MARILYN L. HUFF, District Judge.
In the present action, Plaintiffs Wi-LAN Inc., Wi-LAN USA, Inc., and Wi-LAN Labs, Inc. assert claims of patent infringement against Defendants LG Electronics, Inc., LG Electronics U.S.A., Inc., and LG Electronics Mobilecomm U.S.A., Inc., alleging infringement of U.S. Patent Nos. 8,787,924, 8,867,351, 9,226,320, and 9,497,743. (Doc. No. 1, Compl.) On March 8, 2019, the parties filed their joint claim construction prehearing statement, chart, and worksheet, identifying the disputed claim terms from the patents-in-suit. (Doc. Nos. 67-69.) On April 19, 2019, the parties each filed an opening claim construction brief. (Doc. Nos. 83, 85.) On May 3, 2019, the parties each filed a responsive claim construction brief. (Doc. Nos. 91, 92.)
In addition, on April 19, 2019, LG filed a motion for partial summary judgment that claims 1-2, 5-9, and 12-16 of the '924 patent are invalid as indefinite under 35 U.S.C. § 112, ¶ 2. (Doc. No. 82.) On May 10, 2019, Wi-LAN filed a response in opposition to LG's motion for summary judgment. (Doc. No. 100.) On May 17, 2019, LG filed its reply. (Doc. No. 104.)
On May 23, 2019, the Court issued a tentative claim construction order and an order tentatively denying LG's motion for partial summary judgment. (Doc. No. 108.) The Court held a claim construction hearing on May 24, 2019. Christopher M. First, Eric J. Enger, Leslie V. Payne, and Victor M. Felix and appeared for Wi-LAN. Richard D. Harris, Gary R. Jarosik, Callie J. Sand, and Matthew J. Levinstein appeared for LG. After considering the parties' briefs, the parties' arguments at the hearing, and all relevant information, the Court construes the disputed terms from the patents-in-suit. In addition, for the reasons below, the Court denies LG's motion for partial summary judgment that certain claims of the '924 patent are invalid as indefinite.
On July 11, 2018, Wi-LAN filed a complaint for patent infringement against LG, alleging infringement of U.S. Patent Nos. 8,787,924, 8,867,351, 9,226,320, and 9,497,743. (Doc. No. 1.) Specifically, Wi-LAN alleges that LG's wireless communication products that are compliant with the 3rd Generation Partnership Project 4G LTE standard directly infringe the patents-in-suit. (
On October 10, 2018, LG filed an answer to Wi-LAN's complaint along with counterclaims for: (1) declaratory judgments of non-infringement and invalidity of the patents-in-suit; (2) declaratory judgment of unenforceability for failure to disclose to standard setting organizations; (3) declaratory judgment of unenforceability of the '351 patent; (4) declaratory judgment that LG is entitled to license the patents-in-suit on FRAND/RAND terms and conditions; (5) breach of contract; (6) monopolization and attempted monopolization in violation of section 2 of the Sherman Act; and (7) unfair business practices under California Business and Profession Code § 17200 et seq. (Doc. No. 17.)
On November 13, 2018, the Court issued a scheduling order in the action. (Doc. No. 36.) On April 12, 2019, the Court granted in part and denied in part Wi-LAN's motions to dismiss LG's counterclaims, and the Court dismissed LG's counterclaim for declaratory judgment of unenforceability of the '351 patent due to infectious unenforceability with prejudice. (Doc. No. 79.) By the present claim construction briefs and motion for summary judgment, the parties request that the Court construe several disputed claim terms from the patents-in-suit.
Claim construction is an issue of law for the court to decide.
"The purpose of claim construction is to `determin[e] the meaning and scope of the patent claims asserted to be infringed.'"
Claim terms "`are generally given their ordinary and customary meaning[,]'" which "is the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention."
In determining the proper construction of a claim, a court should first look to the language of the claims.
A court must also read claims "in view of the specification, of which they are a part."
But "[t]he written description part of the specification does not delimit the right to exclude. That is the function and purpose of claims."
In most situations, analysis of the intrinsic evidence will resolve claim construction disputes.
"[D]istrict courts are not (and should not be) required to construe every limitation present in a patent's asserted claims."
Summary judgment is appropriate under Rule 56 of the Federal Rules of Civil Procedure if the moving party demonstrates that there is no genuine issue of material fact and that it is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a);
A party seeking summary judgment always bears the initial burden of establishing the absence of a genuine issue of material fact.
When ruling on a summary judgment motion, the court must view the facts and draw all reasonable inferences in the light most favorable to the non-moving party.
