HOLMES, Circuit Judge.
Petitioner Gary Abernathy, a federal prisoner, appeals from the judgment of the United States District Court for the District of Colorado, which dismissed his 28 U.S.C. § 2241 petition for a writ of habeas corpus. By way of § 2241, Mr. Abernathy seeks to have an alleged error of law in the calculation of his sentence corrected based upon a subsequently issued Supreme Court decision interpreting the Armed Career Criminal Act ("ACCA"), see Chambers v. United States, 555 U.S. 122, 129 S.Ct. 687, 172 L.Ed.2d 484 (2009), despite the fact that his conviction became final many years ago.
In 2001, Mr. Abernathy was convicted in the United States District Court for the Western District of Missouri of being a felon in possession of a firearm and was sentenced as an armed career criminal under the ACCA because he had three qualifying ACCA convictions. Consistent with Eighth Circuit precedent at that time, the district court determined that Mr. Abernathy's 1979 conviction for a "walkaway" escape was a qualifying conviction under the ACCA. Mr. Abernathy unsuccessfully challenged this determination on direct appeal. Subsequently, he filed a motion under 28 U.S.C. § 2255 in the sentencing court seeking to raise on collateral review several seemingly unrelated challenges. The district court denied relief and the Eighth Circuit declined to grant a Certificate of Appealability ("COA") under 28 U.S.C. § 2253(c)(1).
Subsequently, Mr. Abernathy filed a § 2241 petition in the federal judicial district of his incarceration — the United States District Court for the District of Colorado — to challenge his sentence. Mr. Abernathy sought to use the so-called "savings clause" contained in § 2255(e), which permits a federal prisoner to proceed under § 2241 when the remedy under § 2255 is "inadequate or ineffective to test the legality of his detention." Without reaching the merits of Mr. Abernathy's Chambers claim, the district court — applying the Fifth Circuit's savings clause test (see Reyes-Requena v. United States, 243 F.3d 893, 904 (5th Cir.2001)) — dismissed his § 2241 petition, reasoning that Mr. Abernathy failed to meet the "actual innocence" prong of that test because one cannot be "actually innocent" of a sentencing enhancement.
After the district court's decision, however, we decided Prost v. Anderson, 636 F.3d 578 (10th Cir.2011), which set forth a different savings clause test than the one that the district court applied. Mr. Abernathy contends that he satisfies Prost's savings clause test because the law-of-the-case doctrine precluded him, in his initial § 2255 petition, from challenging whether his escape conviction was a predicate crime under the ACCA. And, even if we were to conclude otherwise, he argues, denying him the opportunity to proceed under § 2241 would have the effect of violating the Constitution's Suspension Clause — a result that we must avoid.
We disagree with Mr. Abernathy on both scores. First, we conclude that, even assuming arguendo that the law-of-the-case doctrine would have had the effect of foreclosing Mr. Abernathy's Chambers argument in his initial § 2255 proceeding, it would not follow that § 2255 was an inadequate or ineffective procedural vehicle for testing the validity of his confinement. Second, reviewing for plain error, we determine that it is not clear or obvious under well-settled law that barring Mr. Abernathy from proceeding under § 2241 raises concerns under the Suspension Clause.
Accordingly, we affirm the district court's dismissal of Mr. Abernathy's § 2241 habeas petition for lack of statutory jurisdiction.
In 2001, Mr. Abernathy was convicted of unlawful possession of a firearm by a convicted felon, in violation of 18 U.S.C. § 922(g)(1). The 2001 Presentence Report ("PSR") recommended that Mr. Abernathy be sentenced as an armed career criminal under the ACCA because his criminal history included three prior "violent felony" convictions: (1) a 1973 federal assault conviction;
On direct appeal to the Eighth Circuit, Mr. Abernathy again argued that his 1979 escape conviction was not a qualifying conviction under the ACCA. The Eighth Circuit affirmed the district court, holding that the fact that Mr. Abernathy "merely walked away from his place of incarceration" did not take his conviction outside § 924(e)'s definition of a violent felony. United States v. Abernathy, 277 F.3d 1048, 1051 (8th Cir.2002). Mr. Abernathy filed a petition for certiorari to the United States Supreme Court, but it was denied.
