations. Id. Third, defendant claims that plaintiff's discrimination claims that are based on alleged violations of Title VII and the ADEA (Counts I, II, and III) must be dismissed because defendant is immune against those claims under FSIA, thereby depriving this Court of subject matter jurisdiction over those claims. Id. at 1-2. And fourth, defendant asserts that the amended complaint lacks sufficient facts to support a plausible claim to relief under each of plaintiff's four counts, and that they therefore should be dismissed pursuant to Federal Rule of Civil Procedure 12(b)(6). Id. at 2. Because the Court finds that plaintiff has failed to properly effectuate service and that it therefore does not have personal jurisdiction over defendant,
Section 1608 of FSIA provides the exclusive means for effectuating service on a "foreign state or its political subdivision, agency, or instrumentality." Fed. R. Civ. P. 4(j)(1); see also Sabbithi v. Al Saleh, 623 F.Supp.2d 93, 97 (D.D.C. 2009), quoting Nikbin v. Islamic Republic of Iran, 471 F.Supp.2d 53, 58 (D.D.C.2007). It is divided into two subsections: subsection 1608(a) lists the methods for serving a foreign state or its political subdivision, and subsection 1608(b) lists the methods for serving an agency or instrumentality of a foreign state. 28 U.S.C. § 1608(a)-(b). Whether a defendant must be served under subsection 1608(a) or subsection 1608(b) becomes significant when the defendant challenges the sufficiency of that service: "The authorities generally hold that section 1608(b) may be satisfied by technically faulty service that gives adequate notice to the foreign state," but courts "have rarely excused defective service" under section 1608(a). Transaero, Inc., 30 F.3d at 153-54. Instead, they demand "strict adherence to the terms of 1608(a)," and failure to comply exactly with those terms will result in dismissal of the plaintiff's case. Id. at 154; see also Sabbithi, 623 F.Supp.2d at 98 (noting that plaintiffs' failure to adhere strictly to the terms of section 1608(a) was "fatal to plaintiffs' claims"); Nikbin, 471 F.Supp.2d at 68 (finding that "[b]ecause service has not been effected as required under the FSIA, this Court is compelled to hold that it lacks personal jurisdiction over the official-capacity claims"); Ellenbogen, 2005 WL 3211428, at *2 (dismissing the plaintiff's case for failure "to properly serve [the Canadian Embassy] pursuant to § 1608(a)(3) because he ... served process upon the wrong person, ... failed to include all required documents, and ... failed to have the documents addressed and dispatched by the clerk of the court").
Here, defendant the Embassy of the Republic of Zambia is considered a "foreign state or [a] political subdivision of a foreign state," and therefore, it must be served in compliance with the requirements of section 1608(a). Ellenbogen, 2005 WL 3211428, at *2 ("[I]t is well-settled that an embassy is a `foreign state' covered by § 1608(a), not an `agency or instrumentality' thereof."); see also Int'l Road Fed'n v. Embassy of Democratic Republic of Congo, 131 F.Supp.2d 248, 250 (D.D.C.2001) ("Defendant is a foreign state."). That subsection provides four "exclusive channels through which service may be properly effected upon a foreign state:"
Ellenbogen, 2005 WL 3211428, at *2, quoting 28 U.S.C. § 1608(a)(1)-(4). A plaintiff may not elect to utilize these methods in any order, though. "`The plain language of § 1608(a) makes clear that the FSIA lists the methods in descending order of preference; a plaintiff may only attempt service through the second method, for example, if service through the first method is unavailable or has proven unsuccessful.'" Sabbithi, 623 F.Supp.2d at 98, quoting Doe I v. State of Israel, 400 F.Supp.2d 86, 101 (D.D.C.2005).
In this case, neither party argues that there is a special arrangement for service between plaintiff and defendant, and there is no applicable international convention regarding service to which Zambia subscribes. As a result, the preferred method of service here is set forth in subsection 1608(a)(3), and plaintiff must have strictly complied with the terms of that subsection in order to avoid dismissal of her case for insufficient service of process. The Court finds that she did not.
As an initial point, plaintiff does not contest defendant's assertion that her December 12, 2013 service attempt was deficient on several grounds. Pl.'s Opp. at 5. Instead, she directs the Court to her February 3, 2014 attempt to complete service of process and argues that the Court should not dismiss her complaint because she effectuated service in compliance with section 1608(a)(3) before the Court ruled on defendant's motion to dismiss. Id. at 5-8. Although courts have permitted a plaintiff to correct insufficient service of process while a motion to dismiss is pending, see Phx. Consulting, Inc. v. Republic of Angola, 35 F.Supp.2d 14, 16 (D.D.C. 1999), the February 3, 2014 attempt in this case did not solve the problem.
As noted above, this Circuit requires strict adherence to the terms of section 1608(a), and a technical fault in service cannot be overcome by actual notice. See,
Here, plaintiff's February 3, 2014 service attempt contains a fatal, technical error. Section 1608(a)(3) explicitly states that service of process must "be addressed and dispatched by the clerk of the court to the head of the ministry of foreign affairs of the foreign state concerned," 28 U.S.C. § 1608(a)(3), but the February 3, 2014 DHL waybill shows that even though plaintiff may have sent the packet of materials to the post office box used by the ministry of foreign affairs, plaintiff did not address it to the head minister. Instead, the mailing label reads: "Embassy of Zambia, P.O. Box 50069, Lusaka City, Zambia." See DHL Waybill. The February 3, 2014 service attempt therefore did not comply with the strict terms of section 1608(a)(3). Cf. Democratic Republic of Congo v. FG Hemisphere Assocs., LLC, 508 F.3d 1062, 1063-64 (D.C.Cir.2007) (recognizing, but ultimately not reaching, the question of whether putting the name of the wrong head minister of foreign affairs would defeat service under section 1608(a)(3)).
In any other context, the Court would be inclined to overlook such a technical error and to find sufficient service based on defendant's apparent actual notice of this lawsuit. But the Court cannot do that here. Like other courts in this district, it is bound to follow the D.C. Circuit's strict interpretation of section 1608(a)(3)'s requirements, which does not permit a section 1608(a) case to proceed based on substantial compliance. See, e.g., Nikbin, 471 F.Supp.2d at 68-69 (finding insufficient service on the sole ground that the plaintiff, instead of the clerk of the court, mailed the service documents); BPA Int'l, Inc., 281 F.Supp.2d at 84 (finding insufficient service where the plaintiffs "mailed an English language copy of the summons and complaint to Sweden's embassy in Washington, D.C.," and not to the head of the ministry of foreign affairs). Moreover, plaintiff's decision to address the waybill to the "Embassy of Zambia" directly undermines the sole justification for why the D.C. Circuit requires strict compliance with section 1608(a): "[S]ection 1608(a) mandates service of the Ministry of Foreign Affairs [because it is] the department most likely to understand American [legal] procedure." Transaero, 30 F.3d at 154; see also Nikbin, 471 F.Supp.2d at 67-68. As a result, the Court finds that plaintiff has failed to properly serve defendant in this case pursuant to section 1608(a)(3), and that the Court therefore does not have personal jurisdiction over the Embassy of the Republic of Zambia.
For the reasons stated above, the Court will grant defendant's motion to dismiss the amended complaint for insufficient service of process and lack of personal jurisdiction pursuant to Federal Rules of Civil Procedure 12(b)(5) and 12(b)(2). A separate order will issue.