In their joint claim construction hearing statement, the parties agree upon the constructions for four claim terms. (Doc. No. 67 at 2-3.) In light of this:
1. The Court construes the term "bandwidth" from the '924 patent as "data transmission resources in a particular time period;"
2. The Court construes the term "an indication of [a first reserved set of access identifiers usable for non-contention access/a non-contention reserved access identifier]" from the '320 patent as "information from which the mobile station may determine [a first reserved set of access identifiers usable for non-contention access/a non-contention reserved access identifier];"
3. The Court construes the term "operable to" from the '320 patent as "capable of;" and
4. The Court construes the term "QoS" from the '924 patent as "quality of service."
(
The '924 patent and the '743 patent are both entitled "Method and Systems for Transmission of Multiple Modulated Signals Over Wireless Networks" and share a common specification. U.S. Patent No. 8,787,924, at (54) (filed Jul. 22, 2014); U.S. Patent No. 9,497,743, at (54) (filed Nov. 15, 2016). The invention disclosed in the '924 patent and the '743 patent "relates to wireless communication systems, and more particularly to a method and apparatus for efficiently allocating bandwidth between base stations and customer premises equipment in a broadband wireless communication system." '924 Patent at 1:23-27.
As an exemplary claim, claim 1 of the '924 Patent provides:
Wi-LAN proposes that the claim term "[UL] connection(s) served by the wireless mobile unit" be construed as "the [uplink] connection(s) between the wireless cellular mobile unit and its users." (Doc. No. 83 at 3.) LG proposes that this claim term be construed as "[uplink] connection(s) between the wireless cellular mobile unit and other end user physical devices." (Doc. No. 85 at 4-5.) Here, in their proposed constructions for this claim term, the parties agree that the term encompasses uplink connections between the wireless mobile unit and something else, but the parties dispute whether that something else is the mobile devices' users or other end user physical devices.
The Court begins its analysis of the parties' dispute by examining the claim language. Claim 1 of the '924 patent claims: "A method of operating a wireless cellular mobile unit registered with a base station in a bandwidth on demand wireless cellular communication system, the method comprising" among other steps "allocating the received UL bandwidth grant to at least two UL connections served by the wireless cellular mobile unit." '924 Patent at 22:42-66. Here, the claim language refers to a wireless mobile unit and a base station. The claim language makes no reference to other end user devices. Thus, the claim language does not support LG's proposed construction.
In support of its proposed construction for this claim term, LG relies on the following language from the '924 patent's specification: "CPEs 110 request bandwidth allocations from their respective base stations 106 based upon the type and quality of services requested by the customers served by the CPEs." (Doc. No. 85 at 5 (citing '924 Patent at 2:21-24).) But, here, the specification is not describing the claimed invention. Rather, the specification is describing prior art.
LG also argues that its proposed construction is supported by an analysis of the claim language in a related patent, U.S. Patent No. 7,006,530. (Doc. No. 85 at 5-6.) LG notes, for example, claim 1 of the '530 patent claims: "[a] method of obtaining bandwidth requests from a plurality of users of a communication base station . . . where each user is an individual connection and the plurality of users is connected to the base station through one or more corresponding customer premise equipment (CPE) stations." U.S. Patent No. 7,006,530 (filed Feb. 28, 2006), at 39:30-36. LG notes that this claim language in the '530 patent expressly states that the bandwidth requests are from "a plurality of users." (Doc. No. 85 at 5.) But this is of no consequence because the claims at issue, the claims in the '924 patent, do not include any claim language reciting "a plurality of users" or similar language.
Finally, LG also relies on the Federal Circuit's decision in
But, here, Wi-LAN does not offer the same proposed construction for the term "[UL] connection(s)" that it argued for on appeal in the
In sum, the Court adopts Wi-LAN's proposed construction for this claim term, and the Court rejects LG's proposed construction. The Court construes "the claim term "[UL] connection(s) served by the wireless mobile unit" as "the [uplink] connection(s) between the wireless cellular mobile unit and its users."
Wi-LAN proposes that the term "UL Services" be construed as "applications that generate data for transmission upstream towards the base station." (Doc. No. 83 at 7.) LG argues that this claim term is indefinite under 35 U.S.C. § 112, ¶ 2. (Doc. No. 85 at 11.) In the alternative, LG proposes that the claim term be construed as "functionalities supported by an end user physical device connected to the wireless cellular mobile unit." (
Section 112 of the Patent Act requires that a patent's specification "conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as [the] invention." 35 U.S.C. § 112, ¶ 2. In
Indefiniteness is a question of law involving underlying factual determinations.
LG argues that the term "UL services" is indefinite because the term "UL services" only appears in the '924 patent's claim language, and the specification fails to provide sufficient information to determine the meaning of the term. (Doc. No. 85 at 11-12.) Specifically, LG argues that the '924 patent fails to adequately explain to a person of ordinary skill in the art whether the term "UL services" refers to "services" or "connections." (
Although the specific term "UL services" only appears in the claim language, the claim language itself provides ample guidance as to the meaning of that claim term. First, that the term "UL services" uses the word "services" suggests that the term refers to services. Second, the claim language provides several examples of claimed "UL services:" "voice service," "data service," "video service," and "real time service." '924 Patent at 24:42-48. These examples suggest that the term refers to services. Third, the specification also supports the contention that "UL services" refers to services.