In 2002, Mr. Abernathy filed a pro se § 2255 petition to vacate his sentence in the Western District of Missouri, asserting several claims that were seemingly unrelated to his challenge to the ACCA predicate-offense status of his 1979 escape conviction. The district court denied the motion. Subsequently, the Eighth Circuit denied Mr. Abernathy a COA and dismissed the matter.
In 2008, the Supreme Court held that a prior conviction does not constitute a "violent felony" under the ACCA unless it involves "purposeful, violent, and aggressive conduct." Begay v. United States, 553 U.S. 137, 144-45, 128 S.Ct. 1581, 170 L.Ed.2d 490 (2008) (citation omitted) (internal quotation marks omitted). Following Begay, in Chambers, the Supreme Court held that a conviction for failure to report to a penal institution (for weekend confinement) is not a "violent felony" under the ACCA. See Chambers, 555 U.S. at 128, 129 S.Ct. 687 (noting that the offense of failure to report "does not involve conduct that presents a serious potential risk of physical injury to another" (quoting Begay, 553 U.S. at 141-42, 128 S.Ct. 1581) (internal quotation marks omitted)).
In response to Chambers, and after the denial of various habeas petitions he filed in the Eighth Circuit, Mr. Abernathy filed a pro se application for a writ of habeas corpus pursuant to § 2241 in the United States District Court for the District of Colorado, the district where he was incarcerated.
Mr. Abernathy asserted that Chambers was retroactive to cases on collateral review because it announced a substantive rule regarding the ACCA's meaning, and that after Chambers, he was "actually innocent" of his armed-career-criminal status because his 1979 escape conviction was no longer a qualifying ACCA conviction. Thus, according to Mr. Abernathy, he did not have three prior violent felony convictions within the meaning of the ACCA.
The magistrate judge ordered Mr. Abernathy to show cause as to why his § 2241 petition should not be denied, stating that "[t]he exclusive remedy for testing the validity of a judgment and sentence, unless it is inadequate or ineffective, is that provided for in 28 U.S.C. § 2255," id. at 30 (Order to Show Cause, filed Apr. 6, 2010) (quoting Johnson v. Taylor, 347 F.2d 365, 366 (10th Cir.1965) (per curiam)) (internal quotation marks omitted), and Mr. Abernathy had not demonstrated that "the remedy available to him pursuant to § 2255 [was] inadequate or ineffective," id.
Mr. Abernathy filed six separate responses to the magistrate judge's order to show cause. Mr. Abernathy has explained that, in these six responses, he argued to the district court that "through no fault of his own, he had no way of obtaining relief other than by way of § 2241, and relief was appropriate under that statute."
Without requesting a response from the government, the district court dismissed Mr. Abernathy's § 2241 petition. The district court first noted that the exclusive remedy for testing the validity of a sentence is that provided for in § 2255, unless § 2255's remedy is inadequate or ineffective to test the legality of his detention. Applying the Fifth Circuit's savings clause test from Reyes-Requena, that a panel of our court had previously cited with approval in United States v. Apodaca, 90 Fed. Appx. 300, 304 n. 10 (10th Cir.2004), the district court held that Mr. Abernathy could not meet the "actual innocence" prong of that test because being "actually innocent" of an enhanced sentence is "not the sort of actual innocence that could justify a determination that the remedy available pursuant to Section 2255 in his criminal case is inadequate or ineffective." R. at 60-61 (Dist. Ct. Order of Dismissal, filed May 26, 2010).
Mr. Abernathy, still proceeding pro se, filed a timely notice of appeal. In his
Id. at *2-3. However, before Mr. Abernathy filed his reply brief, we issued Prost, which seemingly addressed many of the same issues found in this case. See 636 F.3d at 584-93. We therefore granted the parties leave to file simultaneous supplemental briefs addressing Prost.
The broad issue on appeal is whether the district court erred in dismissing Mr. Abernathy's petition under § 2241. We review the court's determination de novo. See, e.g., Brace v. United States, 634 F.3d 1167, 1169 (10th Cir.2011) ("We review the district court's dismissal of a § 2241 habeas petition de novo." (quoting Garza v. Davis, 596 F.3d 1198, 1203 (10th Cir.2010)) (internal quotation marks omitted)). However, there is little agreement between the parties as to the various sub-issues that are relevant to deciding whether Mr. Abernathy can proceed under § 2241. We begin by identifying the specific arguments presented by the parties.
