Gladys Kessler, United States District Judge.
Plaintiff, Professor Nina Gilden Seavey, is a documentary film maker and academic. She holds the rank of full research professor in the Department of History and the School of Media and Public Affairs at George Washington University, here in the District of Columbia. Professor Seavey has, for an extended period of time, been working on a project designed to explain the role played by the United States Government's intelligence and law enforcement agencies in the movement against our participation in the Vietnam War, focusing on the St. Louis, Missouri, area. She has worked on her project — a feature length documentary titled My Fugitive — for decades, and is giving particular emphasis to the role played by the FBI.
In conducting research for her film, Professor Seavey submitted numerous Freedom of Information Act ("FOIA") requests
On March 23, 2015, the FBI sent a letter to Professor Seavey acknowledging receipt of the March 3 FOIA Request. Def.'s Motion for Summary Judgment in Part, Hardy Deck Exhibits, Ex. H ("March 23 Letter") [Dkt. No. 17-2]. The letter informed Professor Seavey that she had been granted news media status and denied her request for a fee waiver.
Given this lack of action by the FBI, Professor Seavey filed suit on August 12, 2015.
After the stay was lifted, Professor Seavey filed her Motion for Partial Summary Judgment, arguing that the FBI had violated FOIA — by failing to make a determination on her March 3 FOIA Request within the required statutory timeframe — and that the FBI should be ordered to process 5,000 pages per month until her Request was complete. The FBI filed an Opposition, arguing that it should only be required to process 500 pages per month, consistent with its internal policies for processing FOIA requests. [Dkt. No. 45]. Professor Seavey has filed a Reply, and the Motion is ripe. [Dkt. No. 49].
Subsequently, the FBI filed a Status Report updating the Court on its progress in responding to Professor Seavey's March 3 FOIA Request. [Dkt. No. 61]. The Status Report indicated that the FBI had processed 7,574 pages of responsive records as of May 31, 2017.
Unfortunately, the parties have not been able to reach any sort of understanding as to the rate at which the FBI is to process these pages. The FBI continues to propose that processing occur at a rate of 500 pages per month, while Professor Seavey continues to propose that processing occur at a rate of 5,000 pages per month. Based on the current estimate of 102,385 pages, the FBI's proposal would result in the completion of processing in approximately 201 months, while Professor Seavey's proposal would result in the completion of processing in approximately 21 months.
Once an individual makes a FOIA request, "an agency usually has 20 working days to make a `determination'" as to the request.
However, "a `determination' does not require actual production of the records to the requester at the exact same time that the `determination' is communicated to the requester. Under the statutory scheme, a distinction exists between a "determination" and subsequent production."
If the agency fails to make the determination within the statutory timeframe (within 20 working days, or 30 working days in unusual circumstances), the requestor may sue to enforce compliance with the statute.
Professor Seavey has moved for summary judgment. Though the filings of both parties are less than clear, it appears she seeks a judgment on her claim that the FBI failed to make a timely determination on her request.
Under the familiar summary judgment standard of Rule 56, summary judgment may be granted only if the pleadings, the discovery materials, and affidavits on file show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56;
The Amended Complaint and the evidentiary submissions of the parties demonstrate that the FBI failed to make a timely determination on the March 3 FOIA Request. After receiving the March 3 FOIA Request, the FBI sent a letter acknowledging receipt of the Request and invoking the "unusual circumstances" exception, giving it a total of 30 working days to make a "determination." It did not complete the three requisite steps to make a determination within 30 working days of March 3, 2015: (1) gathering and reviewing the documents; (2) determining and communicating the scope of the documents it intends to produce and withhold, and the reasons for withholding any documents; and (3) informing the requester that it can appeal whatever portion of the `determination' is adverse.
Indeed, the FBI's Opposition does not devote a single sentence to arguing that it timely made the "determination" as required by FOIA. Instead, the FBI's Opposition is devoted solely to arguing what the appropriate remedy is for this violation of the statute.
As the submissions of the parties demonstrate that there is no genuine issue of material fact as to whether the FBI failed to timely make a determination on the March 3 FOIA Request, Professor Seavey is entitled to summary judgment.
In light of the FBI's failure to comply with FOIA, the sole remaining question is what remedy Professor Seavey is entitled to. This Court "may use its equitable powers to require the agency to process documents according to a court-imposed timeline."