In an effort to create ambiguity as to the meaning of the term "UL services," LG argues that the '924 patent contains claim language suggesting that a "UL service" may be viewed as a "[UL] connection." (Doc. No. 85 at 12.) The Court disagrees. To support this contention, LG relies on the fact that the other independent claims in the '924 patent, specifically claims 1 and 9, use similar language in reciting the claim term "[UL] connections" as independent claim 17 does in reciting the term "UL services." (
In addition, the Court notes that a review of the claim language shows that although the claims use similar language in reciting the term "[UL] connections" as the term "UL services," the claims do not use the terms interchangeably. For example, dependent claims 6 and dependent claim 14 recite: "wherein one of the at least two connections provides a voice service." '924 Patent at 23:15-16, 24:11-12. And dependent claim 18 recites: "wherein one of the at least two UL services is a voice service."
Turning to the proper construction of the term "UL services," in support of its alternative proposed construction, LG relies on the arguments that it used to support its proposed construction for the claim term "UL connection(s) served by the wireless cellular mobile unit." (Doc. No. 85 at 12-13.) But the Court has rejected LG's proposed construction for that claim term.
Wi-LAN's proposed construction is supported by the intrinsic record. The specification refers to the voice, video, and data services as "applications." '924 Patent at 6:46-50. Further, the relevant claim language explains that the data generated by the "UL services" is "transmitt[ed] to the base station."
In sum, the Court adopts Wi-LAN's proposed construction for this claim term, and the Court rejects LG's proposed construction. The Court construes "UL Services" as "applications that generate data for transmission upstream towards the base station."
Wi-LAN proposes: (1) that the term "queue" from claims 2 and 12 of the '924 patent be construed as "structure containing data to be transmitted;" (2) that the term "queue" from claim 6 of the '743 patent be construed as "to place into a structure containing data to be transmitted;" and (3) that the term "operable to queue data" from the '743 patent be construed as "capable of placing data to be transmitted into a structure." (Doc. No. 83 at 8.) LG proposes: (1) that the term "queue" from claims 2 and 12 of the '924 patent be construed as "structure containing data to be transmitted that relates to a particular quality of service level;" (2) that the term "queue" from claim 6 of the '743 patent be construed as "to place into a structure containing data to be transmitted that relates to a particular quality of service level;" and (3) that the term "operable to queue data" from the '743 patent be construed as "capable of placing data received from another end user physical device connected to a cellular telephone into a structure." (Doc. No. 85 at 13.)
Here, the parties agree that the term "queue" encompasses a structure containing data to be transmitted. (Doc. No. 83 at 8; Doc. No. 85 at 13.) The parties dispute whether the term further encompasses the additional requirement that the queue relate to a particular quality of service level. (
The Court begins its analysis of the parties' dispute by analyzing the claim language. Claim 2 of the '924 patent claims: "A method as claimed in claim 1, wherein the wireless cellular mobile unit maintains one or more queues, each queue for grouping data pertaining to connections with similar QoS." '924 Patent at 23:1-4. By stating that each queue pertains to connections with similar QoS, the claim language implies that each queue relates to a QoS. This supports LG's proposed construction.
Further, the common specification for the '924 patent and the '743 patent provides additional support for LG's position. The specification explains: "The base station MAC maintains a set of queues for each physical channel that it serves. Within each physical channel queue set, the base station maintains a queue for each QoS." '924 Patent at 4:25-28. Wi-LAN concedes that this passage describes each queue having its own QoS. (Doc. No. 83 at 9.) Thus, the intrinsic record supports LG's proposed construction for the term "queue" requiring that the queue be related to a particular QoS level.
In response, Wi-LAN argues that the Court should not limit the claims to a preferred embodiment described in the specification. (Doc. No. 83 at 9; Doc. No. 91 at 3.) The Court recognizes that "it is improper to read limitations from a preferred embodiment described in the specification—even if it is the only embodiment—into the claims absent a clear indication in the intrinsic record that the patentee intended the claims to be so limited."
Wi-LAN also argues that the specification teaches that the queues may be "associated with the various data sources." (Doc. No. 83 at 9 (citing '924 Patent at 3:22-23).) But in this passage cited by Wi-LAN, the specification is not describing the claimed invention. Rather, the specification is describing certain prior art systems.
Wi-LAN notes that unlike in the '924 patent, the claim language in the '743 patent does not mention a QoS for a "queue." (Doc. No. 91 at 3; Doc. No. 83 at 9.) In addition, Wi-LAN also notes that unlike the '924 patent, the claim language in the '743 patent uses the word "queue" as a verb. (Doc. No. 83 at 9.) Wi-LAN argues, therefore, that the Court's construction for the term "queue" in the '743 patent should not include the "particular QoS" limitation. The Court acknowledges the distinctions between the '924 patent's claim language and the '743 patent's claim language, and, thus, the Court will not include the QoS limitation in its construction for the term "queue" in the '743 patent.