Mr. Abernathy argues that: (1) Chambers renders illegal the enhancement of his sentence under the ACCA; (2) he has no adequate or effective remedy under § 2255 and, therefore, § 2255(e)'s savings clause allows him to apply for relief under § 2241; and (3) were we to deny him access to habeas relief via the savings clause, such a denial would have the effect of suspending his right to seek a writ of habeas corpus in violation of the Suspension Clause.
The government, however, believes that it is unnecessary for us to reach any of the issues that Mr. Abernathy has framed. Instead, the government asserts that we may resolve this case by ruling that Mr. Abernathy has failed to make a clear threshold showing of actual innocence under Chambers and, consequently, he is not entitled to proceed under § 2241.
Given our intervening decision in Prost, we must deviate from the path that the district court traveled.
Second, we address Mr. Abernathy's contention that denying him access to § 2241 would effect a violation of the Suspension Clause. Mr. Abernathy did not raise this Suspension Clause argument before the district court, nor does he ask for plain-error review on appeal. In many instances, this would foreclose our consideration of the argument. But, for reasons that we explain below, we give Mr. Abernathy the benefit of plain-error review. After concluding that Mr. Abernathy's Suspension Clause argument fails under plain-error review, we determine that he is foreclosed from bringing his § 2241 petition.
Before addressing Mr. Abernathy's arguments, a brief review of § 2255 and our decision in Prost is in order. In 1996, Congress significantly altered the habeas landscape by enacting AEDPA, which limited the availability of filing successive § 2255 petitions to instances involving either (1) clear and convincing new evidence
Following AEDPA's enactment, federal prisoners who are barred from bringing second or successive § 2255 motions may still be able to petition for habeas relief under § 2241 through the mechanism of § 2255(e)'s savings clause. "To fall within the ambit of [the] savings clause and so proceed to § 2241, a prisoner must show that `the remedy by motion [under § 2255] is inadequate or ineffective to test the legality of his detention.'" Prost, 636 F.3d at 581 (second alteration in original) (quoting 28 U.S.C. § 2255(e)). Section 2255, however, has been found to be "inadequate or ineffective" only in "extremely limited circumstances." Caravalho v. Pugh, 177 F.3d 1177, 1178 (10th Cir.1999); see Brace, 634 F.3d at 1169 (stating that "§ 2255 will rarely be an inadequate or ineffective remedy to challenge a conviction"). In Prost, we set forth our test: we ask "whether a petitioner's argument challenging the legality of his detention could have been tested in an initial § 2255 motion. If the answer is yes, then the petitioner may not resort to the savings clause and § 2241." 636 F.3d at 584.
To understand how we settled on such a test in Prost, further background regarding the case is helpful. In 1999, the defendant, Mr. Prost, was convicted in the United States District Court for the Eastern District of Missouri of, inter alia, conspiracy to launder illegal drug proceeds in violation of 18 U.S.C. § 1956. See Prost, 636 F.3d at 580. This particular crime contained an element requiring proof that Mr. Prost laundered illegal "proceeds." See id. Following conviction, Mr. Prost did not file a direct appeal, nor did he challenge the "proceeds" element during a later § 2255 motion. See id.
In 2008, the Supreme Court decided United States v. Santos, 553 U.S. 507, 128 S.Ct. 2020, 170 L.Ed.2d 912 (2008), which held that when the government alleges that the defendant laundered the "proceeds" of an illegal gambling business, the government must prove that the laundering transactions involved the profits of the business, rather than its gross receipts, to establish a violation of § 1956. See 553 U.S. at 514, 128 S.Ct. 2020 (plurality opinion); Prost, 636 F.3d at 580. In response to Santos, Mr. Prost filed a petition for a writ of habeas corpus under § 2241 to challenge his money-laundering conviction. See Prost, 636 F.3d at 580-81. The district court dismissed the habeas petition, see id. at 582, and we affirmed, see id. at 598.