The FBI requests that the Court stick to the status quo. The FBI has an established policy for how it processes FOIA requests, which it is following to process Professor Seavey's request. Opposition at 4. Under this policy, the FBI assigns requests to various "queues" based on the number of pages of potentially responsive documents.
The basic gist of the FBI's argument is that it has developed a comprehensive policy for handling FOIA requests that appropriately balances issues of administrative efficiency and fairness to all FOIA requestors. Thus, the FBI argues that "in terms of managing work-flow" the 500-page policy has "proven to be ideal," and that it is "key in meeting the demands posed by the growing number, size, and complexity of FOIA/[Privacy Act] requests received by the FBI." Third Hardy Decl. ¶ 13b. Additionally, the FBI claims that the 500-page policy promotes fairness by preventing "a system where a few, large queue requests monopolize finite processing resources resulting in less pages provided to fewer requesters on a more infrequent basis."
The FBI's administrative efficiency rationale is simply without merit. In the name of reducing its own administrative headaches, the FBI's 500-page policy ensures that larger requests are subject to an interminable delay in being completed. Under the 500-page policy, requestors must wait 1 year for every 6,000 potentially responsive documents, and those who request tens of thousands of documents may wait decades. "Telling the requester `You'll get the documents 15, or eight, years from now' amounts as a practical matter in most cases to saying `regardless of whether you are entitled to the documents, we will not give them to you.'"
Additionally, the FBI has failed to justify its contention that processing particularly large requests, such as Professor Seavey's, at a faster pace would "monopolize" its resources and delay the processing of smaller requests. The FBI has provided some data showing the total number of annual FOIA and Privacy Act requests in recent years, the average number of documents that must be processed per request, the total number of outstanding requests and pages that have yet to be processed, and a smattering of court ordered production schedules.
If the FBI really wanted to demonstrate that processing larger FOIA requests would impact the processing of other requests there are numerous data points it could provide the Court. Relevant information includes: (1) the FBI's capacity to process FOIA and Privacy Act requests expressed as a rate — i.e. a number of pages per month; (2) the average number of pages generated by FOIA and Privacy Act requests expressed as a rate; and (3)
Instead, the limited data the FBI has provided suggests exactly the opposite. The FBI claims that the average FOIA and Privacy request requires it to process 1,000 pages. Third Hardy Decl. ¶ 16. There were 22,222 requests in FY 2016.
There are suggestions that the FBI's actual processing capacity is, in actuality, nearly an order of magnitude smaller.
Additionally, the FBI argues that "the 500-page processing policy is consistent with security protocols that the FBI must run when dealing with classified or other sensitive information." Opp'n at 5. The need to review classified information is certainly a legitimate reason to proceed slowly and carefully.
One further point highlights why the FBI's position in this case is untenable. At present, Professor Seavey's request seeks information pertaining to 372 distinct subjects. Supplemental Joint Status Report at 1. The FBI has assigned each subject a distinct FOIA tracking number, meaning that for the purpose of internal tracking the FBI treats each request for info on a single subject as a distinct FOIA request. Reply at 8. Yet, for the purpose of responding to Professor Seavey's request, the FBI treats these otherwise distinct
Finally, this is a project of substantial substance in terms of shedding light on "serious gaps in the public's understanding of the role of the FBI and the U.S. government... in the policing, surveilling, and at times suppression of anti-war, social justice activism, and left wing political dissent" where no one would have anticipated the struggle between students and the government.
Accordingly, the Court concludes that Seavey is entitled to have the FBI process her request at a significantly faster rate than the 500 pages per month proposed by the FBI. The FBI has acknowledged that it has established a policy goal that "no requestor should have to wait more than three years before the FBI provides a complete response" to a request. Third Hardy Decl. ¶ 24. At this point, it would take a herculean effort for the FBI to accomplish that goal, if the Court were to measure from the date of Professor Seavey's original request, March 3, 2015. However, it seems readily achievable to complete processing the request within three years of this decision. Given that there are roughly 102,000 pages awaiting processing, the FBI could meet the three year goal by processing 2,850 pages per month. That is well within the range of what other courts have ordered and roughly at the midpoint of what the parties requested. It also provides both parties further incentive to reduce the scope of the request.
For the foregoing reasons, the Motion for Partial Summary Judgment is granted. An Order will accompany this Memorandum Opinion, directing the FBI to begin processing Professor Seavey's request at a rate of not less than 2,850 pages per month.