In addition, the parties dispute the proper construction for claim the term "operable to queue data." LG argues that the Court's construction for this claim term should include the requirement that the data is received from another user physical device connected to the cellular telephone. (Doc. No. 85 at 13-15.) In support of this proposed construction, LG relies entirely on the arguments that it used to support its proposed construction for the claim term "UL connection(s) served by the wireless cellular mobile unit." (
In sum, the Court adopts LG's proposed constructions for the term "queue" in the '924 patent, and the Court adopts Wi-LAN's proposed construction for the terms "queue" and "operable to queue data" in the '743 patent. The Court construes: (1) the term "queue" from claims 2 and 12 of the '924 patent as "structure containing data to be transmitted that relates to a particular quality of service level;" (2) the term "queue" from claim 6 of the '743 patent as "to place into a structure containing data to be transmitted;" and (3) the term "operable to queue data" from the '743 patent as "capable of placing data to be transmitted into a structure."
Wi-LAN proposes that the claim term "one bit message [requesting to be provided an allocation of UL bandwidth in which to transmit a bandwidth request]" be construed as "a bit sent by a currently active wireless cellular mobile unit that currently has bandwidth allocations indicating a request to be provided an allocation of UL bandwidth in which to transmit a bandwidth request." (Doc. No. 83 at 12.) LG proposes that this claim term be construed as "a bit sent by a currently active wireless cellular mobile unit in the process of transmitting data upstream to a base station that indicates to the base station that the wireless cellular mobile unit needs additional UL bandwidth." (Doc. No. 85 at 7.)
In addition, Wi-LAN proposes that the similar claim term "message requesting the base station to poll the cellular telephone" be construed as "a message sent by a currently active cellular telephone that currently has bandwidth allocations indicating a request to be provided a first UL transmission resource in which to transmit an indication of an amount of data awaiting transmission to the base station." (Doc. No. 83 at 12.) LG proposes that this claim term be construed as "a message sent by a currently active cellular telephone in the process of transmitting data upstream to a base station indicating a request to be provided a first UL transmission resource in which to transmit an indication of data awaiting transmission to the base station." (Doc. No. 85 at 7.)
With respect to these two claim terms, the parties agree that the claimed "bit message" is sent by a "currently active" cellular device. (Doc. No. 83 at 13; Doc. No. 85 at 7.) But the parties dispute what it means to be "currently active." Wi-LAN argues that a cellular device is "currently active" when it "currently has bandwidth allocations. (Doc. No. 83 at 13.) LG argues that a cellular device is "currently active" when "it is in the process of transmitting data upstream." (Doc. No. 85 at 7.) Because the parties dispute the scope of this claim term, the Court must resolve the parties' dispute.
The Court begins its analysis by analyzing the claim language. Here, the claim language is of no assistance in resolving the parties dispute because the term "currently active" is not found in the claim language. But the term "currently active" is found in several places in the specification. In the specification's summary of the invention, the specification explains that "only those currently active CPEs (CPEs that currently have bandwidth allocations associated thereto) are permitted to request more bandwidth using either the piggybacking or poll-me bit methods." '924 Patent at 21:64-22:1. Here, the specification uses the term "currently active" to mean a device that "currently ha[s] bandwidth allocations."
In an effort to support its proposed construction, LG relies on the prosecution history, specifically inter partes review proceedings involving the '924 patent and the '743 patent. (Doc. No. 85 at 8.) But the cited portions of the prosecution history are of no aid to LG and actually support Wi-LAN's proposed construction. In the IPR proceedings, the PTAB construed the claim terms at issue; explained that "[t]he ['924 patent/'743 patent] defines `active CPEs' to mean `currently have bandwidth allocations associate thereto;'" and ultimately adopted Wi-LAN's proposed constructions for these claim terms. (Doc. No. 84-11, Ex. 11 at 12-13; Doc. No. 84-12, Ex. 12 at 11-12.) Thus, Wi-LAN's proposed construction is supported by both the prosecution history and the language in the specification describing the invention.
In addition, with respect to the '924 patent only, the parties dispute whether the requested bandwidth may be used for only an additional bandwidth request as is proposed by Wi-LAN or whether the requested bandwidth may be used to transmit something else as is proposed by LG. (Doc. No. 85 at 7-8.) This dispute can be resolved by reviewing the claim language at issue. The claim language recites: "a one bit message requesting to be provided an allocation of uplink (UL) bandwidth in which to transmit a bandwidth request." '924 Patent at 22:46-49;
In sum, the Court adopts Wi-LAN's proposed construction for this claim term, and the Court rejects LG's proposed construction. The Court construes the claim term "one bit message [requesting to be provided an allocation of UL bandwidth in which to transmit a bandwidth request]" as "a bit sent by a currently active wireless cellular mobile unit that currently has bandwidth allocations indicating a request to be provided an allocation of UL bandwidth in which to transmit a bandwidth request." And the Court construes the claim term "message requesting the base station to poll the cellular telephone" as "a message sent by a currently active cellular telephone that currently has bandwidth allocations indicating a request to be provided a first UL transmission resource in which to transmit an indication of an amount of data awaiting transmission to the base station."
Wi-LAN argues the claim terms "allocation of UL bandwidth" and "UL bandwidth grant" do not need to be construed further beyond the parties' agreed upon construction for the claim term "bandwidth." (Doc. No. 83 at 14.) LG proposes that the claim terms "allocation of UL bandwidth" and "UL bandwidth grant" both be construed as "resources assigned for uplink data transmission." (Doc. No. 85 at 9.) Because the parties dispute the scope of this claim term, the Court must resolve the parties' dispute.