Without addressing whether Mr. Prost's money-laundering conviction was invalid under Santos, we concluded that Mr. Prost could not seek habeas relief under § 2241 because he failed to show that § 2255 provided an inadequate or ineffective remedy
Notably, in our analysis, we expressly rejected a theory that Mr. Prost advanced for why § 2255 did not provide an adequate and effective means of testing his "proceeds" argument based upon the existence of adverse circuit precedent. Under the so-called "erroneous circuit foreclosure test," Mr. Prost argued that he should have been excused from not raising an argument in his initial § 2255 motion in the Eastern District of Missouri if binding circuit court precedent — that is, Eighth Circuit precedent — had previously rejected his argument. See id. at 590-93. In setting our face against this test, we held that § 2255 was adequate and effective because Mr. Prost could have made his "proceeds" argument to the Eighth Circuit, even if this argument had been foreclosed by then-controlling Eighth Circuit precedent. See id. at 590. Regardless of the likelihood of success on such an argument, we reasoned, "[t]he savings clause doesn't guarantee results, only process." Id.
We now turn to Mr. Abernathy's arguments regarding why he should be permitted to proceed under § 2241.
Mr. Abernathy's position is, in many ways, very similar to that of Mr. Prost. Like Mr. Prost, Mr. Abernathy was convicted of an offense and sentenced under then-controlling circuit precedent. Furthermore, like Mr. Prost, he did not raise in his initial § 2255 motion the issue that he now seeks to pursue under § 2241. And, analogous to Mr. Prost's circumstances, following the initial § 2255 motion, the Supreme Court issued a decision — in Mr. Abernathy's case, Chambers — that arguably invalidated some aspect of his sentence.
It is Mr. Abernathy's burden to show that he meets § 2255(e)'s savings clause. See Prost, 636 F.3d at 584. To do so, he must demonstrate that § 2255's remedy is "inadequate or ineffective" by showing that the legality of his detention could not have been tested in his initial § 2255 motion. See id. Mr. Abernathy maintains that he can carry this burden because he could not have tested his argument that his 1979 escape conviction does not qualify as an ACCA predicate offense in his initial § 2255 motion. This is so, he says, because the law-of-the-case doctrine precluded him from raising a claim in his initial § 2255 motion that he already had raised unsuccessfully on direct appeal. Therefore, reasons Mr. Abernathy, his argument could not have been tested in his initial § 2255 motion.
We disagree. Mr. Abernathy is correct that, under the law-of-the-case doctrine, courts ordinarily would refuse to reconsider arguments presented in a § 2255 motion that were raised and adjudicated on direct appeal.
However, we reject Mr. Abernathy's law-of-the-case argument for very similar reasons to those we found persuasive in rebuffing the erroneous circuit foreclosure test in Prost. The petitioner suggested in Prost that we should excuse his failure to pursue an argument in an initial § 2255 motion if that argument was erroneously foreclosed by binding circuit precedent. See 636 F.3d at 590. We declined to excuse such a failure, reasoning that "the savings clause doesn't guarantee results, only process." Id.; see also id. at 589 ("[I]t is the infirmity of the § 2255 remedy itself, not the failure to use it or prevail under it, that is determinative."). In that vein, "the plain language of the savings clause does not authorize resort to § 2241 simply because a court errs in rejecting a good argument," even if "the court's error on the merits happens to be induced by preexisting circuit precedent." Id. at 590; see id. ("Critically, Mr. Prost doesn't — and can't — dispute that he was entirely free to raise and test a Santos-type argument in his initial § 2255 motion. Instead, he argues only that a Santos-type argument likely would have been rejected on the merits at the district court and circuit panel levels because of adverse circuit precedent.").
Thus, in Prost, it made no difference whether an argument made in an initial § 2255 motion would have been rejected due to a "newly crafted but deficient test, or by application of an old but equally bad test found in circuit precedent." Id. Similarly, we see no reason why it should matter here that courts likely would have rejected Mr. Abernathy's Chambers argument in his § 2255 proceeding under the law-of-the-case doctrine.
In short, Mr. Abernathy misconstrues the savings clause test that we adopted in Prost. His challenge to his 1979 escape conviction "could have been tested in an initial § 2255 motion," id. at 584, regardless of whether his claim would have been barred by the law-of-the-case doctrine. Cf. United States v. Dority, No. 12-7064, 2013 WL 238854, at *1 (10th Cir. Jan. 23, 2013) ("[The § 2255(e) savings clause] exception has no application here: no one disputes [the petitioner] could have brought and tested a Chambers-type challenge to his sentence in his initial § 2255 motion. Indeed, it's clear he was fully aware of the argument: he avidly pursued it at sentencing before the district court yet simply failed to pursue it in his initial § 2255 motion."). Accordingly, we hold that a prisoner, like Mr. Abernathy, cannot demonstrate that § 2255's remedy is "inadequate or ineffective" to test the legality of his detention merely because the law-of-the-case doctrine may have barred reconsideration of his claim.
We turn next to Mr. Abernathy's argument that denying him the opportunity to seek relief under § 2241 would effectively suspend his right to seek a writ of habeas corpus in violation of the Constitution's Suspension Clause.
Mr. Abernathy contends that it would violate the Suspension Clause to foreclose § 2241 as a potential avenue for relief. However, Mr. Abernathy failed to raise this argument before the district court — thus, forfeiting it, see Richison v. Ernest Group, Inc., 634 F.3d 1123, 1127-28 (10th Cir.2011) — and does not request on appeal that we review it for plain error. Thus, we could permissibly decline to consider the argument altogether. See id. at 1131 ("[T]he failure to argue for plain error and its application on appeal — surely marks the end of the road for an argument for reversal not first presented to the district court.").
We elect to consider Mr. Abernathy's Suspension Clause argument, at least in part, because the government neglected to raise his failure to preserve the argument in its briefing. Such an instance of neglect could function as a forfeiture of the opportunity to hold Mr. Abernathy to his failure to preserve his argument. See McGehee, 672 F.3d at 873 n. 5 ("[A] colorable argument could be advanced that we should overlook [the appellant's] apparent failure to preserve his acceptance-of-responsibility argument because the government forfeited the right to object to it" by "not argu[ing] that [the appellant] failed to preserve this argument."); cf. United States v. Heckenliable, 446 F.3d 1048, 1049 n. 3 (10th Cir.2006) ("Defendant concedes he did not challenge the validity of his plea before the district court. The Government, however, does not argue Defendant waived his present challenge, and accordingly, has waived the waiver.").
However, we are nevertheless reluctant to definitively opine on the merits of Mr. Abernathy's Suspension Clause argument under de novo review, because the government has devoted very little time to addressing it, and, thus, we are deprived of the benefit of vigorous adversarial testing of the issue, not to mention a reasoned district court decision on the subject. Cf. Hill v. Kemp, 478 F.3d 1236, 1251 (10th Cir.2007) ("Our system of justice, after all, is not a self-directed inquisitorial one; to avoid error, we are dependent on the full development of issues through the adversarial process...."). Our reluctance is heightened because Mr. Abernathy's argument involves a complicated and little-explored area of constitutional law. Cf. United States v. Lamirand, 669 F.3d 1091, 1098 n. 7 (10th Cir.2012) ("Given the apparent complexity of th[e] issue ... we are reluctant to definitively opine on its merits without a full adversarial framing of the relevant considerations."); Prost, 636 F.3d at 594 (declining to reach whether denying a petitioner access to § 2241 creates a "serious constitutional question" when it had not been adequately briefed "given that significant and largely uncharted questions of the Constitution's meaning, questions whose proper outcome is far from certain, hang in the balance").
In sum, we are inclined to consider Mr. Abernathy's Suspension Clause argument, even though we are not obliged to do so. See Richison, 634 F.3d at 1131. However, because of the aforementioned considerations, we inquire only whether it was plain error for the district court to foreclose Mr. Abernathy from seeking relief under § 2241. We turn now to that inquiry.
To succeed under plain-error review, Mr. Abernathy must demonstrate: "(1) error that is (2) plain, (3) affects substantial rights, and (4) seriously affects the fairness, integrity, or public reputation of judicial proceedings." DeChristopher, 695 F.3d at 1091. "An error is plain if it is clear or obvious under current, well-settled law. In general, for an error to be contrary to well-settled law, either the Supreme Court or this court must have addressed the issue." Id. (quoting United States v. Thornburgh, 645 F.3d 1197, 1208 (10th Cir.2011)) (internal quotation marks omitted). We need not decide whether there was error — viz., whether the district court's dismissal of Mr. Abernathy's § 2241 petition had the effect of violating the Suspension Clause — because even assuming arguendo that there was error, it would not be plain (i.e., clear or obvious).