Here, the parties agree that the claim term bandwidth should be construed as "data transmission resources in a particular time period." (Doc. No. 85 at 10; Doc. No. 83 at 14)
In sum, the Court rejects LG's proposed construction for these claim terms. The Court declines to construe the terms "allocation of UL bandwidth" and "UL bandwidth grant" beyond the parties' agreed upon construction for the claim term "bandwidth."
In its motion for partial summary judgment, LG argues that the claim term "at least one of the UL connections" from claim 9 of the '924 patent is indefinite under 35 U.S.C. § 112 ¶ 2 because it lacks an antecedent basis. (Doc. No. 82-1 at 5.) "[A] patent is invalid for indefiniteness if its claims, read in light of the specification delineating the patent, and the prosecution history, fail to inform, with reasonable certainty, those skilled in the art about the scope of the invention."
The Federal Circuit has explained that "a claim could be indefinite if a term does not have proper antecedent basis where such basis is not otherwise present by implication or the meaning is not reasonably ascertainable."
LG argues that the scope of the term "at least one of the UL connections" cannot be ascertained because it lacks a proper antecedent basis, and it would be unclear to a person of skill in the art reading claim 9 whether the antecedent basis for the term should be the term "a UL connection" or the term "at least two connections." (Doc. No. 82-1 at 5-6.) In response, Wi-LAN argues that when read in its proper context, it is clear that the term "at least two connections" provides the antecedent basis for the term "at least one of the UL connections." (Doc. No. 100 at 7-8.) The Court agrees with Wi-LAN.
The claim at issue refers to "UL connections" in the plural, which implies that it is referring to the previously mentioned "at least two connections," which is also plural, and not the singular "a UL connection." Further, although the claims as written do not expressly describe the "at least two connections" as UL connections, it is clear from the context of the claims that they are UL connections. Claim 9 explains that the "UL bandwidth grant" is allocated to the "at least two connections." '924 Patent at 23:40-41. Thus, they are UL connections. This is also supported by the language in claim 10, which recites: "one of the at least two UL connections."
Further, that the term "at least two connections" provides an antecedent basis for the term "at least one of the UL connections" is supported by the structure of claim 9 and an understanding of the method claimed therein. Claim 9 recites a method involving several distinct steps, including determining an amount of data; transmitting a message to be provided with a bandwidth request; receiving an allocation of bandwidth to transmit a bandwidth request; transmitting a bandwidth request; receiving a bandwidth grant; and allocating the bandwidth grant.
That claim 9 recites separate and distinct steps is important because the term "at least one of the UL connections" is contained within and is part of the "allocating" step of the claimed method.
LG further argues that claim 9 remains indefinite even under the Court's interpretation of the claim and the antecedent basis for the term "at least one of the UL connections" because it is unclear from the claim how the "a UL connection" limitation recited earlier in the claim relates to the "at least two connections" limitation recited later in the claim. The Court disagrees and does not share LG's purported confusion. As explained above, claim 9 recites a method involving several distinct steps, with a first set of steps being related to bandwidth request techniques and the final step being related to allocation techniques.
In addition, the specification in the "summary of the invention" provides further clarity in explaining:
In sum, the claim language provides one skill in the art with reasonable certainty that the term "at least two connections" provides an antecedent basis for the term "at least one of the UL connections." As a result, LG has failed to meet its burden of establishing that the claim term "at least one of the UL connections" is indefinite, and the Court denies LG's motion for partial summary judgment on this issue.
In its motion for partial summary judgment, LG also argues that the claim term "the at least two connections" from claims 6-8 of the '924 patent is indefinite under 35 U.S.C. § 112 ¶ 2 because they lack an antecedent basis. (Doc. No. 82-1 at 8-10.) In response, Wi-LAN argues that when read in its proper context, it is clear that the term "the at least two UL connections" provides the antecedent basis for the term "the at least two connections." (Doc. No. 100 at 11-12.) The Court agrees with Wi-LAN.
Similar to the prior claim term, the claim language when read in the context of the entire intrinsic record provides reasonable certainty that the term "the at least two connections" refers to the term "the at least two UL connections" because: (1) both terms refer to "connections" in the plural; (2) the connections at issue are UL connections; and (3) both terms are part of the "allocating" step of the claimed method. In sum, LG has failed to meet its burden of establishing that the claim term "the at least two connections" is indefinite, and the Court denies LG's motion for partial summary judgment on this issue.
The '351 Patent is entitled "apparatus, system and method for the transmission of data with different QoS attributes." U.S. Patent No. 8,867,351, at (54) (filed Oct. 21, 2014). The invention disclosed in the '351 patent "relates to an apparatus, system and method for providing and managing QoS for data flows transmitted over at least one link in a data network capable of transmitting data with different [quality of service] QoS requirements and/or attributes."
Claim 1 of the '351 patent claims:
Wi-LAN proposes that the claim term "each of the logical channel queues associated with a priority and a traffic shaping rate" does not need to be construed, and that the phrase should just be given its plain and ordinary meaning. (Doc. No. 83 at 15; Doc. No. 92 at 5-6.) LG proposes that claim term be construed as "each of the logical channel queues having the priority and traffic shaping rate quality of service attributes of the held packets." (Doc. No. 85 at 16.) Here, the parties dispute whether the priority and traffic shaping rate are associated with just the logical channel queues as is Wi-LAN's position or whether they are specifically associated with packets that are held within the logical channel queues as is LG's position. Because the parties dispute the scope of this claim term, the Court must resolve the parties' dispute.
The Court begins its analysis of the parties' dispute by analyzing the claim language. Claim 1 of the '351 patent claims a method comprising, among other steps, "operating a plurality of logical channel queues, each of the logical channel queues associated with a priority and a traffic shaping rate." '351 Patent at 13:56-58. Similarly, claim 7 of the '351 patent claims a mobile device comprising, among other things, "a link controller operable to: operate a plurality of logical channel queues, each of the logical channel queues is capable of being associated with a priority and a traffic shaping rate."
To support its position that the priority and the traffic shaping rate are associated with packets, LG relies on various passages from the '351 patent's specification. (Doc. No. 85 at 17.) But the '351 patent's specification actually conflicts with LG's proposed construction. LG argues that its proposed construction is correct because the specification explains that the packets are held in the logical channel queues, and the packets have the priority and traffic shaping rate QoS attributes. (Doc. No. 85 at 16-17.) But, in describing a preferred embodiment of the invention, the '351 patent's specification states:
'351 Patent at 7:59-67. In this passage, the specification describes an empty, existing logical channel queue that has QoS attributes, but does not possess a packet. LG's proposed construction requires that each logical channel queue hold a packet. (Doc. No. 85 at 16.) Thus, LG's proposed construction would read out this preferred embodiment described in the above passage of the specification. "[A] claim construction that excludes [a] preferred embodiment [described in the specification] `is rarely, if ever, correct and would require highly persuasive evidentiary support.'"
In sum, the Court rejects LG's proposed construction for this claim term. The Court declines to further construe the claim term "each of the logical channel queues associated with a priority and a traffic shaping rate" to require that the priority and the traffic shaping rate are associated with packets.
Wi-LAN proposes that the claim term "logical channel queues" be construed as "structures containing data to be transmitted over logical channels." (Doc. No. 83 at 17.) LG proposes that this claim term be construed as "queues of packets to be transmitted wherein each entry in each queue holds one packet." (Doc. No. 85 at 15.) Here, the parties dispute whether the term "logical channel queues" requires that each entry in each queue holds one packet.
The Court begins its analysis of the parties' claim construction dispute by examining the claim language. Claim 1 of the '351 patent describes the "logical channel queues" as "having data for transmission." '351 Patent at 13:60-16;
In support of its proposed construction, LG relies on the following passage from the '351 patent's specification describing a preferred embodiment:
transmitted, where each entry in a queue holds one packet. '351 Patent at 7:6-12. (Doc. No. 85 at 15-16.) But "it is improper to read limitations from a preferred embodiment described in the specification—even if it is the only embodiment—into the claims absent a clear indication in the intrinsic record that the patentee intended the claims to be so limited."
In sum, the Court adopts Wi-LAN's proposed construction for this claim term, and the Court rejects LG's proposed construction. The Court construes "logical channel queues" as "structures containing data to be transmitted over logical channels."
Wi-LAN argues that the claim term "priority" does not need to be construed, and the term should just be given its plain and ordinary meaning. (Doc. No. 91 at 6.) LG proposes that the claim term "priority" be construed as "the priority of a packet placed into a logical channel queue compared to the priority of packets placed into other logical channel queues." (Doc. No. 85 at 18.) Here, the parties dispute whether the claimed "priority" refers to either a packet or a logical channel queue. (Doc. No. 85 at 18; Doc. No. 91 at 6.)
To support their respective claim construction positions for this claim term, both parties rely on the same arguments they presented in support of their dispute regarding the claim term "each of the logical channel queues associated with a priority and a traffic shaping rate." (
In sum, the Court rejects LG's proposed construction for this claim term. The Court declines to construe the term "priority" to require that the priority is associated with a packet.
Wi-LAN proposes that the term "traffic shaping rate" be construed as "a rate used to accomplish traffic shaping, where the rate is used to regulate traffic flow on the network." (Doc. No. 83 at 18.) LG argues that this claim term is indefinite under 35 U.S.C. 112, ¶ 2. (Doc. No. 85 at 18.) In the alternative, LG proposes that the term "traffic shaping rate" be construed as "a maximum quantity of data that can be selected from a particular logical channel queue over a particular period of time." (
"[A] patent is invalid for indefiniteness if its claims, read in light of the specification delineating the patent, and the prosecution history, fail to inform, with reasonable certainty, those skilled in the art about the scope of the invention."