The Suspension Clause states that "[t]he Privilege of the Writ of Habeas Corpus shall not be suspended, unless when in Cases of Rebellion or Invasion the public Safety may require it." U.S. Const. art. I, § 9, cl. 2. In assessing whether any Suspension Clause error here is plain, at the outset, we observe that neither the Supreme Court nor our court has ever addressed the specific issue before us. That is, neither court has assayed whether an interpretation of § 2255's savings clause (such as we adopted in Prost) that precludes petitioners, like Mr. Abernathy, from proceeding under § 2241, even though their claims (we assume) would have been barred in their initial § 2255 proceedings by the law-of-the-case doctrine, raises serious questions under the Suspension Clause, much less would effect a violation of it. Therefore, on this basis alone, Mr. Abernathy has a very tough row to hoe (if not an impossible task) to establish that any error by the district court on the Suspension Clause issue was clear or obvious.
Indeed, there does not appear to be much that is clear or obvious in the Suspension Clause area. See Amanda L. Tyler, The Forgotten Core Meaning of the Suspension Clause, 125 Harv. L.Rev. 901, 903 (2012) ("The Suspension Clause remains a puzzle."); cf. INS v. St. Cyr, 533 U.S. 289, 301 n. 13, 121 S.Ct. 2271, 150 L.Ed.2d 347 (2001) (describing "what the Suspension Clause protects" as a "difficult question"). As an initial matter, neither the Supreme Court, nor our court, has decided whether the Suspension Clause only prohibits suspension of the writ as it existed at the time the Constitution was drafted, or whether it also protects against suspension of the writ as it exists today. See Boumediene v. Bush, 553 U.S. 723, 746, 128 S.Ct. 2229, 171 L.Ed.2d 41 (2008) ("The Court has been careful not to foreclose the possibility that the protections of
Over the years, some members of the Supreme Court have explicitly adopted the former view (that is, it only protects against suspension of the writ as it existed at the time the Constitution was drafted). See Boumediene, 553 U.S. at 832, 128 S.Ct. 2229 (Scalia, J., dissenting) ("The writ as preserved in the Constitution could not possibly extend farther than the common law provided when th[e Suspension] Clause was written."); Swain v. Pressley, 430 U.S. 372, 384, 97 S.Ct. 1224, 51 L.Ed.2d 411 (1977) (Burger, C.J., concurring) ("The sweep of the Suspension Clause must be measured by reference to the intention of the Framers and their understanding of what the writ of habeas corpus meant at the time the Constitution was drafted."); cf. Morales v. Bezy, 499 F.3d 668, 670 (7th Cir.2007) ("Over the years, Congress has authorized a much broader use of habeas corpus; but curtailing an optional statutory enlargement does not violate the suspension clause. That would create an irrational ratchet. Habeas corpus could always be enlarged, but once enlarged could not be returned to its previous, less generous scope without a constitutional amendment. Once this was understood, there would be few if any further enlargements." (quoting LaGuerre v. Reno, 164 F.3d 1035, 1038 (7th Cir.1998)) (internal quotation marks omitted)). Were this the governing view, it is a near certainty that denying Mr. Abernathy access to § 2241 would not raise serious Suspension Clause concerns, as the writ as it existed in 1789 was available only in very limited circumstances that are not implicated here. See, e.g., Swain, 430 U.S. at 385, 97 S.Ct. 1224 (Burger, C.J., concurring) ("Thus, at common law, the writ was available (1) to compel adherence to prescribed procedures in advance of trial; (2) to inquire into the cause of commitment not pursuant to judicial process; and (3) to inquire whether a committing court had proper jurisdiction. The writ in 1789 was not considered a means by which one court of general jurisdiction exercises post-conviction review over the judgment of another court of like authority." (citations omitted) (internal quotation marks omitted)); Dallin H. Oaks, Legal History in the High Court — Habeas Corpus, 64 Mich. L.Rev. 451, 451 (1966) ("[C]ourts have moved away from using the writ of habeas corpus for its historic functions of eliciting the cause of commitment and compelling adherence to prescribed procedures in advance of trial until today it has become primarily a means by which one court of general jurisdiction exercises post-conviction review over the judgment of another court of like authority." (footnote omitted)); id. at 468 (noting that under "[t]he seventeenth and eighteenth century law of habeas corpus .... once a person had been convicted by a superior court of general jurisdiction, a court disposing of a habeas corpus petition could not go behind the conviction for any purpose other than to verify the formal jurisdiction of the committing court."); see also Tyler, supra, at 921 ("By the time of the Founding, the privilege had evolved to encompass not just a generic right to due process, but also a particular demand (derived in large measure from the English Habeas Corpus