LG argues that the term "traffic shaping rate" and the related term "whose traffic shaping rate is not reached" is indefinite because the term "traffic shaping rate" is only found in the '351 patent's claim language, and it does not appear anywhere in the specification. (Doc. No. 85 at 18-19.) Although the specific term "traffic shaping rate" is only found in the claim language, LG concedes that the term "traffic shaping" has a plain and ordinary meaning. (
In addition, the claim language of the '351 patent provides guidance as to the meaning of the term "traffic shaping rate." For example, claim 1 recites "[a] method of operating a mobile device" with multiple "logical channel queues" for data transmission, each of which is "associated with a priority and a traffic shaping rate." '351 Patent at 13:55-58. The claimed method requires that the mobile device "select[] . . . a highest priority logical channel queue . . . whose traffic shaping rate is not reached" and then "allocate a portion of the data transmission capacity available . . . to the selected logical channel queue."
Further, the specification provides additional guidance as to the meaning of the term "traffic shaping rate:"
Turning to the parties' proposed constructions for the term "traffic shaping rate," LG's proposes that the Court's construction for this term require that the traffic shaping rate be the maximum quantity of data that can be selected from a particular logical channel queue over a period of time. (Doc. No. 85 at 18.) In response, Wi-LAN argues that LG's proposed construction is not supported by the claim language. The Court agrees. Nothing in the claim language supports LG's contention that traffic shaping rate sets a maximum cap on the data that can be selected from a logical channel queue. Indeed, to the contrary, claim 1 of the '351 patent provides that under the claimed method, any remaining data transmission capacity will be allocated to the "logical channel queues" in their priority order. '351 Patent at 14:10-14. This additional data transmission capacity would allow a queue to exceed its traffic shaping rate, contrary to LG's proposed construction.
Further, in an effort to support its proposed construction, LG relies on a passage from the '351 patent's specification. (Doc. No. 85 at 21 (citing '351 Patent at 5:66-6:12)). But the cited portion of the specification does not discuss traffic shaping or traffic shaping rates.
Wi-LAN proposes that the Court construe the term "traffic shaping rate" as a rate used to accomplish traffic shaping where the rate is used to regulate traffic flow on the network. (Doc. No. 83 at 18.) Wi-LAN's proposed construction is supported by both the claim language and the specification.
In its briefing, Wi-LAN explains that under the claim language, the mobile device uses the "traffic shaping rate" to limit the amount of data transmission capacity allocated to a particular logical channel and regulate traffic follow on the network. (Doc. No. 83 at 19.) Wi-LAN also argues that the specification teaches that the "traffic shapers" limit the rate at which data can be transmitted over the network. (
In sum, the Court adopts Wi-LAN's proposed construction as modified, and the Court rejects LG's proposed construction.
The '320 Patent is entitled "Pre-Allocated Random Access Identifiers." U.S. Patent No. 9,226, 320 (filed Dec. 29, 2015), at (54). The invention disclosed in the '320 patent relates to "[s]ystem and methods of pre-allocating identifiers to wireless devices for use in requesting resources over a random access channel . . . ." '320 Patent at 1:37-39.
Claim 1 of the '320 patent claims:
Wi-LAN proposes that the claim term "[a/the] non-contention reserved access identifier" be construed as "[a/the] reserved code that (i) is not randomly selected by the mobile station, (ii) identifies a mobile station to a base station, and (iii) avoids the probability of collision caused by randomly selected codes on a random access channel during handover." (Doc. No. 83 at 21.) LG proposes that this claim term be construed as ""[a/the] distinct reserved code that uniquely identifies a mobile station to a target base station independently of when it is transmitted and avoids the probability of collision on a random access channel during handover." (Doc. No. 85 at 21.)
In their proposed constructions for this claim term, the parties present several disputes regarding the proper scope of this claim term. First, the parties dispute whether the claimed identifier must be a "distinct" code that "uniquely" identifies a mobile station to a "target" base station. (Doc. No. 83 at 22-23; Doc. No. 85 at 22-23.) Second, the parties dispute whether the claimed identifier identifies a mobile station to a base station "independently of when it is transmitted." (Doc. No. 83 at 23-25; Doc. No. 85 at 23-24.) Third, the parties dispute whether the identifier must completely avoid collisions. (Doc. No. 91 at 10; Doc. No. 85 at 24-25; Doc. No. 92 at 9.) Fourth, the parties dispute whether the claimed identifier can be "randomly selected by the mobile station." (Doc. No. 83 at 21-22; Doc. No. 85 at 25.) Because the parties dispute the scope of this claim term, the Court must resolve the parties' dispute.
Under their proposed constructions, the parties agree that the claimed "non-contention reserved access identifier" is a reserved code that identifies a mobile station to a base station. (Doc. No. 83 at 21; Doc. No. 85 at 21.) LG argues that the Court's construction for this claim term should include the additional requirements that the reserved code is "distinct" and that it "uniquely" identifies a mobile station to a target base station. (Doc. No. 85 at 22-23.)
The Court begins by analyzing the claim language. LG's proposal is not supported by the claim language. The language in the '320 patent's independent claims does not include either the requirement that the code be distinct or that it uniquely identify a mobile station.