Nevertheless, even if it were settled that the Suspension Clause protects the writ as it exists today, it is still unclear whether precluding Mr. Abernathy from proceeding under § 2241 would implicate the Suspension Clause. It is well-established that the Suspension Clause does not prohibit the "substitution of a collateral remedy which is neither inadequate nor ineffective to test the legality of a person's detention." Swain, 430 U.S. at 381, 97 S.Ct. 1224 (emphasis added); cf. Miller v. Marr, 141 F.3d 976, 977 (10th Cir.1998) ("Whether [AEDPA's] one-year limitation period violates the Suspension Clause depends upon whether the limitation period renders the habeas remedy `inadequate or ineffective' to test the legality of detention." (quoting Swain, 430 U.S. at 381, 97 S.Ct. 1224)). And at least as a matter of statutory interpretation — i.e., interpreting the "ineffective or inadequate" language in § 2255(e) — we have held that § 2255's remedy is neither inadequate nor ineffective to test the legality of Mr. Abernathy's detention. See Prost, 636 F.3d at 580 (holding that the petitioner's "initial § 2255 motion offered him an adequate and effective means for testing [his statutory interpretation] argument"). Thus, for purposes of the Suspension Clause, it would hardly seem clear or obvious that § 2255 would not be an adequate and effective substitute for the writ.
As Mr. Abernathy points out, the Supreme Court has held that a statutory remedy may serve as an adequate substitute for the habeas writ, only so long as it sufficiently "entitles the prisoner to a meaningful opportunity to demonstrate that he is being held pursuant to `the erroneous application or interpretation' of relevant law." Boumediene, 553 U.S. at 779, 128 S.Ct. 2229 (quoting St. Cyr, 533 U.S. at 302, 121 S.Ct. 2271). But how far (if at all) this statement extends into the AEDPA context — as opposed to the executive detention context of Boumediene — is far from clear.
Finally, our conclusion that any error was not plain (i.e., clear or obvious) is bolstered by the fact that even the circuit
The Third Circuit in In re Dorsainvil was faced with a similar situation to the one presented here, as the habeas petitioner maintained that denying him the ability to pursue his actual innocence claim under § 2241 based upon the Supreme Court's retroactive interpretation of the statute under which he was convicted would violate the Suspension Clause and the Fifth Amendment's Due Process Clause. See 119 F.3d at 248. The court concluded that if "no other avenue of judicial review [is] available for a party who claims that s/he is factually or legally innocent as a result of a previously unavailable statutory interpretation, we would be faced with a thorny constitutional issue." Id. The court avoided the "thorny constitutional issue" by interpreting the savings clause to permit the petitioner to proceed under § 2241. See id. It is not at all clear that the Third Circuit was even referring to the Suspension Clause when it spoke of a "thorny constitutional issue"; but even if it was, it clearly did not base its decision on that clause. See id. at 250 (relying in significant part on the Supreme Court's decision in Davis, where the Court held that it would constitute a "complete miscarriage of justice" if an individual were convicted and punished "for an act that the law does not make criminal" (quoting Davis, 417 U.S. at 346, 94 S.Ct. 2298) (internal quotation marks omitted)).
Thus, even those courts that have held there are serious constitutional concerns when habeas petitioners with claims similar to Mr. Abernathy's are precluded from seeking relief under § 2241 have declined to rest their conclusions on Suspension Clause grounds. Therefore, they shed virtually no light on whether the Suspension Clause would be violated by denying Mr. Abernathy access to § 2241. Thus, not only is it far from well-settled under the law of the Supreme Court and the Tenth Circuit that Mr. Abernathy's Suspension Clause argument has force, but there is virtually no support for Mr. Abernathy's position in other circuits as well.
In conclusion, as we recognized in Prost, there may be situations where § 2255(e)'s savings clause may need to be interpreted to avoid "serious constitutional
Before concluding, we note that, although the district court did not expressly state that it was dismissing Mr. Abernathy's petition for lack of jurisdiction, when a federal petitioner fails to establish that he has satisfied § 2255(e)'s savings clause test — thus, precluding him from proceeding under § 2241 — the court lacks statutory jurisdiction to hear his habeas claims.