To support its contention that the Court's construction should include these two requirements, LG relies on several passages in the '320 patent's specification. (Doc. No. 85 at 22 (citing '320 Patent at 2:66-3:1, 5:22-28, 6:26-28, 8:25-36, 15:64-67, 19:25-31, 19:58-61).) But in each of these passages, the specification is describing a preferred embodiment.
Finally, LG relies on statements made by Wi-LAN during the prosecution history, specifically inter partes review proceedings involving the '320 patent. (Doc. No. 85 at 22 (citing Doc. No. 84-29, Ex. 29 at 5, 19; Doc. No. 84-30, Ex. 30 at 4, 22, 35; Doc. No. 84-32, Ex. 32 at 5, 7).) LG argues that during the IPR proceedings Wi-LAN repeatedly confirmed that the claimed "non-contention reserved access identifier" must uniquely identify the mobile station to the target base station. (
The Court has reviewed the statements at issue and the cited statement do not contain a clear and unmistakable disavowal of claim scope. Many of the cited passages do not even use the word "unique" or "uniquely." (
LG argues that the Court's construction for the term "non-contention reserved access identifier" should include the requirement that the code identify the mobile station "independently of when it is transmitted." (Doc. No. 85 at 23-24.) But there is no support for this particular limitation in the intrinsic record. In its briefing, LG fails to identify any passage in the claim language or the specification of the '320 patent stating that the code identifies a mobile station independent of when it is transmitted. Instead, LG relies on passages in the specification reciting that the claimed invention utilizes "pre-allocated codes." (Doc. No. 85 at 23 (citing '320 Patent at Abstract, 1:42-49, 3:1-7).) LG argues that because the invention utilizes codes and not unique transmission times, the Court's construction should include LG's proposed limitation. (
The parties agree that the claimed "non-contention reserved access identifier" is a reserved code that "avoids the probability of collision" "on a random access channel during handover." (Doc. No. 83 at 21; Doc. No. 85 at 21.) Wi-LAN asserts that the claimed identifier specifically avoids the probably of collision caused by randomly selected codes, whereas LG asserts that the claimed identifier must completely avoid and eliminate any collisions. (Doc. No. 85 at 24; Doc. No. 92 at 9.)
Here, the parties' dispute can be resolved by a review of the intrinsic record, specifically the '320 patent's specification.
To support its contention, LG notes that during the IPR proceedings Wi-LAN stated that the claimed identifier "avoids" collision. (Doc. No. 85 at 24 (citing Doc. No. 84-32, Ex. 32 at 5, 44-45; Doc. No. 84-33, Ex. 33 ¶¶ 107, 138; Doc. No. 84-29, Ex. 29 at 4, 17-19; Doc. No. 84-30, Ex. 30 at 16; Doc. No. 84-34 ¶ 44; Doc. No. 84-35, Ex. 35 at 106-09, 112).) But this is of no aid to LG. In the cited passages, Wi-LAN merely takes the same position that it takes in its current claim construction briefing, that the claimed identifier specifically avoids the probably of collision caused by randomly selected codes. (
Wi-LAN argues that the Court's construction for this claim term should include the limitation that the reserved code "is not randomly selected by the mobile station." (Doc. No. 83 at 21-22.) The Court begins its analysis by reviewing the claim language. None of the claims include the proposed requirement that the code is not randomly selected.
To support its proposed construction, Wi-LAN relies on the following passage from the '320 patent's specification:
'320 Patent at 12:50-56. But in the cited passage, the specification is describing a preferred embodiment of the invention.
In addition, the Court notes that in its decision granting IPR, the PTAB declined to import Wi-LAN's proposed limitation into the claims. (Doc. No. 84-38, Ex. 38 at 25-26.) Although this decision is not binding on the Court, the Court finds the reasoning and analysis presented by the PTAB with respect to this issue persuasive. Wi-LAN notes that in the PTAB's September 5, 2018 decision granting IPR, the PTAB applied a different claim construction standard — the broadest reasonable interpretation standard — than the standard utilized by district courts. (Doc. No. 91 at 9.) Wi-LAN is correct. Although beginning on October 11, 2018, the PTAB now uses the same claim construction standard that is utilized by district courts — the
Nevertheless, this is of no consequence because, in the analysis at issue, the PTAB utilized the legal principle that claims should not be limited to preferred embodiments or specific examples in the specification. (Doc. No. 84-38, Ex. 38 at 25-26 (citing
Wi-LAN also argues that the PTAB's analysis relied on the contention that there is a distinction between the "preallocated codes" in the specification and the "non-contention reserved access identifies" in the claims, but that LG has subsequently conceded the two are the same.
To support its proposed claim construction, Wi-LAN cites to only descriptions of preferred embodiments in the specification. (
In sum, the Court adopts in part Wi-LAN's proposed construction for this claim term, and the Court rejects LG's proposed construction. The Court construes the claim term "[a/the] non-contention reserved access identifier" as "[a/the] reserved code that (i) identifies a mobile station to a base station, and (ii) avoids the probability of collision caused by randomly selected codes on a random access channel during handover."
For the reasons above, the Court adopts the constructions set forth above. In addition, the Court denies LG's motion for partial summary judgment that certain claims of the '924 patent are invalid as indefinite.