Therefore, we construe the district court's dismissal of Mr. Abernathy's petition as resting on a lack of statutory jurisdiction. And, as such, it was a dismissal without prejudice. See Brereton v. Bountiful City Corp., 434 F.3d 1213, 1216 (10th Cir.2006) ("Since standing is a jurisdictional mandate, a dismissal with prejudice for lack of standing is inappropriate, and should be corrected to a dismissal without prejudice."); Martinez v. Richardson, 472 F.2d 1121, 1126 (10th Cir.1973) ("It is fundamental, of course, that a dismissal for lack of jurisdiction is not an adjudication of the merits and therefore dismissal of [plaintiff's] claim must be without prejudice."); cf. Costello v. United States, 365 U.S. 265, 284-85, 81 S.Ct. 534, 5 L.Ed.2d 551 (1961) (construing a district court's dismissal as being for lack of jurisdiction and thus without prejudice, even though the court was silent regarding whether its dismissal was with or without prejudice).
For the foregoing reasons, we
In the fourth motion, Mr. Abernathy seeks to strike the government's "errata sheet." In a filing styled an "errata sheet," the government seeks to alter and withdraw certain legal positions taken in its answer brief. An errata sheet, however, is a filing by which a party corrects technical, inadvertent errors, rather than one by which it makes substantive alterations to legal positions previously taken in its brief. In other words, an errata sheet is not a proper vehicle for the request that the government presents here. Cf. Garcia v. Pueblo Country Club, 299 F.3d 1233, 1242 n. 5 (10th Cir.2002) ("We do not condone counsel's allowing for material changes to deposition testimony [by way of an errata sheet]."). Accordingly, we grant Mr. Abernathy's motion to strike the government's errata sheet. Furthermore, regarding a related matter, we decline the government's late-blooming request — made in its Supplemental Reply Brief — to treat its errata sheet as a motion to withdraw legal positions taken in its answer brief. We have no occasion to decide whether such a withdrawal request would have been granted if the government actually had filed a motion to withdraw or made such a request in a more conventional, and at least arguably proper, fashion — e.g., in its timely reply brief or at oral argument. See United States v. Scott, 529 F.3d 1290, 1300 n. 11 (10th Cir.2008) (granting the government's motion to withdraw an argument). That is because the government did not follow such a conventional route here, despite ample opportunity to do so. Thus, we decline the government's belated request that we treat its errata sheet as a motion to withdraw.
The district court was correct that in Richards we stated that a defendant "cannot be actually innocent of a noncapital sentence." Id. at 1371; accord United States v. Denny, 694 F.3d 1185, 1191 (10th Cir.2012) (same); Laurson v. Leyba, 507 F.3d 1230, 1233 (10th Cir.2007) (same). However, as the district court recognized, our position on this issue is not pellucid. See Selsor v. Kaiser, 22 F.3d 1029, 1036 (10th Cir.1994) (explaining, in dicta, that in the habitual offender context, like in the capital punishment context, a petitioner can be actually innocent of the sentence if he can show that he is factually innocent of a required showing of proof separate and distinct from that necessary to establish his guilt — e.g., in the habitual offender context, factual innocence as to one of the prior qualifying convictions necessary to sentence him as an habitual offender); see also Oliver v. Maxwell, 185 F.3d 874, 1999 WL 390918, at *2 (10th Cir.1999) (noting the conflict between Richards and Kaiser and declining to "resolve . . . the scope of the actual innocence doctrine in the context of non-capital habitual offender sentencing"). We need not address the correctness of the district court's ruling on the scope of the "actual innocence" doctrine because the analytical foundation for the court's decision — Reyes-Requena — is no longer apposite following the establishment of our own savings clause test in Prost, which, as Mr. Abernathy recognizes, does not include an actual innocence inquiry. See Brace, 634 F.3d at 1170 (rejecting a petitioner's claim that he meets Reyes-Requena's "actual innocence" savings clause test on the grounds that we "explicitly declined to adopt the Reyes-Requena test in Prost"); see also Aplt. Supp. Reply Br. at 11 (recognizing that, under Prost, access to § 2241 through the savings clause turns solely on whether the remedy provided by § 2255 is "inadequate or ineffective" to test the legality of Mr. Abernathy's detention).